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Chapter 4 No.4

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Substantive Due

ation, which is alleged to invade "liberty" or "property" contrary to "due process of law". How is this vast proliferation of cases, and attendant expansion of the Court's constitutional jurisdiction, to be explained? The explanation, in

no other instance has its lawmaking been more evident than in its interpretation of the due process clauses, and in no other instance have the state judiciaries contributed so much

ke's influence is seen to pervade the Declarations and Bills of Rights which often accompanied the revolutionary State Constitutions, yet their promise was early defeated by the overwhelming power of the first state legislatures, especially vis-a-vis the property right. One highly impressive exhibit of early state legislative power is afforded by the ferocious catalogue of legislati

sounding in Natural Law. In 1795 Justice Paterson of the new Supreme Court admonished a Pennsylvania jury that to construe a certain state statute in a way to bring it into conflict with plaintiff's property rights would render it void. "Men," said he, "have a sense of property.... The preservation of property ... is a primary object of

truded itself, whether judicial review could pretend to operate on a merely moral basis. Both the notion that the Constitution was an emanation from the sovereignty of the people, and the idea that judicial review was but a special aspect of normal judicial function, forbade the suggestion. It necessarily followed that unless judicial protection of the property

e constitutions of the historically synonymous due process clause, was foreshadowed as

f mankind has at length settled down to this: that they were intended to secure the individual from the arbitrary exerci

y slavery was excluded from the territories, was held void under the Fifth Amendment, not on the ground that the procedure for enforcing it was not due process of l

ed of property", period. At the same time Judge Comstock's opinion in the case sharply repudiates all arguments against the statute sounding in Natural Law concepts, fundamental principles of liberty, common reason and natural rights, and so forth. Such theories were subversive of the necessary powers of government. Furthermore, there was "no process of reasoning by which it can be demonstrated that the 'Act for the Prevention of Intemperance, Pauperism and Crime' is void, upon principles and theories outside

ed the Court, in implication, a vast new jurisdiction, but this the Court at first manifested the greatest reluctance to enter upon. It did not wish, it protested, to become "a perpetual censor upon all State legislation"; nor did it wish, by enlarged conceptions of the right

d it-in Munn v. Illinois,[67] in which the Supreme Court had held that states were entitled by virtue of their police power to prescribe the charges of "businesses affected with a public interest," the Association, through its more eminent members, became the mouthpiece of a new constitutional philosophy which was compounded in about equal parts from the teachings of the British Manchester School of Politi

iltrating the due process clauses and especially the word "liberty" thereof, of their several State constitutions with the new revelation. The product of these activities was the doctrine of freedom of contract, the substantial purport of which was that any legislation which restricted the liberty of male per

otice of its intention to review in detail the "reasonableness" of railway rates set by State authority and in Holden v. Hardy it ratified, at the same term, the doctrine of freedom of contract.[70] The result of the two holdings

its fluctuating membership tipped the scales now in favor of Business, now in favor of Government. And today the latter tendency appears to have prevailed. In its decisions early in 1937 sustaining outstanding Roosevelt Administration measures, the C

teen years little happened. Then in 1940, the Court supplemented its ruling in the Gitlow Case with the so-called "Clear and Present Danger" rule, an expedient which was designed to divest state enactments restrictive of freedom of speech, of press, of religion, and so forth, of their presumed validity, just as, earlier, statutes restrictive of freedom of contract had been similarly disabled. By certain of the Justices,

War Power. The reader has only to consult in these pages such holdings as those in Belmont v. United States, Yakus v. United State

half century between 1885 and 1935. But this fact does not signify that the clause is not, in both its procedural sense and its broader sense, especially when supplemented by the equal protection clause of Amendment XIV, a still valuable and viable source of judicial protection against

su

onal Document. The tradition concerning the original establishment of the Constitution was still fresh, and in the person and office of the great Chief Justice the intentions of the framers enjoyed a renewed vitality. This is not to say that Marshall did not have views of his own to advance; nor is it to say th

ts, ceases to be cited. Among the theories which in one way or other received the Court's approval during this period were the notion of Dual Federalism, the doctrine of the Police Power, the taboo on delegation of legislative power, the derived doctrine of Due Process of Law, the conception of liberty

f what Justice Holmes once termed "the sovereign prerogative of choice." It was early in this period that Governor Hughes, soon to ascend the Bench, said, without perhaps intending all that his words literally conveyed, "We are under a Constitution, but the Constitution is what the judges say it is." A decade later it was suggested by an eminent law teacher that attorneys arguing "due process cases" before the Court ought to address the Justices not as "Your Honors" but as "Your Lordships"; and Senator Borah, in the Sen

ve. Others can be searched out in the pages of this volume. What they sum up to is this: that what was once vaunted as a Constitution of Rights, both State rights and private rights, has been replaced to a great extent by a Constitution of Powers. The Federal System has shifted

xx

the era when it was cutting its widest swathe in the field of national legislative policy, the period from 1895 to 1935. Even then there was a multiplicity of state legislatures and only one Congress, so that the legislative grist that found its way to the Court's mill was overwhelmingly of local provenience. And since then several things have happened to confirm this predominance: first, the annexation to Amendment XIV of much of the conten

the late Justi

power to declare an Act of Congress void. I do think the Union would be imperile

is still sizes u

d S.

ary,

o

ecord, vol.

43 (1851), overturning The Thomas

457 (1871); Hepburn v. Gri

oan & Trust Co., 157 U.S.

ecord, vol.

llwright, 321

Ibid

in United States Histo

se (1837), 230 pages of 11 Peters; the Passenger Cases (1849), 290 pages of 7 Howard; the Dred Scott Case (1857), 240 pages of 19 Howard; Ex parte

s of the Federal Convention

How. 504, 573-574 (1847), an

. 506, 520-

95 (1935); 298

U.S. 238,

U.S. 10

00 U.S

7 U.S.

Pet. 435 (1842); Collector

at. 316, 4

details, see E.S. Corwin, Court

e: Footnote 21 is missi

lahoma v. Civil Service Comm'n.

Dall.

ll. 457, 5

0 U.S.

Ting, 149 U.

U.S. 304,

t, says: "The war powers of Congress and the President are only those which are derived from the Constitution", but he adds: "the primary implication of a war power is tha

XIV (1888). Jowett and some other

background of this principle, see P.W. Duff and H.E. Whiteside, "Delegata Potestas

3 U.S. 388 (1935); Schechter Corp. v

U.S. 57

U.S. 304,

3 U.S.

Constitutional History of t

e, op. ci

id., §

nited States, 27

on) and "Helvidius" (Madison), see E.S. Corwin, The Pr

as Jefferson, V, 209

. 137, 16

bid.,

7 H

v. Page, 9 Ho

tes v. Tingy, 5

Atty. Gen.

lack 635

Wall. 2

all. 475

tes v. Lee, 106

Neagle, 135

58 U.S

ography, 38

cit., 1

overnment in the Unit

Total War and the Cons

3 U.S.

berty Against Government

rom any man any part of his property with

ee v. Dorrance, 2 Da

88-389 (1798). See also Loan Associ

umbia v. Okely,

ndford, 19 How.

N.Y. 378

, by a more flexible doctrine, which left it open to the State to show reasonable justification for that type of legislation in terms of acknowledged ends of the Police Power,

rrow construction given it at this time is still the law of the Court. But Justices Bradley and Swayne pointed out the potentialities of the due process of law

U.S. 113

e Constitution, How Laissez Faire Came

k, 198 U.S. 45 (1905); and Adkins v. C

U.S. 466;

The Fourteenth Amendment an

301 U.S. 1, 33-34; West Coast Hotel

Prudential Ins. Co. v. Che

ued in detail in connection

treated in the text

v. United States,

, xii, 241 (1918); New York Times, February 12, 1930. It was also during the same period that Judge Andrew A. Bruce of North Dakota wrote: "We are governed by our judges and not by our legislatures.... It is our judges who formulate our public policies and our basic l

ed Legal Pap

xx

NT

ee tables at beginning of

ces I

's for

introdu

on formation of

nstitution (li

mendments (li

tion, with a

reamb

Legislative

1. The C

f Represen

enat

ons and m

ons and m

ative pro

ts of M

and resol

s of Con

denied to

denied to t

Executive

. The Pre

duties of th

owers and duties o

eachme

. Judicial

ges, their terms,

isdict

reas

. Federal

ith and credit giv

tizen

government of Te

State gov

Mode of a

iscellaneous

II. Ratif

to the Co

eligion, free

ring a

ering so

es and se

s of per

used in criminal

il tri

ment for

tained by th

ved State

against

n of Presid

nd involuntar

n of slavery and invo

of Cong

ts of ci

hip; due process; e

ent of repres

ication of o

claims for los

orceme

f citizens

ot to be abridged for

of Cong

come t

election of

n of intoxicat

ition of intoxica

nt power to

it on ratif

al suff

the President, Vice President,

of President, Vice President, S

g of Cong

alification of Pr

rein death occurs among those from

of eff

mit on rat

Eighteenth A

epeal of pro

on into States

it on ratif

dential T

riction on Numb

it on ratif

nal in whole or in part by the Supr

of Cas

ex

OF THE UNITED S

ON FORMATION OF

met in Philadelphia in September of that year the first Continental Congress, composed of delegates from 12 colonies. On October 14, 1774, the assembly adopted what has come to be known as the Declaration and Resolves of the First Continental Congress

nt in defiance of the royal governor and the Crown. Hence, by general necessity and by common consent, the second Continental Congress assumed control of the "Twelve United Colonies", soon to become the "Thirteen United Colonies" by the cooperation of

dingly on June 7 a resolution was introduced in Congress declaring the union with Great Britain dissolved, proposing the formation of foreign alliances, and suggesting the drafting of a plan of confederation to be submitted to the respective colonies.[d] Some delegates argued for confederation first and declaration afterwards. This counsel did not prevail. Independence was declared on Ju

" on March 1, 1781, the need for a revenue amendment was widely conceded. Congress under the Articles lacked authority to levy taxes. She could only request the States to contribute their fair share to the common treasury, but the requested amo

to that instrument were proposed. Not only did all amendments have to be ratified by each of the 13 States, but all important legislation needed

treaties had to be ratified by the several States. Even when a treaty was approved, Congress lacked authority to secure obedience to its stipulations. Congr

ect to unimportant exceptions, was left to the individual States. Disputes between States with common interests in

utually advantageous to the two States." Maryland in January 1785 responded to the Virginia resolution by appointing a like number of commissioners[e] "for the purpose of settling the navigation and jurisdiction over that part of the bay of Chesapeake whic

"to take into consideration the trade and commerce" of the Confederation. Virginia, in January 1786, advocated such a convention, authorizing its commissioners to meet with those of other States, at a time and place to be agreed on, "to take into consideration the trade of the United States; to examine the relative situations and trade of the said

nting. Only five States-Virginia, Pennsylvania, Delaware, New Jersey, and New York-were represented; delegates from Massachusetts, New Hampshire, North Carolina, and Rhode Island failed to attend. Because of the small representation, the Annapolis convention did not deem "it advisable to proceed on the business of their mission." After an exchange of vi

he convention would be extra-legal; that Congress alone could propose amendments to the Articles of Confederation. Washington was quite unwilling to attend an irregular convention. Congressional approval of the proposed convention became, therefore, highly important. After some hesitancy Congress approved the suggestion for a convention at Philad

d, appointed in due course delegates to the Convention, and

gates were present to proceed with the organization of the Convention. Washington was e

ructions to a revision of the Articles, Virginia had really recommended a new instrument of government. For example, provision was made in the Virginia plan for the separation of the three

onvention was ready to consider the report on the Virginia plan, Paterson of New Jersey requested an adjournment to allow certain delegations more time to prepare a substitute plan. The request was granted, and on the next day Paterson submitted nine resolutions embodying important changes in the Articles of Confederation, but strictly amendatory in nature. Vigorous debat

hould have an equal vote, that in the lower branch each State should have one representative for every 40,000 inhabitants, counting three-fifths of the slaves, that money bills should originate in the lower house (not subject to amendment by the upper chamber). When on July 12 the

ved. The Convention adjourned from July 26 to August 6 to await the report of its committee of detail. This committee, in preparing its draft of a Constitution, turned for assistance to the State constitutions, to the Articles of Confederation, to the various plans which had been submitted to the Convention and

etails were attended to, further compromises were effected. Toward the close of these discussions, on September 8, another

convenience of the delegates. The Convention for 3 days compared this report with the proc

sent of the States to the new instrument of Government, were anxious to obtain the unanimous support of the delegations from each State. It was feared that many of the delegates would refuse to give their individual assent to the Constitution. Therefore, in order that the action of the convention would

ecified that no amendments should be effective until approved by the legislatures of all the States, the Philadelphia Convention suggested that the new Constitution should sup

re Congress was in session, to placate the expected opposition. Aware of their vanishing authority, Congress on September 28, af

y wrote a series of commentaries, now known as the Federalist Papers, in support of the new instrument of government.[n] The closeness and bitterness of the struggle over ratification and t

anuary 2, 1788, the vote in both States being unanimous. Connecticut ratified on January 9, 1788; yeas 128, nays 40. On February 6, 1788, Massachusetts, by a narrow margin of 19 votes in a convention with a membership of 355, endorsed the new Constitution, but recommended that a bill of rights be added to protect th

irginia, neither of which had ratified. Madison, Marshall, and Randolph led the struggle for ratification in Virginia. On June 25, 1788, by a narrow margin of 10 votes in a convention of 168 members, that State ratified over the objection of such dele

he first Wednesday of January 1789 was fixed as the day for choosing presidential electors, the first Wednesday of February for the meeting of electors, and the first Wednesday of March (i.e. March 4, 1789) for the

o

s and privileges granted and confirmed to them by royal charters, or secured by their several codes of provincial laws"; "a right peaceably to assemble, consider of their grievances, and petition the king." They further declared that the keeping of a standing army in the colonies in time of peace without the consent of the colony in which the army was kept was "against law"; that it was "i

ustrative of the Formatio

d., pp.

bid.,

rson were appointed commissioners for Virginia; Thomas Johnson, Thoma

solutions is to be fou

v. Wise, 153 U

lustrative of the Format

d., pp.

delegation did not arr

Virginia, Gorham of Massachusetts, Ellsworth

ilton of New York, Gouverneur Morris of Pennsylvania, Ja

39 signed the document. It has been estimated that generally fewer than 30 delegates attended the daily sessions. For further details respecting the Conventio

or ratification, have been frequently cited by the Supreme Court as an au

mber 21, 1789; yeas 184, nays 77. Rhode Island di

OF THE UNITED S

RAL

N OF THE UN

Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Libert

icl

l be vested in a Congress of the United States, which

Year by the People of the several States, and the Electors in each State shall have the

enty five Years, and been seven Years a Citizen of the United States, and who sh

Persons. The actual Enumeration shall be made within three Years after the first Meeting of the Congress of the United States, and within every subsequent Term of ten Years, in such Manner as they shall by Law direct. The Number of Representatives shall not exceed one for every thirty Thousand, but each State shall have at Least one Representa

any State, the Executive Authority thereof shal

their Speaker and other Officers; and s

d of two Senators from each State, chosen by the Legislature

ation of the second Year, of the second Class at the Expiration of the fourth Year, and of the third Class at the Expiration of the sixth Year, so that one third may be chosen every second Year; and if Vacancies happe

y Years, and been nine Years a Citizen of the United States, and who shall n

ll be President of the Senate, but shall ha

ent pro tempore, in the Absence of the Vice President, or when

l be on Oath or Affirmation. When the President of the United States is tried the Chief Justice shall

on to hold and enjoy any Office of honor, Trust or Profit under the United States: but the Party convicte

ves, shall be prescribed in each State by the Legislature thereof; but the Congress may at

, and such Meeting shall be on the first Monday in Dece

ity of each shall constitute a Quorum to do Business; but a smaller Number may adjourn from day to day, and may be aut

s, punish its Members for disorderly Behaviour, and,

g such Parts as may in their Judgment require Secrecy; and the Yeas and Nays of the Members of eithe

Consent of the other, adjourn for more than three days, nor to a

ited States. They shall in all Cases, except Treason, Felony and Breach of the Peace, be privileged from Arrest during their Attendance at the Session of thei

rity of the United States, which shall have been created, or the Emoluments whereof shall have been encreased during such time

ate in the House of Representatives; but the Senate ma

. If after such Reconsideration two thirds of that House shall agree to pass the Bill, it shall be sent, together with the Objections, to the other House, by which it shall likewise be reconsidered, and if approved by two thirds of that House, it shall become a Law. But in all such Cases the Votes of both Houses shall be determined by yeas and Nays, and the Names of the Persons

nt) shall be presented to the President of the United States; and before the Same shall take Effect, shall be approved by him, or being disapproved by h

ises, to pay the Debts and provide for the common Defence and general Welfare of the United

n the credit of t

Nations, and among the several S

ation, and uniform Laws on the subject of

ereof, and of foreign Coin, and fix

counterfeiting the Securities and

Post Offices

curing for limited Times to Authors and Inventors the exc

unals inferior to

onies committed on the high Seas, and

rque and Reprisal, and make Rules c

ppropriation of Money to that Use sha

and maint

ernment and Regulation of

a to execute the Laws of the Union, sup

y be employed in the Service of the United States, reserving to the States respectively, the Appointment of

d the Acceptance of Congress, become the Seat of the Government of the United States, and to exercise like Authority over all Places purchased by the Cons

ion the foregoing Powers, and all other Powers vested by this Constitution in

roper to admit, shall not be prohibited by the Congress prior to the Year one thousand eight hundred and

not be suspended, unless when in Cases of Rebel

r or ex post facto

laid, unless in Proportion to the Census or E

be laid on Articles e

the Ports of one State over those of another; nor shall Vessels bound to,

ations made by Law; and a regular Statement and Account of the Receipts a

f Profit or Trust under them, shall, without the Consent of the Congress, accept of any presen

; coin Money; emit Bills of Credit; make any Thing but gold and silver Coin a Tender in Payment of Debts; pass any

essary for executing it's inspection Laws: and the net Produce of all Duties and Imposts, laid by any State on Imports or Exports, shal

War in time of Peace, enter into any Agreement or Compact with another State, or with a foreign Pow

cle.

ates of America. He shall hold his Office during the Term of four Years, and, t

hole Number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Re

Certificates, and the Votes shall then be counted. The Person having the greatest Number of Votes shall be the President, if such Number be a Majority of the whole Number of Electors appointed; and if there be more than one who have such Majority, and have an equal Number of Votes, then the House of Representatives shall immediately chuse by Ballot one of them for President; and if no Person have a Majority, then from the five highest on the List the said House shall in like Manner chuse the President. But in chusing t

ors, and the Day on which they shall give their Votes; w

stitution, shall be eligible to the Office of President; neither shall any person be eligible to that Office who sh

ll devolve on the Vice President, and the Congress may by Law provide for the Case of Removal, Death, Resignation or Inability, both of the President and Vice Pres

ther be encreased nor diminished during the Period for which he shall have been elected, and he

solemnly swear (or affirm) that I will faithfully execute the Office of President of the United States,

l Service of the United States; he may require the Opinion, in writing, of the principal Officer in each of the executive Departments, upon any Subject relating to t

Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and w

may happen during the Recess of the Senate, by granting Com

e may, on extraordinary Occasions, convene both Houses, or either of them, and in Case of Disagreement between them, with Respect to the Time of Adjournment, he may adjourn them to such Time as

e United States, shall be removed from Office on Impeachment for, and

cle.

from time to time ordain and establish. The Judges, both of the supreme and inferior Courts, shall hold their Offices during good Behaviour

mbassadors, other public Ministers and Consuls;-to all Cases of admiralty and maritime Jurisdiction;-to Controversies to which the United States shall be a Party;-to Controversies between two or more States;-between a State and Cit

upreme Court shall have original Jurisdiction. In all the other Cases before mentioned, the supreme Court shall have app

e held in the State where the said Crimes shall have been committed; but when not committed withi

in adhering to their Enemies, giving them Aid and Comfort. No Person shall be convicted of Treas

son, but no Attainder of Treason shall work Corruption of Blood

cle.

d judicial Proceedings of every other State. And the Congress may by general Laws prescribe t

ll be entitled to all Privileges and Immu

ce, and be found in another State, shall on Demand of the executive Authority of the State fr

, shall, in Consequence of any Law or Regulation therein, be discharged from such Service or La

cted within the Jurisdiction of any other State; nor any State be formed by the Junction of two or more States,

the Territory or other Property belonging to the United States; and nothing in this Constitution

f Government, and shall protect each of them against Invasion; and on Application of the Legis

icl

be valid to all Intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States, or by Conventions in three fourths thereof, as the one or the other Mode of Ratification may be proposed by the Congress; Provided that

cle.

doption of this Constitution, shall be as valid against the Uni

r which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges i

icial Officers, both of the United States and of the several States, shall be bound by Oath or Affirmation, to support this Con

cle.

shall be sufficient for the Establishment of this Co

n an Erazure in the fifteenth Line of the first Page, The Words "is tried" being interlined between the thirty second and thirty t

liam Jacks

r in the Year of our Lord one thousand seven hundred and Eighty seven and of the Independence of

ington-

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nventions of nine States shall have ratified this Constitution, the United States in Congress assembled should fix a Day on which Electors should be appointed by the States which shall have ratified the same, and a Day on which the Electors should assemble to vote for the President, and the Time and Place for commencing Proceedings under this Constitution. That after such Publication the Electors should be appointed, and the Senators and Representatives elected: That the Electors should meet on the Day fixed for the Election of the

ous Order of

hington

son Sec

NSTITUTION OF THE UN

ED STATES OF AMERICA, PROPOSED BY CONGRESS, AND RATIFIED BY THE SEVERAL

ment

e exercise thereof; or abridging the freedom of speech, or of the press; or the right of t

ment

security of a free State, the right of the peop

ment

ny house, without the consent of the Owner, nor in t

ment

hes and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oa

dmen

Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any cri

ment

shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be co

ment

ght of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise r

ment

nor excessive fines imposed, nor cru

ment

tain rights, shall not be construed to deny

dmen

Constitution, nor prohibited by it to the States, are

ent [X

suit in law or equity, commenced or prosecuted against one of the United State

ent [X

en be counted;-The person having the greatest number of votes for President, shall be the President, if such number be a majority of the whole number of Electors appointed; and if no person have such majority, then from the persons having the highest numbers not exceeding three on the list of those voted for as President, the House of Representatives shall choose immediately, by ballot, the President. But in choosing the President, the votes shall be taken by states, the representation from each state having one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the states, and a majority of all the states shall be necessary to a choice. And if the House of Representatives shall not choose a President whenever the right of choice

ent XI

ment for crime whereof the party shall have been duly convicted, shall e

e power to enforce this artic

ment

rein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State

nd Vice President of the United States, Representatives in Congress, the Executive and Judicial officers of a State, or the members of the Legislature thereof, is denied to any of the male inhabitants of such State, being twenty-one years of age, and citizens of the United Stat

reviously taken an oath, as a member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an executive or judicial officer of any State, to support the Constitution o

ng insurrection or rebellion, shall not be questioned. But neither the United States nor any State shall assume or pay any debt or obligation incurred in aid of insurrecti

wer to enforce, by appropriate legisl

ment

all not be denied or abridged by the United States or by any Sta

have power to enforce this art

ment

s, from whatever source derived, without apportionment among the

ent [X

ople thereof, for six years; and each Senator shall have one vote. The electors in each State shall

ssue writs of election to fill such vacancies: Provided, That the legislature of any State may empower the executive

fect the election or term of any Senator chosen b

nt [XVI

of intoxicating liquors within, the importation thereof into, or the exportation thereof from the Unite

es shall have concurrent power to enforce

to the Constitution by the legislatures of the several States, as provided in the Constitut

ent [X

vote shall not be denied or abridged by the Un

to enforce this article

ent [X

the terms of Senators and Representatives at noon on the 3d day of January, of the years in which such term

year, and such meeting shall begin at noon on the 3d day of

of his term, or if the President elect shall have failed to qualify, then the Vice President elect shall act as President until a President shall have qualified; and the Congress may by law provide for the case wherein neither a President elect n

ves may choose a President whenever the right of choice shall have devolved upon them, and for the case of the death of any

ffect on the 15th day of October foll

ed as an amendment to the Constitution by the legislatures of three-fourth

ent [X

f amendment to the Constitution of

r possession of the United States for delivery or use therein of intox

nt to the Constitution by conventions in the several States, as provided in the Constituti

ent [X

ted President shall be elected to the office of the President more than once. But this Article shall not apply to any person holding the office of President when this Article was proposed by the Congress, and shall not prevent any

amendment to the Constitution by the legislatures of three-fourths of the several St

o

date on which the secretary of state of a given State certified the ratification, or the date on which the Secretary of State of the United States received a copy of said certificate, or the date on which he proclaimed that the amendment had been ratified are not controlling. Hence, the ratification date given in the following notes is the date on which the legislature of a given State approved the particular amendment (signature

ly ratified by number. The first 10 amendments along with 2 others which failed of ratification were proposed by Congress on September 25, 1789, when they passed the Senate [1 Ann. Cong. (1st Cong., 1st sess.) 90], having previously

790; Delaware, January 28, 1790; New York, February 27, 1790; Pennsylvania, March 10, 1790; Rhode Island, June 7, 1790; Vermont, November 3, 1791; Virginia, December 15, 1791. The two amendments which failed of ratification (i.e. nos. 1 and 2 of those proposed) prescribed the ratio of representation to

February 7, 1795, when the twelfth State (North Carolina) approved the amendment, there being then 15 States in the Union. Official announcement of ratification was not made until January 8, 1798, when President John Adams in a message to Congress stated that the 11th

une 16, 1794; Massachusetts, June 26, 1794; Vermont, between October 9 and November 9, 1794; Virginia, November 18, 1794; Georgia, November 29, 1794; Kentucky, December 7, 1794; Mar

shire) approved the amendment, there being then 17 States in the Union. The Governor of New Hampshire, however, vetoed this act of the legislature on June 20, and the act failed to pass again by two-thirds vote then required by the State constitution. Inasmuch as art. V of the Federal Constitution specifies that amendments shall become effective "when ratified by the legislatures of three-fourths of the several States or by convention

rginia, between December 20, 1803 and February 3, 1804; Pennsylvania, January 5, 1804; Vermont, January 30, 1804; New York, February 10, 1804; New Jersey, February 22, 1804; Rhode Island, between February 27 and March 12, 1804

ng., 1st sess.) 1490]. It appears officially in 13 Stat. 567 under the date of February 1, 1865. Ratification was completed on December 6, 1865, when the legislature of the twenty-seventh State (Georgia

5; Indiana, February 16, 1865; Nevada, February 16, 1865; Minnesota, February 23, 1865; Wisconsin, February 24, 1865; Vermont, March 9, 1865 (date on which it was "approved" by Governor); Tennessee, April 7, 1865; Arkansas, April 14, 1865; Connecticut, May 4, 1865; New Hampshire, June 30, 1865; South Carolina, November 13, 1865; Alabama, December 2, 1865 (date on which it was "approved" by Provisional Governor); North Carolina, December 4, 1865; Georgia, December 6, 1865; Oregon, Decemb

when it passed the House [21 Ann. Cong. (11th Cong., 2d sess.) 2050], having previously passed the Senate on April 27 [20 Ann. Cong. (11th Cong., 2d sess.) 672]. It appears officially in 2

Cong., 2d sess.) 1403], having previously passed the House on February 28 [Id., 1285]. It appears officially in 12 Stat. 251. It failed of adoption, being ratified by but three States: Ohio, May 13, 1861 [58 Laws Ohio, 190]; Maryland, Jan

na or Louisiana) approved the amendment, there being then 37 States in the Union. However, Ohio and New Jersey had prior to that date "withdrawn" their earlier assent to this amendment. Accordingly, Secretary of State Seward on July 20, 1868, certified that the amendment had become a part of the Constitution if the said withdrawals were ineffective [15 Stat. 706-707]. Congress a

anuary 17, 1867; Minnesota, January 17, 1867; Maine, January 19, 1867; Nevada, January 22, 1867; Indiana, January 23, 1867; Missouri, January 26, 1867 (date on which it was certified by the Missouri secretary of state); Rhode Island, February 7, 1867; Pennsylvania, February 12, 1867; Wisconsin, February 13, 1867 (actually passed February 7, but not signed by legislative officers until February 13); Massachusetts, March 20, 1867; Nebraska, June 15, 1867; Iowa, March 9, 1868; Arkansas, April 6, 1868; Florida, June 9, 1868; North Carolina, July 2, 1868 (after having rejected the amendment on December 13, 1866); Louisiana, July 9, 1868 (after having rejected the amendment on February 6, 1867);

February 27, 1869. Ratification was probably completed on February 3, 1870, when the legislature of the twenty-eighth State (Iowa) approved the amendment, there being then 37 States in the Union. However, New York had prior to that date "withdrawn" its earlier

; Indiana, May 14, 1869; Connecticut, May 19, 1869; Florida, June 14, 1869; New Hampshire, July 1, 1869; Virginia, October 8, 1869; Vermont, October 20, 1869; Alabama, November 16, 1869; Missouri, January 7, 1870 (Missouri had ratified the first section of the 15th Amendment on March 1, 1869; it failed to include in its ratification the second section of the amendment); Minnesota, January 13, 1870; Mississippi, January 17, 1870; Rhode Island, January 18, 1870; Kansas, January 19, 1870 (Kansas had by a defectively worded resolution previously ratified

ly 5 [Id., 4121]. It appears officially in 36 Stat 184. Ratification was completed on February 3, 1913, when the legislature of the thirty-sixth State (Delaware, Wyoming, or New Mexico) appr

fornia, January 31, 1911; Nevada, January 31, 1911; South Dakota, February 1, 1911; Nebraska, February 9, 1911; North Carolina, February 11, 1911; Colorado, February 15, 1911; North Dakota, February 17, 1911; Michigan, February 23, 1911; Iowa, February 24, 1911; Kansas, March 2, 1911; Missouri, March 16, 1911; Maine, March 31, 1911; Tennessee, April 7, 1911; Arkansas, April 22, 1911 (after having rejected the amendment at the session begun January 9, 1911); Wisconsin, May 16, 1911; N

12, 1911 [47 Cong. Rec. (62d Cong. 1st sess.) 1925]. It appears officially in 37 Stat. 646. Ratification was completed on April 8, 1913, when the thirty-sixth State (Connecticut)

January 31, 1913; West Virginia, February 4, 1913; Colorado, February 5, 1913; Nevada, February 6, 1913; Texas, February 7, 1913; Washington, February 7, 1913; Wyoming, February 8, 1913; Arkansas, February 11, 1913; Illinois, February 13, 1913; North Dakota, February 14, 1913; Wisconsin, February 18, 1913; Indiana, February 19, 1913; New Hampshire, February 19, 1913; Vermont, February 19,

pears officially in 40 Stat 1050. Ratification was completed on January 16, 1919, when the thirty-sixth State approved the amendment, there being then 48 States in the Union. On January 29, 1919, Acting S

siana, August 9, 1918 (date on which approved by Governor); Florida, November 27, 1918; Michigan, January 2, 1919; Ohio, January 7, 1919; Oklahoma, January 7, 1919; Idaho, January 8, 1919; Maine, January 8, 1919; West Virginia, January 13, 1919; California, January 13, 1919; Tennessee, January 13, 1919; Washington, January 13, 1919; Arkansas, January 14, 1919; Kansas, January 14, 1919; Illinois, January 14, 1919; Indiana, January 14, 1919; Alabama, January 15, 1919; Colorado, January

e on May 21, [Id., 94]. It appears officially in 41 Stat. 362. Ratification was completed on August 18, 1920, when the thirty-sixth State (Tennessee) approved the ame

8, 1919; New Hampshire, September 10, 1919 (date on which approved by Governor); Utah, October 2, 1919; California, November 1, 1919; Maine, November 5, 1919; North Dakota, December 1, 1919; South Dakota, December 4, 1919 (date on which certified); Colorado, December 15, 1919 (date on which approved by Governor); Kentucky, January 6, 1920; Rhode Island, January 6, 1920; Oregon, January 13, 1920; Indiana, January 16, 1920; Wyoming, January 27, 1920; Nevada, February 7, 1920; New Jersey, February 9, 1920; Idaho, February 11, 1920; Arizona, Febr

ouse on March 1 [Id., 5027]. It appears officially in 47 Stat. 745. Ratification was completed on January 23, 1933, when the thirty-sixth State approved the amendme

a, August 15, 1932; Texas, September 7, 1932; Alabama, September 13, 1932; California, January 4, 1933; North Carolina, January 5, 1933; North Dakota, January 9, 1933; Minnesota, January 12, 1933; Arizona, January 13, 1933; Montana, January 13, 1933; Nebraska, January 13, 1933; Oklahoma, January 13, 1933; Kansas, January 16, 1933; Oregon, January 16, 1933; Delaware, January 19, 1933; Washington, January 19, 1933; Wyoming, January 19, 1933; Iowa, January 20, 1933; Sout

s under 18 years of age was passed by Congress on June 2, 1924. This proposal at the time it was submitt

because: (1) Rejected by more than one-fourth of the States; (2) a State may not reject and then subsequently ratify, at least when more than one-fourth of the States are on record as rejecting;

se States 10 had previously rejected the amendment on one or more occasio

ebruary 16 [Id., 4231]. It appears officially in 47 Stat. 1625. Ratification was completed on December 5, 1933, when the thirty-sixth State (Utah) approved the amendment, there

33; West Virginia, July 25, 1933; Arkansas, August 1, 1933; Oregon, August 7, 1933; Alabama, August 8, 1933; Tennessee, August 11, 1933; Missouri, August 29, 1933; Arizona, September 5, 1933; Nevada, September 5, 1933; Vermont, September 23, 1933; Colorado, September 26, 1933; Washington, October 3, 1933; Minnesota, October 10, 1933; Idaho, October 17, 1933; Maryland, October 18, 1933; Virginia, October 25, 1933; New Mexico, November 2, 1

e Senate on March 12, 1947 [Id. 1978]. It appears officially in 61 Stat. 959. Ratification was completed on February 27, 1951, when the thirty-sixth State (Minnesota) approved the amendment;

o, April 16, 1947; Wisconsin; April 16, 1947; Pennsylvania, April 29, 1947; Connecticut, May 21, 1947; Missouri, May 22, 1947; Nebraska, May 23, 1947; Virginia, January 28, 1948; Mississippi, February 12, 1948; New York, March 9, 1948; South Dakota, January 21, 1949; North Dakota, February 25, 1949; Louisiana, May 17, 1950; Montana, January 25, 1951; Indiana, January 29, 1951; Idaho, January 30, 1

HE UNITED STATES OF A

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HE UNITED STATES OF A

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Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Libert

Effect of

res which they deem useful for the common defence. But suppose the terms of a given power admit of two constructions, the one more restrictive, the other more liberal, and each of them is consistent with the words, but is, and ought to be, governed by the intent of the power; if one could promote and the other defeat the common defence, ought not the former, upon the soundest principles of interpretation, to be adopted?"[2] Moreover, the preamble bears witness to the fact that the Constitution emanated from the people, and was not the act of sovereign and independent States,[3

o

ssachusetts, 197 U

entaries on the C

1819); Chisholm v. Georgia, 2 Dall. 419, 470 (

.S. 244, 251 (1901); In re R

How. 39

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TIVE DE

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be vested in a Congress of the United States, which s

of Enumer

the concept of "resulting powers," those which "rather be a result from the whole mass of the powers of the National Government, and from the nature of political society, than a consequence or incident of the powers specially enumerated."[7] Story's reference is to Marshall's opinion in American Insurance Company v. Canter,[8] where the latter says, that "the Constitution confers absolutely on the government of the Union, the powers of making war, and of making treaties; consequently, that government possesses the power of acquiring territory, either by conquest or by treaty."[9] And from the power to acquire territory, he continues, arises as "the inevitable consequence" the right to govern it.[10] Subsequently, powers have been repeatedly ascribed to the National Government by the Court on grounds which ill accord with the doctrine of enumerated powers: the power to legislate in effectuation of the "rights expressly given, and duties expressly enjoined" by the Constitution;[11] the power to impart to the paper currency of the Government the quality of legal tender in the payment of debts;[12] the power to acquire territory by discovery;[13] the power to legislate for the Indian tribes wherever situated in the United States;[14] the power to exclude and deport aliens;[15] and to require that those who are admitted be registered and fingerprinted;[16] and finally the complete powers of sovereignty, both those of war and peace, in the conduct of foreign relations. In the words of Justice Sutherland in United States v. Curtiss-Wright Export Corporation,[17] decided in 1936: "The broad statement that the federal government can exercise no powers except those specifically enumerated in the Constitution, and such implied powers as are necessary and proper to carry into effect the enumerated powers, is categorically true only in respect of our internal affairs. In that

ity of Legis

OF DO

explanation of the origin and limitations of this idea as a postulate of constitutional law: "The well-known maxim 'Delegata potestas non potest delegari,' applicable to the law of agency in the general and common law, is well understood and has had wider application in the construction of our Federal and State Constitutions than it has in private law. The Federal Constitution and State Constitutions of this country divide the governmental power into three branches. * * * in carrying out that constitutional division * * * it is a breach of the National fundamental law if Congress gives up its legislative power and transfers it to the President,

WHICH MAY

wo different theories, both enunciated during the Chief Justiceship of John Marshall, have been utilized to justify these results. First in importance is the theory that another department may be empowere

LEMENT STATUT

objection that this constituted an invalid delegation of legislative power, saying: "It will not be contended, that Congress can delegate to the courts, or to any other tribunals, powers which are strictly and exclusively legislative. But Congress may certainly delegate to others, powers which the legislature may rightfully ex

OR ADMINIST

ersons after notice and hearing, with findings of fact and of law based upon the record made in the hearing, the Court has ruled that such general terms as "public interest,"[28] "public convenience, interest, or necessity,"[29] or "excessive profits,"[30] were sufficient to satisfy constitutional requirements. But in two cases arising under the National Industrial Recovery Act, a policy declaration of comparable generality was held insufficient for the promulgation of rules applicable to all persons engaged in a designated activity, without the procedural safeguards which surround the issuance of individual orders.[31] By subsequent decisions, somew

MAKIN

and purity for tea imported into the United States.[36] It has approved the delegation to executive or administrative officials of authority to make rules governing the use of forest reservations;[37] permitting reasonable variations and tolerances in the marking of food packages to disclose their contents;[38] designating tobacco markets at which grading of tobacco would be compulsory;[39] establishing priorities for the transportation of freight during a period of emergency;[40] prescribing price schedu

TED TO PARTI

investigation of the facts, can fix rates with reference to the peculiar circumstances of each road, and each particular kind of business, and who can change or modify these rates to suit the ever-varying conditions of traffic."[51] Contemporaneously Congress created the Interstate Commerce Commission to regulate the rates and practices of railroads with respect to interstate commerce. Although the Supreme Court has never had occasion to render a direct decision on the delegation of rate-making power to the Commission, it has repeatedly affirmed rate orders issued by that agency.[52] Likewise it has sustained the power of the Secretary of War to order the removal or alteration of bridges which unreasonably obstructed navigation over navigable waters;[53] the power of the Federal Reserve Board to authorize natio

N TO PRIV

ompany[64] that private trade groups could not be empowered to issue binding rules concerning methods of competition or wages and hours of labor. On the other hand, statutes providing that restrictions upon the production or marketing of agricultural commodities shall become operative only upon a favorable vote by a prescribe

FFECT TO CONTIN

ot that of "filling up the details" of a statute, authority for it must be sought elsewhere than in Wayman v. Southard and its progeny. It is to be found in an even earlier case-The Brig Aurora[67]-where the revival of a law upon the issuance of a Presidential proclamation was upheld in 1813. After previous restraints on British shipping had lapsed, Congress passed a new law stating that those restrictions should be renewed in the event t

ION OF TA

ive precedents which demonstrated that "in the judgment of the legislative branch of the government, it is often desirable, if not essential, * * *, to invest the President with large discretion in matters arising out of the execution of statutes relating to trade and commerce with other nations";[70] (2) that the act "did not, in any real sense, invest the President with the power of legislation. * * * Congress itself prescribed, in advance, the duties to be levied, * * *, while the suspension lasted.

EMB

s of war in the United States to those countries now engaged in armed conflict in the Chaco may contribute to the reestablishment of peace * * *, and if * * *, he makes proclamation to that effect, * * *" Said Justice Sutherland for the Court: "It is important to bear in mind that we are here dealing not alone with an authority vested in the President by an exertion of legislative power, but with such an authority plus the very d

NAL A

or when to issue the order. Nor did it require him to make any findings of fact to disclose the basis of his action. By a vote of eight-to-one the Court held the delegation invalid. The only case in which the power of an administrative official to modify a rule enacted by Congress relating to domestic affairs has been sustained is Opp Cotton Mills v. Administrator.[76] That case involved the provisions of the Fair Labor Standards Act which authorized the appointment of Industry Advisory Committees to investigate conditions in particular industries, with notice and opportunity to be heard afforded to interest

NCY ST

on declaring "the existence of a national emergency," and by so doing "activated" more than sixty statutes or parts thereof which by their terms apply to or during "a condition of emergency" or "in time of war or national emergency," etc. Most of these specifically leave it

NT OF VI

ns authorized by, and lawfully issued pursuant to, the act.[81] Without disavowing this general proposition, the Court, in 1944, upheld a suspension order issued by the OPA whereby a dealer in fuel oil who had violated rationing regulations was forbidden to receive or deal on that commodity.[82] Although such an order was not explicitly authorized by statute, it was sustained as being a reasonab

onal Inve

NS IN AID OF

r had been frequently exercised by the British Parliament and by the Assemblies of the American Colonies prior to the adoption of the Constitution.[84] It was asserted by the House of Representatives as early as 1792 when

EXECUTIVE

y and integrity with which they have been conducted, * * *"[88] called upon the President and the heads of departments for lists of persons appointed without the consent of the Senate and the amounts paid to them. Resentful of this attempt "to invade the just rights of the Executive Departments" the President refused to comply and the majority of the committee acquiesced.[89] Nevertheless Congressional investigations of Executive Departments have continued to the present day. Shortly before the Civil War, contempt proceedings against a witness who refused to testify in an investigation of John Brown's raid upon the arsenal at Harper's Ferry occasioned a thorough consideration by the Senate of the basis of this power. After a protracted debate, which cut

TE AF

ent on proposed legislation. In Kilbourn v. Thompson,[94] the Court denied the right of Congress to pry into private affairs. Again, in Interstate Commerce Commission v. Brimson,[95] in sustaining a statute authorizing the Courts to use their process to compel witnesses to give testimony sought by the Commission for the enforcement of the act, the Court warned that, "neither branch of the legislative department, still less any merely administrative body, esta

E OF I

"[101] Similarly, in McGrain v. Daugherty, the investigation was presumed to have been undertaken in good faith to aid the Senate in legislating.[102] Going one step further in Sinclair v. United States,[103] which on its facts presented a close parallel to the Kilbourn Case, the Court affirmed the right of the Senate to carry on its investigation of fraudulent leases of government property after suit for the recovery thereof had been instituted. The president of the lessee corporation had refused to testify on the ground that the questions related to his private affairs and to matters cognizable on

AL FUN

h its action must be based. Thus the Court held that since a House had a right to expel a member for any offense which it deemed incompatible with his trust and duty as a member, it was entitled to investigate such condu

THE INVESTI

nt

held that the implied power to deal with contempt did not extend to the arrest of a person who published matter defamatory of the House. Both Anderson v. Dunn and Marshall v. Gordon emphasized that the power to punish for contempt rests upon the right of self-preservation; that is, in the words of Chief Justice White, "the right to prevent acts which in and of themselves inherently obstruct or prevent the discharge of legislative duty or the refusal to do that which there is inherent legislative power to compel in order that legislative functions may be performed."[109] Whence it was argued,

l Prose

unishment, and overruled all constitutional objections to it saying: "We grant that Congress could not divest itself, or either of its Houses, of the essential and inherent power to punish for contempt, in cases to which the power of either House properly extended; but, because Congress, by the act of 1857, sought to aid each of the Houses in the discharge of its constitutional functions, it does not follow that any delegation of the power in each to punish for contempt was involved; * * *."[113] In a prosecution for wilful failure of a p

second Year by the People of the several States, and the Electors in each State shall have t

e of twenty five Years, and been seven Years a Citizen of the United States, and wh

ns of Member

TION OF RIGHT TO VOT

Where a primary election is made by law an integral part of the procedure of choice or where the choice of a representative is in fact controlled by the primary, the Constitution safeguards the rights of qualified electors to participate therein.[120] Congress may protect this right by appropriate legislation.[121] In prosecutions instituted under section 19 of the Criminal Code,[122] the Court had held that failure to c

QUALIFICATIONS

Although on two occasions when it refused to seat persons who were ineligible when they sought to take the oath of office, the Senate indicated that eligibility must exist at the time of election, it is now established in both Houses

NT OF QUA

l persons.[128] At this time the principal argument against the statute was that all persons were eligible for the office of Representative unless the Constitution made them ineligible. In Burton v. United States,[129] the argument was given a new twist. A law providing that a Senator or Representative convicted of unlawfully receiving money for services rendered before a government department should be "rendered forever thereafter incapable of holding any office of honor, trust or profit under the Government of the United States," was assailed as an unconstitutional interference with the authority of each House to judge the qualifications of, or to expel, one of its own members. The Court construed the statute not to affect the offender

F THE STATE

not been twelve months a resident of the district from which elected as required by State law. No attempt was made to ascertain whether these requirements were met because the State law was deemed to be unconstitutional.[133] Both the House and

ther Persons].[135] The actual Enumeration shall be made within three Years after the first Meeting of the Congress of the United States, and within every subsequent Term of ten Years, in such Manner as they shall by Law direct. The Number of Representatives shall not exceed one for every thirty Thousand, but each State shall have at Least one Repre

SUS REQ

] it is one of the methods whereby the national legislature exercises its inherent power to obtain the information necessary for intelligent legislative action. Although taking an enlarged view of its power in making the enumeration of persons called for by this section, Congress has not always complied with its positive mandate to reapportion representatives among the States after the census is taken. It failed to make such a reapportio

on from any State, the Executive Authority thereof

l chuse their Speaker and other Officers; a

omposed of two Senators from each State, chosen by the Legislatu

Expiration of the second Year, of the second Class at the Expiration of the fourth Year, and of the third Class at the Expiration of the sixth Year, so that one third may be chosen every second Year; [and if Vacancies happ

thirty Years, and been nine Years a Citizen of the United States, and who shall

tes shall be President of the Senate, but shal

President pro tempore, in the Absence of the Vice President, or wh

y shall be on Oath or Affirmation. When the President of the United States is tried, the Chief Justice sha

fication to hold and enjoy any Office of honor, Trust or Profit under the United States; but the Party convic

entatives, shall be prescribed in each State by the Legislature thereof; but the Congress may

slation Unde

.[140] The first comprehensive federal statute dealing with elections was adopted in 1870. Under the Enforcement Act of 1870 and kindred measures,[141] false registration, bribery, voting without legal right, making false returns of votes cast, interference in any manner with officers of election, and the neglect by any such officer of any duty required of him by State of federal law, were made federal offenses. Provision was made for the appointment by federal judges of persons to attend at places of registration and at elections with authority to challenge any person proposing to register or vote unlawfully, to witness the counting of votes, and to identify by their signatures the regis

ATURE

that a redistricting law be submitted to a popular referendum was challenged and sustained. After the reapportionment made pursuant to the 1930 census, deadlocks between the Governor and legislature in several States, produced a series of cases in which the right of the Governor to veto a reapportionmen

ALITY OF ELEC

ngly unequal populations, was attacked as unconstitutional on the ground that it denied to voters in the more populous districts the full right to vote and to the equal protection of the laws. The Court dismissed the complaint, three Justices asserting that the issue was not justiciable, and a fourth that the case was one in which the Court should decline to exercise jurisdiction.[151] Justice Black, dissenting in an opinion in which Justices Douglas and Murphy joined, argued: "While the Constitution contains no express provision requiring that Congre

OTECTION OF THE

o punish federal officers and employees who solicit or receive contributions to procure the nomination of a particular candidate in a State primary election.[156] At one time the Court held that Congress had no power, at least prior to the adoption of the Seventeenth Amendment, to limit the expenditures made to procure a primary nomination to the United States Senate,[1

ry Year, and such Meeting shall be on the first Monday in D

Majority of each shall constitute a Quorum to do Business; but a smaller Number may adjourn from day to day, and may be

ceedings, punish its Members for disorderly Behaviour,

cepting such Parts as may in their Judgment require Secrecy; and the Yeas and Nays of the Members of eit

out the Consent of the other, adjourn for more than three days, nor

Duties of

JUDGE E

believe that otherwise such witness would not be forthcoming.[159] It may punish perjury committed in testifying before a notary public upon a contested election.[160] The power to judge elections extends to an investigation of expenditures made to influence nominations at a primary election.[161] R

M TO DO

n Rule XV of the House, that members present in the chamber but not voting would be counted in determining the presence of a quorum.[164] The Supreme Court upheld this rule in United States v. Ballin,[165] saying that the capacity of the House to transact business is "created by the mere presence of a majority," and that since the Constitution does not prescribe any method for determining the

OF PRO

lenge of any other body or tribunal."[169] Where a rule affects private rights, the construction thereof becomes a judicial question. In United States v. Smith,[170] the Court held that the Senate's attempt to reconsider its confirmation of a person nominated by the President as Chairman of the Federal Power Commission was not warranted by its rules, and did not deprive the appointee of his title to the office. In Christoffel v. United States[171] a sharply divided Court upset a conviction for perjury in the district courts of one who had denied under oath before a House Committee any affiliation with Communism. The reversal was based o

HE HOUSES O

ng the power of the Senate to investigate charges that some Senators had been speculating in sugar stocks during the consideration of a tariff bill, the Supreme Court asserted that "the right to expel extends to all cases where the offence is such as in the judgment of the Senate is inconsistent with the trust and duty of a Member."[175] It cited with apparent approval the acti

TO KEEP

the vote was on any particular question, the Journal must be presumed to show the truth, and a statement therein that a quorum was present, though not disclosed by the yeas and nays, is final.[177] But when an enrolled bill, which has been signed by the Speaker of the House and by the President of the Senate, in open session, receives the appro

the United States. They shall in all Cases, except Treason, Felony and Breach of the Peace, be privileged from Arrest during their Attendance at the Session of t

unities and Disab

HE PAY

entitled to the seat and salary, even though the House subsequently declares his seat vacant. The one who contested the election and was

GE FROM

was adopted.[180] It does not apply to service of process in either civil[181] or criminal cases.[182] Nor does it apply to arrest in any criminal

GE OF SPEEC

of their office without fear of prosecutions, civil or criminal. I, therefore, think that the article ought not to be construed strictly, but liberally, that the full design of it may be answered. I will not confine it to delivering an opinion, uttering a speech, or haranguing in debate, but will extend it to the giving of a vote, to the making of a written report, and to every other act resulting from the nature and in the execution of the office. And I would define the article as securing to every member exemption from prosecution for everything said or done by him as a representative, in the exercise of the functions of that office, without inquiring whether the exercise was regular, according to the rules of the House, or irregular an

e Authority of the United States, which shall have been created, or the Emoluments whereof shall have been encreased during such

ATIBLE

1909, after having increased the salary of the Secretary of State,[192] Congress reduced it to the former figure so that a Member of the Senate at the time the increase was voted would be eligible for that office.[193] The first clause again became a subject of discussion in 1937, when Justice Black was appointed to the Supreme Court in face of the fact that Congress had recently improved the fi

originate in the House of Representatives; but the Senate

ider it. If after such Reconsideration two thirds of that House shall agree to pass the Bill, it shall be sent, together with the Objections, to the other House, by which it shall likewise be reconsidered, and if approved by two thirds of that House, it shall become a Law. But in all such Cases the Votes of both Houses shall be determined by yeas and Nays, and the Names of the Pers

ISLATIV

NUE

et the expenses attending the execution of the act," imposed a tax on the circulating notes of national banks was held not to be a revenue measure which must originate in the House of Representatives.[196] Neither was a bill which provided that the District of Columbia should raise by taxation and pay to designated railroad companies a specified su

BY THE

y in case of approval of a measure is merely to sign it. He need not write on the bill the word "approved" nor the date. If no date appears on the face of the roll, the Court may ascertain the fact by resort to any source of information capable of furnishing a satisfact

VETO

brief recess by the House in which a bill originated, while the Congress is still in session, does not prevent the return of a bill by delivery to one of the officers of the House who has implied authority to receive it.[207] The two-thirds vote of each House required to pass a bill over a veto means two-thirds of a quorum.[208

journment) shall be presented to the President of the United States; and before the Same shall take Effect, shall be approved by him, or being disapproved

ION OF RE

resolutions" and stand on a level with "bills," which if "enacted" become Statutes. But "votes" taken in either House preliminary to the final passage of legislation need not be submitted to the President, nor resolutions passed by the Houses concurrently with a view to expressing an opinion or to devising a common program of action (e.g., the concurrent resolutions by which during the fight over Reconstruction the Southern States were excluded from representation in the House and Senate, the Joint Committee on Reconstruction containing members from both Houses was created, etc.), or to directing the expenditure of money appropriated to the use of the two Houses.[211] Within recent years the concurrent resolution has been put to a new use-the termination of powers delegated to the Chief Executive, or the disapproval of partic

ises, to pay the Debts and provide for the common Defence and general Welfare of the Unite

ng-Spend

TAXES P

irect taxes by the rule of uniformity. The Court has emphasized the sweeping character of this power by saying from time to time that it "reaches every subject,"[216] that it is "exhaustive"[217] or that it "embraces every conceivable power of taxa

FORBIDDEN SUB

eral judges in measuring the liability for a nondiscriminatory income tax violated the constitutional mandate that the compensation of such judges should not be diminished during their continuance in office was repudiated in O'Malley v. Woodrough.[221] The specific ruling of Collector

FALL OF COL

er the Court took the logical further step of holding that the federal income tax could not be imposed on income received by a municipal corporation from its investments.[226] A far-reaching extension of private immunity was granted in Pollock v. Farmers Loan and Trust Co.,[227] where interest received by a private investor on State or municipal bonds was held to be exempt from federal taxation. As the apprehensions of this era subsided, the doctrine of these cases was pushed into the background. It never received the same wide appl

ATION OF ST

rking a clear departure from the logic of Collector v. Day was Flint v. Stone Tracy Company,[233] where the Court sustained an act of Congress taxing the privilege of doing business as a corporation, the tax being measured by the income. The argument that the tax imposed an unconstitutional burden on the exercise by a State of its reserved power to create corporate franchises was rejected, partly in consideration of the principle of national supremacy, and partly on the ground that the corporate franchises were private property. This case also qualified Pollock v. Farmers Loan and Trust Company to the extent of allowing interest on State bonds to be included in measuring the tax on the corporation. Subsequent cases have sustained an estate tax on the net estate of a decedent, including State bonds;[234] excise taxes on the

UNITY LEFT

g v. Gerhardt,[244] where, without overruling Collector v. Day, it narrowed the immunity of salaries of State officers and federal income taxation, the Court announced "* * *, two guiding principles of limitation for holding the tax immunity of State instrumentalities to its proper function. The one, dependent upon the nature of the function being performed by the State or in its behalf, excludes from the immunity activities thought not to be essential to the preservation of State governments even though the tax be collected from the State treasury. * * * The other principle, exemplif

G VIEWS ON

e same subject matter."[247] In a concurring opinion in which Justices Reed, Murphy, and Burton joined, Chief Justice Stone rejected the criterion of discrimination. He repeated what he had said in an earlier case to the effect that "'* * * the limitation upon the taxing power of each, so far as it affects the other, must receive a practical construction which permits both to function with the minimum of interference each with the other; and that limitation cannot be so varied or extended as seriously to impair either the taxing power of the government imposing the tax * * * or the appropriate exercise of the functions of the government affected by it.'"[248] Justices Doug

E OF UN

clause accordingly places no obstacle in the way of legislative classification for the purpose of taxation, nor in the way of what is called progressive taxation.[253] A taxing statute does not fail of the prescribed uniformity because its operation and incidence may be affected by differences in State laws.[254] A federal estate tax law which permitted a deduction for a like tax paid to a State was not rendered invalid by the fact that one State levied no such tax.[255] The term "United State

ES OF

ion by

trade within State limits, merely express "the purpose of the government not to interfere * * * with the trade nominally licensed, if the required taxes are paid." Whether the "licensed" trade shall be permitted at all is a question for decision by the State.[261] This, nevertheless, does not signify that Congress may not often regulate to some extent a business within a State in order the more effectively to tax it. Under the necessary and proper clause, Congress may do this very thing. Not only has the Court sustained regulations concern

ation by

though the revenue obtained is obviously negligible, * * *, or the revenue purpose of the tax may be secondary, * * * Nor does a tax statute necessarily fall because it touches on activities which Congress might not otherwise regulate. As was pointed out in Magnano Co. v. Hamilton, 292 U.S. 40, 47 (1934): 'From the beginning of our government, the courts have sustained taxes although imposed with the collateral intent of effecting ulterior ends which, considered apart, were beyond the constitutional power of the lawmakers to realize by legislation directly addressed to their accomplishment.'"[267] But where the tax is conditional, and may be avoided by compliance with regul

tective

ress, either expressly or by clear implication, formulates its rule to guide the President and his advisory Tariff Commission as one directed to a tariff system of protection that will avoid damaging competition to the country's industries by the importation of goods from other countries at too low a rate to equalize foreign and domestic competition in the markets of the United States. It is contended that the only power of Congress in the levying of customs duties is to create revenue, and that it is unconstitutional to frame the customs duties with any other view than that of revenue raising. * * * In this first Congress sat many members of the Constitutional Convention of 1787. This Court has repeatedly laid down the principle that a contemporaneous legis

OR THE GEN

he laying of taxes is the power, and the general welfare the purpose for which the power is to be exercised. They [Congress] are not to lay taxes ad libitum for any purpose they please; but only to pay the debts or provide for the welfare of the Union. In like manner, they are not to do anything they please to provide fo

on v.

erely instrumental to its remaining powers, in other words, as little more than a power of self-support.[277] From an early date Congress has acted upon the interpretation espoused by Hamilton. Appropriations for subsidies[278] and for an ever increasing variety of "internal improvements"[279] constructed by the Federal Government, had

the Hamilto

al Government to acquire land within a State for use as a national park. Finally, in United States v. Butler,[287] the Court gave its unqualified endorsement to Hamilton's views on the taxing power. Wrote Justice Roberts for the Court: "Since the foundation of the Nation sharp differences of opinion have persisted as to the true interpretation of the phrase. Madison asserted it amounted to no more than a reference to the other powers enumerated in the subsequent clauses of the same section; that, as the United States is a government of limited and enumerated powers, the grant of power to tax and spend for the general national welfare must be confined to the enumerated legislative fields committed to the Congress. In this view the phrase is mere tautology, for taxation and appropriation are or may be necessary incidents of the exercise of any of the enumerated legislative powers. Hamilton, on the other hand, maintained the clause confers a power separate and distinct from those later enumerated, is not restricted in meaning by the grant

urity A

v. Davis,[290] which sustained the tax imposed on employers to provide unemployment benefits, and the credit allowed for similar taxes paid to a State. To the argument that the tax and credit in combination were "weapons of coercion, destroying or impairing the autonomy of the States," the Court replied that relief of unemployment was a legitimate object of federal expenditure under the "general welfare" clause; that the Social Security Act represented a legitimate attempt to solve the problem by the cooperation of State and Federa

rked

coconut oil was sustained despite the fact that the tax collected upon oil of Philippine production was segregated and paid into the Philippine Treasury.[293] In Helvering v. Davis,[294] the excise tax on employers,

nal Gran

he Hatch Act,[297] whereby its right to receive federal highway funds would be diminished in consequence of its failure to remove from office a member of the State Highway Commission found to have taken an active part in party politics while in office. Although it found that the State had created a legal right which entitled it to an adjudication of its objection, the Court denied the relief sought on the ground that, "While the United States is not concerned with, and has no power to regulate local poli

the Unit

sly enough, this power was first invoked to assist the United States to collect a debt due to it. In United States v. Fisher[301] the Supreme Court sustained a statute which gave the Federal Government priority in the distribution of the estates of its insolvent debtors. The debtor in that case was the endorser of a foreign bill of exchange which apparently had been purchased by the United States. Invoking the "necessary and prop

e Power * * * To borrow Money on

rrowin

it the making them a tender." After a spirited exchange of views on the subject of paper money the convention voted, nine States to two, to delete the words "and emit bills."[304] Nevertheless, in 1870, the Court relied in part upon this clause in holding that Congress had authority to issue treasury notes and to make them legal tender in satisfaction of antecedent debts.[305] When it bo

regulate Commerce with foreign Nations, and amo

of the

e was long the more important one from the point of view of Constitutional Law. Of the approximately 1400 cases which reached the Supreme Court under the clause prior to 1900, the overwhelming proportion stemmed from State legislation.[307] It resulted that, with an important exception to be noted in a moment, the guiding lines in construction of the clause

f Terms: Gib

MME

sending from Elizabethtown, New Jersey, into the Hudson in the State of New York two steam vessels which had been licensed and enrolled to engage in the coasting trade under an act passed by Congress in 1793. Counsel for Ogden (an assignee of Livingston and Fulton) argued that since Gibbons' vessels carried only passengers between New Jersey and New York, they were not engaged in traffic and hence not in "commerce" in the sense of the Constitution. This argument Chief Justice Marshall answered as follows: "The subject to be regulated is commerce; * * * The counsel for the appellee would limit it to traffic, to buying and selli

ERCE"

ers every species of movement of persons and things, whether for profit or not;[311] every species of communication, every species of transmission of intelligence, whether for commercial purposes or otherwise;[312] every spe

g of contracts for the insertion of advertisements in periodicals in another State;[317] contracts for personal services to be rendered in another State.[318] Recent decisions either overturn or cast doubt on most if not all of these holdings. By one of these the gathering of news by a press association and its transmission to client newspapers is termed interstate com

ARY AND PRO

power of Congress "* * * To make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, * * *,"[322] with the result that, as is pointed out later, "interstate commerce" has come in rece

HE SEVER

en selected to indicate the completely interior traffic of a State"; and added: "The genius and character of the whole government seem to be, that its action is to be applied to all external concerns of the nation, and to those internal concerns which

is inference overlooked the fact that, in consequence of its powers under the necessary and proper clause, Congress can, as Marshall indicates in the words above quoted, interfere with the completely internal concerns of a State "for the purpose of exec

phasize the fact that "the power of Congress does not stop at the jurisdictional lines of the several States," but "must be exercised whenever [wherever?] the subject exists. * * * Commerce among th

GUL

lain terms, and do not affect the questions which arise in this case, or which have been discussed at the bar. If, as has always been understood, the sovereignty of Congress, though limited to specified objects, is plenary as to those objects, the power over commerce with foreign nations, and among the several States, is vested in Congress as absolutely as it would be in a single government, having in its constitution the same restrictions on the exercise of the

VERSUS FORE

s the same as the power to regulate commerce with foreign nations, and among the Indian tribes. But is its scope the same? * * *, the power to regulate commerce with foreign nations and the power to regulate interstate commerce, are to be taken diverso intuitu, for the latter was intended to secure equality and freedom in commercial intercourse as between the States, not to permit the creation of impediments to such intercourse; while the former clothes Congress with that power over international commerce, pertaining to a sovereign nation in its intercourse with foreign nations, and subject, generally sp

ngress to regulate interstate commerce, but the very postulate upon which the authority of Congress to absolutely prohibit foreign importations as expounded by the decisions of this court rests is the broad dis

ensive with it."[332] And nearly fifty years later Justice Field, speaking for the Court, said: "The power to regulate commerce among the several States was granted to Congress in terms as absolute as is the power to regulate commerce with foreign nations."[333] Today it is firmly established doctrine that the power

r, protect, control and restrain, [commerce]."[337] This protective power has, moreover, two dimensions. In the first place, it includes the power to reach and remove every conceivable obstacle to or restriction upon interstate and foreign commerce from whatever source arising, whether it results from unfavorable conditions within the States or from S

ENTS OF

is holding was given its classic expression in the opinion of Chief Justice Waite in the case of the Pensacola Telegraph Co. v. Western Union Co.,[340] a case closely paralleling Gibbons v. Ogden in other respects also. The passage alluded to reads as follows: "The powers thus granted are not confined to the instrumentalities of commerce, or the postal service known or in use when the Constitution was adopted, but they keep pace with the progress of the country, and adapt themselves to the new developments of times and circumstances. They extend from the horse with its rider to the stage-coach, from the sailing-vessel to the steamboat, from the coach and the steamboat to the railroad, and from the railroad to the telegraph, as these new agencies are successively brought into use to meet the d

l Regulation

IGA

Ohio River "free and common to the citizens of the United States." The injunction was promptly rendered inoperative by an act of Congress declaring the bridge to be "a lawful structure" and requiring all vessels navigating the Ohio to be so regulated as not to interfere with it.[344] This act the Court sustained as within Congress's power under the commerce clause, saying: "So far, * * *, as this bridge created an obstruction to the free navigation of the river, in view of the previous acts of Congress, they [the said acts] are to be regarded as modified by this subsequent le

ll the navigable waters of the United States which are accessible from a State other than those in which they lie. For this purpose they are the public property of the nation, and subject to all requisite legislation by Congress. This necessarily includes the power to keep them open and free from any obstruction to their navigation, interposed by the States or otherwise;

uired to compensate the owners of such structures for their loss, since they were always subject to the servitude represented by Congress's powers over commerce; and the same is true of the property of riparian owners which is damaged.[349] And while it was former

mply that the waters are public and within the Union, but that they have attached to them some circumstance that brings them within the scope of the sovereignty of the United States as defined by the Constitution." Then as a sort of reductio ad absurdum counsel added: "* * * if merely because a stream is a highway it becomes a navigable water of the United States, in a sense that attaches to it and to the vessels trading upon it the regulating control of Congress, then every highway must be regarded as a highway of the United States, and the vehicles upon it must be subject to the same control. But this will not be asserted on the part of the Government."[354] The Court answered: "In this case it is admitted that the steamer was engaged in shipping and transporting down Grand River, goods destined and marked for other States than Michigan, and in receiving and transporting up the river goods brought within the State from without its limits; * * * So far as she was employed in transporting goods destined for other States, or goods brought from without the limits of Michigan and destined to places within that State, she was engaged in commerce between the States, and however limited that commerce may have been, she was, so far as it went, subject to the legislation of Congress. She was employed as an instrument of that commerce; for whenever a commodity has begun to move as an

LECTRI

te commerce imposes upon such streams, they are practically unable, without the assent of Congress, to utilize their prerogative for power development purposes. Sensing, no doubt, that controlling power to this end must be attributed to some government in the United States and that "in such matters there can be no divided empire,"[359] the Court held, in 1913, in United States v. Chandler-Dunbar Co.,[360] that in constructing works for the improvement

iction Over Navig

ted to the control of navigation, * * *, the erection and maintenance of such dam and reservoir are clearly within the powers conferred upon Congress. Whether the particular structures proposed are reasonably necessary, is not for this Court to determine. * * * And the fact that purposes other than navigation will also be served could not invalidate the exercise of the authority conferred, even if those other purposes would not alone have justified an exercise of congressional power."[364] And in the Appalachian Electric Power case, the Court, abandoning previous holdings which had laid down the doctrine that to be subject to Congress's power to regulate commerce a stream must be "navigable in fact," said: "A waterway, otherwise suitable for navigation, is

Which Power M

authority is as broad as the needs of commerce. * * * Flood protection, watershed development, recovery of the cost of improvements through utilization of power are likewise parts of commerce control."[366] These views the Court has since reiterated.[367] Nor is i

egulation of La

DERAL PROVISIO

he Pacific; and four years later it chartered the Union Pacific Company.[369] First and last, litigation growing out of this type of legislation has resulted in the establishment in judicial decision of the following propositions: First, that Congress may provide highways for interstate transportation (earlier, as well as today, this result might have followed from Congress's power of spendi

FEDERAL RAIL

troops, governmental supplies, and mails, to their destination";[371] while by an act passed on July 24 of the same year it was ordered, "in the interest of commerce and the convenient transmission of intelligence * * * by the government of the United States and its citizens, that the erection of telegraph lines shall, so far as State interference is concerned

he owners or masters of steam, sailing, or other vessels carrying or transporting cattle, sheep, swine, or other animals from one State to another, shall confine the same in cars, boats, or vessels of any description, for a longe

D RATES: THE INTERSTA

due process of law clause of Amendment XIV. The principal circumstance, however, which shaped the Court's attitude toward the "Granger Laws" had, by a decade later, disappeared, the fact, namely, that originally the railroad business was largely in local hands. In consequence, first, of the panic of 1873, and then of the panic of 1885, hundreds of these small lines went into bankruptcy, from which they emerged consolidated into great interstate systems. The result for the Court's interpretation

provisions of the act. In Interstate Commerce Commission v. Brimson,[377] decided in 1894, the validity of the Commission as a means "necessary and proper" for the enforcement of Congress's power to regulate commerce among the States was sustained, as well as its right to enter the courts of the United Stat

e power, after a full hearing on a complaint made to it, "to determine and prescribe just and reasonable" maximum rates. By the latter it was further authorized to set such rates on its own initiative, and without waiting for a complai

E COMMERCE CO

ral or artificial, engaged in such transportation or transmission as aforesaid as common carriers for hire." The jurisdiction of the Commission covers not only the characteristic activities of such carriers in commerce among the States, but also the issuance of securities by them, and all consolidations of existing companies, or lines. Furthermore, for the first time, the Commission was put under the injunction, in exercising its control over rates and charges, to "give due consideration, among o

safeguards which the Bill of Rights throws about property rights; 2. Those arising out of the intermingling of the interstate and intrast

REVEPO

dly subject to the Commission. The local rates were as clearly within the normal jurisdiction of the State, and had in fact been set by the Texas Railway Commission. The Court found that the Interstate Commerce Commission had not exceeded its statutory powers. The constitutional objection to the Commission's action was stated thus: "That Congress is impotent to control the intrastate charges of an interstate carrier even to the extent necessary to prevent injurious discrimination against interstate traffic." This objection the Court met, as follows: "Wherever the interstate and intrastate transactions of carriers are so related that the government of the

AND STATE RAILWA

rce as a whole, instead of specific firms or localities, is made the beneficiary of the restriction. In the Wisconsin R.R. Comm. v. Chicago, B. & Q.R.R. Co.,[386] the Court held that this section sustained the Interstate Commerce Commission in annulling intrastate passenger rates which it fo

R AGENTS OF CARRIA

power to regulate the price of such electricity.[390] Proceeding on this implication Congress, in the Federal Power Act of 1935,[391] conferred upon the Federal Power Commission the power to govern the wholesale distribution of electricity in interstate commerce; and three years later vested in the same body like power over natural gas moving in interstate commerce.[392] In Federal Power Commission v. Natural Gas Pipeline Company,[393] the power of the Commission to set the prices at which gas, originating in one State and transported into another, should be sold to distributors wholesale in the latter State, was sustained by the Court in the following terms: "The argument that the provisio

or Carrier Act of 1935, which, through the Interstate Commerce Commission, governs the transportation of persons and property by motor vehicle common carriers;[396] the Civil Aeronautics Act of 1938, enacted for the purpose of bringing under the control of a central agency, ca

IVE OF LABOR ENGAGED IN

railway engaged in interstate commerce * * * and to all other locomotives * * * cars," etc., "used in connection therewith."[399] In Southern Railway Company v. United States,[400] the validity of this extension of the act was challenged. The Court sustained the measure as being within Congress's power, saying: "* * * this is so, not because Congress possesses any power to regulate intrastate commerce as such, but because its power to regulat

whether a restriction upon the hours of labor of employés who are connected with the movement of trains in interstate transportation is comprehended within this sphere of authorized legislation. This question admits of but one answer. The length of hours of service has direct relation to the efficiency of the human agencies upon which protection of life and property necessarily depends. * * * In its power suit

he courts of the States.[405] Countering this argument, the Court, speaking by Justice Van Devanter, quoted the following passage from the brief of the Solicitor-General: "Interstate commerce-if not always, at any rate when the commerce is transportation-is an act. Congress, of course, can do anything which, in the exercise by itself of a fair discretion, may be deemed appropriate to save the act of interstate commerce from prevention or interruption, or to make that act more secure, more reliable or more efficient. The act of interstate commerce is done by the labor of men and with the help of things; and these men and things are the agents and instruments of the commerce. If the agents or instruments are destroyed while they are doing the act, commerce is stopped; if the agents or instruments are interrupted, commerce is inter

Adai

Liability Cases. Here was involved the validity of § 10 of the "Erdman Act" of 1898,[408] by which it was made a misdemeanor for a carrier or agent thereof to require of an employee, as a condition of employment, that he should not become or remain a member of a trade union, or to threaten him with loss of employment if he should become or remain a member. This proviso the Court held not to be a regulation of commerce, there being no connection between an employee

oad Retir

ends to impose by sheer fiat noncontractual incidents upon the relation of employer and employee, not as a rule or regulation of commerce and transportation between the States, but as a means of assuring a particular class of employees against old age dependency. This is neither a necessary nor an appropriate rule or regulation affecting the due fulfillment of the railroads' duty to serve the public in interstate transportation."[413] Chief Justice Hughes, speaking for the dissenters, contended, on the contrary, that "the morale of the employees [had] an important bearing upon the efficiency of the transportation service." He added: "The fundamental consideration which supports this type of legislation is that industry should take care of its human wastage, whether that is due to accident or age. That

ADING; THE

e power of Congress is to be necessarily tested by the intrinsic existence of commerce in the particular subject dealt with, instead of by the relation of that subject to commerce and its effect upon it. We say mistakenly assumes, because we think it clear that if the proposition were sustained it would destroy the power of Congress to regulate, as obviously that power, if it is to exist, must include the authority to deal with obstructions to interstate commerce (In re Debs, 158 U.S. 564) and with a host of other acts which, because of their relation to and influence upon interstate commerce, come within the power of Congress to regulate, although they are not interstate commerce in and of themselves.

egulation of Co

CT; THE "SUGA

the cancellation of certain agreements, whereby, through purchases of stock in other companies, the American Sugar Refining Company, had "acquired," it was conceded, "nearly complete control of the manufacture of refined sugars in the United States." The question of the validity of the act was not expressly discussed by the Court, but was subordinated to that of its proper construction. So proceeding, the Court, in pursuance of doctrines of Constitutional Law which were then dominant with it, turned the act from its intended purpose and destroyed its effectiveness for several years, as that of the Interstate Commerce Act was being contemporaneously impaired. The following passage early in Chief Justice

t, however inevitable and whatever its extent," and as such beyond the purview of the act.[421] Applying then the above reasoning to the case before it, the Court proceeded: "The object [of the combination] was manifestly private gain in the manufacture of the commodity, but not through the control of interstate or foreign commerce. It is true that the bill alleged that the products of these refineries were sold and distributed among the several States, and that all the companies were engaged in trade or commerce with the several States and with foreign nations; but this was no more than to say that trade and commerce served manufacture to fulfil its function. Sugar was refined for sale, and sales were probably made at

RMAN AC

e case, the parties to which were manufacturing concerns, effected a division of territory among them, and so involved, it was held, a "direct" restraint on the distribution and hence of the transportation of the produ

COMMERCE" CONCEP

hat they had entered into a combination to refrain from bidding against each other in the local markets, to fix the prices at which they would sell, to restrict shipments of meat, and to do other forbidden acts. The case was appealed to the Supreme Court on defendants' contention that certain of the acts compl

he general design. Even if they imported a technical passing of title at the slaughtering places, they also imported that the sales were to persons in other States, and that shipments to such States were part of the transaction.[427] Thus, sales of the type which in the Sugar Trust Case were thrust to one side as immaterial from the point of view of the law, because they enabled manufacture "to fulfill its function," were here treated as merged in an interstate commerce stream. Thus, the concept of commerce as trade, that is, as traffic, again entered the Constitutional Law picture, with the result that conditions which directly affected interstate trade could not be dismissed on the ground that they affected interstate commerce, in the sense of

URY HATT

of cases in which combinations of employees engaged in such intrastate activities as manufacturing, mining, building construction, and the distribution

AND GRAIN F

rds of the country was brought under national supervision; and the year following it passed the Grain Futures Act[431] whereby exchanges deal

ing centers on the borders of that region, and thence in the form of meat products to the consuming cities of the country in the Middle West and East, or, still as livestock, to the feeding places and fattening farms in the Middle West or East for further preparation for the market."[4

f price. "The question of price dominates trade between the States. Sales of an article which affect the country-wide price of the article directly affect the country-wide commerce in it."[437] Thus a practice which demonstrably affects prices would also affect interstate trade "directly," and so, even though local in itself, would fall within the regulatory power of Congress. In the following passage, indeed, Chief Justice Taft whittles down, in both cases, the "direct-indirect" formula to the vanishing point: "Whatever amounts to more or less constant practice, and threatens to obstruct or unduly to burden the freedom of interstate commerce is within the regulatory power of Congress under the commerce clause, and it is primarily for Congress to consider and decide the fact of the danger and meet it. This court will certainly not substitute its judgment for that of Congress in

ES AND EXCHA

ate commerce and the mails to dealers refusing to register under the act. The latter requires, by sections 4 (a) and 5, the companies which are governed by it to register with the Securities and Exchange Commission and to inform it concerning their business, organization and financial structure, all on pain of being prohibited use of the facilities of interstate commerce and the mails; while by

ion of Production and

ESSION L

nauguration, the problem which confronted the new Administration was clearly set forth: "When industry is grievously hurt, when producing con

INDUSTRIAL

" affected "the public welfare," and undermined "the standards of living of the American people." To effect the removal of these conditions the President was authorized, upon the application of industrial or trade groups, to approve "codes of fair competition," or to prescribe the same in cases where such applications were not duly

HECHTE

sale market interstate commerce in them ceased. The act, however, also purported to govern business activities which "affected" interstate commerce. This, Chief Justice Hughes held, must be taken to mean "directly" affect such commerce: "the distinction between direct and indirect effects of intrastate transactions upon interstate commerce must be recognized as

LTURAL ADJ

[448] As is pointed out elsewhere the measure was set aside as an attempt to regulate production, a

US COAL CONS

try, was violative of the Constitution and void.[451] Justice Sutherland's opinion set out from Chief Justice Hughes's assertion in the Schechter Case of the "fundamental" character of the distinction between "direct" and "indirect" effects; that is to say, from the doctrine of the Sugar Trust Case. It then proceeded: "Much stress is put upon the evils which come from the struggle between employers and employees over the matter of wages, working conditions, the right of collective bargaining, etc., and the resulting strikes, curtailment and irregularity of production and effect on prices; and it is insisted that interstate commerce is greatly affected thereby. But, ..., the conclusive answer is that the evils are all local evils over which the Federal Government has no legisla

AL LABOR R

ates, and altogether it gave employment to many thousands of workers. A vast industrial commonwealth such as this, whose operations constantly traversed State lines, comprised, they contended, a species of territorial enclave which was subject in all its parts to the only governmental power capable of dealing with it as an entity, that is, the National Government. Yet even if this were not so, still the protective power of Congress over interstate commerce must be deemed to extend to disruptive strikes by employees of such an immense concern, and hence to include power to remove the causes of such strikes. The Court, speaking through Chief Justice Hughes, held the corporation to be subject to the act on the latter ground. "The close and intimate effect," said he, "which brings the subject within the reach of federal power may be due to activities in relation to productive industry although the industry when separately viewed is local." Nor w

ion was forthwith held to apply also to two minor concerns;[457] and in a later case the Court stated specifically that "the smallness of the volume of commerce affected in any particular case" i

STANDARDS ACT

gulation are plainly to make effective the congressional conception of public policy that interstate commerce should not be made the instrument of competition in the distribution of goods produced under substandard labor conditions, which competition is injurious to the commerce and to the States from and to which commerce flows."[461] In support of the decision the Court invokes Chief Justice Marshall's reading of the necessary and proper clause in McCulloch v. Maryland and his reading of the commerce clause in Gibbons v. Ogden.[462] Objections purporting to be based on the Tenth Amendment are met from the same point of view: "Our conclusion is unaffected by the Tenth Amendment which provides: 'The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.' The amendment states but a truism that all is retained which has not been surrendered. There is nothing in the history of its adoption to suggest that it was mo

RAL MARKETING

e dairy company demurred to the regulation on the ground of its applying to milk produced and sold intrastate. Sustaining the order the Court said: "Congress plainly has power to regulate the price of milk distributed through the medium of interstate commerce, * * *, and it possesses every power needed to make that regulation effective. The commerce power is not confined in its exercise to the regulation of commerce among the States. It extends to those activities intrastate which so affect interstate commerce, or the exertion of the power of Congress over it, as to make regulation of them appropriate means to the attainment of a legitimate end, the

on such wheat overhangs the market and, if induced by rising prices, tends to flow into the market and check price increases. But if we assume that it is never marketed, it supplies a need of the man who grew it which would otherwise be reflected by purchases in the open market. Home-grown wheat in this sense competes with wheat in commerce. The stimulation of commerce is a use of the regulatory function quite as definitely as prohibitions or restrictions thereon. This record leaves us in no doubt that Congress may properly have considered that wheat consumed on the farm where grown, if wholly outside the scheme of regulatio

ress Prohibi

ERCE; JEFFER

To this it may be replied, that the acts under consideration, though of very ample extent, do not operate as a prohibition of all foreign commerce. It will be admitted that partial prohibitions are authorized by the expression; and how shall the degree, or extent, of the prohibition be adjusted, but by the discretion of the National Government, to whom the subject appears to be committed? * * * The term does not necessarily include shipping or navigation; much less does it include the fisheries. Yet it never has been contended, that they are not the proper objects of national regulation; and several acts of Congress have been made respecting them. * * * [Furthermore] if it be admitted that national regulations relative to commerce, may apply it as an instrument, and are not necessarily confined to its direct aid and advancement, the sphere of legislative discretion is, of course, more widely extended; and, in time of war, or of great impending peril, it must take a still more expanded range. Congress has power to declare

ERCE; PROTEC

a vested right to carry on foreign commerce with the United States. * * * It is true that the taxing power is a distinct power; that it is distinct from the power to regulate commerce. * * * It is also true that the taxing power embraces the power to lay duties. Art. I, § 8, cl. 1. But because the taxing power is a distinct power and embraces the power to lay duties, it does not follow that duties may not be imposed in the exercise of the power to regulate commerce. T

MERCE; BANN

forbade the importation of any tea "inferior in purity, quality, and fitness for consumption" as compared with a legal standard.[480] The act was sustained in 1904, in the leading case of Buttfield v. Stranahan.[481] In "The Abby Dodge" case an act excluding sponges taken by means of diving or diving apparatus from the waters of the Gulf of Mexico or Straits of Florida was sustained, but construed as not applying to sponges taken from the territorial waters of a State.[482] In Weber v. Freed[483] an act prohibiting the importation and interstate transportation of prize-fight films or of pictorial representation of prize fights was upheld. Speaking for the unanimous Court, Chief Justice White said: "In view of the complete power of Congress over foreign commerce and its authority to prohibit the introduction

CE; CONFLICT OF D

tance for the future of American Federalism. The issue was as early as 1841 brought forward by Henry Clay, in an argument before the Court in which he raised the specter of an act of Congress forbidding the interstate slave trade.[487] The debate was concluded ninety-nine years later by the decision in United States v. Darby, in whic

PROHIBITIVE OF IN

ntine upon all shipments of cattle from one State to another when the public necessity might demand it.[490] A statute passed in 1905 forbade the transportation in foreign and interstate commerce and the mails of certain varieties of moths, plant lice, and other insect pests injurious to plant crops, trees, and other vegetation.[491] In 1912 a similar exclusion of diseased nursery stock was decreed,[492] while by the same act, and again by an act of 1917,[493] the Secretary of Agriculture

OTTER

cluding lottery tickets from the mails had been upheld in the earlier case of In re Rapier,[497] on the proposition that Congress clearly had the power to see that the very facilities furnished by it were not put to bad

other hand, prepared by Justice Harlan, marked an almost unqualified triumph at the time for the view that Congress's power to regulate commerce among the States includes the power to prohibit it, especially to supplement and support State legislation enacted under the police power.[498] Early in the opinion extensive quotation is made from Chief Justice Marshall's opinion in Gibbons v. Ogden,[499] with special stress upon the definition there given of the phrase "to

BITIONS AND ST

ilists.[509] The conception of the Federal System on which the Court based its validation of this legislation was stated by it in 1913 in sustaining the Mann "White Slave" Act in the following words: "Our dual form of government has its perplexities, State and Nation having different spheres of jurisdiction, * * *, but it must be kept in mind that we are one people; and the powers reserved to the States and those conferred on the Nation are adapted to be exercised, whether independently or concurrently, to promote the general welfare, material, and moral."[510] At the same time, the Court made it plain that in prohibiting c

v. DA

the Court, "is as essential to the preservation of our institutions as is the conservation of the supremacy of the federal power in all matters entrusted to the Nation by the Federal Constitution."[514] As to earlier decisions sustaining Congress's prohibitory powers, Justice Day said: "In each of these instances the use of interstate transportation was necessary to the accomplishment of harmful results. * * * This element is wanting in the present case. * * * The goods shipped are in themselves harmless. * * * When offered for shipment, and before transportation begins, the labo

merce which Congress may prohibit is an act of transportation from one State to the other which is followed in the latter by an act within the normal powers of government to prohibit. Commerce, however, is primarily traffic; and the theory of the Child Labor Act was that it was designed to discourage a widespread and pernicious i

MERCE IN STOLE

spread of any evil or harm to the people of other States from the State of origin." This statement was buttressed by a review of previous cases, including the explanation that the goods involved in Hammer v. Dagenhart were "harmless" and did not spread harm to persons in other States. Passing then to the measure before the Court, the Chief Justice noted "the radical change in transportation" brought about by the automobile, and the rise of "elaborately orga

ing the obvious fact that such thefts must necessarily occur before transportation of the thing stolen can take place, that is, under the formula followed in Hammer v. Dagenhart, before Congress's power over interstat

DARB

ohibition or its effect to control in some measure the use or production within the States of the article thus excluded from the commerce can operate to deprive the regulation of its constitutional authority has long since ceased to have force. * * * And finally we have declared 'The authority of the Federal Government over interstate commerce does not differ in extent or character from that retained by the States over intrastate commerce.' United States v. Rock Royal Co-operative, 307 U.S. 533, 569. The conclusion is inescapable that Hammer v. Dagenhart, was a departure from the principles

ND THE FED

rt] to make inroads upon our federal system either by indifference to its maintenance or excessive regard for the unifying forces of modern technology. Scholastic reasoning may prove that no activity is isolated within the boundaries of a single State,

use as a Restrai

NAL BA

in the power thus granted Congress, subject only to the operation of the supremacy clause. As Hamilton points out in The Federalist, while some of the powers which are vested in the National Government admit of their "concurrent" exercise by the States, others are of their very nature "exclusive," and

and destructive consequences, resulting from the legislation of so many different States, and to place it under the protection of a uniform law." In other words, the constitutional grant was itself a regulation of commerce in the interest of uniformity. Justice Johnson's testimony in his concurring opinion in the same case is to like effect: "There was not a State in the Union, in which there did not, at that tim

t on both sides in Gibbons v. Ogden, legislation by Congress regulative of any particular phase of commerce would still leave many other phases unregulated and consequently raise the question whether the States were entitled to fill the remaining gaps, if not by virtue of

acts, from whatever State power ensuing, the act of Congress is today recognized, and was recognized by Marshall, as enjoying an unquestionable supremacy.[526] But suppose, first, that Congress has passed no act; or secondly, that its legislation does not clearly cover the ground which certain State legislation before the Court attempts

GROUND; WEBSTE

ich, in their exercise, were to maintain a uniform and general system. From the very nature of the case, these powers must be exclusive; that is, the higher branches of commercial regulation must be exclusively committed to a single hand. What is it that is to be regulated? Not the commerce of the several States, respectively, but the commerce of the United States. Henceforth, the commerce of the States was to be a unit; and the system by which it was to exist and be governed, must necess

jurisdiction unregulated, it must be deemed to have done so of design, and its omissions, or silences, accordingly be left undisturbed by State action. Although Marshall, because he thought the New York act c

BOARD OF P

in 1851, is usually cited. The question at issue was the validity of a Pennsylvania pilotage act so far as it applied to vessels engaged in foreign commerce and the coastwise trade. The Court, speaking through Justice Curtis, sustained the act on the basis of a distinction between those subjects of commerce which "imperatively demand a single

the difference and brought the Curtis dictum abreast of Webster's earlier argument. The doctrine consequently came to be established, first, that Congress's power over interstate commerce is "exclusive" as to t

IAL F

y a State is here held to be out of the question. At the same time, the States have their police and taxing powers, and may use them as their own views of sound public policy may dictate even though interstate commerce may be "incidentally" or "indirectly" regulated, it being understood that such "incide

e to restrain it, and the maintenance in the States of efficient local governments. Thus, while formulas may serve to steady and guide its judgment, the Court's real function in this area of judicial review is essentially that of an arbitral or quasi-legislative body. So much so is this the case that i

Power and For

D; THE ORIGINAL

sale of an article is a tax on the article itself-a conception of the incidence of taxation which has at times had important repercussions in other fields of Constitutional Law; (4) that the taxing power of the State does not extend in any form to imports from abroad so long as they remain "the property of the importer, in his warehouse, in the original form or package" in which they were imported-the famous "original package doctrine"; (5) that once, however, the importer parts with his importations "or otherwise mixes them with the general property of the State by breaking up his pack

criminatory taxation by it. The criticism was partially anticipated by Marshall himself in the apprehensions which he voiced that any concession to "the great importing States" might be turned by them against the rest of the country. Indeed, he is uncertain whether the original package doctrine will prove sufficient for its purposes and accordingly offers it not as a rule "universal in its application," but

he Subject Matter o

CONSID

h it is carried on comprise the most ordinary subject matter of State power. In this field the Court has, consequently, been unable to rely upon sweeping solutions. To the contrary, its judgments have often been fluctuating and tentative, even contradictory; and this is particularly the case as respects the infringement of the State taxing power on interstate commerce. In the words of Justice Frankfurter: "The power of the States to tax and the limitations upon that power imposed by the Commerce Clause have necessitated a long, continuous process of judicial adjustment. The need for suc

E FREIGH

ransportation of freight, or of the subjects of commerce, is a constituent part of commerce itself; (2) a tax upon freight, transported from State to State, is a regulation of commerce among the States; (3) whenever the subjects in regard to which a power to regulate commerce is asserted are in their nature National, or admit of one uniform system or plan of regulation, they are exclusively within the regulating control of Congress; (4) transportation of passenger

IN T

still in the original package, unless they are foreign imports in the original package; and States may also impose a nondiscriminatory tax when there is a break in an interstate transit, and the goods have not been restored to the

o Lewiston in the same State, but had been detained at Errol by low water, the Supreme Court of New Hampshire itself ruled that the local tax did not apply, the logs being still in transit. As to the logs which had been cut in New Hampshire and lay on the shore or in tributaries of the river, both courts were again in agreement that they were still subject to local taxation, notwithstanding the intention o

OF MANUFACTUR

in this regard is intrinsic, is not affected by the intended use or disposal of the product, is not controlled by contractual engagements, and persists even though the business be conducted in close connection with interstate commerce."[544] Likewise an annual privilege tax on the business of producing natural gas in the State, computed on the value of the gas produced "as shown by the gross proceeds derived from the sale thereof by the producer," was held constitutional even though most of the gas passed into interstate commerce in continuous movement from the wells.[545] And in Utah Power and Light Co. v. Pfost[546] the generation of electricity in a State was held to be distingui

OR AN ESTABL

igin, provided at any rate their trans-shipment is not unduly delayed.[549] Thus, oil gathered into the pipe lines of a distributing company and intended for the most part for customers outside the State, is in interstate commerce from the moment it leaves the

INAL PACKAGE CONCEPT

d the invitation; first on the ground that Marshall's statement was obiter, the point not having been involved in Brown v. Maryland; second, because usage contemporary with the Constitution and of the Constitution itself confined the term "imports" as employed in article I, section 10 to imports from abroad; third, because the tax in question was nondiscriminatory. At the same time, nevertheless, reference was made to the power of Congress to interpose at any time in exercise of its power over commerce, "in such a manner as to prevent the States from any oppressive interference with the free interchange of commodities by the c

TION C

true, also, that in a series of cases involving sales of oil about 1920 the Court appeared to be contemplating reviving the original package doctrine,[562] but these holdings were presently "qualified" in a sweeping opinion by Chief Justice Taft, reviewing the cases.[563] But taxation is o

ALES: P

inserted in retail packages by the manufacturer or shipper outside the State and are redeemable outside the State, either by such manufacturer or shipper, or by some other agency outside the State;[566] nor yet a nondiscriminatory tax upon local peddling of goods and sales thereof by peddlers even though the goods are foreign or interstate imports, since the sale occurs after foreign or interstate commerce thereof has ended.[567] And in Kehrer v. Stewart[568] it was held that a State tax upon resident managing agents of nonresident meatpacking houses did not conflict with the commerce clause, regardless of the fact that the greater portion of the business was interstate in characte

GE IN

re detained for a time within the State by low water, they are deemed "in the course of commercial transportation, and * * * clearly under the protection of the Constitution."[572] Intention thus often enters into the determination of the question whether goods from another State have come to rest sufficiently to subject them to the local taxing power. In a typical case the Court held that oil shipped from Pennsylvania and held in tanks in Memphis, Tenn

tate railroad company to be used in replacements, repairs and extensions, and installed immediately upon arrival in the taxing State;[577] on equipment brought into the State by a telephone and telegraph company for operation, maintenance, and repair of its interstate system.[578] In all these cases the Court applied the principle that "use and storage" are subject to local taxation when "there is an interva

ROBBINS v. SHELBY C

ders was or was not made with sample,[582] and to sales which were not, accurately speaking, consummated until the actual delivery of the goods, which was attended by local incidents. So, where a North Carolina agent of a Chicago firm took orders for framed pictures, which were then sent to him packed separately from the frames and then framed by him before delivery, the rule laid down in the Robbins case was held to apply throughout, with the result that North Carolina could tax or license no part of the transaction described;[583] so also as to a sewing machine ordered by a customer in North Carolina and sent to her C.O.D.;[584] so also as to brooms sent in quantity for the fulfillment of a number of orders, and subject to rejection by the purchaser if deemed by him not up to sample.[585] Said Justice Holmes in the case last referred to: "'Commerce among the States' is a practical conception not drawn from the 'witty diversities' * * * of the l

OF THE RO

ion selling automobiles built by a foreign corporation under an arrangement by which the latter agreed to build for and sell to the former, for cash, at a specified price less than list price, was not a tax on interstate transactions, there being nothing which connected the ultimate buyer with the manufacturer but a warranty and the buyer's agreement to pay the list price f.o.b. factory. Similarly, in Browning v. Waycross[593] it was held that the business of erecting lightning rods within the limits of a town by the agent of a nonresident manufacturer on whose behalf such agent had solicited orders for the sale of the rods, and from whom he had received them when shipped into the State, was validly subjected to a municipal license tax. "It was not," said the Court, "within the power of the parties by the form of their contract to convert what was exclusively a local business, * * *, into an interstate commerce business * * *"[594] Also, a municipal license tax upon persons engaged in t

BINS CA

udicial reaction against it still more pronounced. Indeed, by the Court's decision in McGoldrick v. Berwind-White Co.,[597] in 1940, the authority of the entire line of cases descending from Robbins v. Shelby County Taxing District was seriously impaired, for the time being, while a

N CASES:

as involved a State of Washington two per cent tax on the privilege of using products coming from sister States. Excepted from the tax, on the other hand, was any property the sole use of which had already been subjected to an equal or greater tax, whether under the laws of Washington or any other State. Stressing this provision in its opini

N CASES:

ared any "distinction * * * between a tax laid on sales made, without previous contract, after the merchandise had crossed the State boundary, and sales, the contracts for which when made contemplate or require the transportation of merchandise interstate to the taxing State," to be "without the support of reason or authority";[602] and the Robbins case was held to be "narrowly limited to fixed-sum license taxes i

E DEPRESS

sales tax and a use tax in many instances may bring about the same result. But they are different in conception, are assessments upon different transactions, * * * A sales tax is a tax on the freedom of purchase * * * A use tax is a tax on the enjoyment of that which was purchased. In view of the differences in the basis of these two taxes and the differences in the relation of the taxing State to them, a tax o

been made, the issue is substantially whether the long line of so-called 'drummer cases' beginning with Robbins v. Shelby County Taxing District, 120 U.S. 489, shall be adhered to in result or shall now be overruled in the light of what attorneys for the city say are recent trends requiring that outcome."[610] The tax was held void, Berwind-White being not only "distinguished"

not licensed in the State, was set aside directly on the authority of the Robbins case.[612] It wou

F CARRIAGE

to prevent a threatened dissipation of its population, levied a special tax on railroad and stage companies for every passenger they carried out of the State, and in Crandall v. Nevada[617] this act was held void on the general ground that the National Government had at all times the right to require the services of its citizens at the seat of government and they the correlative right to visit the seat of government, rights which, if the Nevada tax was valid, were at the mercy of any State, the power to tax being without limit. Reference was also made to the right of the government to transport troops at all times by t

terstate Commerce Privil

INAL

ation-one chartered by another State-to carry on interstate commerce within its borders,[626] an implication which soon became explicit. In Leloup v. Port of Mobile,[627] decided in 1888, the Court had before it a license tax on a telegraph company which was engaged in both domestic and interstate business. The general nature of the exaction did not suffice to save it. Said the Court: "The question is squarely presented to us, * * *, whether a State, as a condition of doing business within its jurisdiction, may exact a license tax from a telegraph company, a large part of whose business

auditor of the State that the company he represented was possessed of an actual capital of at least $150,000. The act was held to be a regulation of interstate commerce so far as applied to a corporation of another State in that business. "To carry on interstate commerce," said the Court, "is not a franchise or a privilege granted by the State; it is a right which

NSE

empt to license interstate commerce.[632] In the same category of unconstitutional taxation of the interstate commerce privilege, the Court has also included the following: a State "franchise" tax on a foreign corporation, whose sole business in the State consisted in landing, storing and selling in the original package goods imported by it from abroad, the tax being imposed annually on the doing of such business and measured by the value of the goods on hand;[633] a State privilege or occupation tax on every corporation engaged in the business of operating and maintaining telephone lines and furnishing telephone service in the State, of so much for each telephonic instrument controlled and operated by it, as applied to a company furnishing both interstate and intrastate service, and employing the same telephones, wires, etc., in both as integrated parts of its system;[634] a

UNION TELEGRAPH v. K

otal capitalization of all foreign corporations doing or seeking to do a local business in the State. The Court pronounced the tax, as to the Western Union, a burden upon the company's interstate business and upon its property located and used outside the State, and hence void under both th

OF THE

ade, likewise, in International Paper Company v. Massachusetts,[642] it was clearly stated that "the immunity of interstate commerce from State taxation" is not confined to what is done by carriers in such commerce, but "is universal and covers every class of ... [interstate] commerce, including that conducted by merchants and trading

THE DOCT

ness without withdrawing also from the interstate business."[645] Likewise, in Cooney v. Mountain States Telephone and Telegraph Co., the Court asserted that to sustain a State occupation tax on one whose business is both interstate and intrastate, "it must appear * * *, and that the one [who is] taxed could discontinue the intrastate business without [also] withdrawing from the interstate business."[646] A year later, nevertheless, Justice Brandeis, speaking for the Court in Pacific Telephone and Telegraph Co. v. Tax Commission,[647] asserted flatly: "No decision of this Court lends support to the proposition that an occupation tax upon local business, otherwise valid, must be held void merely because the local and interstate branches are for some reason inseparable."[648] An occupation ta

ngaged in, and of the Procee

RAL

or other, the task before the Court in drawing the line between the immunity claimed by interstate business on the one hand and the prerogatives claimed by local power on the other has at times involved it in self-contradiction, as successive developments have brought into prominence novel aspects of its complex problem or have altered the perspective in which the interests competing for its protection have appeared. In this field words of the late Justice Rutledge, spoken in 1946, are especially applicable: "For cleanly as

OF THE APPOR

and used by it in the State, taking as the basis of the assessment such proportion of the value of its capital stock as the length of its lines within the State bore to their entire length throughout the country.[656] The tax was characterized by the Court as an attempt by Massachusetts "to ascertain the just amount which any corporation engaged in business within its limits shall pay as a contribution to the support of its government upon the amount and value of the capital so employed by it therein."[657] And drawing on certain decisions in which it had sought to limit the principle of tax exemption as applied in the case of railroads chartered by the United States, it expressed concern that "the necessary powers of the States" should not be destroyed or "their efficient exercise" be prevented.[658] Three years l

UNIT

railway mileage which the company covered in Ohio to the total mileage which it covered in all States. To the objection that "the intangible values" reached by the tax were derived from interstate commerce, the Court replied with the "cardinal rule * * * that whatever property is worth for purposes of income and sale it is also worth for purposes of t

g the concept appears to be that it is always possible for a State to devise a formula whereby it may assign to the property employed in interstate commerce within its limits, or to the proceeds from such commerce, a value which it may tax or by which it may "meas

NED PROP

ing ore from mines in the taxing State to terminal docks outside the State, where the line and the docks were treated by the railway as a unit, the charge for the dock service being absorbed in the charge per ton transported; and where the evidence did not show that the mileage value of the part of the line outside of the taxing State, with the docks included, was greater than the mileage value of part within it.[668] Nor does the commerce clause preclude the assessment of an interstate railway within a State by taking such part of the value of the railroad's entire system, less the value of its localized property, such as terminal buildings, shops and nonoperating real estate, as is represented by the ratio which the railroad's mileage within the State bears to its total mileage.[669] To the ob

D GROSS RE

rivilege of exercising the franchises of a corporation within a State is generally one of value, and often of great value, and the subject of earnest contention. It is natural, therefore, that the corporation should be made to bear some proportion of the burdens of government. As the granting of the privilege rests entirely in the discretion of the State, whether the corporation be of domestic or foreign origin, it may be conferred upon such conditions, pecuniary or otherwise, as the State in its judgment may deem most conducive to its interests or

HISE

axes are in addition to other taxes then their fate will be determined by the same rules as would apply had the label been omitted.[678] More precisely, the rule governing this species of tax is o

rofits, plus its long-term obligations, as the gross receipts of its local business bear to its total gross receipts from its entire business;[681] also by such proportion of the company's total capital stock as the value of its property in the taxing State and of the business done there bears to the total value of its property and of its business.[682] On the other hand, a "franchise" tax on the unapportioned gross receipts of railroad companies en

IPTS TAXES

taxation of interstate commerce.[688] Gross receipts taxes which, on the other hand, have been invalidated under the commerce clause he placed in the following groups: (a) those which were held not to be fairly apportioned;[689] (b) those which were not apportioned at all and were bound to subject interstate commerce to the risk of multiple taxation;[690] (c) those in whi

E TAXATI

interstate commerce. "It was not," he there remarks, "the purpose of the commerce clause to relieve those engaged in interstate commerce from their just share of State tax burden even though it increases the cost of doing the business. 'Even interstate business must pay its way,' * * * and the bare fact that one is carrying on interstate commerce does not relieve him from many forms of State taxation which add to the cost of his business."[697] Then citing cases, he continues: "All of these taxes in one way or another add to the expense of carrying on interstate commerce, and in that sense burden it; but they are not for that reason prohibited. On the other hand, local taxes, measured by gross receipts from interstate commerce, have often been pronounced unconstitutional. The vice characteristic of those which have been held invalid is that they have placed on the commerce burdens of such a nature as to be capable, in point of substance, of being imposed * * * [or added to] with equal right by every State which the commerce touches, merely because interstate comme

and uncertainties of the apportionment rule also played a great part. Thus in his concurring opinion in the Gwin case, Justice Butler, speaking for himself and Justice McReynolds after showing the instability of decisions in this area of Constitutional Law, contend that "the problems of conjectured 'mul

NT C

interstate] commerce."[708] This time Justice Rutledge was among the dissenters so far as interstate commerce was concerned.[709] In Central Greyhound Lines, Inc. v. Mealey,[710] decided in 1948, five members of the Court ruled that a New York tax on the gross income of public utilities doing business in the State could not be constitutionally imposed on a carrier's unapportioned receipts from continuous transportation between termini in the State over a route a material part of which passes through other States. Justice Frankfurter, speaking for the Court, held, however, that the tax was sustainable as to receipts apportioned as to the mileage within the State.[711] Justice Rutledge concurred without opinion. Justice Murphy, for himself and Justices Black and Douglas, thought the tax was on an essentially local activity and that the transportation through other States was "a mere geographic incident," conceding at the same time, that this view invited the other States involved to levy similar taxes and exposed t

ne Co. v. Stone,[713] which was decided in 1949, we find Justice Rutledge, speaking for himself and Justices Black, Douglas, and Murphy, endorsing the view that Mississippi was within her rights in imposing on a Delaware corporation, as a condition of doing a local business, a "privilege" tax equal to two per cent of its intrastate business even though the exaction amounted to "a 'direct' tax on the 'privilege' of engaging in interstate commerce," an assertion which was countered by one just as positive, and also endorsed by four Justices, that no State may "levy privilege, excise or

ON NET

ipts, the Court said the latter "affects each transaction in proportion to its magnitude and irrespective of whether it is profitable or otherwise. Conceivably it may be sufficient to make the difference between profit and loss, or to so diminish the profit as to impede or discourage the conduct of the commerce. A tax upon the net profits has not the same deterrent effect, since it does n

of the State;[717] also that a tax which is levied upon the proportion of the net profits of a foreign corporation earned by operations conducted within the taxing State is valid, if the method of allocation employed be not arbitrary or un

from interstate and foreign commerce;[721] also a tax on corporate net earnings derived from business done wholly within the State may be applied to the income of a foreign pipeline corporation which is commercially domiciled there and which pipes natural gas into that State for delivery to, and sale by, a local distributing corporation to local consumers.[722]

XES AFFECTING IN

ss

for the use of such facilities as it might itself furnish for the carrying on of commerce. This ruling rested on two earlier ones. In 1855, the Court had held that vessels registered in New York, owned by a New York corporation, and plying between New York City and San Francisco had the former city for their home port, and were not taxable by California where they remained no longer than necessary to discharge passengers and freight;[726] and in 1877 it had sustained Keokuk, Iowa in charging tolls for the use by vessels plying the Mississippi of wharves owned by the municipality, said tolls being reasonable and not discriminatory as between interstate and intrastate commerce.[727] Today it is still the general rule as to vessels plying between ports of different S

pla

for himself and three others wished to stress the prerogatives of the State of domicile.[732] Justice Black, concurring in this view, added the caveat that the taxing rights of other States should not be foreclosed and made reference to his "leave it to Congress" notion.[733] Justice Jackson, after speaking lightly of the apportionment theory,[734] joined the affirming brethren on the ground that the record seemed "to establish Minnesota as a 'home port' within the meaning of the old and

r Ve

ial fee may be exacted for the privilege of transporting motor vehicles on their own wheels in caravans,[742] unless excessive;[743] that taxes may also be imposed on carriers based on capacity[744] or mileage,[745] or as a flat fee;[746] but that a privilege tax on motor busses operated exclusively in interstate commerce, cannot be sustained unless it appears affirmatively in some way, that it is levied only as compensation for use of the highways in the State or to defray the expense of regulating motor traffic.[747] Later decisions follow in the same general track,[748] the most recent one being Capitol Greyhound Lines v. Brice,[749] in which the Court, speaking by Justice Black passed upon a Maryland excise tax on the fair market value of motor vehicles used in interstate commerce as a condition to the issuance of certificates of title as prerequisites to the registratio

ties; Regula

in interstate commerce, and the imposition of the reasonable expense thereof upon such corporation, is not a burden upon, or regulation of, interstate commerce in violation of the commerce clause of the Constitution.[753] A law exhibiting the intent to impose a compensatory fee for such a legitimate purpose is prima facie reasonable.[754] If the exaction be so unreasonable and disproportionate to the service as to impugn the good faith of the law[755] it cannot stand either under the commerce clause or the Fourteenth Amendment.[756] The State is not bound to adjust the charge after the fact, but may, in anticipation, fix what the legislature d

ce of C

e," thereby setting aside the Court's determination to the contrary earlier the same year.[762] This lesson, stated in the Court's own language thirty years later, was, "It is Co

ACT: REGULATI

ly to give support to the existing and future State systems for regulating and taxing the business of insurance. This was done in two ways. One was by removing obstructions which might be thought to flow from its own power, whether dormant or exercised, except as otherwise expressly provided in the Act itself or in future legislation. The other was by declaring expressly and affirmatively that continued State regulation and taxation of this business is in the public interest and that the business and all who engage in it 'shall be subject to' the laws of the several States in these respects. * * * The power of Congress over commerce exercised entirely without reference to coordinated action of the States is not restricted, except as the Constitution expressly pr

ower and For

OF POLI

to supply one of the great titles of Constitutional Law. Counsel for Maryland had argued that if the State was not permitted to tax imports in the original package before they left the hands of the importer, it would also be unable to prevent their introduction into its midst although they might comprise articles dangerous to

ON ENTRY O

commissioners to collect certain fees from captains arriving in ports of that State, and when Massachusetts enacted a statute requiring captains of ships to give bonds as to immigrants landed, both measures were pronounced void, either as conflicting with treaties and laws of the United States or as invading the "exclusive" power of Congress to regulate foreign commerce.[775] Following the Civil War, indeed, New York v. Miln was flatly overruled, and a New York statute similar to the one sustained in 1837 was pronounced void as intruding upon Congress's powers.[776] Nothing was gained, said the Court, by invoking "[the police power] * * *, it is clear, from the nature of our complex form of government, that, whenever the statute of a State invades the domain of legislation which belongs exclusively to the Congress of the United States, it is void, no matter under

UARANTI

enforcement, applied beyond the mere exclusion of diseased persons. Thus in the leading case the State of Louisiana was sustained in authorizing its Board of Health in its discretion to prohibit the introduction into any infected portion of the State of "persons acclim

TECTION AND FO

h a New York statute establishing a closed season for certain game, during which season it was a penal offense to take or possess any of the protected animals, fish or birds; and providing farther that the ban should equally apply "to such fish, game or flesh coming from without the State as to that taken

wer and Inter

L PRIN

ulation. Ever since Willson v. Black-Bird Creek Marsh Co., 2 Pet. 245, and Cooley v. Board of Wardens, 12 How. 299, it has been recognized that, in the absence of conflicting legislation by Congress, there is a residuum of power in the state to make laws governing matters of local concern which nevertheless in some measure affect interstate commerce or even, to some extent, regulate it.[783] Thus the states may regulat

commerce which, because of the need of national uniformity, demand that their regulation, if any, be prescribed by a single authority.[786] Whether or not this long-recognized distribution of power between the

the infinite variety of cases, in which regulation of local matters may also operate as a regulation of commerce, in which reconciliation of the conflicting claim

affords some protection from state legislation inimical to the national commerce, and that in such cases, where Congress has not acted, this Co

mit the states to regulate the commerce in a manner which would otherwise not be permissible,[791] or exclude s

ws will not be invalidated without the support of relevant factual material which will 'afford a sure basis' for an informed judgment.[794] Meanwhile, Congress has accommodated its legislation, as have the states, to these rules as an established feature of our constitutional system. There has thus been left to the state

of Agencies of In

RATE R

Wabash, St. Louis and Pacific Railway Co. v. Illinois[796] this decision was reversed as to persons and property taken up within the State and transported out of it and as to persons and property brought into the State from outside. As to these, the Court held that the regulation of rates and charges must be uniform and that, therefore, the States had no power to deal with the subject even when Congress had not acted. Th

SERVICE R

to stop at all county seats was held to have been validly applied to interstate connection trains;[799] while in the other case a statute requiring all passenger trains to stop at county seats was held invalid, there being "other and ample accommodation."[800] Comparing these and other like decisions, the Court has stated "the applicable general doctrine" to be as follows: (1) It is competent for a State to require adequate local facilities, even to the stoppage of interstate trains or the rearrangement of their schedules. (2) Such facilities existing-that is, the local conditions being adequately met-the obligation of the railroad is performe

;[804] while a regulation requiring the delivery of shipments on private sideways[805] and one requiring cars for local shipments to be furnished on demand, were held to be invalid.[806] In

D OTHER R

restricting the speed of trains within city limits;[810] the order of a public utility commission requiring the elimination of grade crossings;[811] a statute requiring electric headlights of a specified minimum capacity;[812] a statute requiring three brakemen on freight trains of over twenty-five cars.[813] In the last case the Court admitted that "under the evidence," there was "some room for controversy" as to whether the statute was necessary, but thought it "not so unreasonable as to justify the Court in adjudging it" to be "merely an arbitrary exercise of power" and "not germane" to objects which the State was entitled to accomplish.[814] And in 1943 the Court sustained, though again

STATE RE

oods in the district and of improving its drainage, because it was 'not pretended that local welfare needs the removal of the defendants' bridges at the expense of the dominant requirements of commerce with other States, but merely that it would be helped by raising them.' And in Seaboard Air Line R. Co. v. Blackwell,[820] it was held that the interference with interstate rail transportation resulting from a State statute requiring as a safety measure that trains come almost to a stop at grade crossings, outweigh the local interest in safety, when it appealed that compliance increased the scheduled running time more than six hours in a distance of one hundred and twenty-three miles."[821] And "more recently in Kelly v

TION OF LENG

ellant is required to haul over 30% more trains in Arizona than would otherwise have been necessary. The record shows a definite relationship between operating costs and the length of trains, the increase in length resulting in a reduction of operating costs per car. The additional cost of operation of trains complying with the Train Limit Law in Arizona amounts for the two railroads traversing that State to about $1,000,00

ins being broken up and reformed at the California border and in New Mexico, some distance from the Arizona line. Frequently it is not feasible to operate a newly assembled train from the New Mexico yard nearest to Arizona,

aries of the State exacting it because of the necessity of breaking up and reassembling long trains at the nearest terminal points before entering and after leaving the regulating State. The serious impediment

ccidents resulting from the larger number of trains when train lengths are reduced. In considering the effect of the statute as a safety measure, therefore, the factor of controlling significance for present purposes is not whether there is basis for the conclusion of the Arizona Supreme Court that the increase in length of trains beyond the statutory maximum has an adverse effect upon safety of operation. The d

OUTHERN PACIFIC

functioning of commerce, a State may not interpose its regulation"; 2) in resolving this question the Court will canvass what it considers to be relev

gress, within the limits of the Fifth Amendment, has authority to burden [interstate] commerce if that seems to it a desirable means of accomplishing a permitted end. * * * As no State law can reach beyond its own border nor bar transportation of passengers across its boundaries, diverse seating requirements for the races in interstate journeys result. As there is no federal act dealing with the separation of races in interstate transportation, we must decide the

OF MOTOR VEHICLES

erest and local interests, especially that of public safety. A new element enters the problem, however, which lends some added w

ic Utilities Commission of Ohio,[828] in which the Court took cognizance of the full hearing accorded the appellant, and of his failure to choose another route, although he was at liberty to do so. And in Maurer v. Hamilton a Pennsylvania[829] statute prohibiting the operation over its highways of any motor vehicle carrying any other vehicle over the head of the operator was upheld in the absence of conflicting Congressional legislation. Similarly, in Welch v. New Hampshire[830] a statute of that State establishing maximum hours for drivers of motor vehicles was held not to be superseded by the Federal Motor Carrier Act prior to the effective date of regulations by the Interstate Commerce Commission dealing with the subject. Nor was pendency before the Interstate Commerce Commission of an application under the Motor Carrier Act for a license to operate a motor carrier in interstate commerce found to supersede as to the applicant the authority of a State to enforce "reasonable regulations" of traffic upon its highways.

ACTS AFFECTING

State the goods of particular factories under standing contracts with their owners, the said carrier enjoying neither a special franchise nor using the eminent domain power.[835] On the other hand, a State statute which prohibits common carriers for hire from using the highways of the State between fixed termini or over regular routes without having first obtained from a director of public works a certificate

RTATION

it held that a Pennsylvania statute requiring others than railroad or steamship companies, who engage in the intrastate sale of steamship tickets or of orders for transportation to and from foreign countries, to procure a license by giving proof of good moral character and filing a bond as security against fraud and misrepresentation to purchasers, was an infringement of the Commerce Clause. Since the decision in that case this Court has been repeatedly called upon to exami

N; GENERA

over those small navigable creeks into which the tide flows," the State of Delaware was entitled to incorporate a company vested with the right to erect a dam across such a creek. From these two cases the Court in Cooley v. the Board of Wardens,[841] decided in 1851, extracted the rule that in the absence of conflicting legislation by Congress States were entitled to enact legislation adapted to the local needs of interstate and foreign commerce, that a pilotage law was

ns to survey the hatches of all vessels arriving there and to enact a fee for so doing.[843] "The unreason and the oppressive character of the act" was held to take it out of the class of local legislation protected by the rule of the Cooley case.[844] Likewise, while control by a State of navigable waters wholly within its borders has been often asserted to be

legislation in the field, but it was asserted that the Washington statute filled a gap. "The principle is thoroughly established," said Chief Justice Hughes for the Court, "that the exercise by the State of its police power, which would be valid if not superseded by federal action, is superseded only where the repugnance or conflict is so 'direct and positive' that the two acts cannot 'be reconciled or co

AMS, FERRI

s in Huse v. Glover,[856] it should not be forgotten that: "the State is interested in the domestic as well as in the interstate and foreign commerce conducted on the Illinois River, and to increase its facilities, and thus augment its growth, it has full power. It is only when, in the judgment of Congress, its action is deemed to encroach upon the navigation of the river as a means of interstate and foreign Commerce, that that body may interfere and control or supersede it. * * * How the highways of a State

rr

the rates to be charged by an interstate bridge company for passage across its structure was denied by a closely divided Court.[863] The ruling does not, however, control the regulation of rates to be charged by an interstate ferry company. These the chartering State may, in the absence of action by Congress, regulate except in the case of fer

HS AND T

legislation by Congress, to be valid;[869] as was also a Michigan statute which prohibited the stipulation by a company against liability for nonperformance of such duty.[870] However, a South Carolina statute which sought to make mental anguish caused by the negligent nondelivery of a telegram a cause of action, was held to be, as applied to messages transmitted from one State to another or to the District of Columbia, an unconstitutional attempt to regulate interstate commerce.[871] A State has no authority to interfere with the operation of the lines of telegraph companies constructed along postal routes within its borders under the authority of the Post Road Act of 1866,[872] nor to exclude altogether a company proposing to take advantage of the act;[873] but that act does not deprive the State or a municipality o

D ELEC

commerce to obtain a certificate of convenience before selling directly to customers in the State.[881] And where a pipe line is used to distribute both gas that is brought in from without the State and gas that is produced and used within the State, and the two are commingled, but their proportionate quantities are known, an order by the State commission directing the gas company to continue supplying gas from the line to a certain community does not burden interstate commerce.[882] The transportation of natural gas from sources outside the State to local consumers in its municipalities ceases to be interstate commerce at the point where it passes from a pressure producing station into local distributing stations, and from that point is subject to State regulation.[883] A State public utilities commission is entitled to require a natural gas distributing company seeking an increase of rates to

N CORP

ns.[889] So it was decided in 1944. The holding does not necessarily disturb one made thirty years earlier in which the Court ruled that a statute which closed the courts of the enacting State to any action on any contract in the State by a foreign corporation unless it had previously appointed a resident agent to accept process, could not be constitutionally applied to the right of a foreign corporation to sue on an interstate transaction.[890] A suit brought in a State court by a foreign corporation having its principal place of b

ELLA

and

icense is not, as to one whose business chiefly consists in receiving deposits for periodic shipment to

ok

property to obtain a license from a State officer, is not invalid as applied

issi

otection of consignees may be validly applied to commission merch

nt and G

r State laws, although they may have been or are

tory

ns and property within the State, does not as applied to nonmaritime torts offend the commerce clause, there being no act of Congress in conflict.[897] N

and the Subject-M

THE POL

dly operate upon interstate and foreign commerce. They could not be effective otherwise. They cannot, of course, be made the cover for discriminations and arbitrary enactments having no reasonable relation to health * * *; but the power of the State to take steps to prevent the introduction or spread of disease, although interstate and foreign commerce are involved (subject to the paramount authority of Congress if it decides to assume contr

NTINE

through the communication of disease from these to other cattle was sustained;[902] as were also the regulations of a sanitary commission which excluded all cattle, horses, and mules, from the State at a certain period when anthrax was prevalent.[903] Reviewing previous cases in the one last cited, the Cour

Agriculture, pursuant to a State law, regulating the standards of containers in which agricultural products (berries) may be marketed within the State;[908] a State statute restricting the processing of fish found within the waters of the State with the purpose of conserving it for food, even though it also operates upon fish brought into the State from without;[909] the price fixing and licensing provisions of a State Milk and Cream Act, not applicable to transactions in interstate commerce, by declaration of the act;[910] a Maine statute requiring the registration with the State Health Depar

NSPECTI

as to composition had been met;[915] a Minnesota statute requiring as a precondition of its being offered for sale in the State, the inspection of illuminating oil and gasoline;[916] a Kansas statute forbidding any moving picture film or reel to be exhibited in the State unless it had been examined by the State Superintendent of Instruction and certified by him as moral and instructive and not tending to debase or corrupt the morals.[917] A Minnesota statute, on the other hand, which forbade the sale in any city of the State of any beef, mutton, lamb, or pork which, had not been inspected on the hoof by local inspectors within twenty-four hours of slaughter, was held void.[918] Its "necessary operation,

LAWS; THE ORIGIN

t denominated "legitimate articles of commerce." While holding that a State was entitled to prohibit the manufacture and sale within its limits of intoxicants,[926] even for an outside market-manufacture being no part of commerce[927]-it contemporaneously laid down the rule, in Bowman v. Chicago and Northwestern Railroad Co.,[928] that so long as Congress remained silent in the matter, a State lacked the power, even as part and parcel of a program of Statewide prohibition of the traffic in intoxicants, to prevent the shipment into it of intoxicants from a sister State; and this holding was soon followed by another to the effect that, so long as Congress remained silent, a State ha

RINE AND

on was never intended, he continued, to hold that "a State is powerless to prevent the sale of articles manufactured in or brought from another State, and subjects of traffic and commerce, if their sale may cheat the people into purchasing something they do not intend to buy * * *."[936] Obviously, the argument was conclusive only on the assumption that a State has a better right to prevent frauds than it has to prevent drunkenness and like evils; and doubtless that is the way the Court felt about the matter at that date. On the one hand, the liquor traffic was a very ancient, if not an altogether, venerable institution, while oleomargarine was then a relatively novel article of commerce whose wholesomeness was suspect. On the other hand, laws designed to secure fair dealing and condemnatory of fraud followed closely the track of the common law, while

ORIGINAL PAC

ourt has, without appealing to the Twenty-first Amendment, even gone so far as to uphold a statute requiring a permit for transportation of liquor through the enacting State.[941] In Whitfield v. Ohio,[942] moreover, the Court upheld a State law prohibiting the sale in open market of convict-made goods including sales of goods imported from other States and still in the original package. While the decision is based on the Hawes

NTERSTATE MOVE

in treaties of the United States. There followed two rulings of Attorneys General, the earlier by Attorney General Wirt, denouncing such legislation as unconstitutional;[948] the latter by Attorney General Berrien, sustaining it;[949] and in City of New York v. Miln[950] the Court, speaking by Justice Barbour of Virginia, asserted, six years after Nat Turner's rebellion, the power of the States to exclude undesirables in sweeping terms, which in the Passenger Cases,[951] decided in 1840, a narrowly divided Court considerably qualified.

h, morals, and especially finance, the proportions of which are staggering. It is not for us to say that this is not true. We have repeatedly and recently affirmed, and we now reaffirm, that we do not conceive it our function to pass upon 'the wisdom, need, or appropriateness' of the legislative efforts of the States to solve such difficulties. * * * But this does not mean that there are no boundaries to the permissible area of State legislative activity. There are. And none is more certain than the prohibition against attempts on the part of any single State to isolate itself from difficulties common to all of them by restraining the transportation of persons and property across i

ATION AND EMB

dly, that "the business welfare of the State," is subordinated by the commerce clause to that of the nation as a whole. If the States had the power asserted in the Oklahoma statute, said Justice McKenna, "a singular situation might result. Pennsylvania might keep its coal, the Northwest its timber, the mining States their minerals. And why may not the products of the field be brought within the principle? * * * And yet we have said that 'in matters of foreign and interstate commerce there are no State lines.' In such commerce, instead of the States, a new power appears and a new welfare, a welfare which transcends that of any State. But rather let us say it is constituted of the welfare of all the States and that of each State is made greater b

commerce was held by the Court to be incidental merely to the effective enforcement of a measure intended to safeguard the health of the people of Florida. Moreover, said the Court, "we may take judicial notice of the fact that the raising of citrus fruits is one of the great industries of the State of Florida. It was competent for the legislature to find that it was essential for the success of that industry that its reputation be preserved in other States wherein such fruits find their most extensive market."[963] In Lemke v. Farmers Grain Co.,[964] on the

of the State to license interstate commerce. What is even more important, however, the later case represents a new rule of law, and one which at the time the Florida act was before the Court had not yet been heard of. This is embodied in the head note of the case in the following words: "The business of buying grain in

AND EMBARGO MEASU

an unconstitutional interference with interstate commerce. However, a Pennsylvania statute requiring dealers to obtain licenses was sustained as to one who procured milk from neighboring farms and shipped it all into a neighboring State for sale.[969] The purpose of the act, explained Justice Roberts, was to control "a domestic situation in the interest of the welfare of the producers and consumers," and its application to the kind of case before the Court was essential to

AND EMBARGO MEASURE

ply. Its object was to favor the canning of shrimp for the interstate market. "* * * by permitting its shrimp to be taken and all the products thereof to be shipped and sold in interstate commerce, the State necessarily releases its hold and, as to the shrimp so taken, definitely terminates its control. * * * And those taking the shrimp under the authority of the act necessarily thereby become entitled to the rights of private ownership and the protection of the commerce clause."[973] On the same reasoning a South Carolina statute which required that owners of shrimp boats, fishing in

deral and Sta

ENERA

theory, advanced in Gibbons v. Ogden, that when Congress acts upon a particular phase of interstate commerce, it designs to appropriate the entire field with the result that no room is left for supplementary State action; second, those in which, in the absence of conflict between specific provisions of the State and Congressional measures involved, the opposite result is reached; third, those in which the State legislation involved is found to conflict wi

EPBUR

he same are transported by said carrier have been filed and published in accordance with the provisions of this act."[979] In enacting this provision, the Court found, Congress had intended to occupy the entire field. In a third case, it was held that the Hepburn Act had put it outside the power of a State to regulate the delivery of cars for interstate shipments;[980] and on the same ground, a State statute authorizing recovery of a penalty for delay in giving notice of the arrival of freight was disallowed;[981] as was also the similar rule of a State railroad commission with respect to failure to deliver freight at depots and warehouses within a stated time limit.[982] And in Adams Express Co. v. Croninger[983] it was sweepingly ruled that the so-called Carmack Amendment to the Hepburn Act, which puts the respo

NTINE

ith the Pure Food and Drugs Act of 1906.[991] However, when Wisconsin about the same time passed an act requiring that when certain commodities were offered for sale in that State they should bear the label required by State law and no other, she was informed that she could not validly apply it to articles which had been labeled in accordance with the federal statute nor did it make any difference that the goods in question had been removed from the container in which they had been shipped into the State, inasmuch as they could still be proceeded against under the act of Congress.[992] The original package doctrine, it was added, "was not intended to limit the right of Congress, * * *, to keep the channels of interstate commerce free from the carriage of injurious or fraudulently branded articles and to c

SUSTAINING ST

t sustained the marketing program for the 1940 California raisin crop, adopted pursuant to the California Agricultural Prorate Act. Although it was conceded that the program and act operated to eliminate competition among producers concerning terms of sale and price as to product destined for the interstate market, they were held not to conflict with the commerce clause or with the Sherman Act or the Agricultural Marketing Agreement Act.[1006] To the contrary, said Chief Justice Stone, speaking for the unanimous court, the program "is one which it has been the policy of Congress to aid and encourage through federal agencies" under federal act.[1007] The case was not one, he further observed, which was to be resolved by "mechanical test," but with the object in view of accommodating "the competing demands of the State and national interests involved."[1008] In 1944,[1009] the Court upheld the right of Minnesota to exclude from its courts a firm licensed by the National Government to carry on the business of customs broker because of its failure to comply with a State statute requiring foreign corporations to obtain a license to do business in the State. Speaking for the Court, Justice Frankfurter, again disparaged "th

NULLIFYING

019] one in 1947 holding that the United States Warehouse Act, as amended,[1020] must be construed as superseding State authority to regulate licenses thereunder, and hence overruled the stricter requirements of Illinois law dealing with such subject as rate discrimination, the dual position of grain warehousemen storing their own grain, the mixing of inferior grain owned by the warehousemen with superior grain of other users of the facility, delay in loading grain, the sacrificing or rebating of storage charges, retraining desirable transit tonnage, utilizing preferred storage space, maintenance of unsafe and inadequate grain elevators, inadequate and ineffectual warehouse service, the obtaining of a license, the abandonment of warehousing service, and the rendition of warehousing service without filing and publishing rate schedules;[1021] one decided the same year in which it was held that the authority

RSUS STATE

Congress.'"[1029] In two cases decided in 1949, however, State legislation regulative of labor relations was sustained. In one a "cease and desist" order of the Wisconsin Employment Relations Board[1030] implementing the State Employment Peace Act, which made it an unfair labor practice for an employee to interfere with production except by leaving the premises in an orderly manner for the purpose of going on strike, was found not to conflict with either the Wagner or the Taft-Hartley Act,[1031] both of which, the Court asserted, designedly left open an area for State control. In the other,[1032] the Wisconsin b

With Indi

STATES

to the course of dealing of the Federal Government with them and the treaties in which it has been promised, there arises the duty of protection, and with it the power. This has always been recognized by the Executive and by Congress, and by this Court, whenever the question has arisen. * * * The power of the General Government over these remnants of a race once powerful, now weak and diminished in numbers, is

37] Most of the cases have arisen, in fact, in connection with efforts by Congress to ban the traffic in "fire water" with tribal Indians. In this connection it has been held that even though an Indian has become a citizen, yet so long as he remains a member of his tribe, under the charge of an Indian agent, and so long as the United States holds in trust the title to land which has been allotted him, Congress can forbid the sale of intoxicants to him.[1038] Also Congress can prohibit the introduction of intoxicating liquors into land occupied by a tribe of uncivilized In

h an uniform Rule of Naturalization, and uniform Laws on

tion and C

OF NATURALI

dicta are much too narrow to sustain the power which Congress has actually exercised on the subject. The competence of Congress in this field merges, in fact, with its indefinite, inherent powers in the field of foreign relations. In the words of the Court: "As a government, the United States is invested with all the attributes of sovereignty.

nited States, and subject t

aboriginal tribe: Provided, That the granting of citizenship under this subsection shall not

both of whom are citizens of the United States and one of whom has had a residence in

ted States who has been physically present in the United States or one of its outlying possessions for a continuous period

izen of the United States who has been physically present in the United States or one of its outl

under the age of five years, until shown, prior to his attaining the

an ten years, at least five of which were after attaining the age of fourteen years: Provided, That any periods of honorable service in the Armed Forces of the United States by such citizen parent may be included in computing the physical presence requirements of this paragraph."[1047] By the same act, "persons born in the Canal Zone an

GIBLE FOR N

of the United States shall not be denied or abridged because of race or sex or because the person is married."[1050] But, any person "who advocates or teaches or who is a member of or affiliated with any organization that advocates or teaches * * *" opposition to all organized government, or "who advocates or teaches or who is a member of or affiliated with any organization that advocates or teaches the overthrow by force or violence or other unconstitutional means of the Government of the United States" may not b

URE OF NAT

he United States when required by the law, or (C) to perform work of national importance under civilian direction when required by law."[1053] Any naturalized person who takes this oath with mental reservations or conceals beliefs and affiliations which under the statute disqualify one for naturalization, is subject, upon these facts being shown in a proceeding brought for the purpose, to have his certificate of naturalization cancelled.[1054] Furthermore, if a naturalized person shall within five years "following his naturalization become a member of or affiliated with any organization, membership in or affiliation with which at the time of naturalization would have p

NATURALI

ass citizenship. * * * [It] carries with it the privilege of full participation in the affairs of our society, including the right to speak freely, to criticize officials and administrators, and to promote changes in our laws including the very Charter of our Government."[1058] But, as shown above, a naturalized citizen is subject at any time to have his good faith in taking the oath of allegiance to the United States inquired into, and to lose his citizenship if lack of such faith is shown in proper proceedings.[1059] Also, "a person who has become a national by naturalization" may lose his nationality by "having a continuous

' POWER

or of the State, so as to deprive the federal courts of jurisdiction over a controversy between him and a citizen of a State.[1062] But power to naturalize aliens may be, and early was, devolved by Congress u

RIATION: LOSS

ates, since enactment of the act of 1868,[1066] if indeed not earlier, has expressly recognized the right of everyone to expatriate himself and choose another country. Retention of citizenship is not dependent entirely, however, upon the desires of the individual; for, although it has been "conceded that a change of citizenship cannot be ar

ion of

erritory to that extent is an incident of every independent nation. It is a part of its independence. If it could not exclude aliens, it would be to that extent subject to the control of another power. * * * The United States, in their relation to foreign countries and their subjects or citizens are one nation, invested with powers which belong to independent nations, the exercise of which can be invoked for the maintenance of its absolute indepe

the regulation of all aliens and precludes enforcement of a State registration act. Said the Court, speaking by Justice Black: "With a view to limiting prospective residents from foreign lands to those possessing the qualities deemed essential to good and useful citizenship in America, carefully defined qualifications are required to be met before aliens may enter our country. These qualifications include rigid requirements as to health, education, integrity, character, and adaptability to our institutions. Nor is the alien left free from the ap

tled to enter the United States under The War Brides Act of 1945,[1075] was held to be not reviewable by the courts; nor were regulations on which the order was based invalid as representing an undue delegation of legislative power. Said the Court: "Normally Congress supplies the conditions of the privilege of entry into the United States. But because the power of exclusion

77] Nor was it unconstitutional to deport under the Alien Registration Act of 1940[1078] a legally resident alien because of membership in the Communist Party, although such membership ended before the enactment of the Act. Such application of the Act did not make it ex post facto, being but an exercise of the power of the United State

ien residents or to govern private relations with them. Purporting to enforce the above distinction, the Court, in 1909, held void a statutory provision which, in prohibiting the importation of "any alien woman or girl for the purpose of prostitution," provided further that whoever should keep for the purpose of prostitution "any alien woman or girl within three years after she shall have entered the United States" should be deemed guilty of a felony and

kru

MAY BE RELEA

limited view. The first bankruptcy law, passed in 1800, departed from the English practice to the extent of including bankers, brokers, factors and underwriters as well as traders.[1085] Asserting that the narrow scope of the English statutes was a mere matter of policy, which by no means entered into the nature of such laws, Justice Story defined a law on the subject of bankruptcies in the sense of the Constitution as a law making provisions for cases of persons failing

TION OF RE

of composition which would become binding upon acceptance by a designated majority of his creditors and confirmation by a bankruptcy court. This measure was held constitutional,[1090] as were later acts which provided for the reorganization of corporations which are insolvent or unable to meet their debts as they mature,[1091] and for the composition and extension of debts in proceedings for the relief of individual farmer-debtors.[1092] Nor is the power of Congress limited to adjustment of the rights of creditors. The Supreme Court has also ruled that the rights of a purchaser at a judicial sale of the debtor'

L LIMITATIONS

oration shall be formed, supervised and dissolved, a corporation which has been dissolved by a decree of a State court may not file a petition for reorganization under the Bankruptcy Acts.[1098] But Congress may impair the obligation of a contract and may extend the provisions of the bankruptcy laws to contracts already entered into at the time of their passage.[1099] It may also empower courts of bankruptcy to entertain petitions by taxing agencies or instrumentalities for a composition of their ind

ER NOT

bankruptcy law was in existence only sixteen years altogether. Consequently the most important problems of interpretation which arose during that period concerned the effect of this clause on State law. The Supreme Court ruled at an early date that in the absence of Congressional action the States may enact insolvency laws since it is not the mere existence of the power but rather its exercise

STATUS OF STATE

that a State court was without power to proceed with pending foreclosure proceedings after a farmer-debtor had filed a petition in the federal bankruptcy court for a composition or extension of time to pay his debts.[1109] A State law governing fraudulent transfers was found to be compatible with the act of Congress,[1110] as was a statute which provided that a discharge in bankruptcy should be unavailing to terminate the suspension o

o coin Money, regulate the Value thereof, and of forei

of counterfeiting the Securities a

onetary Powe

WEIGHTS A

ncy not redeemable in gold. A plaintiff who sought payment for the gold coin and certificates thus surrendered in an amount measured by the higher market value of gold, was denied recovery on the ground that he had not proved that he would suffer any actual loss by being compelled to accept an equivalent amount of other currency.[1117] Inasmuch as "every contract for the payment of money, simply, is necessarily subject to the constitutional power of the government over the currency, whatever that power may be, and the obligation of the parties is, the

ENTS OF COU

use. It has ruled that a State may punish the utterance of forged coins.[1123] On the ground that the power of Congress to coin money imports "the correspondent and necessary power and obligation to protect and to preserve in its purity this constitutional currency for the benefit of the nation,"[1124] it has sustained federal statutes penalizing the importation or circulation of counterfeit coin,[1125] or the wil

POWER VERSUS T

se-one in which the power to regulate the value of money collided with the obligation incurred in the exercise of the power to borrow money. By a vote of eight-to-one the Supreme Court held that the obligation assumed by the exercise of the latter was paramount, and could not be repudiated to effectuate the monetary policies of Congress.[1130] In a concurring opinion Justice Stone declined to join with the majority in suggesting that "the exercise of the sovereign power to borrow m

have Power * * * To establish

ostal

TAB

nsidered as exhausted in the designation of roads on which the mails are to be transported," and concluded that neither under the commerce power nor the power to establish post roads could Congress construct a bridge over a navigable water.[1132] A decade earlier, however, the Court, without passing upon the validity of the original construction of the Cumberland Road, held that being "charged, * * *, with the

PROTECT

s principle was recognized by the Supreme Court in 1845 in holding that wagons carrying United States mail were not subject to a State toll tax imposed for use of the Cumberland Road pursuant to a compact with the United States.[1136] Half a century later it was av

VERY AND

e circulation in the Southern States, through the mail, of incendiary publications intended to instigate the slaves to insurrection."[1138] In the Senate John C. Calhoun resisted this recommendation, taking the position that it belonged to the States and not to Congress to determine w

HARMFUL USE OF TH

] Later cases appear to have qualified these sweeping declarations. In upholding requirements that publishers of newspapers and periodicals seeking second-class mailing privileges file complete information regarding ownership, indebtedness and circulation and that all paid advertisements in such publications be marked as such, the Court emphasized that these provisions were reasonably designed to safeguard the second-class privilege from exploitation by mere advertising publications. Chief Justice White warned that the Court by no means intended to imply that it endorsed the government's "broad contentions concerning the existence of arbitrary power through the classification of the mails, or by way of condition * * *"[1144] Again, in Milwaukee Soc

WER AS AN ADJUNC

at act, Congress denied the privilege of using the mails for any purpose to holding companies which failed to obey that law, irrespective of the character of the material to be carried. Viewing the matter realistically, the Supreme Court treated this provision as a penalty. While i

TIONS AFFECT

ny telegraph company the right to construct its lines upon post roads, was interpreted as a prohibition of State monopolies in a field which Congress was entitled to regulate in the exercise of its combined power over commerce and post roads.[1150] An Illinois statute which, as construed by the State courts, required an interstate mail train to make a detour of seven miles in order to stop at a designated station, also was held to be an unconstitutional interference with the power of Congress under this clause.[1151] But a Minnesota statute which required intrastate trains to stop at county seats was found to be unobjectionable.[1152] Local laws classifying postal workers with rail

Science and useful Arts, by securing for limited Times to Authors and I

hts and

OF THE

o authors of books the sole right of publishing them for designated periods.[1158] Congress was not, however, by this provision, vested with anything akin to the royal prerogative in the creation and bestowal of monopolistic privileges. Its power is limited as to subject matter, and as to the purpose and duration of the rights granted. Only the writings and discoveries of authors and inventors may be p

BLE DIS

hitherto unknown phenomenon of nature; "if there is to be invention from such a discovery, it must come from the application of the law of nature to a new and useful end."[1165] Conversely, the mental processes which are thus applied must display "more ingenuity * * * than the work of a mechanic skilled in the art";[1166] and while combination patents have been at times sustained,[1167

IN ISSUI

eral law, provided the question as to whether the patentees device is in truth an invention is left open to investigation under the general law.[1172] The function of the Commissioner of Patents in issuing letters patent is deeme

COPE OF THE

fact, further contended that the statute was only intended to secure him in his pre-existent rights at common law. These at least, he claimed, the Court should protect. A divided Court held in favor of Peters on the legal question. It denied, in the first place, that there was any principle of the common law which protected an author in the sole right to continue to publish a work once published. It denied, in the second place, that there is any principle of law, common or otherwise, which pervades the Union except such as are embodied in the C

in which they were clothed.[1176] But the copyright of the description of an art in a book was held not to lay a foundation for an exclusive claim to the art itself. The latter can be protected, if at all, only by letters patent.[1177] Since copyright is a species of property distinct from the ownership of the equi

GRESS OVER P

rights are not thereby impaired,[1181] but it does not follow that it may authorize an inventor to recall rights which he has granted to others or reinvest in him rights of property which he had previously conveyed for a valuable and fair consideration.[1182] Furthermore, the rights which the present statu

FECTING PATENT

hrenheit, was held not to interfere with any right secured by the patent laws, although the oil for which the patent was issued could not be made to comply with State specifications.[1184] In the absence of federal legislation, a State may prescribe reasonable regulations for the transfer of patent rights so as to protect its citizens from fr

S AND ADVE

ings of authors." It does not "depend upon novelty, invention, discovery, or any work of the brain."[1188] Not many years later the Court, again speaking through Justice Miller, ruled that a photograph may be constitutionally copyright,[1189] while still more recently a circus poster was held to be entitled to the same protection. In answer to the objection of the Circuit Court that a lithogr

* * To constitute Tribunals inferior to

fine and punish Piracies and Felonies committed on t

and Offenses Again

OF TH

War, Congress took cognizance of all matters arising under the law of nations and professed obedience to that law.[1192] Under the Articles of Confederation, it was given exclusive power to appoint courts for the trial of piracies and felonies committed on the high seas, but no provision was made for dealing with offenses against the law of nations.[1193] The draft of the Constitution submitted to the Convention of 1787 by its Committee of Detail empowered Congress "to declare the law and punishment of piracies and felonies committed on the high

ION OF

ilarly, in Ex parte Quirin,[1197] the Court found that by the reference in the Fifteenth Article of War to "offenders or offenses that * * * by the law of war may be triable by such military commissions * * *," Congress had "exercised its authority to define and punish offenses against the law of nations by sanctioning, within constitutional limitations, the jurisdiction of military commissions to try persons for offenses which, according to the rules and precepts of the law of nations, and more particularly the law of war, are cognizable by such tribunals."[1198] Where, con

ORIAL REACH

National Government by article III, § 2. The two clauses are the result of separate steps independently taken in the Convention, by which the jurisdiction in admiralty, previously divided between the Confederation and the States, was transferred to the National Government. It would be a surprising result, and one plainly not anticipated by the framers or justified by principles which ought to govern the interpretation of a constitution devoted to the redistribution of governmental powers, if part of them were lost in the process of transfer. To construe the one clause as limiting rather than supplementing the other would be to ignore their history, and w

nd 14. The Congress s

rque and Reprisal, and make Rules c

ppropriation of Money to that Use sha

and maint

ernment and Regulation of

War

E AND

t upon the affirmative grants of the written Constitution.[1204] Chief Justice Marshall appears to have taken a still different view, namely that the power to wage war is implied from the power to declare it. In McCulloch v. Maryland[1205] he listed the power "to declare and conduct a war"[1206] as one of the "enumerated powers" from which the authority to charter the Bank of the United States was deduced. During the era of the Civil War the two latter theories were both given countenance by

HEREN

ritain by the colonies acting as a unit, the powers of external sovereignty passed from the Crown not to the colonies severally, but to the colonies in their collective and corporate capacity as the United States of America. Even before the Declaration, the colonies were a unit in foreign affairs, acting through a common agency-namely the Continental Congress, composed of delegates from the thirteen colonies. That agency exercised the powers of war and peace, raised an army, created a navy,

US OF GRA

r for carrying into Execution the foregoing Powers, * * *' the only question remaining is whether the Renegotiation Act was a law 'necessary and proper for carrying into Execution' the war powers of Congress and especially its power to support armies."[1216] In a footnote it listed the Preamble, the necessary and proper clause, the provisions authoriz

ON OF WAR,

of the term. After one of the vessels in this squadron had been engaged by, and had defeated, a Tripolitan cruiser, the latter was permitted to return home. Jefferson defended this course in a message to Congress saying, "Unauthorized by the Constitution, without the sanction of Congress, to go beyond the line of defence, the vessel being disabled from committing further hostilities, was liberated with its crew."[1220] Hamilton promptly espoused a different interpretation of the power given to Congress to declare war. "It is the peculiar and exclusive province of Congress," he declared "when the nation is at peace to change that state into a state of war; whether from calculations of policy, or from provocations, or inj

ZE CASE

ground that while the President could unquestionably adopt such measures as the statutes permitted for the enforcement of the laws against insurgents, Congress alone could stamp an insurrection with the character of war and thereby authorize the legal consequences which ensue a state of war.[1224] Inasmuch as the Court finally conceded that the blockade had been retroactively sanctioned by Congress, that part of its opinion dealing with the power of the President, acting alone, was really obiter. But a similar opinion was voiced by Chief Justice Chase on behalf of a unanimous Court, after the war was over. In Freeborn v. The "Protector,"[1225] it became necessary to ascertain the ex

aise and Maint

OF SPECI

at the Executive should be deprived of the "sole power of raising and regulating fleets and armies" which Blackstone attributed to the King under the British Constitution,[1227] was emphasized by Story in his Commentaries. He wrote: "Our notions, indeed, of the dangers of standing armies, in time of peace, are derived in a great measure from the principles and examples of our English ancestors. In England, the King possessed the power of raising armies in the time of peace according to his own good pleasure. And this p

ON APPROPRIATIO

ments were likely to continue for more than two years. Solicitor-General Hoyt ruled that such a contract would be lawful; that the appropriations limited by the Constitution "are those only which are to raise and support armies in the strict sense of the word 'support,' and that the inhibition of that clause does not extend to appropriations for the various means which an a

ENT OF THE

the passage of this Act a Joint Resolution was offered in the House of Representatives, proposing an amendment to the Constitution whereby Congress would be authorized to "provide and maintain an Air Force and to make rules for the government and regulation thereof,

CRIP

ing forth the militia for the three purposes specified in the Constitution, which did not comprehend service abroad, and finally that the compulsory draft imposed involuntary servitude in violation of the Thirteenth Amendment. The Supreme Court rejected all of these contentions. It held that the powers of the States with respect to the militia were exercised in subordination to the paramount power of the National Government to raise and support armies, and that the power of Congress to mobilize an army was distinct from its authority to provide for calling the militia and was not qualified or in any wise limited thereby.[1236] Before the United States entered the first World War, the Court had anticipa

F ARME

arents for enlistment of a minor son did not permit such consent to be qualified, their attempt to impose a condition that the son carry war risk insurance for the benefit of his mother was not binding on the Government.[1240] Since the possession of government insurance payable to the person of his choice, is calculated to enhance the morale of the

PUNISHMENT

jury for capital or infamous and by implication they are also excepted from Amendment VI,[1244] which relates to the trial of criminal offenses. Also the Fifth Amendment's provision against double-jeopardy apparently does not apply to military courts.[1245] A statute which provided that offenses not specifically mentioned therein should be punished "according to the laws and customs of such cases at sea" was held sufficient to give a naval co

egisl

IONARY WAR

ective legislatures of the United States, forthwith to enact laws, appointing suitable persons to seize and take, for the use of the continental army of the said States, all woolen cloths, blankets, linens, shoes, stockings, hats, and other necessary articles of clothing, * * *"[1250] Responding to such appeals, or acting on their own initiative, the State legislatures enacted measure after measure which entrenched upon the normal life of the community very drastically. Laws were passed forbidding the distillation of whiskey and other spirits in order to conserve grain supplie

AR LEGI

reme Court held it unconstitutional. It concluded that even if the circulation of such notes was facilitated by giving them the quality of legal tender, that result did not suffice to make the expedient an appropriate and plainly adapted means for the execution of the power to declare and carry on war.[1256] Three of the seven Justices then const

AR I LE

ation, manufacture, storage, mining or distribution of necessaries; to requisition foods, feeds, and fuels; to take over and operate factories, packinghouses, pipelines, mines or other plants; to fix a minimum price for wheat; to limit, regulate or prohibit the use of food materials in the production of alcoholic beverages; and to fix the price of coal and

R II LEG

owers Act,[1265] passed early in 1942, the authority to allocate materials was extended to facilities. These two acts furnished the statutory foundation for the extensive system of consumer rationing administered by the Office of Price Administration, as well as for the comprehensive control of industrial materials and output which was exercised

OF INDUSTRI

ing the power of Congress to conscript men for the armed forces as a measure of its power to regulate industry, the Court sustained the legislation, saying: "The Renegotiation Act was developed as a major wartime policy of Congress comparable to that of the Selective Service Act. The authority of Congress to authorize each of them sprang from its war powers. * * * With the advent of * * * [global] warfare, mobilized property in the form of equipment and s

LEGISLATIVE PO

In a second, the price-fixing authority exercised by the Office of Price Administration during the second world war, was, on the issue of delegation of power, sustained by reference to peace time precedents.[1271] Where the war power has been the basis of decision, two different theories concerning its significance can be recognized. The first is that since the war power is an inherent power shared by the legislative and executive departments rather than an enumerated power granted to the former, Congress does not delegate l

hich, since it was imposed by the Secretary of the Treasury, was invalid because the taxing power was not susceptible of delegation to the Executive Department. To this argument the Court replied: "It is hardly necessary, under the view we have taken of the character of the regulations in question, * * *, to discuss the question of the constitutionality

egislative and Ex

it was within the constitutional power of Congress and the executive arm of the Government to prescribe this curfew order for the period under consideration and that its promulgation by the military commander involved no unlawful delegation of legislative power. * * * Where, as in the present case, the standard set up for the guidance of the military commander, and the action taken and the reasons for it, are in fact recorded in the military orders, so that Congress, the courts and the public are assured that the orders, in the judgment of the commander, conform to the standards approve

Lichter v. U

istrative authority granted may not be an unconstitutional delegation of its own legislative power is not capable of precise definition.[1278] * * * Thus, while the constitutional structure and controls of our Government are our guides equally in war and in peace, they must be read with the realistic purposes of the entire instrument fully in mind. In 1942, in the early stages of total global warfare, the exercise of a war power such as the power 'To raise and support Armies, * * *' and 'To provide and maintain a Navy; * * *,' called for the production by us of war goods in unprecedent

S IN TIME

ld in like manner prohibit the preparations and establishments of every hostile nation? The means of security can be only regulated by the means and the danger of attack. * * * It will be in vain to oppose constitutional barriers to the impulse of self-preservation.'"[1280] Authoritative judicial recognition of the power is found in Ashwander v. Tennessee Valley Authority,[1281] where, in sustaining the power of the Government to construct and operate Wilson Dam and the power plant connec

c Ene

cesses, the theory and production of atomic energy and the utilization of fissionable and radioactive materials for medical, industrial and other purposes. The act further provides that the Commission shall be the exclusive owner of all facilities (with minor exceptions) for the production of fissionable materials; that all fissionable material produced shall become its property; that it shall allocate such materials for research and develo

R LEGI

er 1919, when the suit was brought, the war emergency had in fact passed, and that the law was therefore obsolete. Inasmuch as the treaty of peace had not yet been concluded and other war activities had not been brought to a close, the Court said it was "unable to conclude" that the act had ceased to be valid. But in 1924 it held upon the facts that we judicially know that the rent control law for the District of Columbia, which had previously been upheld,[1287] had ceased to operate because the emergency which justified it had come to an end.[1288] A similar issue was present after World War II in Woods v. Miller,[1289] where the Supreme Court reversed a decision of a lower court to the effect that the authority of Congress to regulate rents by virtue of the war power ended with the Presidential proclamation terminating hostilities on December 31, 1946. This decision was coupled with a warning that: "We recognize the force of the argument that the effects of war under mode

Rights i

Y CO

tions. They are subject, in relation to the war powers of the National Government, to the laws of war as interpreted and applied by Congress and by the President as Commander in Chief. To the question: "What is the law which governs an army invading an enemy's country?" the Court gave the following answer in Dow v. Johnson:[1292] "It is not the civil law of the invaded country;

MILITARY

military tribunal lacked jurisdiction to try the case, the Court divided, five-to-four, as to the grounds of the decision. The point on which the Justices differed was which department of the Government had authority to say with finality what regions lie within the theatre of military operation. Claiming this as a function of the courts, the majority held that the theatre of war did not embrace an area in which the civil courts were open and functioning.[1295] The minority argued that this was a question to be determined by Congre

Y PR

nce it has no relation to the personal guilt of the owner, it is immaterial whether the property belongs to an alien, a neutral, or even to a citizen of the United States. The whole doctrine of confiscation is built upon the foundation that it is an instrument of coercion, which, by depriving an enemy of property within the reach of his power, whether within his territory or without it, impairs his ability to resist the confiscating government, while at the same time it furnishes to that government means for carrying on the war. Any property which the enemy can use, eit

ES O

63, which, in authorizing the condemnation of vessels, made provision for the protection of interests of loyal citizens, merely created a municipal forfeiture and did not override or displace the law of prize. It decided, therefore, that when a vessel was liable to condemnation under either law, the government was at liberty to proceed under the more stringent rules of International Law, with the result that the citizen would

ULATIONS;

and to a certain extent without compensation. * * * A limit in time, to tide over a passing trouble, well may justify a law that could not be upheld as a permanent change."[1304] During World War II an apartment house owner who complained that the rentals allowed by the Office of Price Administration did not afford a "fair return" on the property was told by the Court that, "a nation which can demand the lives of its men and women in the waging of * * * war is under no constitutional necessity of providing a system of price control * * * which will assure each landlord a 'fair return' on his property."[1305] Moreover, such rentals may be established without a prior hearing because "national security might not be able to afford the luxuries of litigation and the long delays which preliminary h

LIBERTY I

tterance will not be endured so long as men fight and that no Court could regard them as protected by any constitutional right."[1312] A State also has power to make it unlawful to advocate that citizens of the State should not assist in prosecuting a war against public enemies of the United States.[1313] The most drastic restraint of personal liberty imposed during World War II was the detention and relocation of the Japanese residents of the Western States, i

N EN

far as enemy aliens were concerned, because, as Madison wrote, "The Constitution having expressly delegated to Congress the power to declare war against any nation, and, of course, to treat it and all its members as enemies."[1318] The substance of this early law was reenacted during the first world war. Under it the Presid

ENT

y or destruction of private property by military operations, but added that it did not have in mind claims for property of loyal citizens which was taken for the use of the national forces. "In such cases," the Court said, "it has been the practice of the government to make compensation for the property taken. * * *, although the seizure and appropriation of private property under such circumstances by the military authorities may not be within the terms of the constitutional clauses."[1324] Meantime, however, in 1874, a committee of the House of Repre

de for calling forth the Militia to execute the Laws of

verning such Part of them as may be employed in the Service of the United States, reserving to the States respectively, the

litia

OUT TH

surrection.[1327] The Federal Government may call out the militia in case of civil war; its authority to suppress rebellion is found in the power to suppress insurrection and to carry on war.[1328] The act of February 28, 1795,[1329] which delegated to the President the p

ON OF TH

he militia, which hitherto had been an almost purely State institution, was brought under the control of the National Government. The term "militia of the United States" was defined to comprehend "all able-bodied male citizens of the United States and all other able-bodied males who have * * * declared their intention to become citizens of the United States," between the ages of eighteen and forty-five. The act reorganized the National Guard, determined its size in proportion to the population of the several States, required that all enlistmen

ion of particular States, and the Acceptance of Congress, become the Seat of the Government of the United States, and to exercise like Authority over all Places purchase

t of Go

1336] The present form of government dates from 1876; all legislative powers with respect to District affairs are retained by Congress, while an executive board of three commissioners vested with ordinance powers is appointed by the President.[1337] As a municipal corporation, the Di

T OF RIGHTS CEDE

he agreement made between the original proprietors of the land on which the city of Washington was laid out, and the Commissioners appointed by the President to survey, define and locate the district for the seat of government, the United States became the owner in fee of the streets of the city although the trustees never carried out their agreement to c

N OF ALEXAN

to that State if a majority of the voters in the county voted in favor of the change. The proposal was approved, whereupon, without any further action by Congress, Virginia declared the county annexed and resumed full jurisdiction over it. Thirty years later,

NCE OF S

of a principle which would have been in full operation without such declaration."[1345] In 1801 Congress declared that the laws of Virginia and Maryland "as they now exist, shall be and continue in force" in the respective portions of the District ceded by those

THE DIST

authorized those courts to take jurisdiction of nonfederal controversies between residents of the District of Columbia and citizens of a State. By a five-to-four decision that statute was held constitutional, but the Justices who voted to sustain it were not in agreement as to the grounds of the decision.[1352] Three found it to be an appropriate exercise of the power of Congress to legislate for t

ther in civil or criminal cases,[1355] and of presentment by a grand jury.[1356] Legislation which is restrictive of the rights of liberty and pr

WER OVER DISTR

d out in Cohens v. Virginia,[1359] if a felon escapes from the State in which the crime was committed, the government of such State cannot pursue him into another State and there apprehend him, "but must demand him from the executive power of that other State." On the other hand, a felon escaping from the District of Columbia or any other place subject to t

IN THE

s elsewhere;-e.g., if a direct tax, it must be levied in proportion to the census.[1361] But in laying taxes for District purposes only, "Congress, like any State legislature unrestricted by constitutional provisions, may its discretion wholly exempt certain classes of

ISLATIVE POWER TO

65] and to regulate public markets.[1366] It may confirm assessments previously made by the District government without authority of law.[1367] But in Stoutenburgh v. Hennick,[1368] the Court held that Congress would n

OF THE

n order of the District Public Utilities Commission, a court for the District of Columbia may be empowered to modify valuations, rates and regulations established by the Commission and to make such orders as in its judgment th

s, established under article III, with the result that the compensation of the judges thereof may not be diminished during their continuance in office.[1370] Since the courts established for the District are courts

Over Place

LA

374] and locks and dams for the improvement of navigation.[1375] But it does not cover lands acquired for forests, parks, ranges, wild life sanctuaries or flood control.[1376] Nevertheless the Supreme Court has held that

territory.[1378] Private property located thereon is not subject to taxation by the State,[1379] nor can State statutes enacted subsequent to the transfer have any o

F FEDERAL

States to try a person charged with murder on a military reservation, over the objection that the State had ceded jurisdiction only over such portions of the area as were used for military purposes, and that the particular place on which the murder was committed was used solely for farming. The Court held that the character and purpose of the occupation having been officially established by the

le thereof to private persons. Minnesota asserted the right to tax the equitable interest of the purchaser in such land, and the Supreme Court upheld its right to do so. The majority assumed that "the Government's unrestricted transfer o

OF JURISDICT

bted if such consent be not utterly void."[1389] But when the issue was squarely presented in 1937, the Court ruled that where the United States purchases property within a State with the consent of the latter, it is valid for the State to convey, and for the United States to accept, "concurrent jurisdiction" over such land, the State reserving to itself the right to execute process "and such

proper for carrying into Execution the foregoing Powers, and all other Powers vested by this

ient or Ela

INCIDEN

e, "let it be within the scope of the Constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the Constitution, are constitutional."[1393] Moreover, this provision gives Congress a share in the responsibilities

OF COEFFIC

gulate the internal commerce of a State to the extent necessary to protect and promote interstate commerce.[1396] Likewise the right of Congress to utilize all known and appropriate means for collecting the revenue, including the distraint of property for Federal taxes,[1397] and its power to acquire property needed for the operation of the government by the exercise of the power of eminent domain,[1398] have greatly extend

AND PUNISHM

[1400] Illustrative of the offenses which have been punished under this power are the alteration of registered bonds;[1401] the bringing of counterfeit bonds into the country;[1402] conspiracy to injure prisoners in custody of a United States marshal;[1403] impersonation of a federal officer with intent to defraud;[1404] conspiracy to injure a citizen in the free exercise or enjoyment of

RING O

ntial to the effective operation of such corporations.[1409] Where necessary to meet the competition of State banks, Congress may authorize national banks to perform fiduciary functions, even though, apart from the competitive situation, federal instrumentalities might not be permitted to engage in such business.[1410] The Court will not undertake to assess the relative importance of the public and private funct

CY REG

n money and regulate the value thereof * * *'";[1412] have been held to give Congress virtually complete control over money and currency. A prohibitive tax on the notes of State banks;[1413] the issuance of treasury notes impressed with the qualit

CHARTER C

] or a corporation to construct an interstate bridge,[1417] as instrumentalities for promoting commerce among the Stat

JUDICIAL

criminal prosecution against a federal officer for acts done under color of federal law,[1421] and may authorize the removal before trial of civil cases arising under the laws of the United States.[1422] It may prescribe the effect to be given to judicial proceedings of the federal courts,[1423] and may make all laws necessary for carrying into execution the judgments of federal courts.[1424] When a territory is admitted as a State

TS CONCERN

tain oil leases alleged to have been obtained from the Government by fraud, and to prosecute such other actions and proceedings, civil and criminal, as were warranted by the facts. This resolution also authorized the appointment of special counsel to have charge of such litigation. Private acts providing for a review of an order for compen

TIME

at the time the Constitution was adopted, but in so doing, it cannot go beyond the reach of that jurisdiction.[1430] This power cannot be delegated to th

hink proper to admit, shall not be prohibited by the Congress prior to the Year one thousand eight hundred

enied to

RPOSE OF T

nactment of bills of attainder or ex post facto laws, the levying of taxes on exports, the granting of preference to ports of one State over another, the granting of titles of nobility,

n requiring escaped slaves to be returned to their masters (art. IV, § 1, cl. 3), was held by Chief Justice Taney in Scott v. Sanford,[1434] to show conclusively t

shall not be suspended, unless when in Cases of Reb

AS C

e of t

cause.[1437] While the Supreme Court conceded at an early date that the authority of the federal courts to entertain petitions for habeas corpus derived solely from acts of Congress,[1438] a narrow majority recently asserted the right to expand the scope of the writ by judicial interpretation and to sanction its use for a purpose unknown to the common law, i.e., to bring a prisoner into court to argue his own appeal. Speaking for the majority Justice Murphy declared that: "However, we do not conceive that a circuit court of appeals, in issuing a writ of habeas corpus under § 262 of the Judici

y Be Corrected

n appeared on the face of the record of the Court which convicted him. A showing in a return to a writ that the prisoner was held under final process based upon a judgment of a court of competent jurisdiction closed the inquiry.[1442] Under the Judiciary Act of 1789[1443] the same rule obtained.[1444] But by the act of February 5, 1867,[1445] Congress extended the writ to all persons restrained of their liberty in violation of the Constitution or a

Not a Substi

substitute for an appeal or writ of error.[1448] But if special circumstances make it advantageous to use this writ in aid of a just disposition of a cause pending on appeal it may be used for that purpose.[1449] Where fa

ce of

result in his immediate release.[1452] A discharge of a prisoner on habeas corpus is granted only in the exercise of a sound judicial discretion.[1453] While the strict doctrine of res judicata does not apply to this proceeding,[1454] the Court may, in its discretion, dismiss a petition for habeas corpus where the ground on which it is sought had been alleged in a prior application, but the evidence to support

n of the

n Philadelphia and Washington.[1459] In Ex parte Merryman,[1460] Chief Justice Taney strongly denounced the President's action and reasserted the proposition that only Congress could suspend the writ. Attorney General Bates promptly challenged Taney's opinion. Noting that in Ex parte Bollman, Marshall did "not speak of suspending the privilege of the writ, but of suspending the powers vested in the Court by the act," he took the position that the constitutional provision was itself the equivalent of an Act of Parliament.[1461] Thereafter, by an express provision of the act of Ma

ttainder or ex post fa

OF ATT

of the Constitution, however, bills of attainder include bills of pains and penalties.[1466] As interpreted by the Supreme Court, this clause prohibits all legislative acts, "no matter what their form, that apply either to named individuals or to easily ascertainable members of a group in such a way as to inflict punishment on them without a judicial trial * * *"[1467] Two acts of Congress-one w

T FACT

ini

egislation of any other kind,[1472] the constitutional prohibition may not be evaded by giving a civil form to a measure which is essentially criminal.[1473] Every law which makes criminal an act which was innocent when done, or which inflicts a greater punishment than the law annexed to the crime when committed, is an ex post facto law within the prohibition of the Constitution.[1474] A prosecution under a temporary statute which was extended be

titutes P

was upheld even as applied to a person who had not practiced polygamy since the act was passed, because the law did not operate as an additional penalty for the offense of polygamy but merely defined it as a disqualification of a voter.[1478] A deportation law authorizing the Secretary of Labor to expel aliens for criminal

Place or M

of trial thereafter.[1481] A law which alters the rule of evidence to permit a person to be convicted upon less or different evidence than was required when the offense was committed is invalid,[1482] bu

all be laid, unless in Proportion to the Census

CT T

ylton

conveyance of persons, which shall be kept by, or for any person, for his own use, or to be let out for hire, or for the conveying of passengers. In a fictitious statement of facts, it was stipulated that the carriages involved in the case were kept exclusively for the personal use of the owner and not for hire. The principal argument for the constitutionality of the measure was made by Hamilton, who treated it as an "excise tax,"[1487] while Madison both on the floors of Congress and in correspondence attacked it as "direct" and so void, inasmuch as it was levied without apportionment.[1488] The Court, taking the position that the direct tax clause constituted in practical operation an exception to the general taxing powers of Congress, held that

lton to the

e circulating notes of State banks,[1491] an inheritance tax on real estate,[1492] and finally a general tax on incomes.[1493] In the last case, the Court took pains to state that it regarded the term "direct taxes" as having acquired a definite and fixed meaning-to-wit, capitation taxes, and taxes on hand.[1494] Then, almost one hundred years after the Hylton

of the Pol

aid by the manufacturer.[1500] Again, in Thomas v. United States,[1501] the validity of a stamp tax on sales of stock certificates was sustained on the basis of a definition of "duties, imposts and excises." These terms, according to the Chief Justice, "were used comprehensively to cover customs and excise duties imposed on importation, consumption, manufacture and sale of certain commodities, privileges, particular business transactions, vocations, occupations and the like."[1502] On the same day it ruled, in Spreckels Sugar Refining Co. v. McClain,[1503] that an exaction denominated a special excise tax imposed on the business of refining sugar and measured by the gross receip

year 1909 on the use of foreign built yachts-a levy not distinguishable in substance from the carriage tax involved in the Hylton case as construed by the Supreme Court-counsel did not even suggest that the tax should be classed as

no difficulty in deciding that the inclusion in the computation of the estate tax of property held as joint tenants,[1509] or as tenants by the entirety,[1510] or the entire value of community property owned by husband and wife,[1511] or the proceeds of insurance upon the life of the decedent,[1512] did not amount to direct taxation of such property. Similarly it upheld a graduated ta

ella

alty imposed for nonpayment of a direct tax is not a part of the tax itself and hence is not subject to the rule of apportionment. Accordingly, the Supreme Court sustained the penalty of fifty percent w

shall be laid on Articles

ON E

s not levied on goods in course of exportation nor because of their intended exportation.[1519] Where the sale to a commission merchant for a foreign consignee was consummated by delivery of the goods to an exporting carrier, the sale was held to be a step in the exportation and hence exempt from a general tax on sales of such commodity.[152

mp

25] is in effect a tax or duty upon exports, and so void; but an act requiring the stamping of all packages o

nue to the Ports of one State over those of another: nor shall Vessels bound

PREFEREN

es, improve rivers and harbors, and provide structures for the convenient and economical handling of traffic.[1527] A rate order of the Interstate Commerce Commission which allowed an additional charge to be made for ferrying traffic across the Mississippi to cities on the east bank of the river was sustained over the objection that it gave an unconstitutional preference to ports in Texas.[1528] Although there were a few early intimations that this clause was ap

ppropriations made by Law; and a regular Statement and Account of the Receip

OPRI

ide that certain persons, i.e., those who had aided the rebellion, should not be paid out of the funds made available by the general appropriation, but that such persons should seek relief from Congress.[1536] The Court has also recognized that Congress has a wide discretion as to the extent to which it shall prescribe details of expenditures for which it appropriates funds and has approved the frequent practice of making general appropriations of large amounts to be allotted and expended as directed by designated government agencie

NT OF

the Rebellion, but had thereafter received a pardon from the President. The Supreme Court held that Congress could not prescribe the evidentiary effect of a pardon in a proceeding in the Court of Claims for property confiscated during the Civil War,[1540] but that where the confiscated property had been sold and the pr

ffice of Profit or Trust under them, shall, without the Consent of the Congress, accept of any pr

wer, even that of negotiating a treaty for it, provided he does not become an officer of that power, but the acceptance of a formal commission, as minister plenipotentiary, creates an offic

; coin Money; emit Bills of Credit; make any Thing but gold and silver Coin a Tender in Payment of Debts; pass any

nied to t

LIANCES OR C

ecently the kindred idea that the responsibility for the conduct of foreign relations rests exclusively with the Federal Government prompted the Court to hold that, since the oil under the three mile marginal belt along the California coast might well become the subject of international dispute and since the ocean, including this three mile belt, is of vital consequence to the nation in its desire to engage in commerce and to live in peace with the world, the Federal Government has paramount rights in and power over that belt, including full dominion over the resources of

OF C

ssued by loan offices established by the State of Missouri, and made receivable in payment of taxes or other moneys due to the State, and in payment of the fees and salaries of State officers, were held to be bills of credit whose issuance was banned by this section.[1549] The States are not forbidden, however, to issue coupons receivable for taxes,[1550] nor to execute instrumen

L TE

and discharge of an execution, the creditor was entitled to demand payment in gold or silver.[1557] Since, however, there is nothing in the Constitution which prohibits a bank depositor from consenting

OF ATT

nfederacy from following certain callings, by the device of requiring them to take an oath that they had

T FACT

of Pro

the courts.[1561] Even though a law is ex post facto and invalid as to crimes committed prior to its enactment, it is nonetheless valid as to subsequent offenses.[1562] If it mitigates the rigor of the law in force at the time the crime was committed,[1563] or if it merely penalizes the continuance of cond

e Privileges to

meanor to practice medicine after conviction of a felony may be enforced against a person so convicted before the act was passed.[1566] But the test oath prescribed after the Civil War, whereby office holders, teachers, or preachers were required to swear that they had not par

in Pun

criminals sentenced to death to be kept thereafter in solitary confinement,[1571] or allowed a warden to fix, within limits of one week, and keep secret the time of execution,[1572] were held to be ex post facto as applied to offenses committed prior to their enactment. But laws providing heavier penalties for new crimes thereafter committed by habitual criminals;[1573] changing th

s in P

ate court into divisions,[1579] granting a right of appeal to the State,[1580] changing the method of selecting and summoning jurors,[1581] making separate trials for persons jointly indicted a matter of discretion for the trial court rather than a matter of right,[1582] and allowing a comparison of handwriting experts[1583] have been sustained over the objection that they were ex post fa

ION OF

tion o

principle of the separation of powers forbid the idea that the courts "make" law, but the word "pass" in the above clause seems to confine it to the formal and acknowledged methods of exercise of the law-making function. Accordingly, the Cou

h are fairly obvious, this rule does not hold when the contract is one whose obligation is alleged to have been impaired by State law.[1589] Otherwise, the challenged State authority could be vindicated through the simple device of a modification or outright nullification by the State court of the contract

t; (3) later the State legislature passes an act to repeal certain taxes to meet the bonds; (4) it is sustained in doing so by a decision of the highest State court holding that the statute authorizing the bonds was unconstitutio

between citizens of different States, which reaches it via a lower federal court.[1592] This is because in cases of this nature the Court formerly felt free to determine questions of fundamental justice for itself. Indeed, in such a case, the Court has apparently in the past regarded itself as free to pass

er hand, of which it obtains jurisdiction only on the constitutional ground, and by appeal from a State court, it has always adhered in terms to the doctrine that the word "laws" as used in article I, section 10, does not comprehend judicial decisions. Yet even in these cases, it will intervene to protec

d adherent decisions, Chief Justice Taft said: "These cases were not writs of error to the Supreme Court of a State. They were appeals or writs of error to federal courts where recovery was sought upon municipal or county bonds or some other form of contracts, the validity of which had been sustained by decisions of the Supreme Court of a State prior to their execution, and had been denied by the same court after their issue or making. In such cases the federal courts exercising jurisdiction between citizens of different States held themselves free to decide what the State law was, and to enforce it as laid down by the State Supreme Court before the contracts were made rather than in later decisions. They did not base this concl

doctrine that the law in force when a contract is made enters into and comprises a part of the contract itself.[1596] Hence the Court sometimes recognizes the term in its decisions applying the clause, sometimes ignores it. In Sturges v. Crowninshield,[1597] decided in 1819, Marshall defines "obligation of contract" as "the law which binds the parties to perform their agreement"; but a little later the same year he sets forth the points presented for consideration in Trustees of Dartmouth Col

t only are existing laws read into contracts in order to fix obligations as between the parties, but the reservation of essential attributes of sovereign power is also read into contracts as a postulate of the legal order. The policy of protecting contracts against impairment presupposes the maintenance of a government by virtue of which contractual relations are worth while,-a government which re

d of these the vast proportion involved legislative grants of one type or other, the most important category being charters of incorporation.[1604] Nor does this numerical prominence of such grants in the cases overrate their relative importance from the point of view of pu

vention, in regard to private debts. "A violation of contracts," said he, "had become familiar in the form of depreciated paper made a legal tender, of property substituted for money, and i

for both alterations, inasmuch as two years earlier he had denounced a current proposal to repeal the Bank of North America's Pennsylvania charter, in the following words: "If the act for incorporating the subscribers to the Bank of North America shall be repealed in this manner, a precedent will be established for repealing, in the same manner, every other legislative charter in Pennsylvani

ction in assumpsit brought by a citizen of South Carolina against the State of Georgia. This construction of the federal judicial power was, to be sure, pr

perform their undertaking." Whence, however, comes this law? If it comes from the State alone, which Marshall was later to deny even as to private contracts,[1609] then it is hardly possible to hold that the States' own contracts are covered by the clause, which manifestly does not create an obligation for contracts but only protects such obligation

her v

d that the contracts clause protected public grants. By an act passed on January 7, 1795, the Georgia Legislature directed the sale to four land companies of public lands comprising most of what are now the States of Alabama and Missi

rruption; * * * [Moreover, he added,] the Constitution of the United States, article first, section tenth, declares that no State shall pass a law impairing the obligations of contract. This must be equivalent to saying no State shall pass a law revoking, invalidating, or altering a contract. Every grant from one to another, whether the grantor be a State or an individual, is virtually a contract that the grantee shall hold and enjoy the thing granted against the grantor, and his representatives. It, therefore, appears to me that taking the terms of the

s, every grant is attended by "an implied contract" on the part of the grantor not to claim again the thing granted. Thus, grants are brought within the category of contracts having continuing obligation and so within article I, § 10. But the question still remained of the nature of this obligation. Marshall's ans

rsey v

to a grant of immunity from taxation which the State of New Jersey had accorded certain Indian lands; and severa

ers, Different

ges of doing business in the form of a corporation. Nowadays, indeed, when corporate charters are usually issued to all legally qualified applicants by an administrative officer who acts under a general statute, this would probably seem to be the natural way of regarding them were it not for the Dartmouth College decis

terms. This is the way in which some of the early State courts did regard them at the outset.[1617] It is also the way in which Blackstone regards them in relation to the royal prerogative, although not in

mouth Co

and the British Crown, on the other, which contract still continued in force between the State of New Hampshire, as the successor to the Crown and Government of Great Britain, and the trustees, as successors to the donors. The charter, in other words, was not simply a grant-rather it was the documentary record of a sti

t of education. Fortunately or unfortunately, in dealing with this phase of the case, Marshall used more sweeping terms than were needful. "The objects for which a corporation is created," he wrote, "are universally such as the government wishes to promote. They are deemed beneficial to the country; and this benefit constitutes the consideration, and in most cases, the sole consideration of the grant."

Cases Under

s. The chief category of the first line of cases consists, in turn, of those involving corporate privileges, both those granted directly by the States and those granted by

ic G

powers may be enlarged, abridged, or entirely withdrawn at the pleasure of the legislature.[1627] The same principle applies, moreover, to the property rights which the municipality derives either directly or indirectly from the State. This was first held as to the grant of a franchise to a municipality to operate a ferry, and has since then been recognized as the universal rule.[1628] As was stated in a case decided in 1923: "The distinction between the municipality as an agent of the State for governmental purposes and as an organization to care for local needs in a private or proprietary capacity," while it limits the legal liability of municipalities for the negligent acts or omissions of its officers or agents, does not, on the other hand, furnish ground for the applicati

rendered.[1635] Also, an express contract between the State and an individual for the performance of specific services falls within the protection of the Constitution. Thus a contract made by the governor pursuant to a statute authorizing the appointment of a commissioner to conduct, over a period of years, a geological, mineralogical, and agricultural survey of the State, for which a definite sum had been authorized, was held to have been impaired by repeal of the statute.[1636] But a resolution of a New Jersey local board of education reducing teachers' salaries for the school year 1933-1934, pursuant to an act of the legislature authorizing such action, was held not to impair the con

been easy to do. In pursuance of the precedent set in New Jersey v. Wilson,[1640] the legislature of a State "may exempt particular parcels of property or the property of particular persons or corporations from taxation, either for a specified period or perpetually, or may limit the amount or rate of taxation, to which such property shall be subjected," and such

ge, from the nature of the language used and the circumstances under which it was adopted."[1643] When, however, the State of Michigan pledged itself, by a general legislative act, not to tax any corporation, company, or individual undertaking to manufacture salt in the State from water there obtained by boring on property used for this purpose and, furthermore, to pay a bounty on the salt so manufactured, it was held not to have engaged itself within the constitutional sense. "General encouragements

ys to be the case when the beneficiaries were already in existence when the exemption was created and did nothing of a more positive nature to qualify for it than to continue in exist

re does not protect vested rights that are not referable to such an agreement between the State and an individual, such as the right to recov

the Right to

may reserve in a corporate charter the right to "amend, alter, and repeal" the same, and such reservation becomes a part of the contract between the State and the incorporators, the obligation of which is accordingly not impaired by the exercise of the right.[1648] Later decisions recognize that the State may reserve the right to amend, al

nt. None the less, there are a number of judicial dicta to the effect that this power is not without limit, that it must be exercised reasonably and in good faith, and that the alterations made must be consistent with the scope and object of the grant, etc.[1651] Su

heat to the State. The primary heirs of the defunct organization are its creditors; but whatever of value remains after their valid claims are met goes to the former shareholders.[1653] By the earlier weight of authority, on the other hand, persons who contract with companies whose charters are subject to legislative amendment o

esumed to be subject to the legislative power of the State; from which it follows that immunities conferred by charter are to be treated as exceptions to an otherwise controlling rule. This principle was recognized by Chief Justice Marshall in the case of Provid

e right, in furtherance of the public safety, to require chartered companies operating railways to fence in their tracks and provide cattle yards. In a matter of this nature, said the Court, corporations are on a level with individuals engaged in the same business, unless, from th

nstruction of

einforced by two others, the first of which is that all charter privileges and immunities are to be strictly construed a

State's permitting another company of later date to operate a free bridge in the immediate vicinity. Inasmuch as the first company could point to no clause in its charter which specifically vested it with an exclusive right, the Court held the charter of the second company to be valid on the principle just stated. Justice Story, who remained from the old Benc

beginning. Chief Justice Taney's opinion evinces the influence of both these developments. The power of the State to provide for its own internal happiness and prosperity was not, he asserted, to be pared away by mere legal intendments; nor was its ability to

ileges may be intelligently granted or purposely withheld. It is a matter of common knowledge that grants of this character are usually prepared by those interested in them, and submitted to the legislature with a view to obtain from such bodies the most liberal grant of privileges which they are willing to give. This is one among many reasons why they are to be strictly construed. * * * 'The principle is this, that all rights which are asserted against the State must be clearly de

ss permission by the State, be passed on to a successor.[1664] Thus, where two companies, each exempt from taxation, were permitted by the legislature to consolidate the new corporation was held to be subject to taxation.[1665] Again, a statute which granted a corporation all "the rights and privileges" of an earlier corp

on was held to refer only to the property actually employed in its business.[1669] Also, the charter exemption of the capital stock of a railroad from taxation "for ten years after completion of the said road" was held not to become operative until the completion of the road.[1670] So also the exemption of the campus and endowment fun

the reasonableness of such rates.[1674] The grant to a company of the right to supply a city with water for twenty-five years was held not to prevent a similar concession to another company by the same city.[1675] The promise by a city in the charter of a water company not to make a similar grant to any other person or corporation was held not to prevent the city itself from engaging in the business.[1676] A municipal concession to a water company which was to run for thirty years and which was accompanied by the provision that the "said company shall charge the following rates," was held not t

of Inalienabl

on whatsoever, is ipso facto void, and hence incapable of producing a "contract" within the meaning of article I, section 10. One of the earliest cases to assert this principle occurred in New York in 1826. The corporation of the City of New York, having conveyed certain lands for the purposes of a church and cemetery together wi

ake a new grant to a competing company, the Court held that the obligation of the earlier exclusive grant was sufficiently recognized in making just compensation for it; and that corporate franchises, like all other forms of property, are

linois Central Railroad Company, its successors and assigns, the State's right and title to nearly a thousand acres of submerged land under Lake Michigan along the harbor front of Chicago, and four years later sought to repeal the grant, the Court, in a four-to-three decision, sustained an action by the State to recover the lands in question. Said Justice Field, speaking for the majority: "Such abdication is not consistent with the exercise of that trust which requires the government of the Sta

Court ruled that the Georgia Railway Company was entitled to seek an injunction in the federal courts against an attempt by Georgia's Revenue Commission to compel it to pay ad valorem taxes contrary to the terms of its special charter issued in 1833. To

d a year later the legislature passed an act to put this provision into effect. In upholding this act and the constitutional provision on which it was based, the Court said: "The power of governing is a trust committed by the people to the government, no part of which can be granted away. The people, in their sovereign capacity, have established their agencies

business. Although the State did not offer to compensate the older company for the lost monopoly, its action was sustained on the ground that it had been taken in the interest of the public health.[1688] When, however, the City of New Orleans, in reliance on this precedent

express grant; and all contract and property rights are held subject to its fair exercise."[1690] Today, indeed, it scarcely pays a company to rely upon its charter privileges or upon special concessions from a State in resisting the application to it of measures claiming to have been enacted by the police power thereof. For if this claim is sustained by the Court, the obligation of the contract clause will not avail; while if it is not, the due process of

te Co

, is not a contract in the sense of the Constitution;[1691] nor is marriage.[1692] And whether a particular agreement is a valid co

olving such a contract to reach the Supreme Court was Sturges v. Crowninshield[1694] in which a debtor sought escape behind a State insolvency act of later date than his note. The act was held inoperative; but whether this was because of its retroaction in this particular case or for the broader reason that it assumed

intrinsic obligation which always attaches under natural law to the acts of free agents. "When," he wrote, "we advert to the course of reading generally pursued by American statesmen in early life, we must suppose that the framers of our Constitution were intimately acquainted with the writings of those wise and learned men whose treatises on the laws of nature a

law-State statutes and judicial decisions-and that the inhibition of article I, section 10, is confined to legislative acts made after the contracts affected by them, with one exception. For by a curi

of the contract itself is a part of such law. Also, the law which interprets the terms used in the contract, or which supplies certain terms when others are used; as for instance, constitutional provisions or statutes which determine what is "legal tender" for the payment of debts;

art of the

of the law supplying the obligation of contracts. Originally, the predominating opinion was negative, since as we have just seen, this law does not really come into operation until the contract has been broken. Yet it is obvious that the sanction which this law lends to contracts is extremely important-indeed, indispensable. In due course it became the accepted doctrine that that part of the law which supplies one party to a contract with a remedy if the other party does not live up to his agreement, as authoritatively interpreted, entered into the

legislature which required mortgaged premises to be sold for not less than two-thirds of the appraised value, and allowed the mortgagor a year after the sale to redeem them. It was held that the statute, in altering the preexisting remedies to such an extent, violated

re."[1700] Thus States are constantly remodelling their judicial systems and modes of practice unembarrassed by the obligation of contracts clause.[1701] The right of a State to abolish imprisonment for debt was early asserted.[1702] Again the right of a State to shorten the time for the bringing of actions has been affirmed even as to existing causes of action, but with the proviso added that a reasonable time must be left for

ven cannot be withdrawn until the contract is satisfied." In this case the Court issued a mandamus compelling the city officials to levy taxes for the satisfaction of a judgment on its bonds in accordance with the law as it stood when the bonds were issued.[1708] Nor may a State by dividing an indebted municipality among others enable it to escape its obligations. In such a case the debt follows the territory, and the duty of assessing and collecting taxes to satisfy it devolves upon the succeeding corporations and their officers.[1709] But where a municipal organization has ceased practically to exist through the vacation of its offices, and the government's function is exercised once more by the State directly, the Court has thus far fo

racts and th

its own powers. So, when it was contended in an early Pennsylvania case, than an act prohibiting the issuance of notes by unincorporated banking associations was violative of the obligation of contracts clause because of its effect upon certain existing contracts of members of such associations, the State Supreme Court answered: "But it is said, that the members had formed a contract between themselves, which would be dissolved by the stoppage of their business; and w

tracts does not prevent the State from exercising such powers as are vested in it for the promotion of the common weal, or are necessary for the general good of the public, though contracts previously e

of beer, valid when entered into, were similarly nullified by a State prohibition law;[1716] and contracts of employment were modified by later laws regarding the liability of employers and workmen's compensation.[1717] Likewise a contract between plaintiff and defendant did not prevent the State from making the latter a concession which rendered the contract worthless;[1718] nor did a contra

ings, including apartment and tenement houses, within the City of New York and contiguous counties of possessory remedies for the eviction from their premises of tenants in possession when the law took effect, providing the latter were able and willing to pay a reasonable rent. In answer to objections leveled against this legislation on the basis of the obligation of contracts clause, the Court said: "But contracts are made subject to this exercise of the power of the State w

the public domain, the pressure of a constantly increasing density of population, the interrelation of the activities of our people and the complexity of our economic interests, have inevitably led to an increased use of the organization of society in order to protect the very bases of individual opportunity. Where, in earlier days, it was thought that only the concerns of individuals or of classes were involved, and that those of the State itself were touched only remotely,

of the Cl

ch, reciting the existence of a severe financial and economic depression for several years and the frequent occurrence of mortgage foreclosure sales for inadequate prices, and asserting that these conditions had created an economic emergency calling for the exercise of the State's police power, authorized its courts to extend the period for redemption from foreclosure sales for such additional time as they might deem just and equitable, although in no event beyond May 1, 1935. The act also left the mortgagor in possession during the period of extension, subject to the requirement that he pay a reasonable rental for the property as fixed by the Court, at such time and in such manner as should be determined by the Court. Contemporaneously, however, less carefully drawn statutes from Missouri and Arkansas, acts which were less considerate of creditor's rights, were set aside as violative of the contracts clause.[1728] "A State is free to regulate the procedure in its courts even with reference to contracts already made," said Justice Cardozo for the Court, "and moderate extensions of the time for plea

ee at the foreclosure sale was equal to the debt secured by the mortgage.[1731] "Mortgagees," the Court said, "are constitutionally entitled to no more than payment in full. * * * To hold that mortgagees are entitled under the contract clause to retain

ata Pertinent

was the period of Waite's chief justiceship, twenty-nine cases reached the Court in which State legislation was set aside under the clause. Twenty-four of these involved public contracts. The decline of the importance of the clause as a title in Constitutional Law began under Chief Justice Fuller (1888 to 1910). During this period less tha

s required to pass upon several of these. At the same time the clause was, in effect, treated by the Court in two important cases as interpretive of the due process clause, Amendment V, and thus applied indirectly as a restriction on the power of Congress.[1735] But this emergence of the clause into prominence was a flash in the pan. During the last decade hardly a case a te

ely necessary for executing it's inspection Laws: and the net Produce of all Duties and Imposts, laid by any State on Imports or Exports,

EXPORTS

c

er as an import, and has become subject to the taxing power of the State; but while remaining the property of the importer, in his warehouse, in the original form or package in which it was imported, a tax upon it is too plainly a duty on imports, to escape the prohibition in the Constitution."[1740] A box, case or bale in which separate parcels of goods have been placed by the foreign seller is regarded as the original package, and upon the opening of such container for the purpose of using the separate parcels, or of exposing them for sale, each parcel loses its character as an import and becomes subject to taxation as a part of the general mass of property in the State.[1741] Imports for manufacture cease to be such when the intended pro

lege

rchandise in original packages, and a tax on the sale of goods in foreign commerce consisting of an annual license fee plus a percentage of gross sales,[1751] have been held invalid. On the other hand, pilotage fees,[1752] a tax upon the gross sales of a purchaser from the importer,[1753] a license tax upon dealing in fish which, through processi

erty

an import,[1757] but the proceeds of the sale of imports, whether in the form of money or notes, may be taxed by a State.[1758]

ction

of putting up, and marking and branding of various kinds, * * *" .[1762] It sustained as an inspection law a charge for storage and inspection imposed upon every hogshead of tobacco grown in the State and intended for export, which the law required to be brought to a State warehouse to be inspected and branded. The Court has cited this section as a recognition of a general right of the States to pass inspection laws, and to bring, within their reach articles of interstate, as well as of foreign, commerce.[1763] But on the ground that, "i

ps of War in time of Peace, enter into any Agreement or Compact with another State, or with a foreign P

AGE

ning wharfage charges, it is immaterial whether the wharf was built by the State, a municipal corporation or an individual; where the wharf is owned by a city, the fact that the city realized a profit beyond the amount expended does not render the toll objectionable.[1768] The services of harbor masters for which fees are allowed must be actually rendered, and a law permitting harbor masters or port wardens to impose a fee in all cases is void.[1769] A State may not levy a tonnage duty to defray the expenses of its

ING

o strong to be controlled by civil authority;[1774] and the organization and maintenance of an active

TATE C

ound o

tution went further. By the first clause of this section they laid down an unqualified prohibition against "any treaty, alliance or confederation"; and by the third clause they required the consent of Congress for "any agreement or compact." The significance of this distinction was pointed out by Chief Justice Taney in Holmes v. Jennison.[1781] "As these words ('agreement or compact') could not have been idly or superfluously used by the framers of the Constitution, they cannot be construed to mean the same thing with the word treaty. They evidently mean something more, and were designed to make the prohibition more comprehensive. * * * The word 'agreement,' does not necessarily import and direct any express stipulation; nor is it necessary that it should be in writing. If there is a verbal understanding, to which both parties have assented, and upon which both are acting, it is an 'agreement.' And the use of all of these terms, 'treaty,' 'agreement,' 'compact,' show that it was the intention o

er of Inters

ocation of water supplied by interstate streams, are among the objectives accomplished by this means.[1785] Another important use of this device was recognized by Congress in the act of June 6, 1934,[1786] whereby it consented in advance to agreements for the control of crime. The first response to this stimulus was the Crime Compact of 1934, providing for the supervision of parolees and probationers, to which forty-five States had given adherence by 1949.[1787] Subsequently Congress has authorized, on varying conditions, compacts touching the production of tobacco, the conservation of natural

t of C

onsent of Congress may be granted conditionally "upon terms appropriate to the subject and transgressing no constitutional limitations."[1793] And in a recent instance it has not been forthcoming at all. In Sipuel v. Board of Regents,[1794] decided in 1948, the Supreme Court ruled that the equal protection clause of Amendment XIV requires a State maintaining a law school for white students to provide legal education for a Negro applicant, and to do so as soon as it does for applicants of any other group. Shortly thereafter the governors of 12 Southern States convened to canvass methods for meeti

ise to Corporati

lroad into such State and to receive a grant of powers to own and control, by lease or purchase, railroads therein, and to subject itself to such rules and regulations as may be prescribed by the second State.

t of Inters

ens of the signatory States and are conclusive as to their rights.[1798] Private rights may be affected by agreements for the equitable apportionment of the water of an interstate stream, without a judicial determination of existing rights.[1799] Valid i

DE

e's constitution as interpreted by the highest State court she had lacked power to enter into such an agreement and was without power to

o

at. 316,

e pp.

.S. 46, 8

Wheat.

Ibid

Ibid

ies, § 1256. See also

et. 511

bid.

Ibid.

lvania, 16 Pet. 539,

0 (1884). See also Justice Bradley's concurring

es v. Jones, 109

es v. Kagama, 11

v. United States, 1

idowitz et al., 3

U.S. 30

ment in the field of foreign relations, see Penhallow v. Doane, 3 Dall. 54, 80, 81 (1795); also ibid. 74 and 7

atise on Government, C

U.S. 39

bid. 4

Southard, 10

Aurora, 7 Cr

outhard, 10 Whea

10 U.S. 381, 398 (1940); United States v. Rock

ck Royal Co-operative, 3

strator, 312 U.S. 126, 144 (1941); American Power & Light Co. v. Securities & Exchange Comm., 329 U

ties Corp. v. United State

(1933); National Broadcasting Co. v. United States, 319 U.S. 190, 225 (1943); Feder

ited States, 334 U

.S. 388 (1935); Schechter Poultry Corp.

e Anthracite Coal Co. v. Adkins, 310 U.S. 381 (1940); Bowles v. Willingham,

Mallonee, 332

Ibid.

Kollock, 165 U

. Stranahan, 192

s v. Grimaud, 220

veport Grain & Elevator Co

Wallace, 306

ited States, 266

Rock Royal Co-operativ

ited States, 321

Willingham, 321

e Coal Co. v. Adkins, 3

20 U.S. 81, 104 (1943); Korematsu v.

Mallonee, 332

. Smith, 307 U

mm'n. v. Goodrich Transit C

ion were not subject to judicial review, the Supreme Court implicitly sanctioned the exercise o

. United States, 276

Chicago, M. & St. P.R. Co

1913); New York v. United States, 331 U.S. 284, 340-350 (1947) and cases ci

. v. United States,

llows, ex rel. Union Trust

(1924); United States ex rel.

rities Corp. v. United Sta

. Nelson Bros. Bond & Mortga

ing Co. v. United State

, as amended, 7 U

trative agents. Under these principles, the Court would refrain from setting aside administrative findings of fact when supported by substantial evidence; we would give weight to the interpretation of a statute by its administrators; when, administrators have interpreted broad statutory terms, such, as h

rhardt v. Boaro, 113 U.S. 527 (1885); Butte

S.R. Co. v. Taylor, 2

.S. 495, 5

.S. 238, 3

1939); United States v. Rock Royal C

allace, 306 U.S.

Cr. 382

Ibid.

U.S. 64

Ibid.

bid. 6

o. v. United States,

.S. 304, 3

the President. The government contended that statute under which the sale was made was unconstitutional because, in giving the President full power of disposition of the property, it delegated legislative power to the President. Declaring that "It

U.S. 38

U.S. 12

bid. 1

n Proclamation of a National Emergency by the President. The Digest is dated

s v. Grimaud, 220

Inc. v. Bowles, 322

es v. Eaton, 144

. Inc. v. Bowles, 3

v. United States, 3

the Congressional Power of Investigation,

s of Congres

House of Representatives advising them of his resignation from office and inviting an in

g. Deb. 21

ng. Deb. 1

4th Cong., 2d sess., Ser.

36th Cong. 1st ses

U.S. 16

S. 135, 177

eb. 862, 868,

U.S. 16

U.S. 44

mmerce Commission, 211 U.S. 407 (1908); Smith v. I

U.S. 13

bid. 1

S. 168, 192

6 U.S. 6

Ibid

U.S. 135,

9 U.S. 2

Ibid

hapman, 166 U

9 U.S. 5

Wheat. 2

3 U.S. 5

Ibid

4 U.S. 1

bid. 14

eat. 204,

man, 166 U.S. 66

.S. 323, 330 (1950); United States

United States, 338 U.

all. 162, 171 (1875); Breedlove

kler, 179 U.S. 58, 62 (1900); Swafford v. Templeton, 185 U.

v. Classic, 313 U.

U.S. 383 (1915); United States v.

es v. Classic, 31

es v. Mosley, 238

1 (1946), superseded by 62 Stat. 696 (194

es v. Mosley, 238

es v. Saylor, 322

U.S. 220 (1918). See also United St

ong., 1st sess. (1935); 79

] No

the House of Representative

2 U.S. 3

Ibid.

the House of Representati

ong. Rec.

of the House of Represen

bid. §§

e among the several States, was changed by the Fourteenth Amendment, § 2 (p. 1170) a

r Cases, 12 Wall.

sal to cooperate properly with the census taker by ans

ing body"-McGrain v. Daugherty

2 (12 Stat. 572). See also Joel Francis Paschal, The House of Representatives "Grand Depository of the Democ

Stat. 2

); 16 Stat. 254 (1870);

Stat. 3

tes v. Reese, 92

0); Ex parte Clarke, 100 U.S. 399 (1880);

1 U.S. 5

); Koenig v. Flynn, 285 U.S. 375 (1932);

Stat. 2

Stat. 13,

Broom, 287 U

8 U.S. 5

bid. 55

Ibid.

84); United States v. Mosley, 238 U.S. 383 (191

y, 127 U.S. 73

0); Ex parte Clarke, 100 U.S. 309 (1880);

es v. Wurzbach, 2

United States, 2

v. Classic, 313 U.

ates ex rel. Cunningham,

oney, 134 U.S

sentatives, VI: §§ 72-74, 180 (1936). Cf. Newbe

ates ex rel. Cunningham,

Ibid

the House of Representati

4 U.S. 1

Ibid

] Ru

ves, IV: § 2910-2915 (1907); Cannon's Precedents of

les which support a filibuster are constitutionally compatible with the clause in the preceding section: "A majority of each [House] shall constitute a quorum to do business". See Franklin Burdette, Filibustering in the Senate (Princeton University Press, 1940), 6, 61, 111-112, 227-229

6 U.S. 6

8 U.S. 8

itle 22

143 U.S. 649, 669-673 (1892); United States v.

ited States, 202 U

an, 166 U.S. 661,

0, quoted with approval in Field

es v. Ballin, 144

brought under the Perjury Statute of the District of Columbia (§ 22-2501 of the D.C. Code) for alleged perjurious testimony before a Committee of the House of Representatives, the trial Court erred in charging the jury that it was free to ignore testimony that less than a quorum of the Committee was in attendance when the alleged perjury was committed. Four Justices dissented; and curiously enough only four of the majority were present when the opinion was delive

ited States, 127

Ansell, 293

Ibid

tes v. Cooper, 4

United States, 207 U

. Thompson, 103

5]

Mass.

hompson, 103 U.S. 1

Ibid

ed by the Constitution-the right of free speech. The charge * * * is that a legislative committee brought the weight of its authority down on respondent for exercising his right of free speech. Reprisal for speaking is as much an abridgment as a prior restraint. If a

atives, I: § 493 (1907); Cannon's Precedents of t

the House of Representati

Stat. 9

Stat. 6

declined to pass upon the validity of Justice Black's appointment. It seems curious that the Court, in rejecting petitioner's application,

ry, Constit

. Bank v. Nebeker,

. Roberts, 202

e Tracy Co., 220 U.

nited States, 232

ng Co. v. United States,

n of a bill enabled the President to sign it 23 days after the adjournment of Congress. Schmeckebi

. Collector, 6

so Burgess v. Salmon, 9

. Zane, 7 Wheat.

ited States, 17 Wal

ns v. United States,

nited States, 302

. Co. v. Kansas, 2

ll. 92, 112

Stat. 5

335; Hinds' Precedents of the House o

18, 1941 (55 Stat. 838); Emergency Price Control Act of January 30, 1942 (56 Stat. 23); Stabiliza

n Act of June 20, 1

n Act of April 3, 1

th v. Virginia, 3

x Cases, 5 Wall.

Union Pac. R.R.,

Ibid

3 U.S. 2

8 U.S. 5

7 U.S. 2

Wall. 1

O'Keefe, 306 U

U.S. 405,

nk v. Fenno, 8

. Baltimore & O.R. Co

7 U.S. 4

Wheat. 3

e Co. v. United States

heat. 419,

Bettman, 190 U.S

s, 199 U.S. 437 (1905). See also Ohi

0 U.S. 1

. Lewellyn, 258

e & Supply Co. v. United S

linois v. United State

Regents, 304

District v. Campbell

. Mitchell, 269

v. Powers, 293

v. Bunn, 282 U

, 303 U.S. 376 (1938), overruling Burnet v.

326 U.S. 572, 584 (1946), (concur

4 U.S. 4

Ibid.

6 U.S. 5

Ibid

Ibid.

Ibid

District v. Campbell

article I, sect

. 377 (1921); Brushaber v. Union P.R. Co., 240 U.S

v. Moore, 178

o, 317 U.S. 95 (1942); Phillips v. Commissioner of Internal Reven

v. Mellon, 273

Bidwell, 182 U

but took the position that the situation in substance was the same as if the taxes had b

x Cases, 5 Wall.

s v. Yuginovich, 2

v. Constantine, 296

x Cases, 5 Wall.

. United States, 1

ollock, 105 U

49 U.S. 86 (1919). Cf. Nigro v. U

United States, 30

United States, 1

tates v. Sanchez, 340 U.S. 42, 44 (1950). See also Son

ins, 310 U.S. 381, 383 (1940). See also H

20 (1922); Hill v. Wallace, 259 U.S. 44 (1922

6 U.S. 2

Stat. 24

6 U.S. 3

Ibid.

omas Jefferson, 147-149

Lawson, The General

deralist Nos

Ibid.

Stat. 22

Stat. 35

war and postal powers. See E.F. Albertsworth, "Advisory Functions in the Supreme Court," 23 Georgetown L.J. 643, 644-647 (1935). Monroe himself ultimately adopted the broadest view of the spending power, from which, however, he car

e Governments, Federal Gr

7 U.S. 1

5 U.S. 1

ee also Alabama Power Co. v.

0 U.S. 6

Ibid

e also Cleveland v. United

U.S. 1, 65

spending the national revenues for the "general welfare" to see to it that the country got its money's worth thereof, an

1 U.S. 5

Ibid

Ibid

Co. v. United States

1 U.S. 6

S. 548, 589,

0 U.S. 1

Stat. 7

0 U.S. 1

, 163 U.S. 427 (1896); Pope v. Un

Co. v. United States

r. 358

Ibid

the Constitutional Convent

Ibid

l. 457 (1871), overruling Hepbur

S. 330, 351 (1935). See also Lynch v

onstitution (1898) 14. The balance began inclining the other

e vehicle, the agent, and their various operations, become the objects of commercial regulation. Shipbuilding, the carrying trade, and propagation of seamen, are such vital agents of commercial prosperity, that the nation which could not legislate over these subjects, would not possess power to regulate commerce." (ibid. 229-230). "It is all but impossible in our own age to sense fully its eighteenth-century meaning (i.e., the meaning of commerce). The Eighteenth Century did not separate by artificial lines aspects of a culture which are inseparable. It had no lexicon of legalisms extracted from the law reports i

Ibid

heat. 1,

2 U.S. 691 (1881); Covington Bridge Co. v. Kentucky, 154 U.S. 204 (1894); Kelley v. Rhoads, 188 U.

nal Text Book Co. v. Pigg, 217 U.S. 91, 106-107 (1910); Western Union Tel. Co. v. F

Co. v. Bondurant, 257 U.S. 282, 290-291 (1921); Stafford v. Wallace, 258 U.S. 495 (192

S. 1 (1888); Oliver Iron Co.

ew York L. Ins. Co. v. Cravens, 178 U.S. 389, 401 (1900); Fire Assoc. of Philadelphia v. New York, 119 U.S. 110 (1886)

Club v. National Leag

s. v. Curtis Pub. Co.

v. Fears, 179 U

foreign corporation was not interstate commerce, although provided for in the contract of purchase. Similarly in General Railway Signal Co. v. Virginia, 246 U.S. 500 (1918), where a foreign corporation installed signals in Virginia, bringing in materials, supplies, and machinery from without the State, the Court held that local business was involved, separate and distinct from interstate commerce, and subject to the licensing power of the State. However, in an interstate contract for the sale of a

ess v. United State

tes, 317 U.S. 519 (1943). Cf. United States v. O

s as today organized and carried on is stressed, although its intrastate elements are not overlooked. The Court's business is t

icle I, §

AL REGULATIONS OF PRODUCTIO

eat. 264,

heat. 1,

849); The Passaic Bridges, 3 Wall. 782 (Appendix), 793 (1866); United States v. Dewitt, 9 Wall. 41, 44 (1870); Patterson v. Kentucky, 97 U.S. 501, 503 (1879); Trade-Mark Cases, 100 U.S. 82 (1879); Kidd

Wrightwood Dairy Co., 3

nburgh v. Hennick, 129 U.S. 141 (1889); Atlantic Cleaners and Dyers, Inc. v. United States, 286 U.S. 427 (1932); In re Bryant, 4 Fed. Cas. No. 2067 (1865). Transportation between two points in the same State, when a large part of the route is a loop outside the St

Wheat. 1

es (Lottery Case), 1

ited States, 236 U

husetts (License Cases)

Coal Co. v. Bates, 156

e Products Co., 304 U.S. 144,

l Ball," 10 Wall

v. Kimball, 102 U.S.

Liability Cases, 223 U

ove case. An

at. 1, 217,

leg. Co., 96 U.S. 1 (1878). See also Western U

employed in carrying on transportation by land and water.

sentials its procedure does not differ from that employed in sending telegraph or telephone messages across State lines, which is interstate commerce. Western Union Teleg. Co. v. Speight, 254 U.S. 17 (1920); New Jersey Bell Teleph. Co. v. State Bd. of Taxes & Assessments, 280 U.S. 338 (1930); Cooney v. Mountain States Teleph. & Teleg. Co., 294 U.S. 384 (1935); Pacific Teleph. & Teleg. Co. v. Tax Commission, 297 U.S. 403 (1936). In each, transmission is effected by means of energy manifestations produced at the poi

13 How

Stat. 1

power to regulate commerce with foreign nations and among the several States. The courts can never take the initiative on this subject." Parkersburg & O. River Transpor

3 Wall

Ibid.

Wisconsin v. Illinois, 278 U.S. 367 (1929). Of collateral interest are the following: South Carolina v. Georgia, 93 U.S. 4, 13 (1876);

(1899); United States v. Chandler-Dunbar Water Power Co., 229 U.S. 53 (1913); Seattle v. Oregon & W.R. Co., 255 U.S. 56, 63 (1921); Economy Light & Power Co. v. United States, 256 U.S. 113 (1

tes v. Cress, 24

R. Co., 312 U.S. 592, 597 (1941); United States

.S. 690 (1899); and cf. below the discussion of United St

ll" v. United States

Ibid

Ibid

ching power, over an artificial as over a natural highway." Justice Brewer for t

inal facilities to a common carrier by water. Hence an order of the United States Maritime Commission banning certain allegedly "unreasonable practices" by terminals in the Port of San Francisco, and prescribing schedules of maximum free time periods and of minimum charges was constitutional. (California v. United States, 320 U.S. 577 (1944)). The same power also comprises regulation of the registry, enrollment, license, and nationality of ships and vessels; the method of recording bills of sale and mortgages thereon

under them, were not granted by the Constitution to the United States, but were reserved to the States respectively; and the n

l Co. v. Patten Paper Co.

9 U.S. 5

a Water Power Co. v. Green Bay &

283 U.

311 U.

U.S. at

U.S. at 40

11 U.S.

ips v. Atkinson Co., 313 U.S

ee Valley Authority, 297 U

Stat. 4

Pacific Railroad, 127 U.S. 1, 39 (1888); Cherokee Nation v. Southern Kansas R. Co.

on had asked Congress "to prevent any selfish impediment [by the States] to the free circ

leg. Co. v. Western Union Teleg.

ed today by the Live Stock Transpo

U.S. 11

118 U.

Stat. 3

154 U.

68 U.S. 144, 176 (1897). See also Cincinnati, N.O. & T.P.R.

34 Sta

Stat. 5

tat. 1081), this jurisdiction was handed over to the

4 Stat. 898), which "was intended, together with the old law, to provide a completely integrated interstate regulator

e), 234 U.S. 342 (1914). Forty States, through their Attorneys

Ibid.

eleg. Co. v. Tax Commission (Washington), 297 U.S. 403 (1936); Weiss v. United States, 308 U.S. 321 (1939); Bethlehem S

7 U.S. 5

order of the Interstate Commerce Commission, setting aside State-prescribed intrastate passenger rates

vision of the same act abrogating life passes, Louisville & N.R. Co. v. Mottley, 219 U.S. 467 (1911); a provision of the same act authorizing the Commission to regulate the entire system of bookkeeping of interstate carriers, including intrastate accounts, Interstate Commerce Commission v. Goodrich Transit Co., 224 U.S. 194 (1912); the "long and short haul" clause of the Interstate Commerce Act, United States v. Atchison, T. & S.F.R. Co. (Intermountain Rate Cases), 234 U.S. 476 (1914); an order of the Commission establishing the so-ca

io Oil Co. (Pipe Line Cas

allanan, 257 U.S. 265 (1921); United Fuel Gas Co. v. Hallanan, 257 U.S. 277 (1921); Pennsylvania v. West

d Electric Co., 273 U.S. 83 (1927). See also Utah

49 Sta

l Gas Act of 193

5 U.S. 5

ois Natural Gas Co. v. Central Illinois Pub. Serv. Co., 314 U.S. 498 (1942); also Federal Power Commission v. East Ohio Gas Co., 338 U.S. 464, decided January 9, 1950, where it was held that a natural gas company which, while operating exclusively in one State,

48 Sta

d in some respects in 1938 (52 S

52 Sta

ng with the Safety Appliance Acts mention should also be made of acts requiring the use of ashpans on locomotives (35 Stat. 476 (1908)); the

32 Sta

2 U.S. 2

1916); and United States v. California, 297 U.S. 175 (1936). In the l

34 Sta

. Interstate Commerce Com.,

o., 207 U.S. 463 (1908); 35 Stat. 65, sustained in the Second Employers'

223 U.S.

arrington, 241 U.S. 177 (1916); Louisville & N.R. Co. v. Parker, 242 U.S. 13 (1916); Illinois Central R. Co. v. Behrens, 233 U.S. 473 (1914); St. Louis, S.F. & T.R. Co. v. Seale, 229 U.S. 156 (1913); Pedersen v. Delaware, L. & W.R. Co., 229 U.S. 146 (1913); Shanks v. Delaware, L. & W.R. Co., 239 U.S. 556 (1916); Lehigh Valley R. Co. v. Barlow, 244 U.S. 183 (1917

8 U.S. 1

30 Sta

44. St

" employees of an interstate carrier, who engaged in making heavy repairs on locomotives and cars withdrawn from service for that purpose for long periods (an average of 105 days for locomotives and 109 days for cars), were held to be within the terms of the act as amended in 1934 (48 Stat. 1185). "The activities in wh

Chief Justice White, answered both objections by pointing to the magnitude of the emergency which had threatened the country with commercial paralysis and grave loss and suffering. To the familiar argument that "emergency may not create power" (Ex parte Milligan, 4 Wall. 2 (1806)), the Chief Justice answered that "it may afford a reason for exerting a power already enjoyed." A further answer to ob

48 Sta

5 U.S. 3

Ibid

Ibid

majority of the Court, listed the Alton case as one "foredoomed to reversal," though the formal rev

0 U.S. 1

Ibid.

Stat. 2

6 U.S. 1

Ibid

and combinations in manufacture, agriculture, mining, and other productive industries, whose ultimate result may

aid that manufacture precedes commerce and is not a part of it. But it is equally true that when manufacture ends, that which has been manufactured becomes a subject of commerce; that buying and selling succeed manufacture, come into existence after the process of manufacture is completed, precede transportation, and are as much commercial intercourse, where articles are bought to be carried from one State to another, as is the manual transportation of such articles after they have been so purchased. The distinction was recognized by this court in Gibbons v. Ogden, where the principal question was whether commerce included navigation. Both the Court and counsel recognized buying and selling or barter as included in commerce. * * * The power of Congress covers and protects the absolute freedom of such intercourse and trade among the States as may or must succeed manufacture and precede transportation from the place of purchase." (p. 35-36). "When I speak of trade I mean the buying and selling of articles of every kind that are recognized articles of interstate commerce. Whatever improperly obstructs the free course of inters

5 U.S. 2

. 197 (1904). In the first of these cases the Court was confronted with the contention that the act had been intended only for the industrial combinations, and hence was not designed to apply to the railroads, for whose governance the Interstate Commerce Act had been enacted thr

a single state, the case was held to be one involving 'primarily' only 'production' or 'manufacturing,' although the vast part of the sugar produced was sold and shipped interstate, and this was the main end of the enterprise. The interstate distributing phase, however, was regarded as be

in all the vast operations of our gigantic national industrial system antecedent to interstate sale and transportation of manufactured products. Indeed, it and succeeding decisions, embracing the same artificiall

United States, 196

6 U.S. a

Ibid.

Ibid

nited Mine Workers of America, 268 U.S. 295 (1925); United States v. Brime, 272 U.S. 549 (1926); Bedford Co. v. Stone Cutters

42 Sta

bid. 99

8 U.S. 4

Ibid

Farmers' Grain Co., 258 U.S. 50 (1922);

2 U.S. 1

Ibid

Ibid

S. at 521; 2

48 Sta

49 Sta

; North American Co. v. S.E.C., 327 U.S. 686 (1946); Am

iary, market and distribute securities, control and influence the various operating companies, negotiate inter-system loans, acquire or exchange property, perform service contracts, or reap the benefits of stock ownership. * * * Moreover, many of the operating companies on the lower echelon sell and transmit electric energy or gas in interstate commerce to an extent that cannot be described as spasmodic or insignificant. * * * Congress, of course, has undoubted power under the commerce clause to impose relevant conditions and requirements on those who use the channels of interstate commerce so that those channels will not be conduits for promoting or perpetuating economic evils. * * * Thus to the extent that corporate business is transacted thr

Inc. v. United States,

48 Sta

5 U.S. 4

548. See als

lack, cited United States v. Walsh, 331 U.S. 432 (1947); Wickard v. Filburn, 317 U.S. 111 (1942); United States v. Wrightwood Dairy Co., 315 U.S. 110 (1942); United States v. Darby, 312 U.S. 100 (1941). The last three of these cases are discussed below. See pp. 155, 159. Justice Frankfurter dissented on the basis of F

on between "direct" and "indirect" effects, namely, the delegation of uncanalized legislative power; the absence of any administrative procedural safeguards; the absence of jud

Stat 31

v. Butler, 297 U.S.

49 Sta

arter Coal Co., 2

Ibid.

v. E.C. Knight Co.

1 U.S. 1

49 Sta

.S. at 38,

Co., 301 U.S. 49 (1937); National Labor Relations Board

tions Board v. Fainblatt,

g Co. v. National Labor Relations

52 Sta

s v. Darby, 312 U.

ibid. 113,

Ibid.

stitution, The Oliver Wendell Holmes Lecture

(1949), "necessary to the production thereof" becomes "directly essential to the production thereof." The effect of this change, which has not yet registered itself in judicial decision, seems likely to be slight, in view of the power, which the act gives the Administrator to l

ing, space in which is rented to persons producing goods principally

ny, who acted as rate clerk and performed other incidental

endent contractor, in partially drilling oil wells, a portion of the products from whic

ustomers within that State, after a temporary pause at such warehouses, of goods procured outside of the State upon pr

is part of a toll road used extensively by persons and vehicles traveling in interstate commerce, and which sp

ogs and from which a substantial portion of the manufactured product was shipped

ire-fighting service of an employer engaged in interstate

f an interstate retail chain store system (P

ents and substructures of bridges which were part of the line of an i

of the rental space was used for its central offices, where its production of goods for interstate commerce was administered, managed

dealing in electrical motors and generators for commercial and industrial uses, whose customers are enga

done on the windows of industrial plants of producers of goods for interstate c

es of a building corporation which furnishes loft space to tenants engaged in production for interstate commerce "unless an adequate proportion of such tenants are so engaged." (Schulte v. Gangi, 328 U.S. 108 (1946)). Also Section 12 (a) of the Fair Labor Standards Act, which provides that "no producer, * * * shall ship or deliver for shipment in commerce any goods produced in an establishment * * * in or about which * * * any oppressive child labor has been employed * * *" was held inapplicable to a company engaged in the transmission in interstate commerce of telegraph messages, (Western Union v. Lenroot, 323 U.S. 490 (1945)). The decision was a five-to-four one. It should be added that the Court has not always been unanimous in favoring coverage by the act. In the Borden case above, Chief Justice Stone, speaking for himself and Justice Roberts, protested, as follows: "No doubt there are philosophers who would argue, what is implicit in the decision now rendered, that in a complex modern society there is such interdependence of its members that the activities of most of them are necessary to the activities of most others. Bu

50 Sta

5 U.S. 1

Ibid.

7 U.S. 1

52 Sta

7 U.S. a

where commodities are bought for use beyond State lines, the sale is a part of interstate commerce. We have likewise held that where sales for interstate transportation were commingled with intrastate transactions, the existence of the local activity did not interfere with the federal power to regulate inspection of the whole. Activities conducted within the State lines do not by this fact alone escape the sweep of the Commerce Clause. Interstate commerce may be dependent upon them. Power to establish quotas for interstate marketing gives power to name quotas for that which is to be left within the State of production. Where local and

rts of this opinion are considered below in connection with the prohibiting of interstate commerc

9 U.S. 4

Ibid.

Stat.

Stat. 23

24 Sta

at. 614; 38

29 Sta

2 U.S. 4

cf. United States v. Cali

9 U.S. 3

Ibid

6 U.S. 2

tional Police Power Under the Commerce Clause,

aughter, 15 Pet. 4

Is

to lay down terms on which the activity regulated will be permitted and for noncompliance with which it will not be permitted. It is also evident that when occasion does arise for an outrigh

of the acts already treated is to lay down the conditions on which a designated branch of commerce among the States may be carried on; that of the acts now to be treated is to eliminate outright a designated branch of trade among the States. In other words, whereas the former acts were, in general, preservative of the commerce which they regulated because of its value to society, the latter regard the commerce which they reach as detrimental to society. The third, and most important difference from the point of view of Constitutional Law, is the difference in relation of the two categories of acts respectively to the reserved

ongress' Power To Proh

espective powers, yet collision is not contemplated as the rule of life of the system, but the contrary. And since there are these two spheres, the line to be drawn between them, in order to secure harmony instead of collision, should recognize that the objects which the National Government was established to promote are relatively few, while those which the States were retained to advance comprise the principal objectives of gov

tional Government is completely sovereign, and the power to regulate commerce with foreign nations is but a branch of this sovereign power. The power to regulate commerce among the States is, on the other hand, not a sovereign power ex

he States themselves." Madison IV, Letters and Other Writings, 15 (Philadelphia, 1865). Furthermore, it is a power which was designed for the promotion and advancement of commerce, not a power to strike commerce down in order to advance other purposes and programs.

ses, (Howard v. Illinois Central R. Co., 207 U.S. 463 (1908)), the majority of the Court, speaking through Justice White, gave special attention to the Government's argument that though the act, in terms, governed the liability of "every" interstate carrier to "any" of its employees, whether engaged in interstate commerce or not when the liability fell, it was none the less constitutional "because one who engaged in interstate commerce thereby submits all his business concerns to the regulating power of Congress." Justice White answered: "To state the proposition is to refute it. It assumes that because one engages in interstate commerce he thereby endows Congress with power not delegated to it by the Constitution; in other words, with the right to legislate concerning matters of purely State concern. It rests upon the conception that the Constitution destroyed that freedom of commer

nt Asserti

d be in a single government, having in its Constitution the same restrictions on the exercise of the power as are found in the Constitution of the United States. The wisdom and discretion of Congress," Marshall continued, "their identity with the people

was bestowed upon the National Government. No doubt it was expected that the States, too, would use the powers still left them to assist the same purposes, which indeed are those of good government always. Yet that circumstance should not operate to withdraw the powers delegated to the National Government from the service of these same ends. The fact, in other words, that the power to govern commerce among the States was bestowed by the Constitution on the National Government should not imply that it thereby became available merely for the purpose of fostering such commerce. It ought, on the contrary, to be applicable

t, then, when local legislative programs break down on account of the division of the country into States, it becomes the clear duty of Congress to adopt supplementary legislation to remedy the situation. In doing so, it is not undermining the Federal System; it is supporting it, by making it viable in modern conditions. The assemblage of the States in one Union was never intended to put one State at the mercy of a

subject appears to have been committed? * * * The power to regulate commerce is not to be confined to the adoption of measures, exclusively beneficial to commerce itself, or tending to its advancement; but, in our national system, as in all modern sovereignties, it is also to be considered as an instrument for other purposes of general policy and interest. * * * the national right, or power, under the Constitution, to adapt regulations of commerce to other purposes, than the mere advancement of commerce, appears to be unquestionable. * * * The situation of the United States, in ordinary times, might render legislative in

cknowledged principles of statutory construction, comprehend it in the other case as well. Nor in fact, the argument continued, does it make any difference, by approved principles of statutory construction, what purposes the framers of the Constitution may have immediately in mind when they gave Congress power to regulate commerce among the States; the governing consideration is that they gave Congre

ere

adoption by it of a regime of State regulation in the form of statutes (e.g., pilotage) or of administrative regulations in some degree (as in the Motor Carrier Act of 1935); or Congress may "regulate" through the device of divestment of a subject matter of its interstate character, thus indirectly causing State laws to appl

23 Sta

32 Sta

33 Sta

33 Sta

37 Sta

39 Sta

e also United States v. DeWitt, 9 Wall. 41 (1870). Of the nature of

s (The Lottery Case),

28 Sta

3 U.S. 1

s (The Lottery Case),

heat. 1,

U.S. 622,

0); 37 Stat. 699 (1913)

Stat. 1

84 (1929), "The H

825 (1910), "

Stat. 3

Stat. 3

Stat. 7

Stat. 9

Stat. 6

to the case of transportation of a woman for immoral purposes, although no commercial motive was present; and in Cleveland v. Unit

s v. Hill, 248 U.S

7 U.S. 2

Stat. 6

47 U.S.

Ibid.

7 U.S. 4

Stat. 3

Kentucky Whip & Collar Co. v. Illi

v. Darby, 312 U.S.

. Walling, 326 U.S

944). Cf. the opinion of Chief Justice Vinson for the Cour

deralist

at. 1, 11,

rs and Other Writings, 1

Wheat.

Wheat. a

. at 13-14; a

Wheat. 1

Wheat. 41

How. 29

f State legislation affecting commerce, not the validity of Congressional legislation regulating commerce. Clark Distilling Co. v.

. Shepard, 230

Ibid.

er point, see especially Chapters X and XII. The late Chief Justice Stone took repeated occasion to stress the "balancing" and "adjusting" role of the Court when applying the commerce clause in relation to State power. See his words in South Carolina State Highway Dept. v. Barnwell Bros., 303 U.S. 177

Wheat. 41

Evatt, 324 U.S. 652 (1945). In the latter case the benefits of the original package doctrine were extended to impo

Hewit, 329 U.S.

v. Pennsylvania (State Freight

gislation by Congress. Surely transportation of passengers or merchandise through a State, or from one State to another, is of this nature. It is of national importance that over that subject there should be but one regulating power, for if one State can directly tax persons or property passing through it, or tax them

6 U.S. 5

Ibid

omas Colliery Co.,

2 U.S. 1

Diamond Match Co. v. Ont

facturing Co. v. St. Louis, 250 U.S. 459 (1919) in which there was imposed a li

6 U.S. 1

sas-Louisiana Pipe Line

Witsell, 334 U

very was made. It was held that the transaction was in interstate commerce, notwithstanding the contract was made and to be performed in Kentucky; and that the possibility that the purchaser might change its mind after delivery and sell the grains in Kentucky or consign it to some other place in that State did not affect the essential character of the

ne Co. v. Hallanan,

as Co. v. Hallanan,

ors in the State natural gas piped in from another State, whose only activity was the use of a thermometer and meter and reduction of pressure to permit vendee to draw off the gas. "The wo

Wheat. 41

Ibid

Wall. 12

Ibid

also Pittsburgh & S. Coal Co.

4 U.S. a

Ibid

v. Covington, 2

e, 171 U.S. 345 (1898); Red "C" Oil Mfg. Co. v. Board of Agriculture, 222 U.S. 380 (19

ontinental Oil Co., 252 U.S. 444 (1920); Bowman v. Continental Oil

506 (1923). Reviewing cases. Cf. Phipps v.

pp. 178,

nc. v. South Carolina Tax Comm

(1916), and Pitney v. Washington, 240 U.S. 387 (1916) upholding a Washington statute imposing a

(1895); Singer Sewing Machine Co. v. Brickell, 233 U.S. 304 (1914); Wagner v. City

ee also Armour Packing Co.

; see also Ward v. Maryl

881); Walling v. Michigan, 116 U.S. 446 (1886); Darnell & Son Co. v. Memphis, 208 U.S. 113 (1908), where was held void a property tax on lumber which discriminated in favor of the local product: Bethlehem Motor Co

Errol, 116 U.

Ibid

Co. v. Crain, 20

U.S. 504 (1913); Susquehanna Coal Co. v. South Amboy, 228 U.S. 665 (1913); Minnesota

St. L.R. Co. v. Wallac

the sale of gasoline for use by an air transport line in conducting interstate transportation a

ic Co. v. Gallagher,

& Telegraph Co. v. Galla

167 (1939), as formulated in the headnotes; see al

purchased in Illinois and used in an Illinois-Kentucky ferry could not be taxed by Kentucky, being, as it were, a part of the ferry, an instrument of commerce between the two States. See also Kelle

0 U.S. 4

e, 153 U.S. 289 (1894); Stockard v. Morgan, 185 U.S. 27 (1902); Crenshaw v. Arkansas, 227 U.S. 389 (1913); Rogers v. Arkansas, 227 U.S. 401 (1913); St

North Carolina, 18

R. Co. v. Sims, 19

(1906); Dozier v. Alabama, 218 U.S. 124 (1

03 U.S.

ry Mills v. Portland,

ess done by a corporation through orders which were approved in a State where its tangible property and offices were loca

County Taxing District

ardon, 204 U.S. 152 (1907); Cf. Na

U.S. 405 (1908). See also Brodnax

2 U.S. 2

3 U.S. 1

rior Oil v. Mississippi ex re

v. Greenwood, 291

94 U.S. 169, 173 (1935); see also Min

9 U.S. 3

. Maxwell. 311 U.S

on all spiritous liquors brought into the State. Comparing the tax with a similar one imposed upon liquors manufact

ings being equal, there is little difference between a tax on receiving and a tax on possession a moment later. 305 U.S. 380 (1939). In Felt & Tarrant Manufacturing Co. v. Gallagher, 306 U.S. 62 (1939), a California use tax was upheld applicable to a nonresident corporation which solicited orders from California purchasers through agents for whom it hired offices in the State and took orders subject to the vendor's approval. In Nelson v. Sears, Roebuck & Company and Nelson v. Montgomery Ward & Company, 312 U.S. 359 and 373 (1941) it was held that a foreign corporation which maintained retail stores in Iowa could be validly required to collect an Iowa use tax in

9 U.S. 3

Ibid.

and Wagner v. Covington, 251 U.S. 95 (1919). In the first it was held that the Robbins case did not apply to a firm of agents and

9 U.S. 7

Ibid

2 U.S. 3

Ibid

Ibid

7 U.S. 4

Ibid.

Ibid

Laundry v. Stone,

. 534 (1951), although decided by a closely d

at. 1, 217-

er (Passenger Cases

U.S. 259 (1876); New York v. Compagnie Gé

Wall. 35

Ibid

4 U.S. 1

Ibid

ecision in which represents the exact inverse of that in the Crandall Case, being based by the majority on the commerce clau

ight Tax Case, 15 Wall. 232 (1873) and Pensacola Telegraph Co. v. Western Uni

Wall. 16

Ibid

Ibid

232, 233-234,

7 U.S. 6

Ibid

v. Kentucky, 14

Ibid

6 U.S. 5

. v. Hinkle, 278 U.S. 460 (1929). Cf., however, Western

ate Sales Corp. v. Alaba

tates Telephone & Telegrap

on v. State Tax Commission

g Co. v. Tax Commission of W

Co. v. Storen, 30

rchased in Illinois and used in an Illinois-Kentucky ferry, Helson & Randolph v. Kentucky, 279 U.S. 245 (1929); tax laid on privilege of operating a bus in interstate commerce because not imposed solely as compensation for use of highways or to defray expenses of regulating motor traffic, Interstate Transit, Inc. v. Lindsey, 283 U.S. 183 (1931); tax on gas pipe line whose only activity in State was the use of a thermometer and reduction of pressure to permit a vendee to draw off gas, State Tax Commission v. Interstate Natural Gas Co., 284 U.S. 41 (1931)-but see East Ohio Gas Co. v. Tax Commission, 283 U.S. 465 (1931); gasoline tax imposed per gallon of gasoline imported by interstate carriers as fuel for use in their vehicles within the State as well as in their interstate

420 (1903); and in Allen v. Pullman's Palace Car Co., 191 U.S. 171 (1903). Here State taxes levied on the local business of companies engag

(1910); Ludwig v. Western Union Teleg. Co., 216 U.S. 146 (1910);

n the third because the amount collected under the act was held to be "reasonable." The ideology of these decisions is clearly opposed to that of the cases treated in the text. The rule in Looney v. Crane Co. was held not applicable in the case of a West Virginia corporation doing business in Illinois and owning practically all of its propert

tts, 246 U.S. 146 (1918); Cheney Brothers Co. v. Massachusetts, 246 U.S. 14

46 U.S.

7 U.S. 1

Ibid

4 U.S. 3

7 U.S. 4

d. 415. H

ugusta v. Earle, 13 Pet. 519 (1839); and Security

); Coverdale v. Arkansas-Louisiana Pipe Line Co., 303 U.S. 604 (1938); Ford Motor Co. v. Beauchamp, 308 U.S. 331 (1939); Treasury of Indiana v. Wood Corp., 313 U.S. 62 (1941); Whee

v. Pennsylvania (State Freight

Co. v. Benjamin, 328

Wheat. 41

.R. Co. v. Pennsylvani

ail S.S. Co. v. Pennsylva

l. Co. v. Massachusett

Ibid

o. v. Peniston, 18 W

Car Co. v. Pennsylvan

Ibid

; upon rehearing 1

66 U.S.

7, 225, 227 (1908). See also Cudahy Packing Co. v. Minnesota 246 U.S. 450 (1918); and Pullman Co.

Car Co. v. Pennsylvan

kus, 154 U.S. 421 (1894); Cleveland, C.C. &

63 U.S. 1 (1896). See also Western Union Tel

io, 165 U.S. 194 (1897), upon

ailway Co. v. Minnesot

t. L. Railway v. Browni

249 U.S. 275 (1919); Wallace v. Hines, 253 U.S. 66 (1

98 U.S. 553 (1936). Cf. Alpha Portland Cemen

2 U.S. 2

Ibid.

v. Port of Mobile, 127 U.S. 640 (1888); Crutcher v. Kentucky, 141 U.S. 47 (18

burg & S.A.R. Co. v. Te

Ibid

, 309 U.S. 157 (1940), in which was sustained a five percent gross earnings tax on all railroads operating in the

Co. v. State Bd. of Taxes & As

Gretton v. State Tax Co

297 U.S. 441 (1936). See also Internationa

o. v. Beauchamp, 3

arvester Co. v. Evatt

g & San Antonio R. Co. v.

v. Hines, 253

l Pipe Line Co. v. Stone, 337 U.S. 662 (1949)

gan Ry. v. Powers, 191 U.S. 379 (1903); United States Express Co. v. Minnesota, 223 U.S. 335

innesota, 223 U.S. 335 (1912); Dept. of Treasury of Indiana v. Wood Corp., 313 U.S. 62 (1941); Dept. of Tre

ck v. Bureau of Revenu

o & Co., 223 U.S. 298 (191

g. Co. v. Alabama Board of Assessment (Seay), 132 U.S. 472 (1889); Adams Mfg. Co. v. Storen, 304 U.S. 307 (1938); Gwin, White & Prince v. Henneford, 305 U

ut Cf. Nashville, C. and St. L. Ry. v. Browning, 310 U.S. 362 (1940). In both the Galveston and New Jersey Telephone Company cases, although the taxable events all occurred within the taxing State, the possibility of multiple taxation was nevertheless present. See also

omm., 297 U.S. 650 (1936); Western Live Sto

See

ee pp.

See

3 U.S. 2

Ibid

Ibid.

5 U.S. 4

Ibid.

U.S. at

e Greyhound Lines, Inc., 30

v. Hewit, 329

329 U.

Mfg. Co. v. Storen, 304 U.S. 307 (1938) in wh

sale had been local, and that the only interstate agency employed had been the mails, an argument which squares bad

rming Puget Sound Stevedoring Co.

30 U.S.

from foreign commerce. Speaking for them, Justice Douglas made an effort to resurrect M

334 U.

eau of Revenue, 303 U.S. 250 (1938); and Ratterma

335 U.

S. 662, 666,

upra, pp. 1

7 U.S. 3

Ibid.

v. Carter, 252

254 U.S. 113 (1920); Bass, Ratcliff & Gretton

Court observed: "The difficulty of making an exact apportionment is apparent and hence, when the State has adopted a method not intrinsically arbitrary, it will be sustained until proof is offered of an unreasonable and arbitrary application in particular cases." The decisions

t Line v. Daughton,

See also Butler Bros. v. McColgan, 315 U.S. 501 (1942), w

Co. v. Beeler, 3

Ibid.

Service v. O'Connor,

4 U.S. 1

fic Mail S.S. Co.,

0 (1877); see also Transportation Co.

or a résumé of the rules for taxing vessels see Northwest A

): a vessel enrolled in New York at domicile of owner, but

6 U.S. 1

lines v. Minnesota,

the railroad was outside of New York throughout the tax year, New York was nevertheless allowed to tax it all because no part was in any othe

2 U.S. a

e commerce. It is a practical, but rather illogical, device to prevent duplication of tax burdens on vehicles in transit. It is established in our decisions and has been fo

Ibid

Car Co. v. Pennsylvan

322 U.

5 U.S. 6

Ibid

. Maryland, 235

ew Jersey, 242

Bingaman, 298

. Morf, 300 U.

.S. 554 (1927); Hicklin v.

t, 276 U.S. 245 (1928); Continental Baki

Co. v. Georgia Pub. Serv. Com

y, 283 U.S. 183 (1931). Cf. Sprout

n the State, with an annual minimum of $15 per vehicle, in consideration of the use of the highways and in addition to all other motor vehicle license fees and taxes. This was held, as applied to a carrier engaged solely in interstate commerce, not to burden such commerce unconstitutionally, although the proceeds went into the State's general fund subject to appropriation for other than highway purposes. (Opinion by Rutledge, J., all concurring.) While

9 U.S. 5

Ibid

in Great Northern R. Co. v. Washin

S. 386 (1892); New York ex rel. New York Electri

ia, 190 U.S. 160 (1903); Mackay Teleg. & Cab

, 187 U.S. 419, 425 (1903); Pure Oil Co

5 (1906). Cf. Red "C" Oil Mfg. Co. v. Board of Agriculture, 222 U.S. 3

tal Teleg. & Cable Co. v. Taylor, 192 U.S. 64 (1904)

164 (1903); Postal Teleg. Cable Co. v. Taylor, 192 U.S. 64, 69

32 U.S. 494, 505 (1914); Lugo v

e, 187 U.S. 419, 425 (1903); Foote & C

Hope, 192 U.S. 55 (1904); Foote & Co.

Pennsylvania v. Wheeling & Belmon

eeling & Belmont Bridge

o. v. Parkersburg, 107

2 U.S. 5

Stat. 3

8 U.S. 4

d. 429-43

ee pp.

Wheat. 1

Ibid

Wheat. 41

Ibid.

12 Wheat.

Pet. 10

er (Passenger Cases

v. New York, 92

Ibid

v. Freeman, 92

380, 398, (1902). See also Morgan's L. & T.R.S.S. Co. v. Bd. of Hea

U.S. 31, 3

es of enforcement, see also Bayside Fish Flour Co. v. Gentry, 2

U.S. 761

Highway Dept. v. Barnwell Bros., 303 U.S. 177, 187 (1938), et seq.; California v. Thompson, 3

olina Highway Dept. v. Barnwell Bros., 303 U.S. at 185; California v. Thompson, 313 U.S. at

ed; Lone Star Gas Co. v. Texas, 304 U.S. 224, 238 (1938); Milk Board v. Eisenberg Co., 306 U.S. 346, 351 (19

(1851); Leisy v. Hardin, 135 U.S. 100, 108, 109 (1890); Minnesota Rate Cases,

230 U.S. at 399, 400; Pennsylvania v. West Virginia, 262 U.S. 553, 596 (1923); Baldwin v. Seelig,

W.R. Co., 125 U.S. 465, 481, 482 (1888); Leisy v. Hardin, 135 U.S. at 109; In re Rahrer, 140 U.S. 545, 559, 560 (1891); Brennan v. Titusville, 153 U.S. 289, 302 (1894); Covington & C.

rhood, 318 U.S. 1, 8 (1943); see Di Santo v. Pennsylvania, 273 U.S. 34, 44 (1927) (and compare California

Co. v. Covington, 235 U.S. 537, 546 (1915); Missouri, K. & T.R. Co. v. Texas, 245 U.S. 484, 488 (1918); St. Louis & S.F.R. Co. v. Public Service Comm'n., 254 U.S. 535, 537 (1

xpress Co., 241 U.S. 48, 50, 51 (1916); Clark Distilling Co. v. Western Maryland R. Co., 242 U.S. 311, 325, 326 (1917); Whitfield v. Ohio, 297 U.S. 431, 43

. v. United States, 234 U.S. 342 (1914); American Express Co. v. Caldwell, 244 U.S. 617, 626 (1917); Illinois Central R. Co. v. Public Utilities Comm'n., 245 U.S. 493, 506 (1918); New York v.

Gwin, White & Prince v. Henne

ad Assn. v. Brotherhood, 318 U.S. 1, 8 (1943);

ago & N.W.R. Co.,

& P.R. Co. v. Illinoi

Stat. 3

om. v. Chicago, B. & Q.R.R

io statute requiring that "each company shall cause three, each way, of its regular trains carrying passengers, * * * Sundays excepted, to stop at

R.R. Co. v. Illinois, 1

. Com., 237 U.S. 220, 226 (1915); St. Louis & San Francisco

co R. Co. v. Public Service C

a & Pacific R.R. v. Jacob

v. Larabee Flour Mills C

outhern R. Co., 20

R. Co. v. Arkansas,

. Co. v. New York, 165 U.S. 628, 631 (1897); Lake Shore & M.S.R. Co. v. Ohio ex rel. Lawrence, 173 U.S. 285, 292 (1899

. L.R. Co. v. Alabama, 128 U.S. 96 (1888); McCall v. California, 136 U.S

165 U.S. 628 (1807). See also Chicago, M. & S

orasch, 177 U.

Public Utility Commrs

.F.R. Co. v. R.R. Comm

P.R. Co. v. Arkansas

& S. Co. v. Arkansas, 240 U.S. 518 (1916); Mi

ad Assn. v. Brotherho

at the cars be kept clean and ventilated and fumigated. However, provisions of the ordinance that cars shall never be permitted to fall below a certain temperature and regulating the number of passengers to be carried in the cars were held to be unreasonable and v

169 U.S. 133 (1898); Richmond & A.R. Co. v.

.S. 761, 77

Co. v. Kaw Valley Drainage D

4 U.S. 3

0), where the crossings were fewer and the burden to

U.S. 1,

U.S. 761

S. 373, 380,

35 U.S. 610 (1915); Kane v. N

U.S. 374 (1932). See also Morr

ighway Dept. v. Barnwell Bro

9 U.S. 9

9 U.S. 5

6 U.S. 7

issouri, 306 U.S. 268 (1939), citing Coole

s Agency v. New York

idea by a narrowly divided Court, in a quite special sit

S. 352 (1932); Stephenson v. Binford, 287 U.S. 2

(1925). See also Smith v. Cahoon, 283 U.S. 553 (1931); an

Bush & Sons Co. v. Maloy, 267 U.S. 317 (1925); Interstate

In the former case, agents soliciting patronage for steamship lines were invol

Thompson, 313 U.S.

Wheat. 1

et. 245,

How. 29

Sinnot v. Davenport, 22 How. 227 (1859). See

Wardens of Port of New Or

Ibid

79); Willamette Iron Bridge Co. v. Hatch, 125 U.S. 1 (1888)

Power Co. v. United Stat

Chicago, 147 U.S

2 U.S. 1

Ibid

3 U.S. 2

De Cuir, 95 U.

Pet. 245

59 (1878); Lindsay & Phelps Co.

Wall. 71

Co. v. Chicago, 107 U.S. 678 (1883); and Cardwell

9 U.S. 5

Ibid.

.S. 80 (1877); Ouachita Packet C

894). See also Sands v. Manistee R. Imp. Co., 123

; Parkersburg & O. Transp. Co. v.

6, 215 (1885); Conway v. Taylor, 1 Black 603 (1862); Wi

v. McNeely, 274 U.S. 676 (1927). See also H

Bridge Co. v. Kentuck

oint Ferry Co. v. Bd. of Chosen

.R. Co. v. Bd. of Chosen Fre

sp. Co. v. R.R. Com.,

eg. Co. v. Pendleton

leg. Co. v. Foster,

leg. Co. v. Crovo,

o. v. Commercial Milling

leg. Co. v. Brown,

England Teleg. Co.,

Co. v. Western U. Teleg

224 U.S. 160 (1912). See also Postal Teleg

eph. Co. v. Nebraska State

ennsylvania Public Util.

rett v. Kansas Natural Gas

v. Attleboro Steam & Elect

c Serv. Com., 252 U.S. 23 (1920); Public Ut

e Lines Co. v. Public Serv.

v. Michigan Comm'n.,

s Co. v. Public Serv. Co

o. v. Tax Com. of Ohi

Co. v. Public Serv. Com. of

s Co. v. Dept. of Public Ut

s Co. v. Texas, 30

Co. v. Peerless Co.

nal Harvester Co. v. Kentucky, 234 U.S. 579 (1914); Sioux Remedy Co. v. Cope,

2 U.S. a

y Co. v. Cope, 23

ing Co. v. Columbia T. C

eline Co. v. Slattery

O'Malley, 219 U

also Hall v. Geiger-Jones Co., 242 U.S. 539 (1917); Cald

v. Minnesota, 180 U.S. 452, 470 (1901); Simpson v. Shepard (Minnesota Rate Case), 230 U.S. 352, 410 (1913); Ha

and, C.C. & St. L. Co

. West, 222 U.

bago," 205 U.S.

in Minnesota Rate Cases (Simpson v.

Ibid

o. v. Husen, 95

v. Ball, 129 U

Louis & S.W.R. Co.,

Co. v. Louisiana Bd. of Healt

v. Shaw, 248

ion Co. v. Sherman,

Baldwin, 289

ox & Basket Co. v. Whi

lour Co. v. Gentry,

Dairy, Inc. v. Agnew,

nc. v. Chapman, 3

Indiana, 306 U

v. Eisenberg Farm Produ

Co. v. North Carolina

1912); followed in Corn Products Refi

. v. Minnesota, 2

Corp. v. Hodges, 2

U.S. 313 (1890); see also Brimm

at 322. See a

. Wright, 141

co Trading Co., 3

o. v. Madison, 34

Wheat. 41

Ibid

389 (1919); Askren v. Continental Oil Co., 252 U.S. 444 (1920); Bowman v. Continental Oil Co., 256 U.S. 642 (1921) and Texas Co. v. Brown, 258 U.S. 466 (1922). These cases were "qualif

. Kansas, 123

Pearson, 128

5 U.S. 4

. v. Hardin, 135

); sustained in In re Ra

. Iowa, 170 U.

d in Clark Distilling Co. v. Wester

Tennessee, 179

5 U.S. 4

5 U.S. 1

55 U.S.

er v. Pennsylvania

New Hampshire, 17

ee note

Co. v. McKittrick, 305 U.S. 395 (1939); Brewing Co. v. Liquor Comm'

referred to rest the decision on the Twenty-first Amendment instead of "what I regard as an unwise extension of State power over in

7 U.S. 4

Stat 10

ice Cardozo's remarks in Baldwin v.

1894); Savage v. Jones, 225 U.S. 501 (1912); Corn

liesseline, 8 Fed.

ee 2 Charles Warren, The Supreme Co

p. Atty.

p. Atty.

Pet. 10

er (Passenger Cases

v. Nevada, 6

4 U.S. 1

Ibid

, 294 U.S. 511, 523 (1935). Justice Byrnes' answer to another argument of the State, based on

tice Douglas' forceful o

1 U.S. 5

ater Co. v. McCarter,

1 U.S. 2

Ibid.

2 U.S. 5

7 U.S. 5

Ibid

U.S. 50,

50 (1922); 66 L

ee pp.

lowed in Hegeman Farms Corp. v

4 U.S. 5

v. Eisenberg Farm Produ

Ibid

Mond, 336 U.S.

Packing Co. v. Hayde

Ibid

ther features of the South Carolina act were fo

lour Co. v. Gentry,

g Silz v. Hesterberg,

Stat. 5

R. Co. v. United State

S. 424 (1912); Southern R. Co. v. Bur

o. v. Hardwick Farmers Eleva

& S.R. Co. v. Edward

U.S. 1 (1913). In this case the severity of the regul

e enactment of the Carmack Amendment the Court had held that the imposition by a State upon the initial or any connecting carrier of the duty of tracing the freight and informing the shipper in writing when, where, how, and by which carrier the freight was lost, damaged, or destroyed, and of giving the names of the parties and their officia

65 (1908); 36 S

Stat. 141

531 (1893); 32

Employers' Liability Cases), 223 U.S. 1 (1912); So

v. New York, 233

Stat. 4

v. Lurman, 192

& Texas Ry. Co. v. Haber, 169 U.S. 613 (1898); Reid v. Colorado, 187 U.S. 137 (1902); A

v. Wisconsin, 22

Ibid

v. North Dakota,

15 (1912); 39 St

R. & Nav. Co. v. Washing

Stat. 2

Baldwin, 289

91 (1903); 33 St

v. Yeomans, 301

Stat. 73

v. Employment Relations B

Stat. 44

tlantic Coast Line R. Co.,

v. Brown, 317

Stat. 24

317 U.S

] Ibi

age Co. v. Jensen,

] Ibi

Serv. Com. of Indiana, 332 U.S. 507 (1947); Ric

Stat. 82

Stat. 14

43 (1935); 54 Sta

ia v. Zook, 336

Stat. 82

. v. Public Service Co

U.S.C.A. §

stice Stone dissented, on the basis of Mintz v. Baldwin, 289 U.S. 346 (1933); Kelly v. Washi

(1916); amended by 4

Fe Elevator Corp.,

ee note

Gas Co. v. Federal Power

49 U.S.

v. United States, 3

ine R. Co. v. Daniel,

Florida, 325

Stat. 44

325 U.S

v. Wisconsin Board,

449 (1935); 61 S

Veneer Co. v. Wisconsin

339 U.S. 454 (1950); Bus Employees v

U.S. 375, 384 (1886); Cf. United Sta

at. 544, 566

tates v. Sandoval,

8 (1914); Johnson v. Gearlds, 234 U.S. 422 (191

1 U.S. 591 (1916), overruling Re

tes v. Sandoval,

s v. Holliday, 3 Wa

e Webb, 225 U.

ebraska, 143 U.S

0 How. 3

Ibid. 4

v. Hare, 239 U.S.

Public Law 414, 82d C

ening clause of Amendment XIV, which embodies Chief Justice Marshall's holding in Gassies v. Ballon, that a citi

lization. "Instances of collective naturalization by treaty or by statute are numerous."

57 St

at. 163, tit

id. § 313

Ibid. §

was held, by a divided Court, that clauses (3) and (4) of the oath, as previously prescribed, required the candidate for naturalization to

; see also Johannessen v. Unit

U.S. 118 (1943); Baumgartner v. United States 322 U.S. 665 (1944), where district court decisions ordering cancellation were reversed on the ground

f the United States, 9

8 U.S. 65

] Ibi

225 U.S. 227 (1912) and Knauer v. Uni

t. 163, tit.

en who takes land by grant or by location on public land relates back and obviates every consequence of his alien disability (Manuel v. Wulff, 152 U.S. 505, 511 (1894); Doe ex dem. Governeur's Heirs v. Robertson, 11 Wheat. 332, 350 (1826)). A certif

Chirac, 2 Wheat

t was also held that Congress may provide for the punishment o

Ill. 377 (1840); Stewart v. Fos

Dupont, 3 Pet.

at. 223; 8 U

a foreign State, for which only nationals of that State are eligible; (5) Voting in an election or participating in a plebiscite in a foreign State; (6) Formal renunciation of citizenship before an American foreign service officer abroad; (7) Conviction and discharge from the armed services for desertion in time of war; (8) Conviction of treason or an attempt at forceful overthrow of the United States; (9) Formal renunciation of citizenship within the United States in time of war, subject to approval by the Attorney General; (10) Fleeing or remaining outside the United States in time of war

es, 149 U.S. 698, 705 (1893); Japanese Immigrant Case, 189 U.S. 86 (1903); Turner v. Williams, 194

at. 163; Tit

d. § 212 (

54 St

Davidowitz, 31

t. 163; Tit.

8 U.S. 53

59 St

338 U.S

v. Landon, 342

54 St

. Shaughnessy, 342

156 C was the prov

tes v. Spector, 3

United States, 21

nts of due process of law in the deport

Storey, 1 Fed. C

Stat. 1

entaries, II, 1113

6 U.S. 18

ank & Trust Co. v. Chicago, R.I. &

(1938), distinguishing Ashton v. Cameron Cou

with approval in Continental Illinois Nat. Bank & Trust

Bank & Trust Co. v. Chicago, R.I.

300 U.S. 440 (1937); Adair v. Bank o

Central Insurance Co.

4 U.S. 64

] Ibi

ck Land Bank v. Radford, 29

ement District, 298 U.S. 513 (1936). But see

t Co. v. 4136 Wilcox Bldg.

(1843); Hanover Nat. Bank v.

tes v. Bekins, 30

. 605 (1918); Hanover Nat. Bank v.

Bank v. Moyses, 186

Wheat. 122, 199 (1819); Ogden v.

.S. 201 (1886); Butler v. Gor

Crowninshield, 4

(1827); Denny v. Bennett, 128 U.S. 489, 498

1903); International Shoe Co. v.

hoe Co. v. Pinkus, 278

Feuerstein, 308

v. Clum, 245 U.S

. Mealey, 314

Irving Trust Co., 2

v. Maryland, 4

nk v. Fenno, 8 W

] Ibi

Bank v. United State

nited States, 294

l. 457, 549 (1871); Juilliard v.

nder Cases, 12

ltimore & O.R. Co.,

v. United States, 2

s v. Marigold, 9 Ho

. Ohio, 5 Ho

s v. Marigold, 9 Ho

5] I

v. Barnett, 255

gal Tender Cases), 12

ates, 9 Wheat. 738, 861 (1824); Farmers' & Mechanics' Nat. Bank v. Dearing, 91 U.S.

r Cases, 12 Wall.

ited States, 294 U

] Ibi

Railroad Bridge Co., Fed

v. Stokes, 3 How

1 U.S. 3

Jackson, 96 U.S.

v. Stokes, 3 How

s, 158 U.S. 5

ng. Globe 4

Bowman v. Chicago & N.W.R. Co., 125 U.S. 465 (1888) and Leisy v. Hardin, 135 U.S. 100 (1890) den

6 U.S. 7

] Ibi

94 U.S. 497 (1904), followed in Donaldso

194 U.S

ng Co. v. Morgan, 229

5 U.S. 40

Esquire, Inc., 327

812, 813 (1935), 15 U

Co. v. Securities and Exchang

] Ibi

Co. v. Western U. Tele

v. Illinois ex rel. But

. Minnesota, 166

113 U.S. 218 (1885); Martin v. Pittsb

l Assn. v. Corsi,

ates v. Kirby, 7

v. Maryland, 25

Dialogue, 2 Pet.

Peters, 8 Pet. 591

859); Great Atlantic & Pacific Tea Co. v. Sup

an, 14 How. 539, 548 (1852); Bloomer v. Millinger, 1 Wall.

Duchesne, 19 How

. Union Paper Collar Co. v. Van Dusen, 23 Wall. 530, 56

Nichols, 21 Wall

all. 498, 507 (1874); Clark Thread Co. v. Wi

). Cf. Dow Chemical Co. v. Halliburton Co., 324 U.S. 320 (1945)

Corp., 325 U.S. 327 (1945); Marconi Wireless

.S. 139 (1894); Diamond Rubber Co. v. Co

that an article is new and useful. The Constitution never sanctioned the patenting of gadgets. Patents serve a higher end-the advancement of science. An invention need not be as startling as an atomic bomb to be patentable. But it

ds rather to obstruct than to stimulate invention. It creates a class of speculative schemers who make it their business to watch the advancing wave of improvement, and gather its foam in the form of patented monopolies, which enable them to lay a heavy tax upon the industry of the country, without contr

ive agencies, has looked with favor on the opportunity which the exercise of discretion affords to expand its own jurisdiction. And so it has placed a host of gadgets under the armour of patents-gadg

made of clay rather than metal or wood, where differ

0 Wall. 498 (1874): Rubber caps put

30 (1875): Making collars of parchment paper whe

reserving fish by freezing them in a container ope

Inserting a piece of rubber in a slot in the

thread placed across open squares in a regular

rs Mfg. Co., 109 U.S. 117 (1883): Pu

5): A stamp for impressing initial

se reel of large diameter so that water may f

U.S. 370 (1888): Putting rollers

ick, 135 U.S. 227 (189

. 56 (1890): Using flat cord instead of roun

37 U.S. 64 (1890): Putting

(1891): A shirt bosom or dickie

(1891): A lantern lid fastened to the lantern

891): Bridging a strip of cloth across the fly

, 144 U.S. 238 (1892): Placing rubb

1893): Applying the principle o

r Co., 152 U.S. 425 (1894): An oval rather than cylindr

lope flap which could be fastened to the envelope in such

at a patent as flimsy and as spurious as this one has to be brought all the way to this Court to be declared invalid dramatically il

stice Brown in Potts v. Creager, 155 U.S. 597, 607 (1895); "Inventive genius"-Justice Stone in Concrete Appliances Co. v. Gomery, 269 U.S. 177, 185 (1925); "Inventive genius"-Justice Roberts in Mantle Lamp Co. v.

ee Note

permarket Equipment Corp., 340 U.S. 147 (1950

Eaton, 3 Wheat.

.S. 576, 586-589 (1899). See also Bu

). Cf. E. Burke Inlow, The Patent Clause (1950) Chaps. III and IV, for evidence of a

Pet. 591, 662 (1834); Evans

v. Harper Bros. 2

Selden, 101 U.S.

v. Gladding, 17

Murray, 105 U

1871); Cammeyer v. Newton, 94 U.S. 225, 234 (1877); Hollister v. Benedict Manufacturing Co., 113 U.S. 59

Kingsland, 1 How

McQuewan, 14 How

United States v. Masonite Corp., 316 U.S. 265 (1942); and United States v. New Wrinkle, Inc., 342 U.S. 371 (1952), where the Jus

v. Kentucky, 97

s & Sons v. Carl, 203 U.S. 358 (1906); Ozan Lumb

80 U.S. 123 (1932)-overruling Lon

00 U.S.

] Ibi

thographic Co. v. Saro

ldson Lithographing Co.,

mentaries, 1-2,

ental Congress 315, 361 (1912). X

Artic

the Constitutional Conventi

bid. 185

0). See also The Marianna Flora, 11 Wheat. 1, 40-41 (1826)

7 U.S. 1,

] Ibi

v. Arjona, 120 U.S.

es v. Flores, 3 F.

.S. 137, 149

s v. Furlong, 5 Whe

e Federal

w v. Doane, 3 D

Wheat. 31

407. Emphas

inion); see also Miller v. United States, 11 Wall. 268, 305 (1

e, 37th Cong., 1st s

v. Dillin, 21 Wa

o. v. North Dakota, 25

an Assoc. v. Blaisdell

o. v. North Dakota, 25

9 U.S. 30

Ibid. 3

4 U.S. 74

Ibid. 7

] Ibi

of the Constitutional Conv

] Ibi

als of Congre

, VII, 746 (Hamilton's ed. 1851).

29, 130 (1802).

e Cases, 2 Bl.

Ibid. 6

Wall. 70

] Ibi

Commentaries 263, (

Commentaries, § 1

Atty. Gen. 1

. Atty. Gen.

Stat. 40

298, 80th Cong.

es, 245 U.S. 366, 380 (1918);

245 U.S

was upheld by a State court, Kne

t Law Cases, 245 U.S.

Perry, 240 U.S.

5 U.S. 36

] Ibi

1937). See also In re Grimley, 137 U.S. 147, 15

Wissner, 338 U.S

United States, 24

Hoover, 20 How

. 2, 123, 138-139 (1866). Ex par

unter, 336 U.S.

Hoover, 20 How

3 (1897); Carter v. Roberts, 177 U.S. 496

(1909); Smith v. Whitney, 116 U.S. 167, 177

gislation Passed Prior to

] Ibi

250, 332, 3

823. Many of these were soon suspended

d. 482, 54

] Ibi

] Ibi

Griswold, 8 Wall

] Ibi

gal Tender Cases), 12

Stat. 27

] Ibi

] Ibi

bid. 451

] Ibi

Stat. 23

Stat. 17

] Ibi

Stat. 16

States v. Bethlehem Steel Corp., 315 U.S. 289, 305 (1942); Clallam County v. United State

nited States, 334 U

U.S. 366,

ited States, 321 U

1 Wall.

ited States v. Chemical Fo

20 U.S.

bid. 91-

] Ibi

4 U.S. 74

Ibid. 7

Ibid. 7

s on the Constitution, I

7 U.S. 28

Stat. 16

.S. 288, 327

Stat. 75

493, 507 (1871). See also Mayfiel

919). See also Ruppert v. C

. Hirsh, 256 U

orp. v. Sinclair, 2

also Fleming v. Mohawk Wrecking

.S. 138, 143

Watkins, 335 U.S

0 U.S. 15

] Ibi

Wall. 2

] Ibi

Ibid. 1

7 U.S. 30

See also Conrad v. Waples

United States, 11

S. 554 (1921); United States v. Chemical Foundation, 272 U.S. 1 (1926); Silesian-America

iren," 13 Wal

pton," 5 Wall.

Habana," 175 U.S.

irsh, 256 U.S. 13

illingham, 321 U.S

] Ibi

55 U.S.

] Ibi

U.S. 211 (1919); Sugarman v. United States, 249 U.S. 182 (1919); Frohwerk v. U

(1917); amended by

49 U.S.

] Ibi

. Minnesota, 254

v. United States,

. United States, 3

e Endo, 323 U.

Stat. 5

mes Madison, VI, 360-

Stat. 53

5 U.S. 16

. Harmony, 13 How

Wall. 623,

0 U.S. 22

] Ibi

262, 43d Cong., 1st

l Laundry Co. v. United States, 338 U.S. 1 (1949); United States v. Cors, 337 U.S. 325 (1949); United States v. John J. Felin & Co., 3

. (Pa.) 169 (1817), affirmed in H

ll. 700 (1869); Tyler v. De

Stat. 4

. Mott, 12 Whea

Wheat. 1 (1820); Martin v

v. Moore, 5 Whe

ne 28, 1947 (61 Stat. 191, 192) the age of enlist

es v. Hammond, 1 C

Stat. 1

Stat. 1

Stat. 10

o. v. District of Columb

Columbia v. Bailey,

United States, 147 U

United States, 17

. v. Washington Airport, 283 U.S. 348 (1931); Maryland v. West Virginia, 217 U.S. 577 (1910); Marin

v. Payne, 92 U

Stat. 1

tes v. Simms, 1 C

Watkins, 7 Pet. 568 (1833); Stelle v. Carroll, 12 Pet. 201, 205 (1838); Van Ness v. Bank

Lamar, 2 Cr. 3

al Assur. Soc., 6 C

r. Soc. v. Watts,

. Winter, 1 Wheat. 91, 94 (1816). The District has been held to be a "State" within the terms of a treaty reg

1868); Hooe v. Jamieson, 166 U.S. 395 (18

o. v. Tidewater Transfer Co

Justice Jackson, with whom Just

f Justice Rutledge, with wh

S. 540 (1888); Capital Traction

es v. Moreland, 25

dkins v. Children's Hospital, 261 U.S. 525 (1923) overrul

v. United States, 147 U.S. 282, 300 (1893); Atlantic Cleaners & Dyers v. United Sta

Wheat. 26

] Ibi

ugh v. Blake, 5

umbia, 116 U.S. 404, 408 (1886);

at. 317, 320 (1820); Heald v. Distr

, 22 How. 422, 435 (1860); Stoutenburg

Wall. 676, 680 (1870); Briscoe

o. v. District of Columbia

strict of Columbia, 97

U.S. 141,

mac Electric Power Co

v. United States,

. Palmer, 107

Contracting Co., 302

United States, 20

otel Co. v. Fant,

Contracting Co, 302

semite Park Co., 304

] Ibi

908); Johnson v. Yellow Cab Co., 321 U.S. 383

ding Co. v. Cook,

1909); Arlington Hotel Co. v. Fant, 278 U.S. 439 (1929);

n, 114 U.S. 542, 545 (1885); James Stewar

. Barrett, 162

tes v. Unzeuta, 2

ited States, 146 U.

. Barrett, 162

v. Minnesota, 327

Ibid. 5

(1885); United States v. Unzeuta, 281 U.S. 138, 142 (193

v. Cornell, 25 Fed. C

Contracting Co., 302

shington, 302 U.S. 186 (1937). See also Atkins

Wheat. 31

riority to claims of the United States against the estate of a bankrupt he wrote: "The government is to pay the debt of the Union, and must be authorized to use the means which appear to

e pp. 74-

109, 121 (1901). See also Missour

ee p. 42

Hoboken Land & Improvement

U.S. 367, 373 (1876); United Slat

pp. 110-1

ulloch v. Maryland, 4 Wheat. 316 (1819). That this power has been freely exercised is attested by the 180 pages of the United States Code (1950 ed.) devoted

e Carll, 106 U

s v. Marigold, 9 Ho

nited States, 144

tes v. Barnow, 23

; In re Quarles, 158 U.S. 532, 537 (1895); Motes v. United States, 178 U.S. 458 (1900); Unit

e Curtis, 106

tion Act of 1940, 54 Stat

. Maryland, 4 Whea

9 Wheat. 738, 862 (1824). See also Pittman v

Union Trust Co., 244 U.S. 416 (1917); Burn

City Title and Trust Co

. Greenman, 110 U.

nk v. Fenno, 8 W

U.S. 421 (1884). See also Legal

imore & O.R. Co., 294

R. Co. v. Myers), 115 U.S. 1, 18 (1885); Califo

th River Bridge Co.,

y v. United States,

ral Expenditures reported that there were then in existence one hundred government corporations, including subsidiaries and quasi-private

v. Massachusetts, 12

v. Davis, 100 U.S

stern R. Co. v. Whitton,

. Palmer, 107

States v. Halstead, 10

. Co. v. Kountze Bros.,

elite Corp., 279 U.

See Sinclair v. United S

er Co. v. Marshall,

nited States, 32

pany v. The "Thomas Bari

art, 253 U.S. 149 (1920); Washington

); Morgan's L. & T.R. & S.S. Co. v. Louisian

135 (1877); Johnson v. Chicago & P.

How. 393,

v. Lapeyre, 242

Stat. 73,

Watkins, 3 Pet.

Bollman, 4 Cr.

ohnston, 334 U.S.

es v. Smith, 331 U

Schilder, 339

Mangum, 237 U.S.

Stat. 73,

et. 193, 202 (1830); Ex part

Stat. 38

Mangum, 237 U.S.

te Bollman, 4

. 269, 274 (1942); Glasgow v. Moyer, 225 U.S. 420, 42

States ex rel. McCann,

2 U.S. 275 (1941); Waley v. J

Milligan, 4 Wall

v. Hill, 293

. Lane, 265 U

v. Loisel, 265

United States, 26

ohnston, 334 U.S.

sident, Office and Pow

Bollman, 4 Cr.

apers of the Presiden

Cas. No. 9

Atty. Gen. 74,

Stat. 75

Wall. 2

] Ibi

s on the Constitution, II

. Missouri, 4 Wal

s v. Lovett, 328 U.

Garland, 4 Wall.

tes v. Lovett, 32

ntaries on the Cons

all. 386,

Co. v. Blodgett, 260

v. Salmon, 97 U

8); Ex parte Garland, 4 Wall. 333, 377 (1867

tes v. Powers, 30

7 U.S. 1, 26 (1946) (dissenting opinion of Justice Murphy); Hirota v. Mac

e Garland, 4 W

v. Ramsey, 114

.S. 32 (1924); Bugajewitz v

v. United States, 2

ted States, 138 U.

. Bull, 3 Dall.

Utah, 110 U.S.

U.S. 429,

nstitutional Convention,

Dall. 1

in the British statutes, it will be found to include the duty on carriages, which is there considered as an e

son's Writings, 14, (Library of Congress ed., 1

all. 171,

s. Co. v. Soule,

nk v. Fenno, 8 W

v. Rew, 23 Wa

United States, 10

] Ibi

429 (1895); 158

Stat. 50

o., 240 U.S. 103 (1916); Knowlton

. Ames, 173 U.

v. Moore, 178

v. Brady, 184

2 U.S. 36

] Ibi

2 U.S. 39

0 U.S. 10

0 U.S. 10

] Ibi

2 U.S. 26

t Co. v. Eisner, 256

Trust & Safe Deposit C

nited States, 281

v. Wiener, 326

Bank v. United State

. 124, 136 (1929). See also Helveri

McCaughn, 280 U.

ugh v. Blake, 5

v. Smalls, 98 U.S

7 U.S. 504, 507 (1886). Cf. Almy v.

ited States, 183 U.

418, 428 (1904); Turpin & Bro. v.

Bros. v. Edwards,

United States, 14

165 (1918); National Paper & Type

United States, 18

tes v. Hvoslef, 2

Ins. Co. v. United Stat

372 (1876); Turpin & Bro. v. B

Carolina v. Georgia, 93 U.S. 4 (1876). In Williams v. United States, 255 U.S. 336 (1921) the argument that an act of Congress which prohibited interstate transportatio

ce Comm'n. v. Texas & N.O.R.

3, 414 (1849) (opinion of Justice Wayne); cf. Coole

U.S. 455, 467 (1886). See also Munn v. Illinois, 94 U.S. 113, 135 (

Stat. 53,

v. Darden, 198

v. Troy, 258 U

ates, 301 U.S. 308, 321 (1937); Knote v

; United States v. Realty Co., 163 U.S. 427, 439

ited States, 118

Stat. 38

Co. v. United States, 3

v. Walker, 11 H

tes v. Klein, 13

.S. 149, 154 (1877); Austin v. Unit

ited States, 118

. Atty. Gen.

. Bruffy, 96 U.S.

4 Pet. 5

es v. California,

13 U.S.

Ibid.

Pet. 410, 425 (1830); Byrne

114 U.S. 270 (1885); Chaffin

C.R. Co. v. Texas,

Bank of Kentucky,

a, 13 How. 12, 15 (1851); Curran v.

Bank of Kentucky,

. Trapnall, 10 Ho

er Cases, 110 U.S

29, 38 (1844). See also Griffin

Bank v. Federal Reserve Ban

er v. Missouri, 13 Wall. 257 (1872); Pierce v. Carskadon, 1

. Nesbit, 10 How. 395, 401 (1850); Carpenter v. Pennsylvania, 17 How. 456, 463 (1855); Loche v. New Orleans, 4

S. 300, 344 (1915); Ross v. Or

New York, 128 U.S

orth Dakota, 196 U

. Co. v. Tranbarger,

v. McCurdy, 267

also Reetz v. Michigan, 188 U.S. 505, 509 (1903); Lehmann

. Missouri, 4 Wal

Carskadon, 16 W

. Washington, 30

Missouri, 107

Minnesota, 137 U.

Medley, 134 U.S.

cDonald v. Massachusetts, 180 U.S. 311 (1901);

South Carolina, 2

orth Dakota, 196 U

ississippi, 162 U.

Missouri, 152 U.S

innesota, 9 Wal

. Missouri, 152

orth Carolina, 181

ississippi, 162 U.

v. Ohio, 269

Missouri, 171 U.S

v. Utah, 170 U

ll. 511 (1871); New Orleans Gaslight Co. v. Louisiana Light & Heat Producin

o., 172 U.S. 1 (1898); Vicksburg v. Vicksburg Waterworks Co., 202 U.S. 453 (1906); Atlantic Coast Li

ommission, 221 U.S. 400 (1911); Louisville & N.R. Co. v. Garret

3 U.S. 273 (1896); Ross v. Oregon, 227 U.S. 150 (1913); Detroit United R. Co. v. Michigan, 242 U.S. 238 (1916); Long Sault Development Co. v. Call, 242 U.S. 272 (1

e, 101 U.S. 791, 793 (1880); and McGahey v. Virginia, 135 U.S. 662, 667 (1890); Scott v. McNeal, 154 U.S. 34, 45 (1894); Stearns v. Minne

U.S. 66, 76, 77 (1900); Hubert v. New Orleans, 215 U.S. 170, 175 (1909); Carondelet Canal Co. v. Lo

. See also Jefferson Branch Bank v. Skelly, 1 Bl. 436 (1862); Louisiana v. Pilsbury, 105 U.S. 278 (1882); McGahey v. Virginia, 135 U.S. 662 (18

, 3 Wall. 327 (1866); Kenosha v. Lamson, 9 Wall. 477 (1870); Olcott v. Fond du Lac County, 16 Wall. 678 (1873); Taylor v

Proof Hotel Co. v. Jones,

536 (1907); Muhlker v. New York &

v. Flanagan, 263 U.S. 4

Wall. 314 (1873); Wood v. Lov

819); see also Curran v. Ar

Wheat. 51

] Ibi

0 U.S. 39

] Ibi

] Ibi

g society and that the general words of the contract clause were not intended to reduce the legislative

ct Clause of the Constitu

and, Record

Federalis

es Wilson, I, 567,

Dall. 4

aunders, 12 Wheat

6 Cr. 8

d earlier set aside an act of Virginia as being in confli

se, The Contract Clause of the Constitution, 22.

e, on the reason and nature of things; a principle which will impose laws even on the Deity." Ibid. 143. See also his words in Satterlee v. Matthewson, 2 Pet. 380, 686 (1829); and those of the North Carolina Supreme Court in Barnes v. Barnes, 8 Jon

s held in 1886 to have lapsed through the acquiescence for sixty years of the owners of

llege v. Woodward,

se. Following this was a second Connecticut charter, namely, for building 'Union Wharf,' on 'Long Wharf,' at New Haven. A similar company, 'The Proprietors of Boston Pier,' or 'The Long Wharf in the Town of Boston in New England,' was chartered by the Massa

s, societies, groups of 'undertakers,' 'companies,' formed for a great variety of business purposes. In the eye of the law all of them were probably mere partnerships or tenancies in common. Whaling and fishing companies, so-called, were numerous. There were a number of mining companies, chiefly for producing iron o

s, large and small, a number of associations for erecting bridges, building or repairing roads, and improving navigation of small str

oration of new paths, confident undertaking of new enterprises. Everything conspired to bring about a considerable extension of corporate enterprise in the field of business before the end of the eighteenth century, notably after the critical period of disunion and Constitution-making has passed. Prior to 1801 over three hundred charters were granted for business corporati

a power be reserved to the legislature in the act of incorporation," Wales v. Stetson, 2 Mass. 143 (1806). See also Stoughton v. Baker et al., 4 Mass. 522 (1808) to like effect; cf. Locke v. Dane, 9 Mass. 360 (1812) in which it is said that the p

ent); ibid. 666 (Story's opinion). See also Story's opi

Wheat. 51

] Ibi

so Home of the Friendless v. R

Pet. 51

1 Pet. 4

s cases to which munic

4 Wheat

ch a business becomes a "quasi-public" corporation, the power of the State to regulate which is larger than in the case of a purely private corporation. Inasmuch as most corporations receiving public

880); Covington v. Kentucky, 173 U.S. 231 (18

idge Co., 10 How. 511 (1851); Hunte

New Jersey, 262 U.

ahoning County, 10

l ex rel. Kies v. Lowr

t in sustaining the legislation. See Ibid. 509. "'A municipal corporation * * * is a representative not only of the State, but is a portion of its governmental power. * * * The State may withdraw these local powers of government at pleasure, and may, through its legislatur

ury, 116 U.S. 131 (1885); Dodge v. Board of Education, 302 U.S. 74

e v. Henderson, 15 N.C., (4 Dev.) 1 (1833). See also United States v. Fisher, 109 U.S. 143 (1883

131 (1885); Mississippi Use of Robe

S. 5 (1880). Cf. Higginbotham v.

ard of Education, 3

ard of Education,

l. Anderson v. Brand

Cr. 164

o. v. Maguire, 20 Wall. 36, 43 (1874); Humphrey v. Pegues, 16 Wall.

6 How. 3

Ibid. 3

43 (1897); Wisconsin & M.R. Co. v. Powers, 191 U.S. 379 (1903). Cf. Ettor v. Tacoma, 228 U.S. 148 (1913), in which it was held that the repeal of a stat

unty, 24 How. 300, 302 (1861); Seton Hall C

l. 430, 437 (1869); also Illinois Central R. Co. v. Decatur, 147 U.S.

. Co., 146 U.S. 162, 169 (1892). That the obligation of contracts clause did not protect vested rights merely as such was stated by the Court as ea

ry's opinion.

ler v. New York, 15 Wall. 478 (1873); Murray v. Charleston, 96 U.S. 432 (1878); Greenwood v. Union Freight R. Co., 105

v. Yard, 95 U.S.

othrop v. Stedman, 15 Fed. Cas. No. 8,519 (1875), where the principles of natural justice are thought to set a limit to the power. Earlier is Zabriskie v. Hackensack & N.Y.R. Co., 18 N.J. Eq. 178 (1867) where it is said that a new charter may not be substituted; also Allen v. McKean, 1 Fed. Cas. No. 2

stice Sutherland in his opinion for the Court in Ph

R. Co., 105 U.S. 13 (1882); Adirondack R. Co. v. New York, 176 U.S. 335 (1900); Stearns v. Minnesota, 179 U.S.

3 Wall. 190, 218 (1872). See also Ca

v. Getz, 285 U.S. 434 (1932). Both these decisions cite Greenwood v. Union

Pet. 51

d & Burlington Railroad

rn R. Co. v. Minnesota, 246 U.S. 434 (1918)); to repair viaducts, (Northern Pac. R. Co. v. Minnesota, 208 U.S. 583 (1908)); and to fence its right of way, (Minneapolis & St. L.R. Co. v. Emmons, 149 U.S. 364 (1893)). Though a railroad company owns the right of way along a street, the city may require it t

dition which had been complied with, (New Haven & N. Co. v. Hamersley, 104 U.S. 1 (1881)). It may impose upon a railroad liability for fire communicated by its locomotives, even though the State had previously authorized the company to use said ty

See also Fertilizing Co. v. Hyde Park, 97 U.S. 659 (1878);

1 Pet. 4

1 Pet. a

1 U.S. 40

ting The Binghamton Brid

a R. Co., 130 U.S. 637, 641 (1889); Louisville & N.R. Co. v. Palmes, 109 U.S. 244, 251 (1883); Morgan v. Louisiana,

. v. Georgia, 98 U

Insurance Co. v. Tennes

., 216 U.S. 420 (1910); and New York Rapid Transit Co. v. City of New York, 303 U.S. 573 (1938). Cf.

. Co. v. Missouri ex rel.

a & Pine Land Co.,

& P.R. Co. v. Dennis,

llege v. Jackson,

ate Board of Assessmen

ific Co. v. Campbell, 230 U.S. 537 (1913) to cases in which the word "reasonable" does not appear to qualify the company

2 U.S. 432 (1923). See also Southern Iowa El

Walla Walla Water Co.,

. 354 (1902); Knoxville Water Co. v. Knoxville, 200 U.S. 2

ater Co. v. Fergus,

les, 211 U.S. 265 (1908); Wyandotte G

t which has been impaired. Since the contract here relied upon is one between a political subdivision of a state and private individuals, settled principles of construction

Church v. Mayor et al., 5

.H. 19 (1840); White River Turnpike Co. v. Vermont Cent. R. Co., 21 Vt. 590 (1849); and

ospital v. Philadelph

ailroad v. Illinois, 146

See pp.

s v. Rouse, 8 Wall. 430 (1869), and Washing

Ayers, 123 U.S. 443 (1887) on the ground that the action there was barred "as one in substance dir

ssissippi, 101 U.S

Co. v. Crescent City Co

Co. v. Louisiana Light

nnsylvania Hospital v. Philadelphia, 245 U.S. 20 (1917), where the police power and eminent domain are treated on the same basis in respect of i

& A. Lumber & Min. Co. v. Greenwood Dist, 249 U.S. 170 (1919). But cf. Livingston v. Moore, 7 Pet. 469, 549 (1833); and Garrison v. N

s v. Andrews, 188 U.S. 14 (1903). The question whether a wife's rights in the community property under the laws

orks Co., 142 U.S. 79 (1891); Zane v. Ha

a Federal Circuit Court, see Charles Warren, The Suprem

Wheat. 2

Ibid. 3

v. Quincy, 4 Wall

How. 31

How. 60

187 U.S. 437, 439 (1903); New Orleans &

. Greenhow, 107

nniman (Penniman's Case), 103 U.S. 714 (1881). On early English and Colonial law touching th

. Virginia, 135

l. Ranger v. New Orlea

v. Quincy, 4 Wall

ennessee v. Sneed, 96 U.S. 69 (1877); South Carolina v. Gaillard, 101 U.S. 433 (1880); Louisiana v. New Orleans, 102 U.S. 203 (1880); Connecticut Mut. L. Ins. Co. v. Cushman, 108 U.S. 51 (1883); Vance v. Vance, 108 U.S. 514 (1883); Gilfillan v. Union Canal Co., 109 U.S. 401 (1883); Hill v. Merchants' Mut. Ins. Co., 134 U.S. 515 (1890); New Orleans City & Lake R. Co. v. Louisiana, 157 U.S. 219 (1895); Red River Valle

v. King, 91 U.S. 3 (1875); Memphis v. United States, 97 U.S. 293 (1878); Poindexter v. Greenhow, 114 U.S. 269, 270, 298, 299 (1885); Effinger v. Kenney, 115

v. Quincy, 4 Wall.

rel. Nelson v. St. Martin's

U.S. 289 (1886); Graham v.

19 Wall. 655 (1874). Cf. Virginia v

y the taxing power which can be carried out only through authorized officials. See Rees v. City of Watertown, 19 Wall. 107, 124 (1874). And so we have had the spectacle of taxing officials resigning from office in order to frustrate tax levies through mandamus, and officials ru

; also, to same effect, Lindenmuller v. The People, 33 Barbour (N.Y.

. Springs, 199 U.S

et. 280 (1830). See also Phalen

Mississippi, 101

Co. v. Massachusett

this and the preceding two cases the legislative act invo

v. Springs, 199

& Power Co. v. Railroad Comm.

v. Kansas City Power & Lig

Water Co. v. McCarter

, 256 U.S. 170, 198 (1921); followed in Levy

. v. Sinclair, 264 U.S

0 U.S. 39

tatute, amending, in view of the Depression, the law governing building and loan associations. The authority of the State to safeguard the vit

arzey, 96 U.S. 595 (1878); and Barn

ing the enactment of moratorium statutes in 1933, see

2 U.S. 426 (1934); Worthen Co. v

295 U.S

avings Bank v. Hahn, 3

539 (1939). See also Gelfert v. Nati

3 U.S. at

orations are multiplied to an almost indefinite extent. There is scarcely a business pursued requiring the expenditure of large capital, or the union of large numbers, th

The Contract

ntral P.R. Co. v. Gallatin (Sinking Fund Cases), 99 U.S. 700, 718 (1879). See also Mitchell v. Clark, 110 U.S. 633, 643 (1884); Legal Tender Cases, 12 Wall. 457, 529 (1871); Continental Ill. Nat. Bank & Trust Co. v. Chicago, R.I. & P.R. Co., 294 U.S. 648 (1935); St. Anthony Falls Water Power Co. v. Bo

ut Mutual L. Ins. Co. v. Moore, 333 U.S. 541 (1948). For a notable case in which the obligations clause was mustered into service, by rath

on Co. v. Evatt, 324

v. Parham, 8 W

Wheat. 4

] Ibi

New Orleans, 178 U

acInerney, 276 U.S. 124 (1928); McGoldric

. 29 (1872); May & Co. v. New

on Co. v. Evatt, 324

] Ibi

Co. v. Rogan, 340

aryland, 12 Wheat

rate Sales Corp. v. Alab

ustin, 13 Wall.

nsylvania, 97 U.S.

o. v. Pennsylvania,

d of Port Wardens, 12

also Pervear v. Massachusetts, 5 Wall. 475, 478 (1867)

s Co. v. MacInerney,

Louisiana, 8 Ho

v. Grima, 8 H

. 419, 441 (1827); Hooven & Alliso

rel. Burke v. Wells

U.S. 200 (1909); cf. Almy v. Ca

ago & N.W.R. Co., 125

07 U.S.

] Ibi

345, 301 (1898). For a discussion of the limitations on State power to

go & N.W.R. Co., 125 U

U.S. 261, 265 (1935); Cannon v. New Orleans, 20 Wall. 577, 581 (1874); W

); Parkersburg & Ohio River Transportation Co. v. Parkersburg, 107

amship Co. v. Tinker, 94 U.S. 238, 243 (1877); Northwestern Union Packet Co. v. St. Louis, 100 U.S. 423 (1880);

lover, 119 U.S.

. Co. v. Portwarden

. Morgan, 19 W

S.S. Co. v. Board of Healt

rry Co. v. Pennsylvania, 114 U.S. 196, 212 (1885); Philadelphia & S. Mail Steamship Co.

te Tonnage Tax Cases),

. Borden, 7 How

. Illinois, 116

Fleeger, 11 Pet

. La Plata Co., 304

se of the Constitution-A Study in Interstate Ad

Artic

Artic

4 Pet. 5

id. 570,

earns v. Minnesota, 179 U.S. 223, 244 (1900)

Compacts and Congressional Consent, 36 V

state Adjustments, 34 Yale Law Journal, 685, 735 (1925); Frederick L. Zimmerman and Mi

Stat. 90

of the States,

C. § 717j; 16 U.S.C. §§ 552, 6

Biddle, 8 Whea

v. Tennessee, 14

. West Virginia,

. Wise, 153 U.S.

302 U.S. 134 (1937). See also Arizona v

2 U.S. 63

participate and from which both races have benefited, see Remarks of Hon. Spes

eling & Belmont Bridge Co.

F.R. Co. v. James, 16

5, 209 (1837); Rhode Island v. Mass

La Plata Co., 304 U.

, 246 U.S. 565 (1918). See also Pennsylvania v. Wheeling & Belmont Bridg

West Virginia, 246

peals of West Virginia denying mandamus was reversed by the Supreme Court, and the case remanded. The opinion of the Court, by Justice Frankfurter, reviews and revises the West Virginia Court's interpretation of the State constitution, thereby opening up, temporarily at least, a new field of power for judicial review

ICL

IVE DE

The Presi

s and term of t

pe of Presiden

source of the

the federal

r; Hamilton's

s ca

-Wright

e Presidenti

four y

d term tr

ion, qualifications, succession, compe

the office of

ral col

al status of

-born ci

ial succe

f 179

1886 and

on and emo

f offi

of the

s and duties of

fship; opinions from heads

r in chi

oric

case

ze cases on World

the commander in chiefs

ial war a

tatus of Preside

ast Jap

arch 21,

vernment of lab

tions

al basis of

constitutional

law in H

e Nazi sab

imes c

commander of

chief a civil

tial adv

abine

and repr

ure of a

on of above

f the p

he United States";

pardon: Ex pa

e efficacy o

and Amn

eaties and appointm

making

t and Se

Presidential

s law of t

the conc

s versus Sta

t cas

y self-executin

m of Congress with re

power and re

l repeal of

s prior acts o

nation of treaties as in

of treaties

hether a treaty

eaty a politic

"necessary and

the treaty-making power

treat

us of Indian

eements without S

ecutive ag

executive a

Kinley's con

ts affecting Far E

igation of execut

greement o

ates v. B

. Pink; Nationa

an agreeme

e agree

nts by authorizat

trade agr

lity of trade

ease A

s Congress ve

ion agre

r the United Na

ns Participa

establis

ice"

nd other publi

l diplomati

regulation o

in off

alty is

reasing duties

ficers"; "em

ppointment

nati

appro

consent is

ning the

appoint

m designa

ower; Mye

the office"

rey c

of the remo

ntial a

lomatic, and law enforcemen

role of the

f Recep

f the p

ntial mon

ogan A

a formativ

s diplomat

's real p

recogni

se of

nonrecogn

t and Co

mentation of Presid

political

ments of the

nt as law e

executive

t's own powers a

dent in relation to subordi

tralization v. Jacks

r v. Presidential

v. Humphr

t to guide enforcemen

as law int

aw enforcement: the

Habeas Corpus

ve marti

cas

he Debs cas

in cases of dom

cutive of the la

n rights of person an

al world p

antic P

the domain of Congress:

unity from judic

bordinates and

4. Impea

chmen

" offi

s and misde

mpeachm

impeac

mpeachm

IVE DE

icl

tes of America. He shall hold his Office during the Term of four Years, and, to

Scope of Pres

SOURCE OF T

s state; * * * he shall have power to convene the assembly and senate on extraordinary occasions; to prorogue them from time to time, provided such prorogations shall not exceed sixty days in the space of any one year; and, at his discretion, to grant reprieves and pardons to perso

eir consideration as shall appear to him to concern its good government, welfare, and prosperity; to correspond with the Continental Congress and other States; to transact all necessary business w

act that the governor was to be chosen by a constitutionally defined electorate, not by the legislature. He was also to have a three-year term, and there were to be no limitations on his re-eligibility to office. In short, all the isolated principles of executive strength in other constitutions were here brought into a new whole. Alone they were of slight impor

Y IN THE FEDE

e 'The President of the United States of America'; and his title shall be 'His Excellency.'"[4] This language recorded the decision of the Convention, sitting in committee of the whole, that the national executive power

ER"; HAMILTON'

other things, that the president shall be commander in chief of the army and navy of the United States, and of the militia of the several states, when called into the actual service of the United States; that he shall have power, by and with the advice and consent of the senate, to make treaties; that it shall be his duty to receive ambassadors and other public ministers, and to take care that the laws be faithfully executed. It would not consist with the rules of sound construction, to consider this enumeration of particular authorities as derogating from the more comprehensive grant in the general clause, further than as it may be coupled with express restrictions or limitations; as in regard to the co-operation of the senate in the appointment of officers, and the making of treaties; which are plainly qualifications of the general executive powers of appointing officers and making treaties. The difficulty of a complete enumeration of all the cases of executive authority, would naturally dictate the use of general terms, and would render it improbable that a specification of cer

MYER

tion of the removal power adopted, and indeed extended, but Hamilton's general theory as to the proper mode of construing the clause was unqualifiedly endorsed. Said Chief Justice Taft, speaking for the Co

TISS-WR

at in this field the National Government is not one of enumerated but of inherent powers;[12] and the practical conclusion he drew was that the constitutional objection to delegation of legislative power does not ap

atitudinarian conceptions of Presidential power. Especially has his role as "Commander in Chief in war

HE PRESIDEN

rate the monarchical aspects of the office. They would fain give him a title, His Excellency (already applied in several States to the governors thereof), Highness, Elective Majesty, being suggestions. Ellsworth of Connecticut wished to see his name or place inserted in the enacting clause of statutes. They contrived to make a ceremony of the President's appearances before Congress, his annual address to which, given in person, was answered by a reply equally formal.[17] They sought to enact that "all writs and processes, issuing out of the Supreme or circuit courts shall be in the n

21] to the contrary he in some respects enlarged upon them. After his day, however, the office passed into temporary eclipse behind its own creature, the Cabinet,[22] an ignominy from which Andrew Jackson rescued it. As "the People's Choice," as all by himself "one of the three equal departments of government,"[23] as the leader of his party, as the embodiment of the unity of the country,[24] Jackson stam

M OF FOU

ednesday in March, which was March 4, 1789, was fixed as the time for commencing proceedings under the said Constitution. Although as a matter of fact Washington was not inaugurated until April 30 of that year, by an act approved March 1, 1792, it was provided that t

THIRD TER

for more than two terms was generally thought to be a fixed tradition, although some quibbles had been raised as to the meaning of the word "term". President Franklin D. Roosevelt's violation of the tradition led to the proposal by Congress on March 24, 1947, of an amendment to the Constitutio

o the whole Number of Senators and Representatives to which the State may be entitled in the Congress; but no Senator o

the Certificates, and the Votes shall then be counted. The Person having the greatest Number of Votes shall be the President, if such Number be a Majority of the whole Number of Electors appointed; and if there be more than one who have such Majority, and have an equal Number of Votes, then the House of Representatives shall immediately chuse by Ballot one of them for President; and if no Person have a Majority, then from the five highest on the List the said House shall in like Manner chuse the President. But in chusing

e Electors, and the Day on which they shall give their Vote

his Constitution, shall be eligible to the Office of President; neither shall any Person be eligible to that Office wh

ame shall devolve on the Vice President, and the Congress may by law provide for the Case of Removal, Death, Resignation or Inability, both of the President and Vice

ll neither be encreased nor diminished during the Period for which he shall have been elected, and

"I do solemnly swear (or affirm) that I will faithfully execute the Office of President of the United State

of the Offic

ECTORAL

hoice partly by the people voting in districts and partly by legislature; by choice by the legislature from candidates voted for by the people in districts; and in other ways, as, notably, by North Carolina in 1792, and Tennessee in 1796 and 1800. No question was raised as to the power of the State to appoint, in any mode its legislature saw fit to adopt, and none that a single method, applicable without exception, must be pursued in the absence of an amendment to the Constitution. The dis

NAL STATUS

illing by each State, in such manner as its legislature may prescribe, of vacancies in its college of electors; and has regulated the manner of certifying and transmitting their votes to the seat of the national government, and the course of proceeding in their opening and counting them."[31] The truth of the matter is that the Electors are not "officers" at all, by the usual tests of office.[32] They have neither tenure nor salary, and having performed their single function they cease to exist as Electors. This function is, moreover, "a federal function,"[33] their capacity to perform which results from no power which was originally resident in the States, but springs directly from the Constitution of the United States.[34] In the face, therefore, of the proposition that Electors are State officers, the Court has upheld the power of Congress to protect the right of all citizens wh

L-BORN"

Party for President and Vice President respectively. Amendment XII, which was adopted in 1803 and replaces clause 3, makes a recurrence of the 1800 contretemps impossible. See pp. 941-942. Clause 4 testifies still further to the national character of Presidential Electors. Clause 5 is today chiefly of historical interest, all Presidents since, and including Martin Van Buren, except his immediate successor, William Henry Harris

NTIAL S

er since; but inasmuch as all successions have taken place in consequence of the death in office of a President, the precedent would not necessarily hold in the case of a succession on account of the temporary inability of the incumbent President. Nor has any procedure been establ

ct of

lection was so near at hand as to render the step unnecessary. It is unlikely that Congress ever passed a more ill-considered law. As Madison pointed out at the time, it violated the principle of the Separation of Powers and flouted the probability that neither the President pro tempore nor the Speaker is an "officer" in the sense of this paragraph of the Constitution. It thus contemplated the possibility of there being nobody to exercise the powers of the President for an indefinite period, and at the same time set at naught, by the provision made for an interim presidential election, the synchrony evidently contemplated by the C

of 1886

a member of the Cabinet acted as President he would retain his Cabinet post. The Succession Act now in force was urged by President Truman, who argued that it was "undemocratic" for a Vice President who had succeeded to the Presidency to be able to appoint his own successor. By the act of July 18, 1947[43] the Speaker of the House and the President pro tempore of the Senate a

ION AND E

at has been determined as to the application of the parallel

OF

nguage of the clause itself, and is further supported by the fact that, while the act of March 1, 1792 assumes that Washington became President March 4, 1789, he did not take

of th

aggrandize power. Jackson, it is true, appealed to the oath in his Bank Veto Message of July 10, 1832; and Lincoln did so in his Message of July 4, 1861; as

actual Service of the United States; he may require the Opinion, in writing, of the principal Officer in each of the executive Departments, upon any Subject relating t

ander in

TOR

here was no necessity that he should, take the command in person; and there was no probability that he would do so, except in extraordinary emergencies, and when he was possessed of superior military talents."[46] In 1850 Chief Justice Taney, for the Court, said: "His [the President's] duty and his power are purely military. As commander in chief, he is authorized to direct the movements of the naval and military forces placed by law at his command, and to employ them in the manner he may deem most effectual to harass and conquer and subdue the enemy. He may invade the hostile country, and subject it to the sovereignty and authority of the United States. But his conquests do not enlarge the boundaries of this Union, nor extend the operation of our institutio

RIZE

t waiting for any special legislative authority. And whether the hostile party be a foreign invader, or States organized in rebellion, it is none the less a war, although the declaration of it be 'unilateral.' Lord Stowell (1 Dodson, 247) observes, 'It is not the less a war on that account, for war may exist without a declaration on either side. It is so laid down by the best writers on the law of nations. A declaration of war by one country only is not a mere challenge to be accepted or refused at pleasure by the other.' The battles of Palo Alto and Resaca de la Palma had been fought before the passage of the act of Congress of May 13, 1846, which recognized 'a state of war as existing by the act of the Republic of Mexico.' This act not only provided for the future prosecution of the war, but was itself a vindication and ratification of the Act of the President in accepting the challenge without a previous formal declaration of war by Congress. This greatest of civil wars was not gradually developed by popular commotion, tumultuous assemblies, or local unorganize

IZE CASES ON WOR

to have been assumed during World War I and World War II that the Commander in Chiefship carries with it the power to exercise like powers practically at discretion; and not merely in wartime but even at a time when war becomes a strong possibility. Nor was any attention given the fact that Lincoln had asked Congress to ratify and confirm his acts, which Congress promptly did,[54] with the exception of his suspension of the habeas corpus privilege which was regarded by many

F THE COMMANDER IN CH

certain provisions of the Emergency Price Control Act of the previous January 30th,[59] the late Pres

by that date will leave me with an inescapable responsibility to the people of this cou

ail to act, and act adequately, I shall

are stabilized, wages can and will

der Congressional acts, to take measures necessary to avert

ssue without further reference to the Congress. I have determined

ution and to my country. The American people can also be sure that I shall not hesitate to use every power veste

r which I act automatically revert to

TIAL WAR

artments or existing independent regulatory agencies. Oldest of all these Presidential agencies was the Office for Emergency Management (OEM), which was created by an executive order dated May 25, 1940. Others were the Board of Economic Warfare (BEW), the National Housing Agency (NHA), the National War Labor Board (NWLB), or more shortly (WLB), the Office of Censorship (OC), the Office of Civilian Defense (OCD), the Office of Defense Transportation (ODT), the Office of Facts and Figures (OFF), presently absorbed into the Office of War Information (OWI), the War Productio

STATUS OF PRESI

ort of this view the Court quoted approvingly a statement by the chairman of the Board itself: "These orders are in reality mere declarations of the equities of each industrial dispute, as determined by a tripartite body in which industry, labor, and the public share equal responsibility; and the appeal of the Board is to the moral obligation of employers and workers to abide by the nonstrike, no-lock-out agreement and * * * to carry out the directives of the tribunal created under that agreement by the Commander in Chief." Nor, the Co

T COAST

sued an executive order the essential

protection against espionage and against sabotage to national-defense m

tary areas in such places and of such extent as he or the appropriate Military Commander may determine, from which any or all persons may be excluded, and with respect to which, the right of any person to enter, remain in, or leave shall be subject to whatever restrictions the Secretary of War or the appropriate Military Commander may impose in his discre

, food, clothing, transportation, use of land, shelter, and other supplies, equipment, utilities, facilities and services."[64] In pursuance of this order more than 112,000 Japanese residents of Western States, of whom nearly two out of every three were natural-born citizens of

of March

as made a misdemeanor to knowingly enter, remain in, or leave prescribed military areas contrary to the orders of the Secretary of War or of the commanding officer of the area. The cases which subsequently arose in consequence of the order were decided under the order plus the act. The question at issue, said Chief Justice Stone for the Court, "is not one of

OVERNMENT OF L

s a going concern,'" as well as "to obtain supplies for which Congress has appropriated the money, and which it has directed the President to obtain."[68] Other seizures followed, and on January 12, 1942, Mr. Roosevelt, by Executive Order 9017, created the National War Labor Board. "Whereas," the order read in part, "by reason of the state of war declared to exist by joint resolutions of Congress, * * *, the national interest demands that there shall be no interruption of any work which contributes to the effective prosecution of the war; and Whereas as a result of a conference of representatives of labor and industry which met at the call of the President on December 17, 1941,

NCT

r. Roosevelt often resorted to "sanctions," which may be described as penalties lacking statutory authorization. Ultimately, the P

or withdrawing from a noncomplying employer any priorities, benefits or privileges extended, or contracts entered into, b

awing from a noncomplying labor union any benefits, privileges or rights accruing to it under the terms of conditions of employment in effect (whether by agreement between the parties or by order of the National War Labor Board, or both) when possession was taken, until such time as the nonco

als, directing the entry of appropriate orders relating to the modificati

in D. R

ouse, Aug. 1

NAL BASIS O

ked the district court to enjoin it. The Court refused to do so and was sustained by the Supreme Court in its position. Said Justice Douglas, speaking for the Court: "Without rationing, the fuel tanks of a few would be full; the fuel tanks of many would be empty. Some localities would have plenty; communities less favorably situated would suffer. Allocation or rationing is designed to eliminate such inequalities and to treat all alike who are similarly situated. * * * But middlemen-wholesalers and retailers-bent on defying the rationing system could raise havoc with it. * * * These middlemen are the chief if not the only conduits between the source of limited supplies and the consumers. From the viewpoint of a rationing system a middleman who distributes the product in violation and disregard of the prescribed quotas is an inefficient and wasteful conduct. * * * Certainly we could not say that the President would lack the power under this A

D CONSTITUTION

nt passage of the Court's opinion bearing on this point is the following: "If, in foreign invasion or civil war, the courts are actually closed, and it is impossible to administer criminal justice according to law, then, on the theatre of active military operations, where war really prevails, there is a necessity to furnish a substitute for the civil authority, thus overthrown, to preserve the safety of the army and society; and as no power is left but the military, it is allowed to govern by martial rule until the laws can have their free course. As necessity creates the rule, so it limits its duration; for, if this government is continued after the courts are reinstated, it is a gross usurpation of power. Martial rule can never exist where the courts are open, and in proper and unobstructed exercise of their jurisdiction. It is also confined to the locality of actual war."[82] Four Justices, speaking by Chief Justice Chase, while holding Milligan's trial to have been void because violative of the act of March 3, 1863 governing the custody and trial of persons who had been deprived of the habeas corpus privilege, declared their belief that Congress could have authorized Milligan's trial. Said the Chief Justice: "Congress has the power not only to raise and support and govern armies but t

LAW IN

on the local commanding General of the Army all his own powers as governor and also "all of the powers normally exercised by the judicial officers * * * of this territory * * * during the present emergency and u

it contrived to postpone deciding till February 1946,[85] the Court, speaking by Justice Black, held that the term "martial law" as employed in the Organic Act, "while intended to authorize the military to act vigorously for the maintenance of an orderly civil government and for the defense of the Islands against actual or threatened rebellion or invasion, was not intended to authorize the supplanting of courts by military tribunals."[86] The Court relied on the majority opinion in Ex parte Milligan. Chief Justice Stone concurred in the result. "I assume also," said he, "that there could be circumstances in which t

THE NAZI S

way inland, the saboteurs were soon picked up by the FBI, some in New York, others in Chicago, and turned over to the Provost Marshal of the District of Columbia. On July 2, the President appointed a military commission to try them for violation of the laws of war, to wit: for not wearing fixed emblems to indicate their combatant status. In the midst of the trial, the accused petitioned the Supreme Court and the U

s surreptitiously from enemy territory into * * * [that of the United States], discarding their uniforms upon entry, for the commission of hostile acts involving destruction of life or property, have the status of unlawful combatants punishable as such by military commission."[90] The second argument it disposed of by showing that petitioners' case was of a kind that was never deemed to

tially a military operation, their capture was a continuation of that operation. Punishment of the saboteurs was therefore within the President's purely martial powers as Commander in Chief. Moreover, seven of the petitioners were enemy aliens, and so, strictly speaking

R CRIM

se proceedings other than whatever rules and regulations may be prescribed for their government by the executive authority or the military and, on the other hand, that the provisions of the Articles of War, of the Geneva Convention and the Fifth Amendment apply."[95] And the adherence of the United States to the Charter of London in August 1945, under which the Nazi leaders were brought to trial, is explicable by the same

AS COMMANDER

ents.[99] He may, at least with the assent of Congress, authorize intercourse with the enemy.[100] He may also requisition property and compel services from American citizens and friendly aliens who are situated within the theatre of military operations when necessity requires, thereby incurring for the United States the obligation to render "just compensation."[101] By the same warrant he may bring hostilities to a conclusion by arranging an armistice, stipulating conditions which may determine to a great extent the ensuing peace.[102] He may not, however, effect a permanent acquisition of territory;[103] though he may govern recently acquired territory until Congress sets up a more permanent regime.[104] He is the ultimate tribunal for the enforcement of the rules and regulations which Congress adopts for the government of the forces, and which are enforced through courts-martial.[105] Indeed, until 1830, courts-martial were convened solely on his authority as Commander in Chief.[106] Such rules and regulations are, moreover, it would seem, subject in wartime to his amendment at discretion.[107] Similarly, the power of Congress to "make rules for the government and regulation of the law

IN CHIEF A C

Republic (1943) pp. 100-103.] The President does not enlist in, and he is not inducted or drafted into the armed forces. Nor, is he subject to court-martial or other military discipline. On the contrary, article II, section 4 of the Constitution provides that 'The President, [Vice President] and All Civil Officers of the United States shall be removed from Office on Impeachment for, and Conviction of Treason, Bribery or other high Crimes and Misdemeanors.' * * * The last two War Presidents, President Wilson and President Roosevelt, both clearly recognized the civilian nature of the President's position as Commander in Chief. President Roosevelt, in his Navy Day Campaign speech at Shibe Park, Philadelphia, on October 27, 1944, pronounced this principle as follows:-'It was due to no accident and no oversight

ntial A

CA

those of the Senate." The proposal which had the strongest backing was that it should consist of the heads of departments and the Chief Justice of the Supreme Court, who should preside when the President was absent. Of this proposal the only part to survive was the above cited provision. The consultative relation here contemplated is an entirely one-sided affair, is to be conducted with each principal officer separately and in writ

and Re

NATURE O

ho would avail himself of it. A pardon is an act of grace, proceeding from the power entrusted with the execution of the laws, which exempts the individual, on whom it is bestowed, from the punishment the law inflicts for a crime he has committed. It is the private, though official act of the executive magistrate, delivered to the individual for whose benefit it is intended, and not communicated officially to the Court. * * * A pardon is a deed, to the validity of which deliver

on of the A

nly a pretense * * * involving consequences of even greater disgrace than those from which it purports to relieve. Circumstances may be made to bring innocence under the penalties of the law. If so brought, escape by confession of guilt implied in the acceptance of a pardon may be rejected, * * *"[118] Nor did the Court give any attention to the fact that the President had accompanied his proffer to Burdick with a proclamation, although a similar procedure had been held to bring President Johnson's amnesties to the Court's notice.[119] In 1927, however, in sustaining the right of the President to commute a sentence of death to one of life imprisonment, against the will of the prisoner, the Court

OF THE

nt.[124] It has been held, moreover, in face of earlier English practice, that indefinite suspension of sentence by a court of the United States is an invasion of the Presidential prerogative, amounting as it does to a condonation of the offense.[125] It was early assumed that the power included the power to pardon specified classes or communities wholesale, in short, the power to amnes

THE UNITED STATES"

present day. In the mind of a common law lawyer of the eighteenth century the word pardon included within its scope the ending by the King's grace of the punishment of such derelictions, whether it was imposed by the court without a jury or upon indictment, for both forms of trial for contempts were had. [Citing cases.] These cases also show that, long before our Constitution, a distinction had been recognized at common law between the effect of the King's pardon to wipe out the effect of a sentence for contempt in so far as it had been imposed to punish the contemnor for violating the dignity of the court and the King, in the public interest, and its inefficacy to halt or interfere with the remedial part of the court's order necessary to secure the rights of the injured suitor. Blackstone IV, 285, 397, 398; Hawkins

PARDON; EX

hen the pardon is full, it releases the punishment and blots out of existence the guilt, so that in the eye of the law the offender is as innocent as if he had never committed the offense. If granted before conviction, it prevents any of the penalties and disabilities consequent upon conviction from attaching; [thereto], if granted after conviction, it removes the penalties and disabilities, and restores him to all his civil rights; it makes him, as it were, a new man, and gives him a new credit and capacity."[134] Justice Miller speaking for the minority protested that the act of Congress involved was not penal in character, but merely laid down an appropriate test of fitness to practice the law. "The man who, by counterfeiting, by theft, by murder, or by treason, is rendered unfit to exercise the functions of an attorney or counsellor at law, may be saved by the executive pardon from the penitentiary or the gallows, but he is not thereby restored to the qualifications which are essential to admission to the bar."[135] Justice Field's language must today be rega

HE EFFICACY

suffered by the offender in his person by imprisonment, forced labor, or otherwise; it does not give compensation for what has been done or suffered, nor does it impose upon the government any obligation to give it. The offence being established by judicial proceedings, that which has been done or suffered while they were in force is presumed to have been rightfully done and justly suffered, and no satisfaction for it can be required. Neither does the pardon affect any rights which have vested in others directly by the execution of the judgment for the offence, or which have been acquired by others whilst that judgment was in force. If, for example, by the judgment a sale of th

SS AND

f such a pardon any more than the executive can change a law. Yet this is attempted by the provision under consideration. The Court is required to receive special pardons as evidence of guilt and to treat them as null and void. It is required to disregard pardons granted by proclamation on condition, though the condition has been fulfilled, and to deny them their legal effect. This certainly impairs the executive aut

of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, a

aty-Mak

ENT AN

ent and Senate will be associated throughout the entire process of making a treaty, although Jay, writing in The Federalist, foresaw that the initiative must often be seized by the President without benefit of Senatorial counsel.[145] Yet so late as 1818 Rufus King, Senator from New York, who had been a member of the Convention, declared on the floor of the Senate: "In these concerns the Senate are the Constitutional and the only

A PRESIDEN

has several options. It may consent unconditionally to a proposed treaty, or it may refuse its consent, or it may stipulate conditions in the form of amendments to the treaty or of reservations to the act of ratification, the difference between the two being that, whereas amendments, if accepted by the President and the other party or parties to the Treaty,[150] change it for all parties, reservations limit only the obligations of the United States thereunder. The act of ratification for the United States is the President's a

AS LAW OF

, consequently, to be regarded in courts of justice as equivalent to an act of the legislature, whenever it operates of itself, without the aid of any legislative provision. But when the terms of the stipulation import a contract-when either of the parties engages to perform a particular act, the treaty addresses itself to the political, not the judicial department; and the legislature must execute the contract, before it can become a rule for the Court."[153] To the same effect, but more accurate, is Justice Miller's language for the Court

f the Co

e legislatures. The result was that two highly important Articles of the Treaty of Peace of 1783 not only went unenforced, but were in some instances directly flouted by the local legislatures. These were articles IV and VI, which contained stipulations in favor, respectively, of British creditors of American citizens and of the former Loyalists; in short of private persons. Confronted with the reiterated protests of the British government, John Jay, Secretary of the United States for Foreign Affairs, suggested to Congress late in 178

HTS VERSUS

as obligatory, since every nation at war with another may confiscate all property of, including private debts due, the enemy. Such payment and discharge would therefore be a bar to a subsequent action, unless the creditor's right was revived by the treaty of peace, by which alone the restitution of, or compensation for, British property confiscated during the war by any of the United States could only be provided for. Held, that the fourth article of the treaty of peace between Great Britain and the United States, of September 3, 1783, nullifies said law of Virginia, destroys the payment made under it, and revives the debt, and gives a right of recovery against the principal debtor, notwiths

nt C

fornia,[162] decided in 1948, a majority of the Court indicated a strongly held opinion that this legislation conflicted with the equal protection clause of Amendment XIV, a view which has since received the endorsement of the California Supreme Court by a narrow majority.[163] Meantime, California was informed that the

TREATY SEL

, speaking by Chief Justice Marshall, took notice of a treaty with France, executed after a court of admiralty had entered a final judgment condemning a captured French vessel, and finding it applicable to the situation before it, set the judgment aside and ordered the vessel restored to her owners. Since that time the Court has declared repeatedly in cases in which State law was not involved that when a treaty prescribes a rule by which p

DOM OF CONGRESS WIT

niversally agreed that Congress must be applied to if the treaty provisions alluded to were to be put into execution. But at this point the second question arose, to the solution of which the Court has subsequently contributed indirectly. (See pp. 420-421). A bill being introduced into the House of Representatives to vote the needed funds, supporters of the treaty, Hamilton, Chief Justice Ellsworth, and others, argued that the House must make the appropriation willy nilly; that the treaty, having been ratified by and with the advice and consent of the Senate, was "supreme law of the land," and that the legislative branch was bound thereby no less than the executive and judicial branches.[168] Madison, a member of the House, opp

KING POWER AN

ances, "the treaty-making power has inserted in treaties negotiated by it and affecting the revenue laws of the United States, a proviso that they should not be deemed effective until the necessary laws to carry them into operation should be enacted by Congress, and the House has claimed that the insertion of such requirements has been, in substance, a recognition of its claim in the premises,"[171] although there are judicial dicta which inferentially support the Senate's position. Latterly the question has become largely academic. Commercial agreements n

NAL REPEAL

and an act of Congress conflict. The answer is, that neither has any intrinsic superiority over the other and that therefore the one of later date will prevail leges posteriores priores contrarias abrogant. In short, the treaty commitments of the United States in no wise diminish Congress's constitutional powers. To be sure, legislative repeal of a treaty as law of the land may amount to a violation

sus PRIOR AC

of Congress. There may indeed have been cases in which, by treaty, certain action has been taken without reference to existing Federal laws, as, for example, where by treaty certain populations have been collectively naturalized, but such treaty action has not operated to repeal or annul the existing law upon the subject. Furthermore, with specific reference to commercial arrangements with foreign powers, Congress has explicitly denied that a treaty can operate to modify the arrangements which it, by statute, has provided, and, in actual practice, has in every instance succeeded in maintaining this point."[176] The single exception just alluded to is Cook v. United States,[177] which may be regarded as part of the aftermath of National Prohibition. Here a divided Court, speaking by Justice Brandeis, ruled that the authority conferred by § 581 of the Tariff Act of 1922 and its reenactment in the tariff Act of 1930, upon officers of the Coast Guard to stop and board any vessel at any place within four leagues (12 miles) of the coast of the United States and to seize the vessel, if upon examination it shall appear that any violation of the law has been committed by

MINATION OF TREATIES A

losely related question of where it lodges the power to interpret the contractual provisions of treaties. The first case of outright abrogation of a treaty by the United States occurred in 1798, when Congress, by the act of July 7 of that year, pronounced the United States freed and exonerated from the stipulati

OF TREATIE

ntly Congress has often passed resolutions denouncing treaties or treaty provisions which by their own terms were terminable on notice, and Presidents have usually carried out such resolutions, though not invariably.[184] By the La Follette-Furuseth Seamen's Act, approved March 4, 1915,[185] President Wilson was directed, "within ninety days after the passage of the act, to give notice to foreign governments that so much of any treaties as might be in conflict with the provisions of the act would terminate on the expiration of the periods of notice provi

WHETHER A TR

fect. If the United States elected not to declare its abrogation, or come to a rupture, the treaty would remain in force. It was only voidable, not void; and if the United States should prefer, it might waive any breach which in its judgment had occurred and conform to its own obligation as if there had been no such breach. * * * That the political branch of the Government recognizes the treaty obligation as still existing is evidenced by its action in this case. * * * The executive department having thus elected to

REATY A POLIT

hat any such questions which arise concerning a treaty are of a political nature and will not be decided by the courts. In the words of Justice Curtis in Taylor v. Morton:[192] It is not "a judicial question, whether a treaty with a foreign sovereign has been violated by him; whether the consideration of a particular stipulation in a treaty, has been voluntarily withdrawn by one party, so that it is no longer obligatory on the other; whether the views and acts of a foreign sovereign, manifested through his representative have given just occasion to the political departments of our government to withhold the execution of a

HE NECESSARY A

slation.[194] Again, Congress could not confer judicial power upon American consuls abroad to be there exercised over American citizens, but the treaty-power can and has, and Congress has passed legislation perfecting such agreements and such legislation has been upheld.[195] Again, Congress of itself could not provide for the extradition of fugitives from justice, but the treaty-power can and has done so scores of times, and Congress has passed legislation carrying our extradition treaties into effect.[196] Again, Congress could not ordinarily penalize private acts of violence within a State, but it can punish such acts if they deprive aliens of their rights under a treaty.[197] Referring to such legislation the Court has said: "The power of Congress to make all laws necessary and proper for carrying into execution as well the powers enumerated in section 8 of article I of t

F THE TREATY-MAKING POW

macy clause, it is hardly surprising that this argument has not prevailed.[201] Nevertheless, the Court was forced to answer it as recently as 1923. This was in the case of Missouri v. Holland,[202] in which the Court sustained a treaty between the United States and Great Britain providing for the reciprocal protection of migratory birds which make seasonal flights from Canada into the United States and vice versa, and an act of Congress passed in pursuance thereof which authorized the Department of Agriculture to draw up regulations to govern the hunting of such birds, subject to the penalties specified by the act. To the objection that the treaty and implementing legislation invaded the acknowledged police power of the State in the protection of game within its borders, Justice Holmes, speaking for the Court, answered: "Acts of Congress are the supreme law of the land only when made in pursuance of the Constitution, while treaties are declared to be so when made under the authority of the United States. It is open to question whether the authority of the United States means more than the formal acts prescribed to make the convention. We do not mean to imply that there are no qualifications to the treaty-making power; but they must be ascertained in a different way. It is obvious that there may be matters of the sharpest exigency for the national well being that an act of Congress could not deal with but that a treaty followed by such an act could, a

d treaty-making power, as indeed appears from his further statement that "as a member of the family of nations, the right and power of the United States * * * are equal to the right and power of the other members of the international family."[206] No doubt there are specific limitat

N TRE

citizens thereof and foreign states, citizens or subjects"; secondly, that: "The Constitution, by declaring treaties already made, as well as those to be made, to be the supreme law of the land, had adopted and sanctioned the previous treaties with the Indian nations, and consequently admits their rank among those powers who are capable of

the United States recognized the national character of a tribe, its members were under the protection of treaties and of the laws of Congress and their property immune from taxation by a State;[213] that a stipulation in an Indian treaty that laws forbidding

tus of Indi

y has been invariably upheld. Thus the admission of Wyoming as a State was found to abrogate, pro tanto, a treaty guaranteeing certain Indians the right to hunt on unoccupied lands of the United States so long as game may be found thereon and to bring hunting by the Indians within the police power of the State.[217] Similarly, statutes modifying rights of members in tribal lands,[218] granting a right of way for a railroad through lands ceded by treaty to an Indian tribe,[219] or extending the application of revenue laws respecting liquor and tobacco over Indian territories, despite an earlier treaty exemption,[220] have been sustained. When, on the other hand, definit

reements Without

difference there once may have been has been seriously blurred in practice within recent decades. The President's power to enter into agreements or compacts with other governments without consulting the Senate must be referred to his powers as organ of foreign relations

XECUTIVE

ident.[224] Such agreements are ordinarily directed to particular and comparatively trivial disputes and by the settlement the effect of these cease ipso facto to be operative. Also there are such time-honored diplomatic devices as the "protocol" which marks a stage in the negotiation of a treaty, and the modus vivendi, which is designed to serve as a temporary substitute for one. Executive agreements become of constitutional significance when they constitute a determinative factor o

EXECUTIVE

out there having been a formal exchange of ratifications.[225] Of a kindred type, and owing much to the President's capacity as Commander in Chief, was a series of agreements entered into with Mexico between 1882 and 1896 according each country the right to pursue marauding Indians across the common border.[226] Commenting on such an agreement, the Court remarked, a bit uncertainly: "While no act of Congress authorizes the executive department to permit the introduction of foreign troops, the power to gi

cKINLEY'S C

he Armistice of November 11, 1918, determine in great measure the conditions of the final peace with Germany in 1918. It was also President McKinley who in 1900, relying on his own sole authority as Commander in Chief, contributed a land force of 5,000 men and a naval force to cooperate with similar contingents from other Powers to rescue the legations in Peking from the Boxers; and a year later, again without consulting either Congress or the Senate, accepted for the United States the Boxer Indemnity Protocol between China and the intervening Powers.[231] Commenting on the Peking protocol Willoughby quotes with approval the following remark: "This case is

NTS AFFECTING FAR

een Secretary of War Taft, then in the Far East, and Count Katsura, amounting to a secret treaty, by which the Roosevelt administration assented to the establishment by Japan of a military protectorate in Korea.[234] Three years later Secretary of State Root and the Japanese ambassador at Washington entered into the Root-Takahira Agreement to uphold the status quo in the Pacific and maintain the principle of equal opportunity for commerce and industry in China.[235] Meantime, in 1907, by a "Gentlemen's Agreement," the Mikado's government had agreed to curb the em

OBLIGATION OF EX

ent any binding force on this country?" and replied that it had not; that it was simply a declaration of American policy so long as the President or State Department might choose to continue it.[237] Actually, it took the Washington Conference of 1921, two solemn treaties and an exchange of not

OV AGREEME

rst important utilization of the executive agreement device took the form of an exchange of notes on November 16, 1933 with Maxim M. Litvinov, People's Commissar for Foreign Affairs, whereby American recognition was extended to the Union of Soviet Socialist Republics in consideration of certain pled

tates v.

property of a Russian metal corporation whose assets had been appropriated by the Soviet government. The Court, speaking by Justice Sutherland, said "No." The President's act in recognizing the Soviet government, and the accompanying agreements, constituted, said the Justice, an international compact which the President, "as the sole organ" of international relations for the United States, was authorized to enter upon without consulting the Sena

v. Pink; Nat

nationals. * * * We would usurp the executive function if we held that that decision was not final and conclusive on the courts. 'All constitutional acts of power, whether in the executive or in the judicial department, have as much legal validity and obligation as if they proceeded from the legislature, * * *'[243] * * * It is, of course, true that even treaties with foreign nations will be carefully construed so as not to derogate from the authority and jurisdiction of the States of this nation unless clearly necessary to effectuate the national policy.[244] But State law must yield when it is inconsistent with, or impairs the policy or provisions of, a treaty or of an international compact or agreement.[245] Then, the power of a State to refuse enforcement of rights based on foreign law which runs counter to the public policy of the form * * * must give way before the superior Federal policy evidenced by a treaty or international compact or agreement.[246] * * * The action of New York in this case amounts in substance to a rejection of a part of the policy underlying recognition by this nation of Soviet Russia. Such power is not accorded a State in our constitutional sy

OTHIAN AGR

ce by the two countries which would "consider in the broad sense the defense of the north half of the Western Hemisphere."[249] The second, and more important agreement, was the Hull-Lothian Agreement of September 2, 1940, under which, in return for the lease to it for ninety-nine years of certain sites for naval bases in the British West Atlantic, our Government handed over to the British Government fifty ov

, occupied Denmark, entered into an executive agreement with the Danish minister at Washington, whereby

E AGRE

ident.[253] The Executive Agreement thus became, in an era in which the instability of international relations forbade successful efforts at treaty-making, the principal instrument o

ENTS BY AUTHORIZ

ng the Post Office, which had theretofore been dealt with through legislation carrying it on from year to year, enacted that 'the Postmaster General may make arrangements with the Postmasters in any foreign country for the reciprocal re

l Trade A

inds as a fact that any existing duties or other import restrictions of the United States or any foreign country are unduly burdening and restricting the foreign trade of the United States and that the purpose above declared will be promoted by the means hereinafter specified, is authorized from time to time-'(1) To enter into foreign trade agreements with foreign governments or instrumentalities thereof'; and '(2) To proclaim such modifications of existing duties and other import restrictions, or such additional import restrictions, or such continuance, and

ionality of T

the President."[259] Although two Justices disagreed, the question has never been revived. However, in Altman and Co. v. United States,[260] decided twenty years later, a collateral question was passed upon. This was whether an act of Congress which gave the federal circuit courts of appeal jurisdiction of cases in which "the validity or construction of any treaty, * * *, was drawn in question" embraced a case involving a trade agreement which had been made under the sanction of the Tariff Act of 1897. Said the Court: "While it may be true that this commercial agreement, made under authority of the Tariff Act of 1897, § 3, was not a treaty possessing the dignity of one requiring ratification by

nd-Lea

rs-and subsequently for additional periods whenever he deemed it in the interest of the national defense to do so, to authorize "the Secretary of War, the Secretary of the Navy, or the head of any other department or agency of the Government," to manufacture in the government arsenals, factories, and shipyards, or "otherwise procure," to the extent that available funds made possible, "defense articles"-later amended to include foodstuffs and industrial produ

US CONGRESS

her governments, the resulting agreements to be approved by Congress;[263] by the circumstances attending the drawing up in 1944 of the United Nations Relief and Rehabilitation Convention;[264] by the Joint Resolution of June 19, 1934, by which the President was authorized to

TION AG

ining clearly the matter in dispute and the scope of the powers of the Arbitrators, and fixing the periods for the formation of the Arbitral Tribunal and the several stages of the procedure."[266] The Senate approved the British treaty by the constitutional majority having, however, first amended it by substituting the word "treaty" for "agreement." President Theo

ER THE UNITED

of passage, necessary for the purpose of maintaining international peace and security. 2. Such agreement or agreements shall govern the numbers and types of forces, their degree of readiness and general location, and the nature of the facilities and assistance to be provided. 3. The agreement or agreements shall be negotiated as soon as possible o

ations Parti

s and assistance, including rights of passage, to be made available to the Security Council on its call for the purpose of maintaining international peace and security in accordance with article 43 of said Charter. The President shall not be deemed to require the authorization of the Congress to make available to the Security Council on its call in order to take action under article 42 of said Charter and pursuant to su

tive Esta

FF

ed by the appointment of government," and "embraces th

AND OTHER PUB

uring the first sixty-five years of the Government Congress passed no act purporting to create any diplomatic rank, the entire question of grades being left with the President. Indeed, during the administrations of Washington, Adams and Jefferson, and the first term of Madison, no mention occurs in any appropriation act even, of ministers of a specified rank at this or that place, but the provision for the diplomat

s altogether different in their nature, authorized by the constitution-one to be created by law, and the other depending for their existence and continuance upon contingencies. Of the first kind, are judicial, revenue, and similar offices. Of the second, are Ambassadors, other public Ministers, and Consuls. The first description organize the Government and give it efficacy. They form the internal system, and are susceptible of precise enumeration. When and how they are c

ing countries, * * *" In the body of the act was also this provision: "The President shall appoint no other than citizens of the United States, who are residents thereof, or who shall be abroad in the employment of the Government at the time of their appointment, * * *."[275] The question of the interpretation of the act having been referred to Attorney General Cus

ice Act of 1924[278] organizes the foreign service, both its diplomatic and its consular divisions, in detail as to grades, salaries, appointments, promotions, and in part as to duties. Theoretically the ac

AL DIPLOMA

ngston, Senator from Louisiana, to such good purpose that Jackson made him Secretary of State. "The practice of appointing secret agents," said Livingston, "is coeval with our existence as a nation, and goes beyond our acknowledgment as such by other powers. All those great men who have figured in the history of our diplomacy, began their career, and performed some of their most important services in the ca

s patent under the great broad seal of the United States, and the signature of their President, (that President being George Washington,) countersigned by the Secretary of State, David Humphreys was appointed commissioner plenipotentiary for negotiating a treaty of peace with Algiers. By instructions from the President, he was afterwards authorized to employ Joseph Donaldson as agent in that business. In May, of the same

s of the United States, if necessary to protect American lives and interests. His mission raised a vigorous storm of protest in the Senate, but the majority report of the committee which was created to investigate the constitutional question vindicated the President in the following terms: "A question has been made as to the right of the President of the United States to dispatch Mr. Blount to Hawaii as his personal representative for the purpose of seeking the further information which the President believed was necessary in order to arrive at a just conclusion regarding the state of affairs in Hawaii. Many precedents could be quoted to sh

embers of Congress as commissioners to negotiate treaties and agreements with foreign governments may be regularized, notwithstanding the provision of article I, section 6, clause 2 of the Constitution, which provides that "no Senator or Representative shall, * * *, be appointed to any civil Office under the Authority of the United States, which shall have bee

AL REGULATI

d officers. As incidental to the establishment of an office Congress has also the power to determine the qualifications of the officer, and in so-doing necessarily limits the range of choice of the appointing power. First and last, it has laid down a great variety of qualifications, depending on citizenship, residence, professional attainments, occupational experience, age, race, property, sound

CT IN

other officer or employee of the Government, any money or property or other thing of value for political purposes."[285] The validity of this measure having been sustained,[286] the substance of it, with some elaborations, was incorporated in the Civil Service Act of 1883.[287] By the Hatch Act[288] all persons in the executive branch of the Government, or any department or agency thereof, except the Pr

OYALT

rated in its appropriation acts a series of clauses which forbid the use of any of the funds appropriated to pay the salary of any person who advocates, or belongs to an organization which advocates, the overthrow of the Government by force; or any person who strikes, or who belongs to an organization of Government employees which asserts the right to strike against the Government.[291] The apparent intention of this proviso is to lay down a rule by which the appointing and disbursing au

CREASING DUTIE

ffice without thereby "rendering it necessary that the incumbent should be again nominated and appoin

OFFICERS";

he President alone, in the courts of law, or in the heads of departments"; and employees, a term which is here used in a peculiar sense. Ordinarily it denotes one who stands in a contractual relationship to his employer, but here it signifies all subordinate officials of the National Government receiving their appointmen

APPOINTM

ina

nate. The first is the "nomination" of the candidate by the President alone; the second is the assent of the Senate to the

e App

nate cannot originate an appointment. Its constitutional action is confined to the simple affirmation or rejection of the President's nominations, and such nominations fail whenever it rejects them. The Senate may suggest conditions and limitations to the Presid

e Consent

taken the oath of office and entered upon the discharge of their duties, the President responded with a refusal, saying: "I cannot admit the power in the Senate to encroach upon the executive functions by removal of a duly appointed executive officer under the guise of reconsideration of his nomination." The Senate thereupon voted to reconsider the nominations in question, again approving two of the nominees, but rejecting the third, against whom it instructed the District Attorney of the District

* shall Commission all the

oning th

the other hand, by the doctrine of Marbury v. Madison, in the case both of appointees by the President and Senate and by the President alone, a purely ministerial act which has been lodged by statute with the Secretary of State and the performance of which may be compelled by mandamus unless the appointee has been

es that may happen during the Recess of the Senate, by granting

APPOI

hes this construction. It results that whenever a vacancy may have occurred in the first instance, or for whatever reason, if it still continues after the Senate has ceased to sit and so cannot be consulted, the President may fill it in the way described.[305

RIM DES

form the duties of other absent officials. Usually such a situation is provided for in advance by a statute which designates the inferior officer who is to a

POWER; THE

tice's main reliance was on the so-called "decision of 1789," the reference being to Congress's course that year in inserting in the act establishing the Department of State a proviso which was meant to imply recognition that the Secretary would be removable by the President at will. The proviso was especially urged by Madison, who invoked in support of it the opening words of article II and the President's duty to "take care that the laws be faithfully executed." Succeeding passages of the Chief Justice's opinion erect on this basis a highly selective account of doctrine and practice regarding the removal power down to the Civil War which was held to yield the following results: "That article II grants to the President the executive power of the Government, i.e., the general administrative control of those executing the laws, including the power of appointment and removal of executive officers-a conclusion confirmed by his obligation to take care that the laws be faithfully executed; that article II excludes the exercise of legislative power by Congress t

the following passage in his opinion: "There is nothing in the Constitution which permits a distinction between the removal of the head of a department or a bureau, when he discharges a political duty of the President or exercises his discretion, and the removal of executive officers engaged in the discharge of their other normal duties. The imperative reasons requiring an unrestricted power to remove the most important

of the Off

, submit a few observations upon it. It will be necessary to consider the nature of this office, to enable us to come to a right decision on the subject; in analyzing its properties, we shall easily discover they are not purely of an executive nature. It seems to me that they partake of a judiciary quality as well as executive; perhaps the latter obtains in the greatest degree. The principal duty seems to be deciding upon the lawfulness and justice of th

umphr

r the unanimous Court, said: "A postmaster is an executive officer restricted to the performance of executive functions. He is charged with no duty at all related to either the legislative or judicial power. The actual decision in the Myers Case finds support in the theory that such an office is merely one of the units in the executive departm

Constitution that illimitable power of removal is not possessed by the President in respect of officers of the character of those just named, [the Interstate Commerce Commission, the Federal Trade Commission, the Court of Claims]. The authority of Congress, in creating quasi-legislative or quasi-judicial agencies, to require them to act in discharge of their duties independently of executive cont

removal except for cause, will depend upon the character of the office; the Myers decision, affirming the power of the President alone to make the removal, is confined to purely executive officers; and as to office

f Presidential

y remove an officer of the army or navy at any time by nominating to the Senate the officer's successor, provided the Senate approves the nomination.[320] In 1940 the President was sustained in removing Dr. E.A. Morgan from the chairmanship of TVA for refusal to produce evidence in substantiation of charges which he had levelled at his fellow directors.[321] Althou

SIDENTI

t of government, to their disadvantage,[325] challenging the constitutional validity of legislation which he deemed detrimental to their interests.[326] There is one matter, moreover, as to which he is able to spread his own official immunity to them. The courts may not require the divulging of confidential communicatio

and expedient; he may, on extraordinary Occasions, convene both Houses, or either of them, and in Case of Disagreement between them, with Respect to the Time of Adjournment, he

Role of th

Platform, and of the introduction of the Spoils System, an ever present help to Presidents in times of troubled relations with Congress.[329] It is true that certain pre-Civil War Presidents, mostly of Whig extraction, professed to entertain nice scruples on the score of "usurping" legislative powers;[330] but still earlier ones, Washington, Jefferson, and Jackson among them, took a very different line, albeit less boldly and persistently than their later imitators.[331] Today there is no subject on which t

ht of R

OF THE

ign consular agents, who therefore may not exercise their functions in the United States without an exequatur from the President.[334] The power to "receive" ambassadors, etc., includes, moreover, the right to refuse to re

DENTIAL

hat "as the President was the only channel of communication between the United States and foreign nations, it was from him alone 'that foreign nations or their agents are to learn what is or has been the will of the nation;' that whatever he communicated as such, they had a right and were bound to consider 'as the expression of the nation;' and that no foreign agent could be 'allowed to question it,' or 'to interpose between him and any other branch of government, under the p

LOGAN

] The year following John Marshall, then a Member of the House of Representatives, defended President John Adams for delivering a fugitive from justice to Great Britain under the 27th article of the Jay Treaty, instead of leaving the business to the courts. He said: "The President is the sole organ of the nation in its external relations, and its sole representative with foreign nations.

R A FORMAT

rtake to examine, what would be the precise extent and effect of this function in various cases which fancy may suggest, or which time may produce. It will be more proper to observe, in general, and every candid reader will second the observation, that little, if anything, more was intended by the clause, than to provide for a particular mode of communication, almost grown into a right among modern nations; by pointing out the

ENT'S DIPL

For until the new government is acknowledged, the treaties between the nations, so far at least as regards public rights, are of course suspended. This power of determining virtually upon the operation of national treaties, as a consequence of the power to receive public ministers, is an important instance of the right of the executive, to decide upon the obligations of the country with regard to foreign nations. To apply it to the case of France, if there had been a treaty of alliance, offensive and defensive, between the United States and that country, the unqualified acknowledgment of the new government would have put the United States in a condition to become an associate in the war with France, and would have laid the legislature under an obligation, if r

N'S REAL

gn in executing them, and the judiciary in construing them where they related to their department. 'But,' said he, 'at least, Congress are bound to see that the treaties are observed.' I told him no; there were very few cases indeed arising out of treaties, which they could take notice of; that the President is to see that treaties are ob

R OF REC

a public minister, it must be founded on some other consideration than a change in the government, or the newness of the government; and consequently a right to refuse to acknowledge a new government cannot be implied by the right to refuse a public minister. It is not denied that there may be cases in which a respect to the general principles of liberty, the essential rights of the people, or the overruling sentiments of

ents. The affirmative precedents down to 1906 are succinctly summarized by John Bassett Moore in his famous Digest, as follows: "In the preceding review of the recognition, respectively, of the new states, new governments, and belligerency, there has been made in each case a precise statement of facts, showing how and by whom the recognition was accorded. In every case, as it appears, of a new government and of belligerency, the question of recognition was determined solely by the Executive.

ase o

, that of sending a public minister to the nation thus recognized, is primarily the act of the President. The Senate can take no part in it at all, until the President has sent in a nomination. Then it acts in its executive capacity, and, customarily, in 'executive session.' The legislative branch of the Government can exercise no influence over this step except, very indirectly, by withholding appropriations. * * * Nor can the legislative branch of the Government hold any communications with foreign nations. The executive branch is the sole mouthpiece of the nation in communication with foreign sovereignties. Foreign nations communicate only through their respective executive departments. Resolutions of their legislative departments upon diplomatic matters have no status in international law. In the department of international law, therefore, properly speaking, a Congressional recognition of belligerency or independence would be a nullity. * * * Congress can help the Cuban insurgents

OF NONRE

eneral policy of nonrecognition in the case of any government founded on acts of violence; and while he observed this rule with considerable discretion, he consistently refused to recognize the Union of Soviet Socialist Republics, and his successors prior to President Franklin D. Roosevelt did the same. The refusal o

NT AND

n Congressional cooperation and support. First one and then the other aspect of the relationship is uppermost. Thus the United Nations Participation Act of December 20, 1945 appeared to contemplate cooperation between the President and Congress in the carrying out of the duties of the United States to back up decisions of the Security Counci

LEMENTATION OF PR

f course, that Congress has enormous powers the support of which is indispensable to any foreign policy. In the long run Congress is the body that lays and collects taxes for the common defense, that creates armies and maintains navies, although it does not direct them, that pledges the public credit, that declares war, that defines offenses against the law of nations, that regulates foreign commerce; and it has the further power "to make all laws which shall be necessary and proper"-that is, which it deems to be such-for carrying into execution not only its own powers but all the powers "of the government of the United States

E OF POLITI

on is to be denied. A question like this, respecting the boundaries of nations, is, as has been truly said, more a political than a legal question, and in its discussion, the courts of every country must respect the pronounced will of the legislature."[357] The doctrine thus clearly stated is further exemplified, with particular reference to Presidential action, by Williams v. The Suffolk Insurance Company.[358] In this case the underwriters of a vessel which had been confiscated by the Argentine Government for catching seals off the Falkland Islands contrary to that government's orders sought to escape liability by showing that the Argentinian government was the sovereign over these islands and that, accordingly, the vessel had been condemned for wilful disregard of legitimate authority. The Court decided against the company on the ground that the President had taken the position that the Falkland Islands were not a part of Argentina. It said: "Can there be any doubt, that when the executive branch of the government, which is charged with our foreign relations, shall, in its correspondence with a foreign nation, assume a fact in regard to the sovereignty of any island or country, it is conclusive on the judicial department? And in this view, it is not material to inquire, nor is it the province of the court to determine, whether the executive be right or wrong. It is enough to know, that in the exercise of his constitutional function

ements of t

the conduct of foreign relations, Justice Jackson declared for the Court: "The President, both as Commander in Chief and as the Nation's organ for foreign affairs, has available intelligence services whose reports are not and ought not to be published to the world. It would be intolerable that courts, without the relevant information, should review and perhaps nullify actions of the Executive taken on information properly held secret. Nor can courts sit in camera in order to be taken into executive confidences. But even if courts could require full disclosure, the very nature of executive deci

Act of 1798 is a process which begins when war is declared but is not exhausted when the shooting stops. * * * The Court would be assuming the functions of the political agencies of the Government to yield to the suggestion that the unconditional surrender of Germany and the disintegration of the Nazi Reich have left Germany without a government capable of negotiating a treaty of peace. It is not for us to question a belief by

dent as L

EXECUTI

pecific terms, by succeeding clauses of the same article; secondly, there is the sum total of the powers which acts of Congress at any particular time confer upon the President; thirdly, there is the sum total of discretionary powers which acts of Congress at any particular time confer upon heads of departments and other executive ("administrative") agencies of the National Government; fourthly, there is the power which stems from the duty to enforce the criminal statutes of the United States; fina

ENT'S OWN POWE

the several States when called into the actual service of the United States. That is a power constitutionally inherent in the person of the President. No act of Congress, no act even of the President himself, can, by constitutional possibility, authorize or create any military officer not subordinate to the President."[374] Moreover, the obligation to act personally may be sometimes enlarged by statute, as, for example, by the act organizing the President with other designated officials into "an Establishment by name of the Smithsonian Institute."[375] Here, says the Atto

sident.[381] The Supreme Court held that the act did not require the personal performance by the President of this duty. Such a practice, said the Court, if it were possible, would absorb the duties of the various departments of the government in the personal acts of one chief executive officer, and be fraught with mischief to the public service. The President's duty in general requires his superintendence of the administration; yet he cannot be required to become the

SIDENT IN RELATION TO SUB

e conduct of subordinate executive officers. "Vest," said he, "the power [of removal] in the Senate jointly with the President, and you abolish at once the great principle of unity and responsibility in the executive department, which was intended for the security of liberty and the public good."[384] But this was said with respect to the office of Secretary of State; and when shortly afterward the question arose as to the power of Congress to regulate the tenure of the Comptroller of the Treasury, Madison assumed a very different attitude, conceding in effect that this officer was to be an arm of certain of Congress's own powers, and should therefore be protected against the removal power.[385] (Se

TRALIZATION VERSUS J

egated powers, with any legal discretion which the President is not entitled to control was first asserted in unambiguous terms in President Jackson's Protest Message of April 15, 1834,[389] defending his removal of Duane as Secretary of the Treasury, on account of the latter's refusal to remove the deposits from the Bank of the United States. Here it is asserted "that the entire executive power is vested in the President"; that the power to remove those officers who are to aid him in the execution of the laws is an incident of that power; that the Secretary of the Treasury was such an officer; that the custody of the public property and money was an executive function exercised t

R VERSUS PRESIDENT

rdinates in the performance by them of statutory duties. The lower court had asserted that the duty of the President under the faithful execution clause gave him no other control over the officer than to see that he acts honestly, with proper motives, but no power to construe the law, and see that the executive action conforms to it. Counsel for Kendall attacked this position vigorously, relying largely upon statements by Hamilton, Marshall, James Wilson, and Story having to do with the President's power in the field of foreign relations. The Court rejected the implication with emphasis. There are, it pointed out, "certain political duties imposed upon many officers in the executive department, the discharge of which is under the direction of the President.

VERSUS HU

departments-through whom he exercises powers conferred upon him by statute. The Humphrey decision assures to Congress the right to protect the tenure, and hence the freedom of decision of all officials upon whom, in the exercise of its delegated powers, it confers duties of a "quasi-legislative" or a "quasi-judicial" nature. The former may be described as duties for the satisfactory discharge of which Congress justifiably feels that a specialized an

NT TO GUIDE ENFORCEM

ition to abandon. The President felt himself in a dilemma, whether if it was by statute the duty of the District Attorney to prosecute or not, the President could interfere and direct whether to proceed or not. The opinion was written by Taney, then Attorney-General; it is full of pertinent illustrations as to the necessity in an administration of full power in the chief executive as the concomitant of his full responsibility. It concludes: If it should be said that, the District Attorney having the power to discontinue the prosecution, there is no necessity for inferring a right in the President to direct him to exercise it-I answer that the direction of the President is not required to communicate any new authority to the District Attorney, but to direct him in the execution of a power he is admitted to possess. The most valuable and proper measure may ofte

ENT AS LAW

a United States marshal to protect a Justice of the Supreme Court whose life had been threatened by a suitor was attributed to the President and held to be "a law of the United States" in the sense of section 753 of the Revised Statutes, and as such to afford basis for a writ of habeas corpus transferring the said marshal, who had "got his man," from State to national custody. Speaking for the Court, Justice Miller inquired: "Is this duty [the duty of the President to take care that the laws be faithfully executed] limited to the enforcement of acts of Congress or of treaties of the United States according to their express terms, or does it incl

LAW ENFORCEMENT: T

which began at the time of the Whiskey Rebellion of 1792.[400] In Martin v. Mott,[401] which arose out of the War of 1812, it was held that the authority to decide whether the exigency has arisen belongs exclusively to the President.[402] Even before that time, Jefferson had in 1808, in the course of his efforts to enforce the Embargo Acts, issued a proclamation ordering "all officers having authority, civil or military, who shall be found in the vicinity" of an unruly combination to aid and assist "by all means in their power, by force of arms and otherwise" the suppression of such combination.[403] Forty-six years later Attorney General Cushing advised President Pierce that in enforcing the Fugitive Slave Act of 1850, marshals of the United States, had authority when opposed by unlawful combinations, to summon to their aid not only bystanders and

HABEAS CORPUS

ection 9, clause

IVE MAR

of the situation. * * * The facts that we are to assume are that a state of insurrection existed and that the Governor, without sufficient reason but in good faith, in the course of putting the insurrection down held the plaintiff until he thought that he safely could release him. * * * In such a situation we must assume that he had a right under the state constitution and laws to call out troops, as was held by the Supreme Court of the State. * * * That means that he shall make the ordinary use of the soldiers to that end; that he may kill persons who resist and, of course, that he may use the milder measure of seizing the bodies of those whom he considers to stand in the way of restori

DEBS

ry warrant for the injunction, the Court nevertheless validated it on the ground that the Government was entitled thus to protect its property in the mails, and on a much broader ground which is stated in the following passage of Justice Brewer's opinion for the Court: "Every government, entrusted, by the very terms of its being, with powers and duties to be exercised and discharged for the general welfare, has a right to apply to its own courts for any proper assistance in the exercise of the one and the discharge of the other. * * * While it is not the province of the Government to interfere in any mere matter of pr

THE DEBS

s that whenever in his opinion a threatened or actual strike or lockout affecting the whole or a substantial part of an industry engaged in interstate commerce will, "if permitted to occur or continue, imperil the national health or safety," the President may appoint a board of inquiry and, upon its so finding, "may direct the Attorney General to petition any district court of the United States having juri

IN CASES OF DOMESTIC

IV, sec.

EXECUTIVE OF TH

ttorney General Gregory said: "The President of the United States is at the head of one of the three great coordinate departments of the Government. He is Commander in Chief of the Army and the Navy. * * * If the President is of the opinion that the relations of this country with foreign nations are, or are likely to be, endangered by action deemed by him inconsistent with a due neutrality, it is his right and duty to protect such relations; and in doing so, in the

CAN RIGHTS OF PERSO

oyed in the bombardment. His defense was based upon the orders of the President and Secretary of the Navy, and was sustained by Justice Nelson, then on circuit, in the following words: "As the Executive head of the nation, the President is made the only legitimate organ of the General Government, to open and carry on correspondence or negotiations with foreign nations, in matters concerning the interests of the country or of its citizens. It is to him, also, the citizens abroad must l

ty, cannot be anticipated and provided for; and the protection, to be effectual or of any avail, may, not unfrequently, require the most prompt and decided action. Under our system of Government, the citizen abroad is as much entitled to protection as the citizen at home. T

IAL WORLD

ion requires the use of available forces to protect American rights of person and property outside the United States and to take action in harmony with his decision. Such employment of the forces have, it is true, been usually justifiable acts of self defense rather than acts of war, but the countries where they occurred were entitled to treat them as acts of war nevertheless, although they hav

tlant

he parties to the treaty, including the United States. Accordingly, the President and the Congress, each within their sphere of assigned constitutional responsibilities, would be expected to take all action necessary and appropriate to protect the United States against the consequences and dangers of an armed attack committed against any party to the treaty."[418] But from the very nature of things, the discharge of this obligation

THE DOMAIN OF CONGRESS:

ts[

ulations and directions. The President promptly reported these events to Congress, conceding Congress's power to supersede his Order; but Congress failed to do anything about the matter either then or a fortnight later, when the President again brought up the subject in a special message.[422] It had in fact provided other methods of dealing with such situations, in the elaboration of which it had declined repeatedly to authorize governmental seizures of property to settle labor disputes. The steel companies sued the Secretary in a federal district court, praying for a declaratory judgment and injunctive

of the Opinio

issue such an order in the circumstances of the case was not deducible from the aggregate of the President's executive powers under Article II of the Constitution; nor was the Order maintainable as an exercise of the President's powers as Commander in Chief of the Armed Forces. The power sought to be exercised was the lawmaking power, which the Constitution vests in the Congress alone. Even if it w

ctual

sing the power of the President to instruct the seizure of the Flying Fish, a vessel bound from a French port: 'It is by no means clear that the president of the United States whose high duty it is to "take care that the laws be faithfully executed," and who is commander in chief of the armies and navies of the United States, might not, without any special authority for that purpose, in the then existing state of things, have empowered the officers commanding the armed vessels of the United States, to seize and send into port for adjudication, American vessels which were forfeited by being engaged in this illicit commerce. But when

in Congress on the ground that no specific statute prescribed the method to be used in executing the treaty. John Marshall, then a member of the House of Representatives, in the course of his successful defense of the President's action, said: 'Congress, unquestionably, may prescribe the mode, and Congress may devolve on ot

of attempts by Congress to limit his power," may set up military commissions in territory occupied by the armed forces of the United States.[433] He may determine, in a way to bind the courts, whether a treaty is still in force as law of the land, although again the final power in the field rests with Congress.[434] One of the President's most ordinary powers and duties is that of ordering the prosecution of supposed offenders against the laws of the United States. Yet Congress may do the same thing.[435] On September 22, 1862, President Lincoln issued a proclamation suspending the privilege

he first of these was the seizure of the North American Aviation, Inc., of Englewood, California. In support of this action Attorney General Jackson, as Chief Justice Vinson points out in his dissenting opinion, "vigorously proclaimed that the President had the moral duty to keep this nation's defense effort a 'going concern.'"[438] Said the then Attorney General, "The Presidential proclamation rests upon the aggregate of the Presidential powers derived from the Constitution itself and from statutes enacted by the Congress. The Constitution lays upon the President the duty 'to take care that the laws be faithfully executed.' Among the laws which he is required to find means to execute are those which direct him to equip an enlarged army, to provide for a strengthened navy, t

ent, a result which implied the validity of the seizure.[443] Said Justice Reed, in his concurring opinion of the case: "The relatively new technique of temporary taking by eminent domain is a most useful administrative device: many properties, such as laundries, or coal mines, or railroads, may be subjected to public operation only for a short time to meet war or emergency needs, and can then be returned to their owners." The implications of United States v. Pewee Coal Company, Inc.,[444] clearly sustained the

the practical, and avoid a slavish formalism which can only serve to ossify the Government and reduce its efficiency without any compensating good. The function of making laws is peculiar to Congress, and the Executive can not exercise that function to any degree. But this is not to say that all of the subjects concerning which laws might be made are perforce removed from the possibility of Executive influence. The Executive may act upon things and upon men in many relations which have not, though they might have, been actually regulated by Congress. In other words, just as there are fields which are peculiar to Congress and fields which are peculiar to the Executive, so there are fields which are common to both, in the sense that the Executive may move within them until they shall have been occupied by legislative action. These are not the fields of legislative prerogative, but fields within which the lawmaking power may enter and dominate whenever it chooses. This situation results from the fact that the President is the active agent, not of Congress, but of the Nation.

ring O

uthority asserted by the seizure, or if the seizure had been only for a short, explicitly temporary period, to be terminated automatically unless Congressional approval were given."[447] He then enters upon a review of the proc

chell v. Harmony;[450] United States v. Russell;[451] Portsmouth Harbor Land and Hotel Co. v. United States;[452] and United States v. Pewee Coal Co.;[453] in all of which a right of compensation was recognized to exist in consequence of damage to property which resulted from acts stemming ultimately from constitutional powers of the President. In United States v. Pink,[454] Justic

The opinion concludes: "In view of the ease, expedition and safety with which Congress can grant and has granted large emergency powers, certainly ample to embrace this crisis, I am quite unimpressed with the argument that we should affirm possession of them without statute. Such power either has no beginning or it has no end. If it exists, it need submit to no legal restraint. I am not alarmed that it would plunge us straightway into dictatorship, but it is at least a step in that wrong direction. * * * But I have no

.[461] He says: "I conclude that where Congress has laid down specific procedures to deal with the type of crisis confronting the President, he must follow these procedures in meeting the crisis; * * * I cannot sustain the seizure in question because here, as in Little v. Barreme, Congress had prescribed methods to be followed by the President in meeting the emergency at hand."[4

ting O

y involved, fits into the picture of presidential emergency action in the past and musters impressive evidence to show that it does. And "plaintiffs admit," he asserts, more questionably, "that the emergency procedures of Taft-Hartley are not mandatory."[465] He concludes as follows: "The diversity of views expressed in the six opinions of the majority, the lack of reference to authoritative precedent, the repeated reliance upon prior dissenting opinions, the complete disregard of the uncontroverted facts showing the gravity of the emergency and the temporary nature of the taking all serve to demonstrate how far afield one must go to affirm the order of the District Court. The broad executive power

residential E

fect that Congress had exercised its power in the premises of the case in opposition to seizure. Justice Clark, on the basis of Chief Justice Marshall's opinion in Little v. Barreme, holds unambiguously that, Congress having entered the field, its evident intention to rule out seizures supplied the law of the case. That the President does possess a residual of resultant power above, or in consequence of, his granted powers to deal with emergencies in the absence of restrictive legislation is explicitly asserted by Justice Clark, and impliedly held, with certain qualifications, by Justice Frankfurter and, again less clearl

MUNITY FROM JUD

bring him to account as President. There is only one court or quasi court that he can be called upon to answer to for any dereliction of duty, for doing anything that is contrary to law or failing to do anything which is according to law, and that is not this tribunal but one that sits in another chamber of this Capitol."[468] Speaking by Chief Justice Chase, the Court agreed: "The Congress is the legislative department of the government; the President is the executive department. Neither can be restrained in its action by the judicial department; though the acts of both, when performed, are, in proper cases, subject to its cognizance. The impropriety of such interference will be clearly seen upon consideration of its possible consequences. Suppose the bill filed and the injunction prayed for allowed. If the President refuse obedience, it is needless to observ

S SUBORDINATES

d by law,[472] such suits being usually brought in the United States District Court for the District of Columbia.[473] Also, by common law principles, a subordinate executive officer is personally liable under the ordinary law for any act done in excess of authority.[474] Indeed, by a recent holding, district courts of the United States are bound to entertain suits for damages arising out of alleged violation of plaintiff's constituti

United States, shall be removed from Office on Impeachment for, and C

eac

L OFF

or is a private citizen subject to impeachment;[478] but resignation of an office

ES AND MIS

eason and bribery have always been offenses whose nature was clearly understood. Other high crimes and misdemeanors which might be made causes for the impeachment of civil officers were those which embraced any misbehavior while in office. Madison, whose objection led to the insertion of the more definite phrase high crimes and misdemeanors, was the strongest advocate of a broad construction of the impeachment power. He argued that incapacity, negligence, or perfidy of the Chief Magistrate should be ground for impea

SE IMPE

n enquiry, by the two Houses of Congress, whether the office of any public man might not be better filled by another. * * * The power of impeachment was given without limitation to the House of Representatives; and the power of trying impeachments was given equally without limitation to the Senate; * * * A trial and removal of a judge upon impeachment need not imply any criminality or corruption in him. * * * [but] was nothing more than a declaration of Congress t

NSON IM

cial to the public interest, and this may consist of a violation of the Constitution, of law, of an official oath, or of duty, by an act committed or omitted, or, without violating a positive law, by the abuse of discretionary powers from improper motives or for an improper purpose."[484] Former Justice Benjamin R. Curtis stated the position of the defense in these words: "My first position is, t

IMPEAC

n, for soliciting for himself and friends valuable favors from railroad companies some of which were at the time litigants in his court, although it was conceded that in so doing he had not committed an indictable offense;[486] and in 1936 Judge Ritter of the Florida district court was similarly removed for conduct in relation to a receivership case which evoked serious doubts as to his integrity, although on the specific charges against him he was acquitted.[487] It is p

o

ut by Hamilton in T

ation of the Presidency, 1775

Ibid

rand, Recor

, 572 (Septe

of Congre

w and evaluation of this debate, see James Hart, The A

one, Locke, and Montesquieu as to the location of power in the conduct of foreign relations. See Edward S. Corwin, The President, Office and Powers (3d ed.), 459-460. For a parallel a

ited States, 27

Ibid.

U.S. 30

ting U.S. Senate Reports, Committee on Foreign

ma Refining Co. v. Ryan, 29

no power in the field of Congress' legislative powers except such as are delegated him by Congress.

iry Into the True Nature and Character o

ederalist

ican Presidency in Action

all. 400

d Papers of the

nature, cannot be controlled in the exercise of them but by a law, passed in the forms of the Constitution." Thomas Jefferson, Official Opinion (1790) 5 Ford, ed. 209 (New York,

20-21, and

21-22, an

Ibid.

386. See al

Growth of American Polit

see Charles Warren, Political Practice and the Consti

n, see Corwin, The President, Office

. Blacker, 146 U

Ibid.

Farrand

n, 134 U.S. 377

v. Hartwell, 6 Wa

Smith, 253 U

nited States, 290 U

arbrough, 110 U

United States, 2

e registration of qualified voters or any poll tax requirement under State law. The constitutional validity of this act was open to serious question and by the act of April 1, 1944 was abandoned. The latter act established a War Ballot Commission which was directed to prepare an adequate number

U.S. 21

e pp. 9

1 Sta

U.S.C

U.S.C

uly 26, 1947, that is, eight days after Public Law 199, the "Secretary of War" and the "Secretary of the Navy" were stri

he amount which otherwise would by law be payable as such salary, is a diminution of the compensation to be paid to him, which, in the case

eralist No.

Commentarie

Page, 9 How. 603

illigan, 4 Wall

32-33 (1827), asserting the finality of the President's judgment of the existence of

Papers of the Pres

Bl. 635

rs of the Presidents,

Bl. at

Stat. 32

tutional Problems under Linco

in United States v. Montgomery W

tiss-Wright Export Corp.,

ive upon Proclamation of a National Emergency by the President. The Digest

56 St

2d sess., vol. 88, pt. 5,

own to the close of 1942, see chapter on War Powers and Their Administration by Dean Arthur T. Vanderbilt in 1942 Annual Survey of American Law (New York University School of Law, 1945), pp. 106-231. At the close of the war there were 29 agencies grouped under OEM, of which OCD, WMC, and OC were the first to fold up. At the same date there were 101

F. 2d. 14

resident, Office and P

der 9066, 7 F

6 Stat

United States, 320 U

United States, 3

rk Times, J

Fed. Re

7 Stat

tion systems of two cities, the motor carriers in one city, a towing company and a butadiene plant. In addition thereto the President on April 10 seized 218 bituminous coal mines belonging to 162 companies and on May 7, 33 more bituminous mines of 24 additional companies. The anthracite

Railroad Emergency Boards to investigate disputes and to report to the President. The President also established

lications and outstanding priorities and allocations in the cases of three clothing companies and one transportation system which refused to comply with orders of the Na

Fed. Re

56 St

U.S. 39

bid. 4

resident, Office and P

1930), 20-22. Albert Venn Dicey, Introduction to the S

e Study of the Law of the Cons

e also Martin v. Mott, 1

Bl. 635

Wall. 2

Ibid.

t that it had no power to review by certiorari the proceedings of a military commission ord

Stat.

Kahanamoku, 327

Ibid.

Ibid.

Ibid.

Quirin, 317

S. 1, 29-30

bid. 1

Ibid.

tat. 577

7 U.S.

Ibi

Aggressive War, 41 American Political

Page, 9 How. 6

1, 348 (1952). See also Johnson v. E

nited States, 92

21 Wall. 73 (1875); Haver

tates v. Russell, 13 Wall. 623 (1871); Totten v. United

dowed the Peace of Paris; and President Wilson's Fourteen Points

. Page, 9 How.

As to temporarily occupied territory, see Doole

3 (1897); and cases there reviewed. See a

d. 303; cf. 1 ibid. 233, 234, where the cont

uirin, 317 U.S.

icial Records, War of Rebellion, s

tes, 97 U.S. 426, 437 (1878); United

0 U.S.C

40 U.S. 240 (1891); Wallace v. U

as not entitled to tax benefits under sections 421 and 939 of the Internal Revenue Code, which extends certain tax

110; II, 285, 328, 335-3

e history of legislation on the subject. See 36 Op. Atty. Gen. 12-16 (April 18, 1929); also Everett

358-364, 372-373, 378-381, 516-519. The only question of a constitutional nature that has arisen concerning the Cab

v. Wilson, 7 Pet.

U.S. 79,

Ibid.

lmost a necessary corollary of the above propositions that, if the witness has already received a pardon, he cannot longer set up

erovich, 274 U.S.

ower of the President, American Council

74 U.S.

901); Illinois Central R. Co.

nions of Attorney General, 1 Opins. Atty. Gen. 342 (1820); 2 ibid. 275 (1829); 5 i

m of court) by shortening the term of imprisonment, although defendant had already been committed, is

Presidents, I, 181, 303; II, 543; V

. 128, 147 (1872). See also United St

arland, 4 Wall.

istory of England (Cambridge, 1903),

7 U.S. 8

Ibid.

bid. 12

ll. 333, 3

Ibid

Ibid.

3 U.S. 5

Ibid

2 U.S. 4

ed States, 95 U.S.

v. Klein, 13 Wall. 1

ura, 114 U.S

Walker, 161 U

arrand,

Ibid.

Federali

rrand, I

rt proved futile, principally because the Senate balked. For the det

rtiss-Wright Export Corp.

sident, Office and Po

nt, acting for the United States, and the commissioners of the other contracting power. The Senate has no right to ratify the treaty and introduce new terms into it, which shall be obligatory upon the oth

e 1; also Missouri Pacific R. Co. v.

heir Making and Enforcement (2d ed., W

thority is to enact laws, or, in other words, to prescribe rules for the regulation of the society; while the execution of the laws, and the employment of the common strength, either for this purpose, or for the common defence, seem to comprise all the functions of the executive magistrate. The power of making treaties is, plainly, neither the one nor the other. It relates neither to the execution of the subsisting laws, nor to the enaction of new ones; and s

cuting"), see Crandall, Treaties (2d ed.), 36-42, 49-62 (passim), 151, 153-163, 179, 238-239, 286, 321, 338, 345-

andall, Chap

Dall. 19

Cr. 45

Banks (10 Wheat. 181) and with respect to the British Treaty of 1794, in Hughes v. Edwards (9 Wheat. 489). A treaty stipulation may be effectual to protect the land of an alien from forfeiture by escheat under the laws of a State. Orr v. Hodgson (4 Wheat. 458). By the British treaty of 1794, 'all impediment of alienage was absolutely levelled with the ground despite the laws of the States. It is the direct constitutional question in its fullest conditions. Yet the Supreme Court held that the s

aties, it cannot be done at all, for the States are expressly forbidden to '

tes are as much a part of the law of every State as its own local laws and Constitution. Thi

0 U.S. 4

a treaty stipulation guaranteeing to the citizens of each country, in the territory of the other, equality with the natives of rights and privileges in respect to protection and security of person and property, violated by a State statute which denied to a nonresident alien wife of a person killed within the State, the right to sue for wrongful death, although such right was afforded to native resident relatives.

. Thompson, 263

citizenship is disallowed, both on the basis of Amendment XIV and on the ground that the statute invaded a field of power reserved to the National Government, namely, the determination of the

islation involved was void under the United Nations Charter, but the California Supreme Court was unanimous in rejecting this view. The Charter provisions

Allen, 331 U.

r. 103, 1

838); Edye v. Robertson (Head Money Cases), 112 U.S. 580, 598, 599 (1884); United State

Treaties of 1799 and 1828 between the United States and Prussia, the vessel was entitled to remain in American waters indefinitely. Secretary of State Lansing ruled against the claim, and the Supreme Court later did the same, but ostensibly on independent grounds and without reference to the attitude of the Department of State. The Steamship Appam, 243 U.S. 124 (1917).

heir Making and Enforcement, (2

Writings (Hu

se, as Congress made prompt appropriation of the money stipulated in the treaty" (the Treaty of Paris of 1899 between Spain and the Unite

w York, 1929), 558. See also H. Rept. 2630, 48th Con

y in a lengthy and cogently argued opinion of Justice Curtis, speaking for a United States circuit court in Taylor v. Morton, 23 Fed. Cas. No. 13,799 (1855). The case turned on the following question: "If an act of Congress should levy a duty upon imports, which an

ies part of their municipal law, no foreign sovereign with whom a treaty exists could justly complain, for it is not a matter with which he has any concern. * * * By the eighth section of the first article of the Constitution, power is conferred on Congress to regulate commerce with foreign nations, and to lay duties, and to make all laws necessary and proper for carrying those powers into execution. That the act now in question is within the legislative power of Congress, unless that power is controlled by the treaty, is not doubted. It must be admitted, also, that in general, power to legislate on a particular subject, includes power to modify and repeal existing laws on that subject, and either substitute new laws in their place, or leave the subject without regulation, in those particulars to which the repealed laws applied. There is therefore nothing in the mere fact that a treaty is a law, which would prevent Congress from repealing it. Unless it is for some reason distinguishable from other laws, the rule which it gives may be displaced by the legislative power, at its pleasure. * * * I think it is impossible to maintain that, under our Constitution, the President and Senate exclusively, possess the power to modify or repeal a law found in a treaty. If this were so, inasmuch as they can change or abrogate one treaty, only by making another inconsistent with the first, the g

s v. Schooner Pegg

. Neilson, 2 P

es v. Percheman,

On the Constitutio

8 U.S. 1

Ibid.

4 U.S. 1

uance thereof" (i.e. of the Constitution) and "treaties made * * * under the authority of the United States". It may be that the former, being mentioned immediately

1 Stat

Dall. 37

denied that Congress could authorize the President to give notice: "He entertained not a particle of doubt that the question never could have been thrown upon Congress unless

right, The Control of Amer

38 Sta

Cranda

iations for a new treaty. Having done this, I notified the Senate of the fact, and this enabled the wiser heads of the Senate to substitute for the house resolution a resolution approving my action, and in this way the passage of the dangerous resolution was avoided." The resolution in question, it should be added, was a joint resolution, and purported to ratify the President's action. The President himself had asked only for ratification and approval of his course by the Senate. William Howard Taft, The Presidency (New York, 1916), 112-114. Two other precedents bearing on outright abrogation of treaties are the following. The question whether to regard the extradition article of the Treaty of 1842 with Great Britain as void on account of certain acts of the British Government was laid before Congress by President Grant in a special message dated June 20, 1876, in the following terms: "It is for the wisdom of Congress to determine whether the article of the treaty relating to extradition is to be any longer regarded as obligatory on the Government of the United States or as forming part of the supreme law of the land. Should the attitude of the British Government r

9 U.S. 4

Ibid.

Allen, 331 U.

v. Kelly, 229 U

Cas. No. 13

et. 253,

and of February 24, 1855;

y provisions involved are given. The supplementary leg

.S.C.A. §§

Franks, 120 U.S

antly, in such cases, legislated on the subject; yet, although the power is given to the executive, with the consent of the senate, to make treaties, the power is nowhere in positive terms conferred upon Congress to make laws to carry the stipulations of treaties into effect. It has been supposed to result from the duty of the national government to fulfil all the obligations of treaties." Ibid. 619. Story was

5, 541 (1885), which is cited in the Field opinion in support of the idea that no cession of any portion

Ibid

ant aliens the right to inherit real property contrary to State Law. The nearest the Court ever came to lending counten

2 U.S. 4

Ibid.

Ibid

9 U.S. 3

governments. It can, equally with any of the former or present governments of Europe, make treaties providing for the exerci

of such powers, or only that treaty-provisions dealing with matters which are also subject to the legislative power of Congress must, in order to become law of the land, receive the assent of Congress. The latter interpretation, however, does not state a limitation on the pow

while foreign territory can be annexed to the United States by the treaty-making power, it could not be incorporated with the United States except with the consent of Congress; also, that while the treaty-making power can consent to t

own simply to the question of correct constitutional procedure for the effectuation of a treaty; and much the same may be said of the third alleged limitation. This limitation was first suggested in connection with the Hague Convention of 1907 providing for an International Prize Court as a result of appeal from the prize courts of belligerents. To this arrangement President Taft objected that the treaty-making power could not transfer to a tribunal not known to the Constitution part of the "judicial power of the United States," and upon this view of the matter dispensation was finally granted the United States in a special protocol whereby this nation was allowed, in lieu of granting appeals from its prize courts to the International Court, to be mulcted in damages in the latter for erroneous decisions in the former. It is submitted that President Taft's position was fallacious, for the simple reason that not even the whole American nation is entitled to judge finally of its rights or of those of its c

Pet. 1

Pet. 515

Ibid

ates v. 43 Gallons of Whiskey, etc., 93 U.S. 188, 192 (1

ork Indians, 5

Indians, 5 Wall

Gallons of Whiskey, etc.

See also Ward v. Race Horse, 163 U.S. 504, 511 (1

544, 566; Rev

ace Horse, 163

v. Hitchcock, 18

. Southern Kansas R. Co

e Tobacco, 11 Wal

S. 665, 677-678 (1912); Jones

" "conventions," etc., see Chief Justice Taney's opinion in Holmes v. J

legislation by Congress, to control the landing of foreign cables on th

also McClure, International Executive Agreements (

ll, 102; McC

l, 104-106; M

exandroff, 183 U.S

of the nation and entitled to the respect of the courts. They are not a casting of the national will into the firm and permanent condition of law, and yet in some sort they are for the occasion an expression of the will of the people through their political organ, touching the matters affected; and to avoid unhappy collision between the political and judicial branches of the government, both which are in theory inseparably all one, such an expression to a reasonable limit should be followed by the courts and not opposed, though extending to the temporary restr

trol of American Foreign Rel

andall,

Ibid

y, On the Const

onal Executive Agreements (Colum

lt and the Russo-Japanese Wa

rnational Executive

Ibid.

y, On the Const

nal Executive Agreements (Columbi

ernational Executi

1 U.S. 3

Ibid.

5 U.S. 2

30. Citing The Fe

anty Trust Co. v. United Sta

iting Nielsen v. Johns

v. Egan, 284 U.S. 30 (1931); United

Oetjen v. Central Leather Co

ts dissented, chiefly on the question of the interpretation of the Litv

cClure,

es Department of State Bulletin,

rmed by his Attorney General that only Congress was competent to grant away public property. See W.B. Bryan, A History of the National Capitol From Its Foundation Through the Period of the A

ent Bulletin, April 1

ain, and France on arms aid for the Middle East which was released by the White House on May 25, 1950 (See A.P. dispatches of that date) bears the earmarks of an executiv

ents initiated in September last for the establishment in Europe of an integrated force under centralized c

om the President of the United States that he had made General Eisenhower available, the Council appointed him. He will assume his command and establish his headquarters in Europe early in the New Year. He will have the a

connection the Defense Committee, meeting separately on December 18th, had already taken action to establish a defense production board with greater powers than those of the Military Productio

trengthen the defense of Europe without altering in any way the purely defensive character of the North Atlantic Treaty Organization. The Council i

consolidating peace. The North Atlantic nations are determined to pursue this policy until

tive Agreements, 38; 1 Stat. 232-2

, 78-81; Cran

andall,

2 Stat. 973) "clearly anticipates the making of agreements with foreign

3 U.S. 6

Ibid

U.S. 583,

Ibid

was of a destroyer to the Queen of Hollan

1325, 1326-1327; ext

esident, Office and Powe

48 Sta

cClure,

Ibid

the matter to be arbitrated and to appoint the arbitrators. Professor J.B. Moore, in the article to which reference has already been made, enumerates thirty-nine instances in which provision has thus been made for the

Foreign Policy, S. Doc. 123

Foreign Policy, S. Doc. 123

v. Hartwell, 6 Wal

Atty. Gen.

William Maclay. See Journal of Will

ress, 90-91; 3 Letters and Other Writings of Jame

Stat. 6

p. Atty.

893, 27 Stat. 497, which purported to authorize th

U.S.C.

dgement of the Debate

c. 109, 50th Cong

ed a mission to "Petrograd," as it was then called, without nominating the Members of it to the Senate. It was headed

risbie Hoar, Autob

ting in Myers v. United States

titute, to select a site for a post office or a prison, to restore the manuscript of the Declaration of Independence, to erect a monument at Yorktown, to erect a statue of Hamilton, and so on and so forth. 42 Harvard Law Review, 426, 430-431. In his message of April 13, 1822, President Monroe stated the thesis that, "as a general principle, * * * Congress have no right under the Constitution to impose any restra

tat. 143,

unlawful for a judge appointed under the authority of the United States to exercise the profession of counsel or attorney, or to be engaged in the practice of the law (id., sect. 713); and that passed in 1853, which prohibits every officer of the United States or person holding any place of trust or profit, or discharging any official function under or in connection with any executive department of the government of the United States, or under the Senate or House of Representatives, from acting as an agent or attorney for the prosecution of any claim against the United States (id., sect. 5498); and that passed in 1863, prohibiting members of Congress from practicing in the Court of Claims (id., sect. 1058); and that passed in 1867, punishing, by dismissal from service, an officer or employé of the government who requires or requests any workingman in a navy-yard to contribute or pay any money for political purposes (id., sect. 1546); and that passed in 1868, proh

U.S.C. §

tat. 767,

0 U.S. 7

18 U.S

ex to Digest of Public Genera

2 Fed R

Unite States, 147 U

will, nevertheless, be astute to ascribe to a head of department an appointment made by an inferior of such head. Nishimura Ekiu v. United States, 142 U.S.

nited States v. Germaine, 99 U.S. 508, 509 (1879). Th

iebold, 100 U.S.

and with the advice and consent of the Senate. 3d. The commission. To grant a commission to a person appointed, might, perhaps, be deemed a duty enjoined by the constitution. 'He shall,' says that instrument, 'commission all the officers of the United States.'" Marbury v. Madison, 1 Cr. 137, 155-156 (1803

Atty. Gen.

Jefferson (Ford, ed.), 161 (1790); 9 Writi

6 U.S. 6

esident, Office and

dison, 1 Cr. 137, 1

. Atty. Gen

y got neither commission nor office. The case assumes, in fact,

15 ibid. 207 (1877); 16 ibid. 523 (1880); 18 ibid. 28 (1884); 19 ibid. 261 (1889); 26 ibid. 234 (1907); 30 ibid. 314 (1914); 33 ibid. 20 (1921). In 4 Opins. Atty. Gen. 361, 363 (1845), the general d

nstructive," as when a regular session succeeds immediately upon a special session. It was this k

5 U.S.

854); 12 ibid. 41 (1866); 25 ibi

272 U.

9 Stat.

72 U.S.

removal over all officers of the United States except judges. In the course of the debate on the act to establish a Department of Foreign Affairs (later changed to Department of State) all of these views were put forward, with the final result that a clause was incorporated in the measure which implied, as pointed out above, that the head of the department would be removable by the President at his discretion. Contemporaneously and indeed until after the Civil War, this action by Congress, in other words "the decision of 1789," was interpreted as establishing "a practical construction of the Constitution" with respect to executive officers appointed without stated terms. However, in the dominant opinion of those best authorized to speak on the subject, the "correct interpretation" of the Co

72 U.S.

of Congress,

un, Executor v. United States, Humphrey having, like Mye

n of the case, was altogether out of line with the same Justice's reasoning in Springer v. Philippine Islands, 277 U.S. 189, 201-202 (1928), and seems later to have caused the author of it much perplexity. See Robert E. Cushman, The Independent Regu

es v. Perkins, 11

United States, 16

United States, 18

; Quackenbush v. United States, 177 U.S. 20 (1900

732 (1939), certiorari refused

0 U.S. 75 (1947); also Ex parte Curtis, 106 U.S

220 (1853); In re Nea

es v. Lovett, 328

s of the Presidents, II,

e 328 U.

e was acting as secretary of state at the time when this transaction happened. He was of opinion, and his opinion was supported by that of others whom he highly respected, that he was not bound, and ought not to answer, as to any facts which came officially to his knowledge while acting as secretary of state. He did not think himself bound to disclose his official transactions while acting as secretary of st

ive activities in connection with labor disputes, or labor disturbances of any kind in industrial establishments which have naval contracts, either as prime contractors or subcontractors.' Your request to be furnished reports of the Federal Bureau of Investigation is one of the many made by congressional committees. I have on my desk at this time two other such requests for access to Federal Bureau of Investigation files. The number of these requests would alone make compliance impracticable, particularly where the requests are of so comprehensive a character as those contain

ospective defendant, could have no greater help than to know how much or how little information the Government has, and w

e many congressional committees who from time to time ask it, I am following the conclusions reached by a long line of distinguished pr

ply with a resolution of the House requesting the Attorney General to furnish the House with all pap

ply with a resolution of the House requesting the Attorney General to furnish to the House information co

912, declining to comply with a resolution of the House directing the Attorney Genera

hat it would be incompatible with the public interest to send to the Senate in response to its resolution,

declining to comply with a resolution of the Senate requesting the Attorney General to repo

ed June 8, 1926, declining to comply with his request to turn over to the committee all p

ontrary to the public interests. The courts have also held that the question whether the production of the papers would be against the public interest is one for the executive and not for the courts to determine." Mr. Jackson cites Marbury v. Madison, 1

. Black, The Relation of the Executive Power to Legislation (Princeton, 1919); W.E. Binkley, The President and Cong

sentiments to this general effect. See Messages and Papers of the

Note 1

endence, 10 Boston University Law Review, No. 1 (January

tty. Gen. 186

International L

. 473-548; 5

e the Grade of Persons Appointed by the Executive to Fill Foreign Mission

nternational Law

he act of March 4, 1909 (35 Stat

, then Assistant Attorney General. Further details concerning the observance of the "Logan" Act are given in Corwin, The President, Office and Powers (3d ed.) 223-224, 469-470. Early in Oc

ent of the Debates o

6, 54th Cong.,

etters of Pacificus and Helvidius (New

r of dignity than of authority. It is a circumstance which will be without consequence in the administration of the government; and it was far more convenient that it should be arranged in this manner, than

ificus," 7 Works (Ham

rnational Law Dig

the Letters of Pacificus and H

ose bodies. It was I had no doubt, by our Constitution an act of the Executive authority. General Washington had exercised it in recognizing the French Republic by the reception of Mr. Genet. Mr. Madison had exercised it by declining several years to receive, and by finally receiving, Mr. Onis; and in this instance I thought the Executive ought carefully to preserve entire the authority given him by the Constitution, and not weaken it by setting the precedent of making either House of Congress a party to an act which it was his exclusive right

, 54th Cong., 2d

hat power in his hands; and when we are asked to grant that power-the highest power given under the Constitution-we have the right, the intrinsic right, vested

ting in the House of Representatives appertaining to foreign relations.

Foreign Policy, S. Doc. 123,

ecurity Council called upon all members of the United Nations to render e

ted States air and sea forces to give the

communism has passed beyond the use of subversion to conquer

security. In these circumstances the occupation of Formosa by Communist forces would be a direct threat to the se

ent on Formosa to cease all air and sea operations against the mainland. The Seventh Fleet will see that this is done. The determination of the fut

he Philippines be strengthened and that military ass

e to the forces of France and the associated states in Indo-China and the dispa

pers of the President

22 U.S.C. (1940), S

, Foreign Policy Reports (April 1, 1939), 17-18; Corwin, The Pr

Pet. 253

Ibid

Pet. 41

Ibid

er v. Neil

Suffolk Ins. Co.,

es v. Palmer, 3 W

aden, 16 How. 6

U.S. 202 (1890); Oetjen v. Central

Baiz, 135 U.

Henkel, 180 U

U.S. 270 (1902); Charlton v

3 U.S. 1

9 U.S.C

Ibid.

he United States. * * * It is open to a friendly government to assert that such is the public status of the vessel and to claim her immunity from suit, either through diplomatic channels or, if it chooses, as a claimant in the courts of the United States. If the claim is recognized and allowed by the executive branch of the government, it is then the duty of the courts to release the vessel upon appropriate suggestion by the Attorney General of the United States, or other officer acting under his direction. * * * The foreign

5 U.S. 1

ll at war with Germany in the sense contemplated by the statute controlling here is a pure fiction. Furthermore, I think there is no act of Congress which lends the slightest basis to the claim that after hostilities with a foreign country have ended the President or the Attorney General, one or both, can deport aliens without a fair hearing reviewable in the courts. On the contrary, when this very question came before Congress after World War I in the interval between the Armistice and the conclusion of formal peace with Germany, Congress unequivocally required that enemy aliens be given a fair hearing before they could be deported." Ibid. 174-175.

ty. Gen. 453,

2 (1846); 20 U.S

rovision has long since dro

nited States, 122

eclude collateral attack on the sentences of courts-martial." See also United States v. Fletcher, 148 U.S. 84, 88-89 (189

tive duties, and their official acts, promulgated in the regular course of business, are presumptively his acts." Wilcox v. Jackson ex dem McConnel, 13 Pet. 498, 513 (1839). See also, United States v. Eliason, 16 Pet. 291 (1842); Williams

How. 290

Stat. 72

How. at

ged with respect to the performance by the head of a department of a duty imposed upon the President and executed by the department head ostensibly in behalf of the President. Nevertheless, the authorities indicate that the President cannot, without statutory authority, delegate a discretionary duty, relieving himself of all r

of Congress,

id. cols

Cr. 13

Ibid.

Atty. Gen.

Papers of the Pre

Ibid

Pet. 52

Ibid

52 (1926); 295

ministrative Law Governing the Relations of

02 (1842); Kurtz v. Moffitt, 115 U.S. 487, 503 (18

5 U.S. 1

However, in 28 U.S.C. 2241 (c) (2), as it stands following the amendment of May 24, 1949, c. 139, the phra

5); Mason v. United Sta

at. § 5298; 5

Stat. 424 (1795); 2 Stat. 44

Wheat.

Ibid.

Disturbances," S. Doc. 209, 59t

except in such cases and under such circumstances as such employment of said force may be expressly authorized by the Constitution or by act of Congress * * *" The effect of this prohibition, however, was largely nullified by a ruling of the Attorney General "

Stat (A

2 U.S. 7

Debs, 158 U.

U.S. 378 (1932), which endorses Moyer v. Peabody, while emphas

e has a just cause for calling upon the judiciary of the country, in any of its courts, for relief * * *" in the question of appealing to them "must primarily be decided by the Attorney General * * *" and if restrictions are to be placed upon the exercise of this authority it is for Congress to enact

§§ 101-105; 47

ights or privileges will not be applied to the sovereign without express words to that effect." Standing by itself these words would seem to save the Debs case. But they do not stand by themselves, for the Chief Justice presently added "that Congress, in passing the [Norris-LaGuardia] Act, did not intend to permit the United States to continue t

01, 80th Cong., 1s

Committee on Labor and Public Welfare on S. 249, 81st Cong., 1st sess., pp. 263, 285, 295, 905, 911;

Atty. Gen.

ollins, 4 Blatch.

partment of State entitled Right to Protect Citizens in Foreign Countries by Landing Forces (Government Printing Office, 1912, 1934). The great maj

rnational Law Diges

reign Policy, S. Doc. 123, 81

Farrand, Recor

Co. v. Sawyer, 34

Fed. Reg.

nses of this country be strengthened as speedily as possible to the end that we may be able to repel any and all threats against our national sec

eadly combat with the forces of aggression in Korea, and forces of the United States are stationed elsewher

th us in the defense of the free world are produced to a great extent in this country, and

rrying out of programs of the Atomic Energy Commis

also indispensable to the maintenance of the economy of the

and fabricating steel and the elements thereof and certain of their workers represented by

of the Government, including those of the Wage Stabilization Board, to which the controversy was referred on Decem

and the defense of those joined with us in resisting aggression, and would add to the c

he existing emergency, it is necessary that the United States take possession of and operat

laws of the United States, and as President of the United States and Commander in

property of the companies named in the list attached hereto, or any part thereof, as he may deem necessary in the interests of nation

or private instrumentalities or persons as he may designate; and all Federal agencies shall cooperate

shall be operated. The Secretary of Commerce shall recognize the rights of workers to bargain collectively through representatives of their own choosing and to engage in concerted activities for the purpo

perties possession of which is taken pursuant to this order shall continue their functions, including the collection and disbursement of funds in

orce and effect, and there may be made, in due course, payments of dividends on stock, and of principal, interest, sinking funds, and all oth

y or expedient in the interest of national defense, and the Secretary has reason to believe that effective future operation is assured, he shall return the posse

he may deem necessary or desirable for carrying out the purposes of this order; and he may delegate and authorize subdeleg

3 U.S. 5

Ibid

U.S. 579

Cr. 17

U.S. 579

ting 10 Annals of Congress,

. 302; R.S.

icus") and Madison (Helvidius), see Edward S. Corwin, The President's C

s the direct outcome of suggestions made by Washington

42 Stat. 8) which requires presidential license for the landing and operation of cables connecting the United Sta

. Nogueras, 214

Kinsella, 343

. 447 (1913). See also Botiller

ted States, 279 U.S.

12 Sta

Executive in the United States (U

3 U.S. 5

ong. Rec.

57 Sta

3 U.S. 5

1 U.S. 1

ited States v. North American Co., 253 U.S. 330, 333 (1920). Cf.

1 U.S. 1

See

p. 11, 75-77, quoted by the Chief Justice in 343 U.S. 579, 689-69

3 U.S. 5

Ibid

U.S. 579

How. 11

Wall. 6

0 U.S. 3

1 U.S. 1

U.S. 203,

deralist

0 Op. Atty. Gen.

U.S. 579

bid. 65

3 U.S. 5

Ibid

Cr. 17

U.S. 579

Ibid

U.S. 579

Ibid

Ibid.

Wall. 47

Ibid

Ibid.

ted, however, that if the President fails to act, or if he adopts a narrow construction of a statute which he

Co., 147 U.S. 165 (1893); Philadelph

catur v. Paulding, 14 Pet. 497 (1840); and Riverside Oil Co. v. Hitchcock, 190 U.S. 316 (1903), where the rule is reiterated that neither injunction n

had inherited, via the common law of Maryland, the jurisdiction of the King's

804); United States v. Lee, above; Sp

946). The decision is based on an i

ongress could have authorized it in the first place, or if it was done under "imperati

1880); In re Neagle, 135 U.S. 1 (1890).

1882). See also Hinds' Preced

lknap Case,

t, Debates,

Ibid.

illiam S. Carpenter, Judicial Tenure in the Unit

Adams, Memoirs,

hnson, I, (Government Pr

t and pending the trial, to put him under arrest and/or suspend him from office. Gideon Welles, Diary, III, 21, 27, 50, 57, 60, 62, 151, 200, 235, 2

r, Judicial Te

Cong. Record, vol. 80, pp.

eat majority of cases of impeachment under the Constitution. See Memorandum on Removal Power of Congress with Respect to the Supreme Court, Senate Judiciary Committee, 80th Cong., 1st sess.; also Burke Shartel, Federal Judges-Appointment, Supervision, and Removal-Some Possibilities under the Constitution, 28 Mich. L. Rev., 870-907 (May 19

ICL

ICIAL D

dicial power, cou

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of contempt; misbeh

counsel; The S

disobedience

rsus civil

aids administ

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of the District of

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xercise of judi

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of political

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xtra-constitut

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ee v. D

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character

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of congressional

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States is a party; right o

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mmunity by

tates v.

created by th

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of suits betw

Court has decline

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a State and citizens

able contr

confined to c

parens patriae; juri

parens patriae; juri

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een citizens of di

"State," Hepbur

urisdiction by

p, natural

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White Taxi

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rule pro

Tompkins; Tyson c

f the Tompk

the same State claiming lands un

the citizens thereof, and foreig

foreign S

n tri

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appellate jurisdiction

iction of the S

ous jurisd

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ction of the lower

diction of the

imitation by

dle c

ulate the jurisdiction o

Hunter's

f Congress over

er the Emergency P

control ov

or disputes; Norri

quated with due

us nonjudicia

te court re

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r v. Geo

jurisdictio

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by injunction with

ns against State

te You

eas corpus proceedings wi

ce, by removal and

iple of statutory

s cooper

courts in enforceme

om this pr

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porations to resort

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3. Tre

Treason

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to the enemy; th

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of the law of T

unishment o

f blood and

AL DEP

icl

from time to time ordain and establish. The Judges, both of the supreme and inferior Courts, shall hold their Offices during good Behaviou

and Attributes o

CIAL

matter in controversy between parties to a suit,[4] or as the "power to entertain the suit, consider the merits and render a binding decision thereon,"[5] the cases and commentaries support and, for that matter, necessitate a distinction between the two concepts. Jurisdiction is the authority of a court to exercise judicial power in a specific case and is, of course, a prerequisite to the exercise of judicial power, which is the totality of powers a court exercises when it assumes jurisdiction and hears and decides a case.[6] Included with the general power to decide cases

L BE

and the lower federal judiciary, neither has ever been vested with all the jurisdiction they are capable of receiving under article III. Except for the original jurisdiction of the Supreme Court, which flows direc

TY OF

courts on application subject to review by Congress and the Secretary of War. The Court took the case under advisement, but Congress changed the law by the act of February 28, 1793, before decision was rendered. In view of the attitude of the circuit courts of the United States for the districts of New York, North Carolina and Pennsylvania there can be no doubt what the decision would have been. The judges of the circu

ney Do

convened but which was published many year later.[18] In any event the reiteration of Taney's opinion in subsequent cases made much of it good law. Because the judgment of the Court of Claims and the Supreme Court depended for execution upon future action of the Secretary of the Treasury and of Congress, the Chief Justice regarded it as nothing more than a certificate of opinion and in no sense a judicial judgment. Congress, therefore, could not authorize the Supreme Court to take appeals from an auditor or require it to express an opinion in a case where its judicial power could not be exercised, where its judgment would not be final and conclusive upon the parties, and where processes of execution were not awarded to carry it into effect. The Chief Justice then proceeded to fo

of Exe

This ruling prepared the way for Nashville, Chattanooga and St. Louis R. Co. v. Wallace[23] which reversed the decision in the Grannis case, sustained an appeal from a State court to the Supreme Court in a declaratory proceeding, and effecti

lary

T POWER; TH

urt.[25] In the United States, the Judiciary Act of 1789 in section 17[26] conferred power on all courts of the United States "to punish by fine or imprisonment, at the discretion of said courts, all contempts of authority in any cause or hearing before the same." The only limitation placed on this power was that summary attachment was made a negation of all other modes of punishment. The abuse of this extensive power led, following the unsucce

heren

created by Congress and that their "powers and duties depend upon the act calling them into existence, or subsequent acts extending or limiting their jurisdiction."[29] With the passage of time, later adjudications, especially after 1890, came to place more emphasis on the inherent power of courts to punish contempts than upon the power of Congress to regulate summary attachment. By 1911 the Court was saying that the contempt power must be exercised by a court without referring the issues of fact or law to another tribunal or to a jury in the same tribunal.[30] In Michaelson v. United States[31] the Supreme Court intentionally placed a narrow interpretation upon those sections of the Clayton Act[32] relating to punishment for contempt of court by disobedience to injunctions in labor disputes. The sections in question prov

empt Pow

est to be applied in determining the obstruction of the administration of justice is not the actual obstruction resulting from an act, but "the character of the act done and its direct tendency to prevent and obstruct the discharge of judicial duty." Similarly the test of whether a particular act is an attempt to influence or intimidate a court is not the influence exerted upon the mind of a particular judge but "the reasonable tendency of the

n of the

of constructive contempt based on the "reasonable tendency" rule rejected in a proceeding wherein defendants in a civil suit, by persuasion and the use of liquor, induced a plaintiff feeble in mind and body to ask for

v. Cal

nherent powers of courts to punish contempts independently of and contrary to Congressional regulation of this power. Bridges v. California,[38] though dealing with the power of State courts to punish contempts, in the face of the due process clause

of Contempt; Misb

o suppress disturbance or violence or physical obstruction or disrespect to the court when occurring in open court. There is no need of evidence or assistance of counsel before punishment, because the court has seen the offense. Such summary vindication of the court's dignity and authority is necessary. It has always been so in the courts of the common law and the punishment imposed is due process of law."[41] The Chief Justice then added: "Another feature of this case seems to call for remark. The power of contempt which a judge must have and exercise in protecting the due and orderly administration of justice and in maintaining the authority and dignity of the court is most important and indispensable. But its exercise is a delicate one and care is needed to avoid arbitrary or oppressive conclusions. This rule of caution is more mandatory where the contempt charged has in it the element of personal criticism or attack upon the judge. The judge must banish the slightest personal impulse to reprisal, but he should not bend backward and injure the authority of the court by too great len

Punishment of Co

rcuit Court of Appeals in affirming the convictions and sentences, at the same time, however, reversing some of Judge Medina's specifications of contempt, one of these being the charge that the petitioners entered into an agreement deliberately to "impair my health." "We hold," said Justice Jackson, speaking for the majority, "that Rule 42 allows the trial judge, upon the occurrence in his presence of a contempt, immediately and summarily to punish it, if, in his opinion, delay will prejudice the trial. We hold, on the other hand, that if he believes the exigencies of the trial require that he defer judgment until its completion he may do so without extinguishing his power. * * * We are not unaware or unconcerned that persons identified with unpopular causes may find it difficult to enlist the counsel of their choice. But we

Disobedien

the issue is not frivolous but substantial. Secondly, the Court held that an order issued by a court with jurisdiction over the subject matter and person must be obeyed by the parties until it is reversed by orderly and proper proceedings, even though the statute under which the order is issued is unconstitutional. Thirdly, on the basis of United States v. Shipp,[47] it was held that violations of

ersus Civi

ry order. It is incomplete in nature and may be purged by obedience to the Court order. In criminal contempt, however, the act of contempt has been completed, punishment is imposed to vindicate the authority of the Court, and a person cannot by subsequent action purge himself of such contempt.[48] In a dictum in Ex parte Grossman,[49] Chief Justic

r Aids Admini

statutory authorization be utilized in aid of the Interstate Commerce Commission in enforcing compliance with its orders. In 1947 a proceeding to enforce a subpoena duces tecum issued by the Securities and Exchange Commission during the Course of an investigation was ruled to be civil in c

UE WRITS; TH

e Supreme Court was also empowered to issue writs of mandamus "in cases warranted by the principles and usages of law, to any courts appointed, or persons holding office, under the authority of the United States."[53] Section 14 provided that all courts of the United States should "have power to issue writs of scire facias, habeas corpus, and all other writs not specially provided for by statute, which may be necessary for the exercise of their respective jurisdictions

of the District

ested by statute in the courts of the United States except in aid of already existing jurisdiction,[56] a litigant was successful in Kendall v. United States ex rel. Stokes[57] in finding a court which would take jurisdiction in a mandamus proceeding. This was the circuit court of the United States for the District of Columbia which was held to have jurisdiction, on the theory that the common

as C

horities under the Reconstruction Acts, the Court, referring to the prohibition against the suspension of the writ of habeas corpus, clearly indicated that Congress is not bound to provide for the protection of federal rights by investing the federal courts with jurisdiction to protect them. Furthermore, the case also

its the Inqu

aintained where there was a full and adequate remedy at law. Although this provision did no more than declare a pre-existing rule long applied in chancery courts,[62] it did assert the power of Congress to regulate the equity powers of the federal courts. The act of March 2, 1793,[63] prohibited the issuance of any injunction by any court of the United States to stay proceedings in State courts except where such injunctions may be authorized by any law relating to bankruptcy proceedings. In subsequent statutes Congress has prohibited the issuance of injunctions in the federal courts to restrai

Court has made exceptions to the application of the prohibition against the stay of proceedings in State courts,[71] but has on the whole a

o the more extensive restriction by Congress of the use of injunctions in labor disputes in the Norris-LaGuardia Act of 1932 which has not only been declared constituti

he Emergency Price

ied power to issue temporary restraining orders or interlocutory decrees; and in addition the effectiveness of any permanent injunction it might issue was to be postponed for thirty days. If review was sought in the Supreme Court by certiorari, effectiveness was to be postponed until final disposition. A unanimous court speaking through Chief Justice Stone declared that there "is nothing in the Constitution which requires Congress to confer equity jurisdiction on any particular inferior federal court." All federal courts, other than the Supreme Court, it was asserted, derive their jurisdiction solely from the exercise of the authority to ordain and establish inferior courts conferred on

POWER AND POWE

. Although Chief Justice Marshall regarded the rule-making power as essentially legislative in nature, he ruled that Congress could delegate to the courts the power to vary minor regulations in the outlines marked out by the statute. Fifty-seven years later in Fink v. O'Neil,[81] in which the United States sought to enforce by summary process the payment of a debt, the Supreme Court ruled that under the process acts the

to th

But no such rule "can enlarge or restrict jurisdiction. Nor can a rule abrogate or modify the substantive law." This rule is applicable equally to courts of law, equity, and admiralty, to rules prescribed by the Supreme Court for the guidance of lower courts, and to rules "which lower courts make for their own guidance

powers are said to be essential to and inherent in the organization of courts of justice.[85] The courts of the United States also possess inherent power to amend their records, correct the errors of the clerk or other court officers, and

EFEREES, MASTERS

an auditor with power to compel the attendance of witnesses and the production of testimony. The Court authorized him to conduct a preliminary investigation of facts and file a report thereon for the purpose of simplifying the issues for the jury. This action was neither authorized nor prohibited by statute. In sustaining the action of the district judge, Justice Brandeis, speaking for the Court, declared: "Courts have (at least in the absence of legislation to the contrary) inherent powe

ADMIT AND DIS

ic one, to be exercised at the pleasure of the Court, or from passion, prejudice, or personal hostility; but it is the duty of the Court to exercise and regulate it by a sound and just judicial discretion, whereby the rights and independence of the bar may be as scrupulously guarded and maintained by the Court, as the right and dignity of the Court itself."[90] The Test-Oath Act of July 2, 1862, which purported to exclude former Confederates from the practice of law in the federal courts, was in

rts, Tenure and Com

UPREME

ssociate Justices. This number was gradually increased until it reached a total of ten judges under the act of March 3, 1863. Due to the exigencies of Reconstruction and the tension existing between Congress and the President the number was reduced to seven as vacancies should occur, by the act of April 16, 1866. The number never actually fell below eight, and on April 10, 1869, with Andrew Johnson out of the White House, Congress restored the number to nine, where it has since remained. There have been proposals at various times for an organization of the Court

URTS MADE A

gnated by the statute.[95] By the Judiciary Act of February 13, 1801, passed in the closing weeks of the Adams Administration, the number of judges of the Supreme Court was to be reduced to five after the next vacancy, the districts were reorganized, and six circuit courts consisting of three judges each and organized independently of the Supreme Court and the district courts were created.[96] Whatever merits this plan of organization possessed were lost in the fierce partisanship of the period, which led the expiring Federalist Administration to appoint Federalists almost exclusively to the new judgeships to the dismay of the Jeffersonians who, upon coming into power, set plans in motion to repeal the act. In a bitter debate the major constitutional issue to emerge centered about the abolition of courts once they were created in the lig

of the Com

h so much was expected and so little came. Again, as in 1802, there was a constitutional debate on the power of Congress to abolish courts without providing for the displaced judges, but unlike t

ENSA

act. Evans v. Gore was disapproved and Miles v. Graham in effect overruled in O'Malley, Collector of Internal Revenue v. Woodrough,[103] where the Court upheld section 22 of the Revenue Act of 1932 (now 26 U.S.C.A. 22 (a)) which extended the application of the Income Tax to salaries of judges taking office after June 6, 1932. Such a tax was regarded neither as an unconstitutional diminution of the compensation of judges nor as an encroachment on

ion of

f what judges' salaries could be constitutionally reduced. In O'Donoghue v. United States[106] the section was held inapplicable to the salaries of judges of the courts of the District of Columbia on the ground that as to their organization and tenure and compensation, Congress was limited by the provisions of article III. In Williams v. United States,[107] on the other ha

PECIALIZED

hold office during good behavior subject to removal by impeachment only, and that the compensation of their judges cannot be diminished during their continuance in office. One example of such courts was the Commerce Court created by the Mann-Elkins Act of 1910,[108] which was given exclusive jurisdiction of all cases to enforce orders of the Interstate Commerce Commission exc

y Court of A

r judgment as the judgment of the Court. The Court was vested with jurisdiction and powers of a district court to hear appeals filed within thirty days against denials of protests by the Price Administrator and with exclusive jurisdiction to set aside regulations, orders, or price schedules, in whole or in part, or to remand the proceeding. But no regulation or price schedule could be set aside or enjoined unless the Court was satisfied that it was contrary to law or was arbitrary or capricious. Even then the effectiveness of a restraining order was to be suspended for thirty days and, if appealed to the Supreme Court within thirty days, until its final disposition. A

Review

Such a requirement presents no novel constitutional issue."[112] In a dissent Justice Rutledge took issue with this holding, saying: "It is one thing for Congress to withhold jurisdiction. It is entirely another to confer it and direct that it be exercised in a manner inconsistent with constitutional requirements or, what in some instances may be the same thing, without regard to them. Once it is held that Congress can require the courts criminally to enforce unconstitutional laws or statutes, including regulations, or to do so without regard for their validity, the way will have been found to circumvent the supreme law and, what is more, to make the cour

COURTS: TH

aid Chief Justice Marshall for the Court: "These courts, then, are not constitutional courts, in which the judicial power conferred by the Constitution on the general government, can be deposited. They are incapable of receiving it. They are legislative courts, created in virtue of the general right of sovereignty which exists in the government, or in virtue of that clause which enables Congress to make all needful rules and regulations, respecting the territory belonging to the United States. The jurisdiction with which they are invested, is not a part of tha

gislativ

g between the government and others, which from their nature do not require judicial determination and yet are susceptible of it. The mode of determining matters of this class is completely within Congressional control. Congress may reserve to itself the power to decide, may delegate that power to executive officers, or may commit it to judicial tribunals."[118] Among the matters susceptible of judicial determination but not requiring it are claims against the States,[119] the disposal of the

ress Over Leg

judge was sustained on the basis of the principle that: "The whole subject of the organization of territorial courts, the tenure by which the judges of such courts shall hold their offices, the salary they receive and the manner in which they may be removed or suspended from office, was left, by the Constitution, with Congress under its plenary power over the Territories of the United States."[125] Long afterwards the Court held in Williams v. United States[126] that the

the Cour

suspend the early judgments of the Court of Claims. Likewise in United States v. Ferreira[129] the Court sustained the act conferring powers on the Florida territorial court to examine claims arising under the Spanish treaty and to report his decisions and the evidence on which they were based to the Secreta

cial P

s has turned not upon the nature or status of such courts, but rather upon the nature of the proceeding before the lower Court and the finality of its judgment. Consequently in proceedings before a legislative court which are judicial in nature and admit of a final judgment the Supreme Court may be vested with appellate jurisdiction. Thus there arises the workable anomaly that though the legislat

URTS OF THE DIST

upon the Commissioner of Patents. Similarly, the Court later sustained the authority of Congress to vest revisionary powers in the same court over rates fixed by a public utilities commission.[133] Not long after this the same rule was applied to the revisionary power of the District Supreme Court over orders of the Federal Radio Commission.[134] These rulings were based on the as

erforming dual functions in pursuance of two distinct powers, the power to constitute tribunals inferior to the Supreme Court, and its plenary and exclusive power to legislate for the District of Columbia. However, article III, § 1, limits this latter power with respect to tenure and compensation, but not with regard to vesting legislative and administrative powers in such courts. Subject to the guarantees of personal liberty in the Constitution, "Congress has as much power to vest courts of the District with a variety o

: Cases and

bassadors, other public Ministers and Consuls;-to all Cases of admiralty and maritime Jurisdiction;-to Controversies to which the United States shall be a Party;-to Controversies between two or more States;-between a State and Citi

S OF CASES AND

he United States, and treaties made, or which shall be made, under their authority.' This cause extends the jurisdiction of the Court to all the cases described, without making in its terms any exception whatever, and without any regard to the condition of the party. If there be any exception, it is to be implied, against the express words of the article. In the second class, the jurisdiction depends entirel

s later Justice Field, relying upon Chisholm v. Georgia,[143] and Tucker's edition of Blackstone, amended this definition by holding that "controversies," to the extent that they differ from "cases," include only suits of a civil nature. He continued: "By cases and controversies are intended the claims of litigants brought before the courts for determination by such regular proceedings as are established by law or custom for the protection or enforcement of rights, or the prevention, redress, or punishment of wrongs. Whenever the claim of a party under the Constitution, laws, or treaties of the United States take

SE LI

there was no case or controversy. In the course of its opinion, which held that the courts have no "immediate and general supervision" of the constitutionality of legislative enactments, the Court said: "Whenever, in pursuance of an honest and actual antagonistic assertion of rights by one individual against another, there is presented a question involving the validity of any act of any legislature, State or Federal, and the decision necessarily rests on the competency of the legislature to so enact, the c

eld that in contesting the validity of a statute, the issue must be raised by one adversely affected and not a stranger to the operation of the statute,[151] and that the interest must be of a personal as contrasted with an official interest.[152] Hence a county court cannot contest the validity of a statute in the interest of third parties,[153] nor can a county auditor contest the validity of a statute even though he is charged with its enforce

OLDERS

for the purpose of restraining the collection of any tax."[159] Subsequently the Court has found adversity of parties in a suit brought by a stockholder to restrain a title company from investing its funds in farm loan bonds issued by the federal land banks,[160] and in a suit brought by certain preferred stockholders against the Alabama Power Company and the TVA to enjoin the performance of contracts between the company and the authority and a subsidiary, the E

AL INTERE

or can a member of the bar of the Supreme Court challenge the validity of an appointment to the Court since his "is merely a general interest common to all members of the public."[166] Similarly an electric power company has been held not to have a sufficient interest to maintain an injunction suit to restrain the making of federal loans and grants to municipalities for the construction or purchase of electric power distribution plants on the ground that the "lender owes the sufferer no enforcible duty to refrain from making the unauthorized loan; and the borrower owes him no obligation to refrain from using the proceeds in any lawful way the borrower may choose."[167] Recent cases, involving the issue of religion in the schools, reach somewhat divergent results. In Illinois ex rel

nterest in Su

e exercise of the judicial power, the rights threatened "must be rights of persons or property, not merely political rights, which do not belong to the jurisdiction of a court, either in law or equity."[171] The rule of the Stanton case was applied and elaborated in Massachusetts v. Mellon,[172] where the State in its own behalf and as parens patriae sought to enjoin the administration of the Maternity Act[173] which, it was alleged, was an unconstitutional invasion of the reserved rights of the State and an impairment of its sovereignty. The suit was held not justiciable on the ground that a State cannot maintain a suit either to protect its political rights or as parens patriae to protect citizens of the United States against the operation of a federal law. Concerning the right of a S

GENT, AND HYPOTH

it invaded the reserved rights of the State. The Court dismissed the complaint as presenting no case or controversy, declaring: "It is only where rights, in themselves appropriate subjects of judicial cognizance, are being, or about to be, affected prejudicially by the application or enforcement of a statute that its validity may be called in question by a suitor and determined by an exertion of the judicial power."[181] Again in Ashwander v. Tennessee Valley Authority,[182] the Court refused to decide any issue save that of the validity of the contracts between the Authority and the Company because, "The pronouncements, policies and program of the Tennessee Valley Authority and its directors,

itical management or campaigns, and to obtain a declaratory judgment that the act was invalid. Except for one of the employees none had violated the act, but they did state that they desired to engage in the forbidden political activities. The Court held that as to all the parties save

n advance about a right before it has been actually asserted and contested, or a judgment upon some matter which, when rendered, for any reason, cannot have any practical legal effect upon a then existing controversy."[188] Cases may become moot because of a change in the law, or the status of the litigants, or because of some act of the parties which dissolves the controversy.[189] Just as courts

CAL QU

the ordinary duties of the executive departments of the government, would be productive of nothing but mischief; and we are quite satisfied, that such a power was never intended to be given to them."[194] It follows, therefore, that mandamus will lie against an executive official only to compel the performance of a ministerial duty which admits of no discretion as contrasted with

of the

nterference with executive functions, was first elaborated in Luther v. Borden,[202] which involved the meaning of "a republican form" of government and the question of the lawful government of Rhode Island among two competing groups purporting to act as the lawful authority. "It is the province of a court to expound the law, not to make it," declared Chief Justice Taney. "And certainly it is no part of the judicial functions of any court of the United States to prescribe the qualifica

ations of

of government,[211] and the right of a state to protection against invasion or domestic violence;[212] questions arising out of political actions of States in determining the mode of choosing presidential electors,[213] State officials,[214] and reapportionment of districts for Congressional representation;[215] and suits brought by States to test their political and so-called sovereign rights.[216] The leading case on the evidence required to prove the enactment of a statute is Field v. Clark,[217] where it was held that the enactment of a statute is conclusively proved by the enrolled act signed by the speaker of the House of Representatives and the President of the Senat

nt C

t Smiley v. Holm[222] indicated that the question was justiciable but concurred in the result on the ground that the case was one in which the courts should decline to exercise jurisdiction.[223] Justice Black in a dissent supported by Justices Douglas and Murphy thought that the case was justiciable and would have invalidated the reapportionment, leaving the State free to elect all of its representatives from the State at large.[224] In MacDougall v. Green,[225] however, the Court seemed to regard as justiciable the question of the validity of the provision of the Illinois Election Code requiring that a petition for the nomination of candidates of a new political party be signed by 25,000 voters including at least 200

ORY O

convening the Court which considered the request, Chief Justice Jay replied to President Washington concerning the functions of the three departments of government: "These being in certain respects checks upon each other, and our being Judges of a Court in the last resort, are considerations which afford strong arguments against the propriety of our extra-judicially deciding the questions alluded to, especially as the power given

ministrative decision which has only the force of a recommendation to the President would be to render an advisory opinion in its most obnoxious form-advice that the President has not asked, tendered at the demand of a private litigant, on a subject concededly within the President's exclusive, ultimate control. This Court early and wisely determined that it would not give advisory opinions even when asked by the Chief Executive. It has also been the firm and unvarying practice of Constitutional Courts to render no judgments not bin

TORY JU

to some extent by Fidelity National Bank v. Swope,[238] which held that an award of execution is not an essential part of every judgment and contained general statements in opposition to the principles of the Grannis and Willing cases. Then in 1933 the Supreme Court entertained an appeal from a declaratory judgment rendered by the Tennessee Courts in Nashville, C. & St. L.R. Co. v. Wallace,[239] and in doing so declared that the Constitution does not require that a case or controversy be prese

ory Judgment

nce Co. v. Haworth,[242] the Court held that a declaration should have been issued by the district court, although it reiterated with the usual emphasis the necessity of adverse parties, a justiciable controversy and specific relief. In the Ashwander case it approved the refusal of the lower Court to issue a declaration generally on the constitutionality of the Tennessee Valley Authority, because the act of 1934 applied only to "cases of actual controversy." In the same case the Court itself refused to pass upon the navigability of the New and Kanawha rivers and the authority of the Federal Power Commission even at the reque

ersy" Test in Declarat

ch the Secretary of Agriculture had already designated a tobacco market for inspection and grading; Perkins v. Elg,[247] where a natural-born citizen of naturalized parents who left the country during her minority sought to establish her status as a citizen; Maryland Casualty Co. v. Pacific Coal and Oil Co.,[248] where a liability insurer sought to establish his lack of liability in an automobile collision case; and Aetna Life Insurance Co. v. Haworth,[249] where a declaration was sought under the disability benefit clauses of an insurance policy. As stated by Justice Douglas for the Court in the Maryland Casualty case: "The difference between an abstract question and a 'controversy' contemplated by the Dec

onstitution, Laws and Tre

INI

ity, usually an act of Congress or of a State legislature, and asks for judicial relief. The clause furnishes the textual basis for the fountain-head of American Constitutional Law, in the strict sense of the term, which fountain-head is Judicial Review, or the power and dut

IAL R

by the famous twenty-fifth section of the Judiciary Act of 1789 which provided that final judgments or decrees of the highest courts of law or equity in the States in which a decision could be had, "where is drawn in question the validity of a treaty or statute of, or an authority exercised under the United States, and the decision is against their validity; or where is drawn in question the validity of a statute of, or an authority exercised under any State, on the ground of their being repugnant to the Constitution, treaties or laws

IEW AND NATI

bound. Furthermore, it was contended that cases did not "arise" under the Constitution unless they were brought in the first instance by some one claiming such a right, from which it followed that "the judicial power of the United States" did not "extend" to such cases unless they were brought in the first instance in the courts of the United States. In answer to these arguments Chief Justice Marshall declared that: "A case in law or equity consists of the right of the one party, as well as of the other, and may truly be said to arise under the Constitution or a law of the United

VIEW OF ACT

xtual basis for the one type of constitutional case as for the other; and, in the second place, it is clearly indicated that acts of Congress are not "supreme law of the land" unless they are "in pursuance of the Constitution," thus evoking a question which must be resolved in the first instance by S

ON'S A

, the Constitution ought to be preferred to the statute, the intention of the people to the intention of their [legislative] agents."[259] It was also set forth as something commonly accepted by Justice Iredell in 1798 in Calder v. Bull[260] in the following words: "If any act of Congress, or of the Legislature of a state, violates those constitutional provisions, it is unquestionably void; though, I admit, that as the authority to declare it void is of a delicate and awful nature, the Court will never resort to that authority, but in a clear and urgent case." And between these two formulations of the doctrine, the membership of the Supreme Court had given it their sanction first individually, th

Y v. M

trict of Columbia by John Adams almost at the close of his administration, and John Marshall who was serving simultaneously as Secretary of State failed to deliver to Marbury his commission which had been signed before the new administration had begun. One of the first acts of Jefferson was his instruction to Secretary of State Madison to withhold commissions to office which remained undelivered. Thereupon Marbury sought to compel Madiso

ll's A

itten as such. "It is emphatically the province and duty of the judicial department to say what the law is. * * * If two laws conflict with each other, the courts must decide on the operation of each. * * * If, then, the courts are to regard the Constitution, and the Constitution is superior to any ordinary act of the legislature, the Constitution, and not such ordinary act, must govern the case to which they both apply." To declare otherwise, the Chief Justice concluded, would be subversive of the very foundation of all written constitutions, would force the judges to close their eyes to the Constitution, and w

of Marbur

that time on judicial review by State courts of local legislation in relation to the local constitutions made rapid progress and was securely established in all States

EXERCISE OF

or controversy between adverse litigants with a standing in court to present the issue of unconstitutionality in which they are directly interested. The requisites to a case or controversy have been treated more extensively above, but it may be noted that the Supreme Court

e of "Stric

the statute is fairly possible by which the question may be fairly avoided.[273] Speaking of the policy of avoiding the decision of constitutional issues except when necessary Justice Rutledge, speaking for the Court, declared in 1947: "The policy's ultimate foundations, some if not all of which also sustain the jurisdictional limitation, lie in all that goes to make up the unique place and character, in our scheme, of judicial review of governmental action for constitutionality. They are found in the delicacy of that function, particularly in view of possible consequen

e of Politi

l process, but also partly a precautionary rule adopted by the Court in order to avoid clashes wi

nable Doub

which seriously impair its efficacy. The first is that the doubts which are effective are the doubts of the majority only. If five Justices of learning and attachment to the Constitution are convinced that the statute is invalid and four others of equal learning and attachment to the Constitution are convinced that it is valid or are uncertain that it is invalid, the convictions of the five prevail over the convictions or doubts of the four, and v

Extra-Constit

In various forms this maxim has been repeated to such an extent that it has become trite and has increasingly come to be incorporated in constitutional cases as a reason for fortifying a finding of unconstitutionality. Through absorption of natural rights doctrines into the text of the Constitution, the

by Statutory

ed so strictly in order to avoid constitutional difficulties that its efficacy was impaired if not lost.[284] A seventh principle closely related to the preceding one is that in cases involving statutes, portions of which are valid and other portions invalid, the courts will separate t

is in Const

ing.[288] The "constitutional revolution" of 1937 produced numerous reversals of earlier precedents as other sections of this study disclose, and the process continues. In Smith v. Allwright,[289] which reversed Grovey v. Townsend,[290] Justice Reed cited fourteen cases decided between March 27, 1937, and June 14, 1943, in which one or more earlier decisions of constitutional questions were overturned. Although the general effect of the numerous reversals of precedent between 1937 and 1950 was to bring judicial interpretation more generally into accord with the formal tex

resumptions of statutory validity, lack of concern with the wisdom of the legislation, alternative construction, separability of provisions and the like depend for their effectiveness upon the consciousness of the individual judge of the judicial proprieties and have been equally endorsed by those judges most frequently addressing themselves to the task of finding legislation in

S OF FEDER

and substantial, but is without color of merit."[295] The federal question averred may be insubstantial because obviously without merit, or because its unsoundness so clearly results from previous decisions of the Supreme Court as to foreclose the issue and leaves no room for the inference that the questions sought to be raised can be subjects of controversy.[296] In Gully v. First National Bank[297] the Court reviewed earlier precedents and endeavored to restate the rules for determining when a c

S CHARTERED

the United States for purposes of jurisdiction in cases involving federal questions. Consequently, the door was opened to other federally chartered corporations to go into the federal courts after the act of 1875 vested original jurisdiction generally in the lower courts of such questions. Corporations, chartered by Congress, particularly railroads, quickly availed themselves of this opportunity, and succeeded in the Pacific Railroad Removal Cases[301] in removing suits from the State to the federal courts in cases involving no federal question so

OURTS OF SUITS AGAIN

olina's Nullification Proclamation, Congress enacted the so-called Force Act providing for removal from State courts of all prosecutions against any officer of the United States or under color thereof.[306] As a part of the Civil War legislation and limited to the war period, an act in 1863 provided for removal from State courts of cases brought against federal officials for acts committed during the war and justified under the authority of Congress and the President.[307] The act of 183

see v.

l powers, the inability of a State to exclude it from the exercise of any authority conferred by the Constitution, and the comprehensive nature of the term "cases in law and equity arising under the Constitution, the laws of the United States, and treaties * * *" which was held to embrace criminal prosecutions as well as civil actions. Then speaking of a case involving federal questions he said: "It is not merely one where a party comes into court to demand something conferred upon him by the Constitutio

EVIEW OF STATE

equately presented to and decided by a State court has been held to be in itself a federal question, to be decided by the Supreme Court on appeal.[313] Likewise a contention that a decision of a State court disregarded decrees of a United States Court has been held to bring a case within the Court's jurisdiction;[314] also a decision by a State court which was adverse to an asserted federal right although, as the record of the case showed, it might have been based upon an independent and adequate nonfederal gro

ight has been denied by a finding shown by the record to be without evidence to support it, and where a conclusion of law as to a federal right and findings of facts are so intermingled as to make it necessary to analyze the facts in order to pass upon the federal question.[318] It should be noted, too, that barring exceptional circumstances such as those in

sadors, Other Public

be sued in the federal courts,[322] and in another case in the same year declared sweepingly that Congress could grant concurrent jurisdiction to the inferior courts in cases where the Supreme Court has been invested with original jurisdiction.[323] Nor does the grant of original jurisdiction to the Supreme Court in cases affecting ambassadors and consuls of itself preclude suits in State courts against consular officials. The leading case is Ohio ex rel. Popovici v. Agler[324] in which a Rumanian vice-consul contested an Ohio judgm

DORS" ETC., A

person claiming to be an ambassador, etc. In Ex parte Baiz,[326] the Court refused to review the decision of the Executive with respect to the public character of a person claiming to be a public minister and laid down the rule that it has the right to accept a certificate from the Department of State on such a question. A third question was whether the clause included ambassadors and consuls accredited by the United States to foreign governments. The Court held that it includes only persons accredited to the United States by foreign governments.[327] However, matters of especial delicacy such as suits against ambassadors and public

alty and Marit

ND CHARA

he English High Court of Admiralty. After independence, the States established admiralty courts, from which at a later date appeals could be taken to a court of appeals set up by Congress under the Articles of Confederation.[329] Since one of the ob

ERPRETATION OF TH

nception of admiralty and maritime jurisdiction existed in the United States at the time of the framing of the Constitution than in the Mother Country.[330] At the very beginning of government under the Constitution, Congress conferred on the federal district courts exclusive original cognizance "of all civil causes of admiralty and maritime jurisdiction, including all seizures under laws of impost, navigation or trade of the United States, where the seizures are made, on waters which are navigable from the sea by vessels of ten or more tons burthen, within their resp

L OF CONGRESSION

e doubt, originally, as to the true construction of the grant, whether it had reference to the jurisdiction in England, or to the more enlarged one that existed in other maritime countries, the question has become settled by legislative and judicial i

PES OF

ction is determined by the locality of the act; while in the second category subject matter is the primary determinative factor.[335] Specifically, contract cases include suits by seamen for wages,[336] cases arising out of marine insurance policies,[337] actions for towage[338] or pilotage[339] charges, actions on bottomry or respondentia bonds,[340] actions for repairs on a v

TIME

lisions or other negligent acts,[350] and violent dispossession of property.[351] But until Congress makes some regulation touching the liability of parties for marine torts resulting in the death of the persons injured, a State statute providing "that when the death of one is caused by the wrongful act or omission of anothe

S, FORFEIT

ied by the British courts continued to provide the basis of American law so far as practicable,[354] and so far as it was not modified by subsequent legislation, treaties, or executive proclamations. Finally, admiralty and m

DINGS

law in either a State or federal court of competent jurisdiction,[358] but in this event the action is a proceeding in personam against the owner of the vessel. On the other hand, although the Court has sometimes used language which would confine proceedings in rem to admiralty courts,[359] yet it has sustained proceedings in rem in the State courts in actions of forfeiture. Thus in the case of C.J. Hendry Co. v. Moore,[360]

CE OF

court tries issues of fact as well as of law.[361] Indeed, the absence of a jury in admiralty proceedings appears to have been one of the reasons why the English government vested a broad admiralty jurisdiction in the colo

OF ADMIRALTY AND MA

sed in 1845 giving the district courts jurisdiction over the Great Lakes and connecting waters, and so in effect extended the admiralty jurisdiction to all the navigable waters of the United States.[367] The Genesee Chief therefore vastly expanded federal power,[368] and marked a trend which was continued in Ex parte Boyer,[369] where admiralty jurisdiction was extended to canals, and in The Daniel Ball,[370] where it was extended to waters wholly within a given State provided they form a connecting link in interstate commerce. This latter case is also significant for its definition of navigable waters of the United States as those that are navigable in fact, and as navigable in fact when so "used, or * * * susceptible of being used, in their ordinary condition, as highways for commerce, over which trade and travel are or may be conducted in the customary modes of trade and travel on water."[371] The doubts left by the Ball case in its distinction between navigable waters of the United States and navigable waters of the States were clarified by In re Garnett,[372] where it was held that the power of Congress to amend the maritime law was coex

ISDICTION VER

of the shore. In United States v. Bevans[375] the Court denied the jurisdiction of a federal circuit court to try defendant for a murder committed in Boston Harbor in the absence of statutory authorization of trials in federal courts for offenses committed within the jurisdiction of a State. While admitting that Congress may pass all laws which

ss of the J

urisdiction of the federal courts was made exclusive of State court jurisdiction by the Judiciary Act of 1789 according to The "Moses Taylor,"[379] which also held that State laws conferring remedies in rem could only be enforced in the federal courts. Consequently, the State courts were deprived of jurisdiction of a great number of cases arising out of maritime contracts and tort

ons to S

ulting in death have been enforced by proceedings in rem in federal admiralty courts,[383] and, in the absence of Congressional legislation, a State may enact laws governing the rights and obligations of its citizens on the high seas. Under this general rule a law of Delaware providing for damages for wrongful death was enforced in an admiralty proceeding against a vess

Case and

eral maritime law as accepted by the federal courts is a part of American national law, Justice McReynolds proceeded to draw an analogy between the power of the States to legislate on admiralty and maritime matters and their power to legislate on matters affecting interstate commerce. Just as the States may not regulate interstate commerce where the subject is national in character and requires uniform regulation, so, he argued, they may no

pproved rules of the general maritime law and empowered Congress to legislate in respect of them and other matters within the admiralty and maritime jurisdiction. Moreover, it took from the States all power, by legislation or judicial decision, to contravene the essential purposes of, or to work material injury to, characteristic features of such law or to interfere with its proper harmony and uniformity in its international and interstate relations."[390] And a like fate overtook the attempt of Congress i

d when it could not, grant protection under a compensation act was left as a perplexing problem, for it was held 'difficult, if not impossible,' to define this boundary with exactness."[396] Nor, he continued, has the Court been able "to give any guiding, definite rule to determine the extent of state power in advance of litigation, and has held that the margins of state authority must 'be determined in view of surrounding circumstances as cases arise.'"[397] As to the specific claim involved in the Davis Case, Justice Black stat

MODIFY THE MARITIME

ertainly intended and referred to when it was declared in that instrument that the judicial power of the United States shall extend 'to all cases of admiralty and maritime jurisdiction.'" Continuing, Justice Bradley stated that "the Constitution must have referred to a system of law coextensive with and operating uniformly in, the whole country. It certainly could not have been the intention to place the rules and limits of maritime law under the disposal and regulation of the several States, as that would have defeated the uniformity and consistency at which the Constitution aimed on all subjects of a commercial character affecting the intercourse of the States with each other or with foreign states."[402] However, the framers of the Constitution could not have contemplated that the law should remain ever the same, especially as Congress "has aut

nal legislation, and international prize law. This body of law, however, is subject at all times to the paramount authority of Congress to change it in pursuance of its powers under the commerce clause, the admiralty and maritime clause, and the necessary and proper clause. That p

States Is a Party: Right o

without Congressional authorization of such suits.[411] Later this rule was extended to other types of actions. In the absence of statutory provisions to the contrary such suits are initiated by the Attorney General in the name of the United States.[412] As in other judicial proceedings, the United States, like any other party p

AGAINS

h cases. The issue of jurisdiction was directly raised by Texas a few years later in a bill in equity brought by the United States to determine the boundary between Texas and the Territory of Oklahoma, and the Court sustained its jurisdiction over strong arguments by Texas to the effect that it could not be sued by the United States without its consent and that the Supreme Court's original jurisdiction did not extend to cases to

ction of a suit in equity brought by the United States to determine the navigability of the New and Kanawha Rivers on the ground that the jurisdiction in such suits is limited to cases and controversies and does not extend to the adjudication of mere differences of opinion between the officials of the two governments. A few years earlier, however, it had taken jurisdiction of a suit by the United States against Utah to quiet title to land for

HE UNITED STA

ts can call to their aid."[423] In Cohens v. Virginia,[424] also by way of dictum, Chief Justice Marshall asserted, "the universally received opinion is, that no suit can be commenced or prosecuted against the United States." The issue was more directly in question in United States v. Clarke[425] where Chief Justice Marshall stated that as the United States is "not suable of common right, the party who institutes such suit must bring his case within the authority of some a

Immunity b

of the United States from liability for claims, and hence officers of the United States are powerless by their actions either to waive such immunity or to confer jurisdiction on a federal court.[429] Even when authorized, suits can be brought only in designated c

State

d States are made defendants by name, is not permitted to interfere with the judicial enforcement of the rights of plaintiffs when the United States is not a defendant or a necessary party to the suit."[433] Except, nevertheless, for an occasional case like Kansas v. United States,[434] which held that a State cannot sue the United States, most of the cases involving sovereign immunity from suit since 1883 have been cases against officers, agencies, or corporations of the United States where the United States has not been named as a party defendant. Thus, it has been held that a suit against the Secretary

Created by

cting within the scope of their lawful authority.[437] Contrariwise, the rule that a suit in which the judgment would affect the United States or its property is a suit against the United States has also been repeatedly approved and reaffirmed.[438] But, as the Court has pointed out, it is not "an easy matter to reconcile all of the decision

l Immun

cial capacity, acting under a valid statute, and therefore a suit against the United States. It held that although an officer in such a situation is not immune from suits for his own torts, yet his official action, though tortious cannot be enjoined or diverted, since it is also the action of the sovereign.[443] The Court then proceeded to repeat the rule that "the action of an officer of the sovereign (be it holding, taking, or otherwise legally affecting the plaintiff's property) can be regarded as so individual only if it

N OF SUITS AG

be maintained.[447] Second, cases in which action adverse to the interests of a plaintiff is taken under an unconstitutional statute or one alleged to be so. In general these suits are maintainable.[448] Third, cases involving injury to a plaintiff because the official has exceeded his statutory authority. In general these suits are also maintainable.[449] Fourth, cases in which an

T GOVERNMENT

nst its agents or instrumentalities merely because they do its work. Nor does the creation of a government corporation confer upon it legal immunity. Whether Congress endows a public corporation with governmental immunity in a specific instance, is a matter of ascertaining the Congressional will. Moreover, it has been held that waivers of gover

een Two or

olve "all disputes and differences * * * between two or more States concerning boundary, jurisdiction, or any other cause whatever," and to constitute what in effect were ad hoc arbitral courts for determining such disputes and rendering a final judgment therein. When the Philadelphia Convention met in 1787, serious disputes over boundaries, lands, and river rights involved ten States.[454] It is hardly surpri

SPUTES; THE

ween States, yet it does not exclude any;[457] that a boundary dispute is a justiciable and not a political question;[458] and that a prescribed rule of decision is unnecessary in such cases. On the last point Justice Baldwin stated: "The submission by the sovereigns, or states, to a court of law or equity, of a controversy between them, without prescribing any rule of decision, gives power to decide according to the appropriate law of the case (11 Ves. 294); which depends on the subject-matter, the source and nature of th

OF SUITS BE

d the principle of the equitable division of river or water resources between conflicting State interests. In New Jersey v. New York[462] where New Jersey sought to enjoin the diversion of waters into the Hudson River watershed for New York in such a way as to diminish the flow of the Delaware River in New Jersey, injure its shad fisheries, and increase harmfully the saline contents of the Delaware, Justice Holmes stated for the Court: "A river is more than an amenity, it is a treasure. It offers a necessity of life that must be

ermination of a decedent's domicile for inheritance tax purposes,[467] and of a suit by two States to restrain a third from enforcing a natural gas measure which purported to restrict the interstate flow of natural gas from the State in the event of a shortage.[468] In general in taking jurisdiction of these suits, along with those involving boundaries and the diversion or pollution of water resources, the Supreme Court proceeded upo

HE COURT HAS DEC

ent far beyond holding that it had no jurisdiction, and indicated that jurisdiction of suits between States will be exercised only when absolutely necessary, that the equity requirements in a suit between States are more exacting than in a suit between private persons, that the

erting a right against the other State which is susceptible of judicial enforcement according to * * * the common law or equity systems of jurisprudence."[472] The fact that the trust property was sufficient to satisfy the claims of both States and that recovery by either would not impair any rights of the other distinguished the case from Texas v. Florida,[473] where the contrary situation obtained. Furthermore, the Missouri statute providing for reciprocal privileges in levying inheritance taxes did not confer upon Massachusetts any contractu

FORCEMENT; VIRGIN

us form. The issue arose directly in the long and much litigated case between Virginia and West Virginia over the proportion of the State debt of original Virginia owed by West Virginia after its separate admission to the Union under a compact which provided that West Virginia assume a share of the debt. The suit was begun in 1906, and a judgment was rendered against West Virginia in 1915. Finally in 1917 Virginia filed a suit against West Virginia to show cause why, in default of payment of the judgment, an order should not be entered directing the West Virginia legislature to levy a tax for payment of the judgment.[477] Starting with the rule that the judicial power essentially involves the right to enforce the results of its exertion,[478] the Court proceeded to hold that it applied with the sam

en a State and Citi

ed to be sued. As a party plaintiff, a State may bring actions against citizens of other States to protect its legal rights or as parens patriae to protect the health and welfare of its citizens. In general, the Court has tended to construe strictly this grant of judicial power which simultaneously comes within its original jurisdiction by perhaps an even

CIABLE CO

tuted the dominant reason. In others, like Massachusetts v. Mellon[488] and Florida v. Mellon,[489] the political issue, though present, was accompanied by the inability of a State to sue in behalf of its citizens as parens patriae to contest the validity o

CONFINED TO

o be joined because of the effect of a judgment upon them.[493] In his dictum in Cohens v. Virginia, Chief Justice Marshall also indicated that perhaps no jurisdiction existed over suits by States to enforce their penal laws.[494] Sixty-seven years later the Court wrote this dictum into law in Wisconsin v. Pelican Insurance Co.[495] Here Wisconsin sued a Louisiana corporation to recover a judgment rendered in its favor by one of its own courts. Relying partly on the rule of international law that the courts of no c

PARENS PATRIAE; JU

kholder of a State bank then in the process of liquidation through a State officer. Although the State was vested with legal title to the assets under the liquidation procedure, the State's action was independent of that and it was acting merely for the benefit of the bank's creditors and depositors. A generation e

PARENS PATRIAE; JU

f the Sherman Act. A less clear-cut case, and one not altogether in accord with Oklahoma v. Atchison, Topeka & Santa Fe R. Co.,[501] is Georgia v. Pennsylvania R. Co.[502] in which the State, suing as parens patriae and in its proprietary capacity, was permitted to file a bill of complaint against twenty railroads for injunctive relief from freight rates, allegedly discriminatory against the State and asserted to have been fixed through coercive action by the northern roads against the southern roads in violation of the 16th section of the Clayton Act. Although the

PENNSYLVA

. The traditional methods available to a sovereign for the settlement of such disputes were diplomacy and war. Suit in this Court was provided as an alternative."[505] Discriminatory freight rates, said he, may cause a blight no less serious than noxious gases in that they may arrest the development of a State and put it at a competitive disadvantage. "Georgia as a representative of the public is complaining of a wrong which, if proven, limits the opportunities of her people, shackles her industries, retards her development, and rele

tween Citizens o

F "STATE"; HE

aning of the word "State," as used in the Constitution, to "the members of the American confederacy" and ruled that a citizen of the District of Columbia could not sue a citizen of Virginia on the basis of diversity of citizenship. In the course of his brief opinion Marshall owned that it was "extraordinary that the courts of the Unite

urisdiction by

ferent reasons. Justice Jackson, in an opinion in which Justices Black and Burton joined, was for adhering to the rule that the District of Columbia is not a State, but held the act to be valid nevertheless because of the exclusive and plenary power of Congress to legislate for the District and its broad powers under the necessary and proper clause.[512] Justice Rutledge, in a concurring opinion, in which Justice Murphy joined, agreed that the act was valid and asserted that the Ellzey case should be overruled.[513] Chief Justice Vinson in a dissent in which Justice Dou

IP, NATUR

riod of time.[519] Where citizenship is dependent on intention, acts may disclose it more satisfactorily than declarations.[520] The fact that removal to another State is motivated solely by a desire to acquire citizenship for diversity purposes does not oust the federal courts of jurisdiction so long as the new residence is indefinite or the intention to reside t

HIP, COR

eyond the corporate entity and hold that the bank could sue under the diversity provisions of the Constitution and the Judiciary Act of 1789 because the members of the bank as a corporation were citizens of one State and Deveaux was a citizen of another. This holding was reaffirmed a generation later, in Commercial and Railroad Bank of Vicksburg v. Slocomb,[525] at a time when corporations were c

to the Supreme Court than the weight to be attached to precedents, even those set by John Marshall, and in Louisville, Cincinnati, and Charleston R. Co. v. Letson,[527] both the Deveaux and Slocomb cases were overruled. After elaborate arguments by counsel, the Court, speaking through Justice Wayne, held that "

in the Mediterranean "the Island of Minorca was at London, in the Parish of St. Mary Le Bow in the Ward of Cheap."[530] This fiction creates a logical anomaly, which the Letson rule had avoided, in those cases in which a stockholder of one State sues a corporation chartered in another State. Although all stockholders are conclusively presumed to be citizens of the State where the corporation is chartered, an individual stockholder from a different State may nevertheless aver his actual citizenship so as to maintain a diversity suit against the corporation.[531] These rulings lead to some extraordinary results, as John Chipman Gray has

and White

the Black and White company, a Kentucky corporation, dissolved itself and obtained a charter as a Tennessee corporation in order to get the benefit of a federal rule which would condone an exclusive contract with a railroad to park its cabs in and around a station whereas the State rule forbade such contracts. The only change made was of the State of incorporation. The name of the company, its officers, and shareholders, and the location of its business all remained the same. Yet no collusion was found, and the c

IN DIVERSITY CAS

preme Court refused to apply this section on the ground that it did not extend to contracts or instruments of a commercial nature, the interpretation of which therefore ought to be according to "the general principles

of the T

e of the Tyson rule was greatly extended.[539] In many instances the State courts followed their own rules of decision even when contrary to the federal rules, so that Justice Story's attempt at uniformity in matters of a commercial nature paradoxically led to a greater diversity and to the mischief in many instances of two conflict

n Rule P

ich he indicated an opinion that the Supreme Court's disregard of State court decisions was unconstitutional. Such disregard, nevertheless, was further aggravated in Kuhn v. Fairmont Coal Co.,[544] where the Court held that in construing a contract in a case involving real estate and mining law a federal court was not

O. v. TOMPKINS;

paration other than a change in two of the Justices, the Court overturned Swift v. Tyson and its judicial progeny in Erie Railroad Co. v. Tompkins,[550] in an opinion by Justice Brandeis which is remarkable in a number of ways. In the first place, it reversed a ninety-six year old precedent which counsel had not questioned; secondly, for the first and only time in American constitutional history, it held action

y to consider whether the law of Pennsylvania precluded recovery, inasmuch as the question was one of general law to be decided by the federal courts in the exercise of their independent judgment. Citing Warren's discovery that Swift v. Tyson was an erroneous interpretation of the Judiciary Act of 1789, criticism of the Tyson doctrine both on and off the bench, and the political and social defects of the rule in working discriminations against citizens of a State in favor of noncitizens and in producing injustice and confusion, Justice Brandeis declared: "If only a question of statutory construction were involved, we should not be prepared to abandon a doctrine so widely * * * [followed for] nearly a century. But the unconstitutionality of the course pursued has now been made

He also objected to the decision of the constitutional issue as unnecessary.[553] Justice Reed likewise concurred, but thought it questionable to raise the constitutional issue. "If the opinion, [s

of the Tom

o. v. Field[556] the Court went even farther and ruled that the lower courts were bound to follow the decisions of two chancery courts in New Jersey although there had been no appeal to the highest State court, and obviously other New Jersey courts were not bound by the decisions of two vice-chancellors. The anomaly of this decision was partially removed in King v. Order of United Commercial Travelers,[557] where the Court held that the federal courts were not bound by the decision of a court of first instance of South Carolina, which was the only decision applicable to the interpretation of the insurance policy in dispute. Nor is this the whole story. In th

his ruling was based on the express premise that "a federal court adjudicating a State-created right solely because of the diversity of citizenship of the parties is for that purpose, in effect, only another court of the State, * * * "[562] It was held to be immaterial, therefore, whether statutes of limitations were designated as substantive or procedural. The Tompkins Case, it was said, was not an endeavor to f

f the Same State Claiming Lands

power was the existence of boundary disputes affecting ten States at the time the Philadelphia Convention met. With the Northwest Ordinance of 1787, the ultimat

r the Citizens Thereof, and Fore

h extends to suits brought by States of the American Union.[567] Conversely, the Eleventh Amendment has been construed to bar suits by foreign States against a State of the American Union.[568] Consequently, the jurisdiction conferred by this clause

Y FOREI

es only by a government which has been recognized by the political branches of our own government as the authorized government of the foreign State.[571] Once a foreign government avails itself of the privilege of suing in the courts of the United States, it subjects itself to the procedure and rules of decision governing those courts and accepts whatever liabilities the Court may decide to be a reasonable incident of b

an T

erokee Nation v. Georgia,[574] where Chief Justice Marshall conceded that the Cherokee Nation was a State, but not a foreign State, being a part of the United States an

UCTION OF THE

described as aliens and subjects of the United Kingdom.[575] The meticulous care manifested in this case appeared twenty years later when the Court narrowly construed section 11 of the Judiciary Act of 1789, vesting the federal courts with jurisdiction where an alien was a party, in order to keep it within the limits of this clause. The judicial power was further held not to extend to private suits in which an

the supreme Court shall have original Jurisdiction. In all the other Cases before mentioned, the Supreme Court shall have a

risdiction of t

OMOUS JU

or did it prescribe forms of process for the Court in the exercise of original jurisdiction. Over the dissent of Justice Iredell, the Court in opinions by Chief Justice Jay and Justices Blair, Wilson, and Cushing, sustained its jurisdiction and its power, in the absence of Congressional enactments, to provide forms of process and rules of procedure. So strong were the States' rights sentiments of the times that Georgia refused to appear as a party litigant, and other States were so disturbed that the Eleventh Amendment was proposed forthwith and ratified. This amendment, however, did not affect the direct flow of original juris

LARGED; MARB

be given to the affirmative enunciation of the cases to which original jurisdiction extends.[582] While the rule that the Supreme Court is vested with original jurisdiction by the Constitution and that this jurisdiction cannot be extended or restricted deprives Congress of any power to define it, it allows a considerable latitude of interpretation to the Court itself. In some cases, as in Missouri v. Holland,[583] the Court has manifested a tenden

ICTION OF THE LOW

e of its own courts, was the provision of the 13th section of the Judiciary Act of 1789[588] that "the Supreme Court shall have exclusive jurisdiction of controversies of a civil nature, where a State is a party, except between a State and its citizens; and except also between a State and citizens of other States, or aliens, in which latter case it shall have original but not exclusive jurisdiction." Speaking of that act with particular reference

urisdiction of

LIMITATION

ontrary rule. Consequently, before the Supreme Court can exercise appellate jurisdiction, an act of Congress must have bestowed it, and affirmative bestowals of jurisdiction are interpreted as exclusive in nature so as to constitute an exception to all other cases. This rule was first applied in Wiscart v. Dauchy[591] where the Court held that in the absence of a statute prescribing a rule for appellate proceedings, the Co

cCard

tition for a writ of habeas corpus in the circuit court for Southern Mississippi. He alleged unlawful restraint and challenged the validity to the Reconstruction statutes. The writ was issued, but after a hearing the prisoner was remanded to the custody of the military authorities. McCardle then appealed to the Supreme Court which denied a motion to dismiss the appeal, heard arguments on the merits of the case, and took it under advisement. Before a conference could be held, Congress, fearful of a test

where the Court sustained the validity of an act of Congress which limited the court's review in admiralty cases to questions of law appearing on the record. A portion of the opinion is worthy of quotation: "Authority to limit the jurisdiction necessarily carries with it authority to limit the use of the jurisdiction. Not only may whole classes of cases be kept out of the jurisdiction altogether, but particular classes of questions may be subjected to reexamination and review, while others are not. To our minds it is no

egulate the Jurisdiction o

. HUNTER

that the judicial power "shall be vested" in courts and "shall extend" to nine classes of cases and controversies and the question of what is the force of the word "shall." In Martin v. Hunter's Lessee,[599] Justice Story declared obiter that it was imperative upon Congress to create inferior federal courts and vest in them all the jurisdiction they were capable of receiving. This dictum was criticized by Justice Johnson in his dissent, in

OF CONGRESS OV

h the United States was a party were limited by the amount in controversy. Except for offenses against the United States, seizures and forfeitures made under the impost, navigation, or trade laws of the United States, and suits by aliens under International Law or treaties, that whole group of cases involving the Constitution, laws, and treaties of the United States was withheld from the jurisdiction of the district and circuit courts,[603] with the result that original jurisdiction in these cases was exercised by the State courts subject to appeal to the Su

r v. Bank of North America.[607] The case involved an attempt to recover on a promissory note in a diversity case contrary to § 11 of the act of 1789 which forbade diversity suits involving assignments unless the suit was brought before the assignment was made. Counsel for the bank argued that the circuit courts were not inferior courts and that the grant of judicial power by the Constitution was a direct grant of jurisdiction. This argument evoked questions from Chief Justice Ellsworth and the following statement from Justice Chase: "The notion has been frequently entertained, that the federal courts derive their power imm

ss to create inferior courts necessarily implies "the power to limit the jurisdiction of those Courts to particular objects."[611] After pointing to the original jurisdiction which flows immediately from the Constitution, Justice Johnson asserted: "All other Courts created by the general Government possess no jurisdiction but what is given them by the power that creates them

ent the Court speaking through Justice Daniel declared: "The judicial power of the United States * * * is (except in enumerated instances, applicable exclusively to this court) dependent for its distribution and organization, and for the modes of its exercise, entirely upon the action of Congress, who possess the sole power of creating the tribunals (inferior to the Supreme Court) * * * and of investing them with jurisdiction, either limited, concur

he right of a citizen of any State to sue citizens of another in the federal courts flowed directly from article III and Congress could not restrict that right. The Supreme Court unanimously rejected these contentions and held that since the Constitution had not established the inferior courts or distributed to them their respective powers, and since Congress had the authority to establish such courts, it could define their jurisdiction and withhold from any court of its own creation jurisdiction of any of the enumerated cases and controversies in article III.[617] Sheldon v

DER THE EMERGENCY

y jurisdiction, to restrain enforcement of the act to the specially created Emergency Court of Appeals, with appeal to the Supreme Court. The Court went much farther than this in Yakus v. United States,[622] and held that the provision of the act conferring on the Emergency Court of Appeals and the Supreme Court exclusive jurisdiction to determine the validity of any regulation or order, and providing that no court should have jurisdiction or power to consider the

E CONTROL

taxation and labor disputes. By the act of March 2, 1867,[625] Congress provided that "no suit for the purpose of restraining the assessment or collection of any tax shall be maintained in any court." There have never been any constitutional doubts concerning this provision, which was strictly applied for many years[626] until 1916 when the Supreme Court began to make exceptions[627] which in t

or Disputes; the N

ts will ensue; that as to the relief granted greater injury will be inflicted upon complainants by denying relief than will be inflicted on defendants by granting it; that the complainants have no adequate remedy at law; and, finally, that the public officials charged with the protection of complainants' property are either unable or unwilling to do so. This act has been scrupulo

EQUATED WITH DU

ermination, did not require it and which might or might not be brought within judicial cognizance. Seventy-seven years later the Court elaborated this distinction in Crowell v. Benson,[636] which involved the finality to be accorded administrative findings of jurisdictional facts in compensation cases. In holding that an employer was entitled to a trial de novo of the constitutional jurisdictional facts of the matter of the employer-employee relationship and of the occurrence of the injury in interstate commerce, Chief Justice Hughes, speaking for the majority fused the due process clause of Amendment V and article III, but emphasized that the issue ultimately was "rather a question of the app

SUS NONJUDIC

rform only judicial functions that Congress, in vesting courts with jurisdiction, cannot impose upon them nonjudicial duties such as administering pensions,[639] deciding issues subject to later executive or legislative action,[640] rendering advisory opinions, or opinions which are not final and conclusive upon the parties,[641] or taking jurisdiction of matters from which any essential element of the judicial power has been abstracted.[642] To be sure, Congress may clothe some matters of an

tate Cour

AISED BY C

iction. Even in admiralty cases the State courts, though unable to exercise any portion of admiralty or maritime jurisdiction by delegation or otherwise,[646] may have a concurrent jurisdiction when the same issues assume the form of a case at common law.[647] In addition to conflicts arising out of concurrent jurisdiction, relations between federal and State courts are exposed to other frictions, such as injunctions in one jurisdiction restraining judicial processes in another, the use of the writ of habeas corpus by a court of

UPREME COURT ORDE

erokee Indian case involving actions of Georgia and its courts. In the first of these the Supreme Court had issued a writ of error to the Georgia Supreme Court to review the conviction of Corn Tassel for the murder of another Cherokee Indian. The writ was served, but before a hearing could be held Corn Tassel was executed on the day originally set for punishment c

ter v.

diction over the Cherokee reservations and ordered Worcester's discharge in a special mandate to the superior court of Gwinnett County. The State court ignored the mandate and once again the governor of the State announced that he would meet such usurpation by the Supreme Court

F JURISDICT

estraint in order to prevent interference with each other and to avoid collisions of authority. Although the Court on one occasion has stated that the principle of comity is not a rule of law but "one of practice, convenience, and expediency"[653] which persuades, but does not command, it has also declared that in the American Federal System it has come to have "a higher sanction than the utility which comes from concord" and has been converted into a principle "of right and of law, and therefore of necessity."[654] As developed and applied by the Supreme Court the rule of comity is exemplified in

CTION O

aken away or obstructed by proceedings in another court, nor can the possession of the property be disturbed by proceedings in another court; and the court which has first acquired jurisdiction of the cause or the possession of the res has exclusive jurisdiction to hear and determine the case and all controve

BY INJUNCTION WITH

bsolute, as shown by a case arising in Pennsylvania. Two surviving trustees had filed an account for themselves and a deceased trustee in a court of common pleas. Thereafter, two of the five beneficiaries sued the two trustees and the deceased trustee in a federal district court, charging mismanagement and praying for an accounting and restitution and removal of the trustees. The Supreme Court held that the State court upon the filing of the accou

E BY INJUNCTION WIT

n held that an injunction will lie against proceedings in a State court to protect the lawfully acquired jurisdiction of a federal court against impairment or defeat.[661] This exception is notably applicable to cases where the federal court has taken possession of property which it may protect by injunction from interference by State courts.[662] Second, in order to prevent irreparable damages to persons and property the federal courts may restrain the legal officers of a State from taking proceedings i

proper context of res judicata. In addition he went beyond the requirements of the case at bar to cast doubts upon the exception of suits brought to enjoin the execution of judgments of State courts obtained by fraud. Furthermore, by regarding the exception of suits restraining proceedings in State courts in cases which had been removed to the federal courts as emanating from the removal acts, Justice Frankfurter concluded that

tions of State

o Ex parte Young[671] the Supreme Court established firmly the rule that jurisdiction exists in the federal courts to restrain the enforcement of unconstitutional State statutes and to enjoin State officials charged with the duty of enforcing State laws from bringing criminal or civil proceedings to enforce an invalid statute. Until Ex parte Young, the Court had been careful to sustain t

arte

ther law officers as individuals and a suit against a State court on the ground that the former does not include the "power to prevent any investigation or action by a grand jury. The latter body is part of the machinery of a criminal court, and an injunction against a State court would be a violation of

rce of friction in federal-state relations. Simultaneously, however, § 266 (see note 2 above) has been construed strictly as designed "to secure the public interest in 'a limited class of cases of sp

BEAS CORPUS PROCEEDINGS

ided. Here a Justice of the Wisconsin Supreme Court first released a prisoner held by a United States commissioner on charges of violating the fugitive slave law. After the trial, conviction, and sentence of the defendant, the State supreme court issued a second writ of habeas corpus and after hearing ordered the release of the prisoner. The national Suprem

ited States Army. Once again the Court held that a State court has no authority to issue a writ of habeas corpus for the release of persons held under the authority or claim and color of authority of the United States. Justice Field for the Court went on to lay down the

ENCE BY REMOVAL

atute and comity. The Judiciary Act of 1789[682] conferred jurisdiction upon the federal courts to issue writs of habeas corpus to release persons in State custody only for the purpose of having them appear as witnesses in federal proceedings. The same act also provided for the removal before trial into a federal court of civil cases arising under the laws of the United States. Both branches of this jurisdiction were broadened as a result of the nullification movement in South Carol

nciple of National Supremacy. Subsequently, the same provisions have been construed to procure the release of a deputy United States marshal from State custody for killing a man while protecting a Justice of the Supreme Court under a Presidential order which was regarded as a "law" of the United States;[688] the release of an election official held under State authority for perjury on the ground that jurisdiction to punish a false witness belonged to the federal courts in this instance;[689] and the release of a collector of internal revenue held in Kentucky for his refusal to file copies of his official papers with a State court.[690] Similarly, the governor of a national home for disabled s

NCIPLE OF STATU

ts secured by the Constitution."[694] In pursuance of these principles the Court has subsequently formulated rules to the effect that mere error in the prosecution and trial of a suit cannot confer jurisdiction upon a federal court to review the proceedings upon a writ of habeas corpus;[695] that the writ of habeas corpus cannot be substituted for the writ of error, however serious the errors committed by the State court;[696] that except in extreme and urgent cases the federal courts will not discharge a prisoner in State custody prior to final disposition of the case in the State courts, where the prisoner mu

that produced by their extensive use of injunctions to restrain the enforcement of State statutes. In Wade v. Mayo,[698] Justice Murphy cited the statistics of the Administrative Office of the United States Courts which revealed that during the fiscal years of 1943, 194

AS COOP

ceding that there was no express statutory authority for such action, sustained it. Said the Chief Justice: "We live in the jurisdiction of two sovereignties, each having its own system of courts to declare and enforce its laws in common territory. It would be impossible for such courts to fulfil their respective functions without embarrassing conflict unless rules were adopted by them to avoid it. The people for whose

COURTS IN ENFORCE

upreme illustration. But going far beyond that, in the latter years of the eighteenth century and the early part of the nineteenth, Congress provided that suits by the National Government itself for fines, forfeitures, and penalties imposed by the revenue laws might be brought in State courts of competent jurisdiction as well as in the federal courts.[702] The Fugitive Slave Act of 1793,[703] the Naturalization Act of 1795,[704] and the Alien Enemies Act of 1798,[705] all imposed pos

From Thi

n are bound to enforce the penal laws of another,[709] all combined to produce strong sentiments against the use of State courts to administer federal law. These sentiments came in time to be incorporated in dissenting opinions,[710] and in 1842 in Prigg v. Pennsylvania[711] the Cou

on of th

t also in prohibiting the removal of cases begun in State courts to the federal courts. Soon afterwards the Connecticut courts in a compensation case applied the State's common law rules of liability contrary to the federal act and held that Congress could not require a State court to grant a remedy which local law did not permit. The Connecticut courts further held that enforcement of the federal act was contrary to the public policy of the State.[715] This decision was overruled in the Second Employers' Liability Cases,[716] where it was held on the

ION TO ENFORC

ce the penal laws of another, the Rhode Island Supreme Court ruled that the State courts had no jurisdiction of such suits. Assuming for the purposes of the case that the treble damage provision, was "penal" in nature, Justice Black for a unanimous Court proceeded to lay to rest the principle that a State court is not bound to enforce federal criminal law as an assumption flying "in the face of the fact that the

RPORATIONS TO RESOR

rts. After deciding first one way and then the other, on the basis of some highly refined distinctions,[722] it finally, in 1922, came out unqualifiedly for the latter right. This was in Terral v. Burke Construction Co.,[723] in which an Arkansas statute

eld in the State where the said Crimes shall have been committed; but when not committed within any State, the

in adhering to their Enemies, giving them Aid and Comfort. No Person shall be convicted of Treaso

ea

ve treasons by the common law courts. The constitutional definition is, of course, much more restrictive than the enumeration of treasons in the English statute, but like that statute, it is emphatically a limitation on the power

YIN

ge of men for a purpose treasonable in itself, or the fact of levying war cannot have been committed. So far has this principle been carried, that * * * it has been determined that the actual enlistment of men, to serve against the government, does not amount to the levying of war."[726] Chief Justice Marshall was careful, however, to state that the Court did not mean that no person could be guilty of this crime who had not appeared in arms against the country. "On the contrary, if it be actually levied, that is, if a body of men be actually assembled, for the purpose of effecting by force a treasonable purpose, all those who perform any part, however minute, or however remote from the scene of a

Burr

s and exceptions made to the Bollman decision. In brief this ruling held that Burr, who had not been present at the assemblage on Blennerhassett's Island, could be convicted of advising or procuring a levying of war, only upon the testimony of two witnesses to his having procured the assembla

TO THE ENEMY;

t showed the required treasonable intention.[732] The Court in a five-to-four opinion by Justice Jackson in effect took the former view holding that "the two-witness principle" interdicted "imputation of incriminating acts to the accused by circumstantial evidence or by the testimony of a single witness,"[733] even though the single witness in question was the accused himself. "Every act, movement, deed, a

HAUP

nd in obtaining employment in a defense plant-were all acts which a father would naturally perform for a son, this fact did not necessarily relieve them of the treasonable purpose of giving aid and comfort to the enemy. Speaking for the Court, Justice Jackson said: "No matter whether young Haupt's mission was benign or traitorous, known or unknown to t

t does not operate to exclude confessions or admissions made out of court, where a legal basis for the conviction has been laid by the testimony of two witnesses of which such confessions or admissions are merely corroborative. This relaxation of restrictions surrounding

m all the circumstances surrounding the overt act. But if two witnesses are not required to prove treasonable intent, two witnesses need not be required to show the treasonable character of the overt

has moved from the realm of thought into the realm of action. That require

circumstantial evidence or by the testimony of a single witness.' 325 U.S. p. 35. The present decision is truer to the constitutional definition of treason

AWAKI

tbreak of war from returning to this country. During the war, he reached his majority in Japan; changed his registration from American to Japanese; showed sympathy with Japan and hostility to the United States; served as a civilian employee of a private corporation producing war materials for Japan; and brutally abused American prisoners of war who were forced to work there. After Japan's surrender, he registered as an American citizen; swore that he was an American citizen and had not don

OF THE LAW OF

himself in the Bollman case. The passage reads: "Crimes so atrocious as those which have for their object the subversion by violence of those laws and those institutions which have been ordained in order to secure the peace and happiness of society, are not to escape punishment, because they have not ripened into treason. The wisdom of the legislature is competent to provide for the case; and the framers of our Constitution * * * must have

of Treason, but no Attainder of Treason shall work Corruption of B

OF BLOOD AN

nating with the death of the offender could be sold and that at his death his children could take the fee simple by descent as his heirs without deriving any title from the United States. In applying this act, passed in pursuance of the war power and not the power to punish treason,[746] the Court in one case[747] quoted with approval the English distin

o

Constitution, 314

U.S. 3

Ibid

s v. Arredondo,

v. New York Central R. Co

ams v. United States, 289 U.S. 553, 566 (1933); and the dissent of Jus

United States, 2

Cr. 504 (1813); Ex parte

Southard, 10 W

Pitkin, 124 U

Peterson, 253

arland, 4 Wall.

Kentucky v. Dennison, 24 How. 66, 98 (1861)

l, 8 How. 441 (1850); Kline v. Burke Construction Co., 260 U.S. 226 (1922). See also the cases discussed unde

all. 409

of the Treasury who in turn was to pay the award to the claimant if satisfied that the decisions were just and within the terms of the treaty of cession. After Florida became a State and the territorial court a district court of the United States, the Supreme Court refused to entertain an appeal under the statute for want of jur

all. 561

Wall. 128 (1872), which sustained Supreme Court revision after the jurisdiction of the Court of Claims had been made f

attribute of judicial power. See In re Sanborn, 148 U.S. 222, 226 (1893); Interstate Commerce Commission v. Brimson, 154 U.S. 447, 483 (1894); La Abra Silver Mining Co. v. United States, 17

U.S. 70

U.S. 71

ing a federal declaratory judgment act which was passed in 1934 and s

doubts which had previously shrouded a proposed federal declaratory judgment act which was enac

ing v. Almon, 24 Law Quarter

Power to Punish Contempt, 25 Law

Stat.

ound of the act of 1831, see Felix Frankfurter and James Landis, Power of Congress Over Procedure in Criminal Con

Wall. 50

d. 505,

o., 221 U.S. 418, 450 (1911). See als

.S. 42

Stat. 73

U.S. 42

U.S. 40

bid. 4

that tends to make him unpopular or to belittle him * * *. A man cannot be summarily laid by the heels because his words may make public feeling more unfavorable i

.S. 33, 47

60 (1941). See pp. 7

U.S. 28

U.S. 51

bid. 5

Ibid.

nited States, 34

nited States, 34

elf-respect nor the good name of the law required it. Quite otherwise. Despite the many incidents of contempt that were charged, the trial went to completion, nine months after the first incident, without a single occasion making it necessary to lay any one of the lawyers by the heel in order to assure that the trial proceed. The trial judge was able to keep order and to continue the court's business by occasional brief recesses calculated to cool passions and restore decorum, by periodic warnings to defense lawyers, and by shutting off obstructive arguments whenever rulings were concisely stated and firmly held to." Ibid. 36. Justice Douglas summarized the position of all three dissenters, as follows: "I agree with Mr. Justice Frankfurter that one who reads this record will hav

S. 258, 293

U.S. 56

443 (1911); Ex parte Grossman, 267 U.S. 87 (1925). See also

S. 87, 119-

nited States, 266 U.

U.S. 44

61 (1939); Endicott Johnson Corp. v. Perkins, 317 U.S. 501 (1943); Oklahoma Press Pub. Co. v. Walling, 327 U.S. 186 (1946). In the last mentioned case Justice Murphy dissented on the ground that delegation of the subpoena power to nonjudicial officers is unconstitutional as

Stat.

Ibid.

. Cf. Wiscart v. Dauc

504 (1813); and McClung v.

Pet. 524

ollman, 4 Cr. 7

Yerger, 8 Wa

parte McCardle, 7

iations of those principles or limitations upon their application in particular cases." It should be emphasized, however, that the Court made no suggestion that it could apply pre-existing principles of equity without jurisdiction over the subject matter. Indeed, the inference is to the contrary. In a dissenting opinio

utors v. Grundy,

. 333; 28 U

75 (1867); 26 U

557 (1910); 28

752 (1937); 28

220 (1913); 28

775 (1934); 28

9 U.S.C.A. 52, and 47 Stat. 70 (1932) (No

1942), § 204; 50 U

1); Gaines v. Fuentes, 92 U.S. 10 (187

v. Kane, 258 U.S. 358 (1922). See also Hill v. Martin, 296 U.S. 393, 403 (1935); Kohn v. Central Distributing

U.S. 44

S. 323 (1938); New Negro Alliance v. Sa

see Milk Wagon Drivers' Union v. Lake Valley

U.S. 18

ng Cary v. Curtis, 3

U.S. 41

avigation Co. v. Baltimore

Wheat. 1

.S. 272, 2

gation Co. v. Baltimore Co.,

. 264, 266 (1915); Griffin v. T

); Covell v. Heyman, 111 U.S. 176 (1884),

61); Arkadelphia Milling Co. v. St. L

ted States, 193 U.

. 123, 128-

U.S. 30

Ibid.

Secombe, 19 Ho

all. 333

f disbarment and American and English precedents

ices Van Devanter and Brandeis approved the letter. For earlier proposals to have the Court sit in division

tat. 73-

. 73, 74-

2 Sta

study in the federal judicial system (New York, 1928), pp. 25-32. This book also contains an excellent account of the organization and reorganization of the judiciary by

. 299, 30

tat. 208,

ch converted the Commerce Court judges into ambulatory circuit judges. For a general account of the abolition of the Co

. Gore, 253 U

8 U.S. 5

7 U.S. 2

Ibid.

Ibid

U.S. 516,

9 U.S. 5

Commerce Court see Felix Frankfurter and James M. Landis, Th

Stat. 2

mitations on the use of injunctions, except the prohibitio

1 U.S. 4

Ibid

Ibid

et. 511

Ibid

extraterritorial and consular courts created in the exercise of

9 U.S. 4

Ibid

); McElrath v. United States, 102 U.S. 426 (1880)

ates v. Coe, 15

v. Adams, 204

Internal Revenue, 279 U.S. 716 (1929); Ex pa

judges are subject to removal by the President after notice and hearing. For the provisions of the statutes governing these matters see 28 U.S.C. §§ 241, 296, 301-301a; 26 U.S.C. §§ 1102b, d, f. The territorial judges in Alaska (48 U.S.C. § 112) have four-year terms subject to removal by the Presiden

1 U.S. 1

Ibid

9 U.S. 5

8 U.S. 5

7 U.S. 6

Electric Power Co., 261 U.S. 428 (1923); Federal Radio

Wall. 41

93 (1927); Federal Radio Commission v. General Electric Co.,

2 U.S. 5

omac Electric Co.,

ssion v. General Electric

ons and interlocutory opinions, as nonjudicial functions, were not reviewable on appeal to the Supreme Court of the United States. Frasch v. Moore, 211 U.S. 1 (1908); E.

. United States, 2

Ibid.

create courts in the District is not derived from article III. Consequently, they argued that the limitations of article III do not apply to the organization of such courts. The O'Donoghue Case is discu

Wheat. 2

Ibid

, quoted in Muskrat v. United S

eat. 738,

l. 419, 431

(1887). Justice Field repeated the substance of this de

U.S. 346,

"the right to determine actual controversies arising between adverse l

39 (1892); Lampasas v. Bell, 180 U.S. 276 (1901); Braxton County Court v. West Virginia, 208 U.S. 192 (1

3 U.S. 3

Ibid

United States, 21

. Bell, 180 U.S.

Court v. West Virgini

Ibid

ndiana, 191 U.S.

to Irrigation Distric

6, 324-325 (1945), citing Tyler v. The Judges, 179 U.S.

States, 284 U.S. 421, 442 (1932); Virginian R. Co. v. System Federation, 300 U.

1856) which involved the validity of an Ohio tax. The suit was entertained on the basis of English precedents. A case similar to the Pollock Case is Brushaber v.

d States, 92 U.S. 85 (1875); and S

City Title Co., 255 U.

he plaintiffs amounted to only one-three hundred and fortieth of the preferred stock, the Cour

8 U.S. 2

met in New York. James Carter presented a letter saying the Coal Act was unconstitutional and that the company should not join the Code. His father agreed that the act was invalid, but thought the company should not take the risk of paying the tax required of nonmembers in the event the

U.S. 447, 487 (1923). See also Wi

v. Hughes, 258

.S. 525 (1926), where the Supreme Court, though affirming the dismissal of a suit to enjoin a day-lig

o. v. Ickes, 302 U.S.

3 U.S. 2

9 (1952). See p.

ee also State of Mississippi v

6 Wall

2 U.S. 4

Stat. 2

ct because of its effect on the conservation of potable waters in New Jersey. A similar situation arose in Arizona v. California, 283 U.S. 423, 450 (1931), where the Court d

nnsylvania R. Co.,

v. Holland, 252

nnessee Copper Co.,

ation of Labor v. McAdory

arris, 189 U.S.

8 U.S. 1

Ibid

U.S. 288,

4 U.S. 4

ssee Valley Authority, 2

3 U.S. 4

0 U.S. 7

ntended that the controversy was justiciable. Justice Douglas could not agree that

Steele, 162 F.

852); United States v. Chambers, 291 U.S. 217 (1934); Mills v. Gree

g an injunction restraining certain registration officials from excluding the appellant from the voting list. However, the election in which app

Ibid

U.S. 290, 293 (1900); Georgia v

Pet. 49

Ibid

x rel. Stokes, 12 Pet. 524, 621 (1838); see

i v. Johnson, 4

v. Stanton, 6

8]

Wall. 47

Pet. 52

r. 137, 1

How. 1

Ibid

Ibid.

ain that of Melville Fuller Weston, Politi

Clark, 143 U.

. Miller, 307 U

son, 2 Pet. 253 (182

Co. of New Jersey v. Mi

es v. Anderson, 9

9); Pacific States Telephone & Telegr

v. Borden, 7

d to pass upon the act of the Michigan legislature in 1892 providing

Peters, 339 U

v. Green, 328

923); Georgia v. Stanton, 6 Wall. U.S. 50 (186

.S. 649, 67

Miller, 307 U.S

Ibid.

8 U.S. 5

hat purpose were not a contiguous and compact territory and of equal population and that the redistricting violated article I, § 4 and the Fourteenth Amendment. The Court held that the prov

legislature redistricting the State required the governor's signature, and th

U.S. 549

Ibid.

5 U.S. 2

5 U.S. 1

9 U.S. 2

endered an advisory opinion to President Monroe in response to a request for legal advice on the power of the Government to appropriate federal funds for public improvements by responding that Congress might do so under the war and postal powers. The inhibitions of the Court against advisory opinions do not prevent the individual Justices from giving advice

cago & Southern Airlines v. Waterman Steamship Corp., 333 U.S. 103, 113 (1

ow. 40 (1852); Gordon v. United States, 117 U.S. 697 (1864); In re Sanborn, 148 U.S. 222 (1893); Interstate Commerce Commission v. Brimson, 154 U.S. 447 (1894); La Abr

United States, 21

es v. Ferreira, 1

egal issues, presented in actual cases, not abstractions,' are requisite" for the adjudication of constitutional issues, citing Electric Bond and Share Co. v. Securities & Exchange Commission, 303 U.S. 419, 443 (1

How. 40

7 U.S. 6

impaired the value of the leasehold. Because there was no showing that the lessors had hampered the full use of the premises or had committed or threatened a hostile act, the Supreme Court sustained the decree of the lower Court dismissing the bill on the ground that the plaintiff was seeking a mere declaratory judgment. The Cou

9 U.S. 3

4 U.S. 1

U.S. 249,

U.S. 227,

A. §§ 2201, 220

be definite and concrete, touching the legal relations of parties having adverse legal interests, and reiterated the necessity of "a real and substantial controversy adm

see Valley Authority, 297

U.S. 419,

; Maryland Casualty Co. v. Pacific Co., 312 U.S. 270, 273 (1941); Great Lakes Co. v. Huffman, 319 U.S. 293, 299, 300 (1943); and Coffman v. Breeze Corporation, 323 U.S. 316 (1945). Here, as in other case

6 U.S. 1

7 U.S. 3

2 U.S. 2

0 U.S. 2

v. Pacific Coal & Oil Co.,

.S. 491 (1942). This was a diversity of citize

irginia, 6 Wheat.

tat. 73

Wheat. 3

Wheat. 2

Ibid

ormity of decisions interpreting the Constitution. Many years later in Ableman v. Booth, 21 How. 506, 514-523 (1859), where the Wisconsin Supreme Court, like the Virginia Courts earlier, had declared an act of Congress invalid and disregarded a writ of error from the Supreme Court, Chief Justice Taney on grounds both of dual sovereignty and national supremacy was even more emphatic in his rebuke of State pretensions. His emphasis on the indispensability of the federal judicial power to maintain national supremacy, to protect the States from national encroachments, and to make the Constitution and laws of the United States uniform all combine to enhance the federal ju

in which a State statute was held invalid as a violation of the Constitution was Fletcher v. Peck, 6 Cr. 87 (1810), which came to the Supreme Court by appeal from a United States circuit court and not by a writ of error under section 25. Famous cases co

Pinckney of South Carolina, Davie and Williamson of North Carolina, Sherman and Ellsworth of Connecticut. See Max Farrand, Records of the Federal Convention (Yale Univ. Press, 1913); I, 97 (Gerry), 109 (King); II, 73 (Wilson), 76 (Martin), 78 (Mason), 299 (Dickinson and Morris), 428 (Rutledge), 248 (Pinckney), 376 (Williamson), 28 (Sherman), 93 (Madison); III, 220 (Martin, in "Genuine Information"). The Federalist: Nos. 39 and 44 (Madison), Nos. 78 and 81 (Hamilton). Elliot's Debates (ed. of 1836), II, 1898-1899 (Ellsworth), 417 and 454 (Wilson), 336-337 (Hamilton); III, 197, 208, 431 (Randolph), 441 (Mason), 484-485 (Madison); IV, 165 (Davie). P.L. Ford, Pamphlets on the Constitution, 184 (Dickinson, in "Letters of F

himself in the years of his retirement. Another recidivist was Charles Pinckney, who in 1799 denounced the idea of judicial review as follows: "On no subject am I more convinced, than that it is an unsafe and dangerous doctrine in a republic, ever to suppose that a judge ought to possess the right of questioning or deciding upon the constitutionality of treaties, laws, or any act of the legislature. It is placing the opinion of an individual, or of two or three, above that of both branches of Congress, a doctrine which is not warranted by the Constitution, and will not, I hope, long have many advocates in this country." Wharton, State Trials, 412. The great debate in Congress in the first session of the 7th Congress over the repeal of the Judiciary Act of 1801 speedily developed into a debate over whether judicial review of acts of Congress was contemplated by the Constitution. In the Senate Breckenridge of Kentucky, author of the Kentucky Resolutions of 1799, contended for the equal right of the three departments to construe the Constitution for themselves within their respective spheres, and from it deduced the exclusive right of the legislature to interpret the Constitution in what regards the lawmaking power and the obligation of the judges to execute what laws they make. But the feeble disguise which this doctrine affords legislative sovereignty made it little attractive even to Republicans, who for the most part either plainly indicated their adherence to the juristic view of the Constitution, or following a hint by Giles of Virginia, kept silent on the subject. The Federalists on the other hand were unanimous on the main question, though of divergent opinions as to the grounds on which judicial review was to be legally based, some grounding it on

Federali

ll. 386, 3

Dall. 40

Stat. 24

Dall. 17

Cr. 13

Stat.

r. 137,

t had jurisdiction but not for the purpose of acquiring jurisdiction. The exclusive interpretation of the Court's original jurisdiction, sometimes made a subject of criticism, had been adopted by the Court in Wiscart v. Dauchy, 3 Dall. 321 (1796), and while couched in terms which had later to be qualified in Cohens v. Virginia, 6 Wheat. 264

lature, and can be revoked or altered only by the authority that made it." Legislatures are the creatures of the Constitution to which they owe their existence and powers, and in case of conflict between a legislative act and the Constitution it is the duty of the courts to hold it void. In accordance with these doctrines fortified by natural law concepts, the circuit court invalidated a Pennsylvania statute as being in conflict with the federal and State Constitutions as a violation of the inalienable rights of property. In 1799 the federal circuit

is not the exercise of a substantive power to review and nullify acts of Congress, for no such substantive power exists. It is simply a necessary concomitant of the power to hear and dispose of a case or controversy properly before the court, to the determination of which must be brought the test and measure of the law." Adkins v. Children's Hospital, 261 U.S. 525, 544 (1923). In United State

eat. 738, 866 (1824). Note also the assertion of Justice Roberts: "All the court does, can do, is to announce its considered judgment upon the question. The only power it has, if such it may be called, is the power of judgment. This court neither approves nor condem

unk R. Co. v. Wellman, 1

U.S. 447 (1923); Alabama State Federation of Labor v. McAdory, 325 U.S. 450 (1945); United Publ

otor Service v. McLaughlin, 323 U.S. 101, 105 (1944); Coffman v. Breeze Corporations, 323 U.S. 316, 324-325 (1945); Carter v. Carter Coal Co., 298 U.S. 238, 325 (193

U.S. 549,

ial review within them, see Edward S. Corwin, Judicial Review in Action, 74 Univ. of Pennsylvania L. Rev. 639 (1926). For the limitations generally see

by Justice Chase in the same case, p. 394. On the other hand Justice Chase in this same case asserted that there were certain

ases, 12 Wall. 457 (1871); Madden v. Kentucky, 309 U.S. 83 (1940); Alabama State Federation of Labor v. McAdory, 325 U.S. 450 (1945). Se

eless, the general rule and restraint the exception; and the exercise of legislative authority

U.S. 147, 161 (1939); Bridges v. California, 314 U.S. 252, 262-263 (1941); Murdock v. Pennsylvania, 319 U.S. 105, 115 (1943); Prince v. Massachusetts, 321 U.S. 158, 164 (1944); Follett v. McCormick, 321 U.S. 573, 575 (1944); Marsh v. Alabama, 326 U.S. 501 (1946); Board of Education v. Barnette, 319 U.S. 624, 639 (1943); Thomas v. Collins, 323 U.S. 516, 530 (1945); Saia v. New York, 334 U.S. 558, 562 (1948). Justice Frankfurter has criticized the concept of "t

(1949); Wickard v. Filburn, 317 U.S. 111 (1942); United States v. Petrillo, 332 U.S. 1 (1947); American Power & Light Co. v. Securities & Exchange Commission, 329 U.S. 90 (1946); Sunshine Anthracite Coal Co. v. Adkins, 310 U.S. 381 (1940). See also Railroad Retirement Board v. Alton R. Co., 295 U.S. 330 (1935); Home Bldg. & Loan Assoc. v

8 U.S. 4

from judicial consciousness. One is that courts are concerned only with the power to enact statutes, not with their wisdom. The other is that while unconstitutional exercise of power by the executive and legislative branches of the government is subject to jud

ial Organizations, 335 U.S. 106 (1948); Mi

he power of courts to punish contempt in order to avoid constitutional difficulties. See also United States v. Delaware & H.R. Co., 213 U.S. 366 (1909), w

s' L. & T. Co., 158 U.S

the Court none the less held the price-fixing provisions inseparable from the labor provisions which it found void and thereby invalidated the

.S. 429, 57

ing force of precedents and collects the decisions overruling earlier decisions to 1932. In Helvering v. Griffiths, 318 U.S. 371, 401 (

U.S. 649,

5 U.S. 4

United States v. Rabinowitz, 339 U.S. 56 (1950), Justice Frankfurter has protested in a dissent against reversals of earlier decisions immediately following changes of the court's membership. "Especially ought the Court not reenforce n

w in Action, 74 University of Pe

n, 289 U.S. 103, 105 (1933), citing Mos

ington & C. St. Ry. Co. v. Newport, 259 U.S. 97, 99 (1922); Hull v. Burr, 234 U.S. 712, 720 (1914); The Fair v. Kohler Die Co., 228 U.S. 22, 25

193 U.S. 561, 576 (1904). For these issues

ues Co. v. Morrin, 289

.S. 109, 11

on and Montana Consolidated Copper & Silver Mining Co. v. Montana Ore Purchasing Co., 188 U.S. 632, 639 (1903). Some of these cases apply to the removal of cases from State courts where the plaintiff does not aver a federal question. On this point note the following statement of Chief Justice Fuller in Arkansas v. Kansas & T.C. Co. & S.F.R., 183 U.S. 185, 188 (1901): "Hence it has been settled that a case cannot be removed from a State court into the Circuit Court of the United States on the sole ground that it is one arising

Cr. 61

Wheat. 7

5 U.S. 1

tat. 162,

tat. 803,

6, 941 (1925); 28

at. 195, 1

t. 632, 633

t. 755, 756,

S.C.A. § 14

0 U.S. 2

Wheat. 3

Wheat. 2

also The Mayor of Nashville v

ity of Griffin, 3

Gottlieb, 305 U

. Anderson v. Brand,

Telephone Co. v. Oklah

aenger, 303 U.S

Service Co. v. Texas,

9 U.S. 1

onstitution is not a federal question. This rule was applied in Schuylkill Trust Co. v. Pennsylvania, 302 U.S. 506, 512 (1938), where it was contended

tes v. Ravara, 2

Preston, 111 U

ex rel. Johnston, 111

.S. 379, 38

Wheat. 46

U.S. 403,

Gruber, 269 U

Stat. 73

titutional Law of the United States

ghby, op. ci

tat. 73,

Davis v. Brig Seneca, 21 F

" 2 Cr. 406 (1805); The "Schooner Betsey," 4 Cr. 443 (1808); Th

v. Co. v. Merchants' Bank

(1877); North Pacific S.S. Co. v. Hall Brothers M.R. & S. Co., 249 U.S.

. Taylor, 5 Pet.

Ins. Co. v. Dunham, 1

& Co. v. McCaffrey,

P. Co., 21 Wall. 389 (1875); Ex

. 287 (1897); The "Grapeshot" v.

22); North Pac. S.S. Co. v. Hall Bros. M.R. & S. Co., 24

Nav. Co. v. Merchants'

e Easton, 95

v. Wall, 3 H

1, 412, 415, 418 (1825), cited by Justice Story

U.S. 68,

st" v. Boon, 7 W

Garnett, 141

U.S. 199 (1886). Although a suit for damages for wrongful death will not lie in the courts of the United States under the general m

v. Erie & Western T. Co., 204 U.S. 220 (1907). See als

238 (1816). See also In re

1876). See also Old Dominion S.S. Co. v. Gi

4 Cr. 2 (1807); Taylor v.

v. Boyle, 9 Cr. 191 (1815); The

. Guestier, 4

; Church v. Hubbart, 2 Cr. 187 (1804);

The Sarah, 8 Wheat. 391 (1823); Maul

ct, since carried over in 28 U.S.C.A. § 133

, that a proceeding in rem as used in the admiralty courts, is not a remedy afforded by the c

n this country, Chief Justice Stone cited Smith v. Maryland, 18 How. 71 (1855), where the Court without discussion sustained the seizure and

es v. The Schooner Sally, 2 Cr. 406 (1805); United States v. Schooner Betsey and Charlotte,

Moore, 318 U.S.

eme Court in United States His

Wheat. 42

he rule concerning the ebb and flow of the tide, inasmuch as the collision occurred within the ebb and flow of the tide, though within the body of a county. Citing Peyr

How. 44

admiralty jurisdiction by holding that a collision on the Alabama river above tidal flow and wholly within the State of Alabama came within the gr

Warren, II

Haines, 191 U.S. 17 (1903) where the admiralt

Wall. 5

74), where this doctrine was applied to the Fox River in

case contains a good review of admira

.S. 377, 40

U.S. 31,

followed this rule and which seems to contain a rule analogous to the "silence of Congres

Ibid

awrence, 1 Bl.

825), where it was held that the admiralty jurisdiction rests on the grant in the Constitution and can only be

(1867); The Hine v. Tr

177 U.S. 638 (1900); Red Cross Line v.

uckenbach S.S. Co.,

Heartt, 21 Wal

.S. Co. v. Gilmore,

4]

2 U.S. 3

4 U.S. 2

nterstitially; they are confined from molar to molecular motions," ibid. 221; and that "the common law is not a brooding omnipresence in the sky but the articulate voice of some sovereign or some quasi-sovereign that can be identified." Ibid. 222. Justice

Stat. 3

3 U.S. 1

delegation of power, see ibid. 163-166. Justice Holmes wrote a

turned in Washington v. W.C. Da

44 Sta

. Co., 281 U.S. 128 (1930); Vancouver

4 U.S. 2

7 U.S. 2

Ibid

aizley Iron Works v. Span

). Justice Black also cites Stanley Morrison, Workmen's Compensation and the Maritime Law, 38 Yale L.J. 472 (1929). In the Davis case the Court was not guilty of exaggeration when it declared that "the very closeness of the cases cited * * * has caused much serious confusion," and went on to picture rather vividly the jurisdictional dilemma of an injured employee who might suffer great financial loss as a result of the delay and expense if he guessed wrong, and might even discover that his claim was "barred by the statute of limitations in the proper forum while he was erroneously pursuing it elsewhere." 317 U.S. 249, 254. Likewise the dilemma affected employers who might not be protected by contributions to a State fund and at the same time be liable for substantial additional

7 U.S. 2

Wall. 5

Ibid

Ibid.

tawanna," 21 W

rnett, 141 U.S

Ibid

v. Boston & Savannah S.S. Co., 130 U.S. 527

U.S. 149,

l v. Great Lakes Dredge & Dock Co., 318 U.S

artment of Labor,

ies (2d ed., Bost

nited States, 3

(1888); United States v. Beebe, 127 U.S. 338 (1888); Unit

. San Jacinto Tin Co.

extend to suits brought by the United States against persons or corporations alone. See

6 U.S. 2

tes v. Texas, 14

e act of Congress of May 2, 1890, providing for a temporary government for the Okl

For an earlier suit against a State by the United Sta

.S. 463, 47

tes v. Utah, 283

s v. California, 3

339 U.S. 699 (1950); United Stat

ll. 419, 4

eat. 264,

et. 436,

r employees. Gibbons v. United States, 8 Wall. 269, 275 (1869); Peabody v. United States, 231 U.S. 530, 539 (1913); Keokuk & Hamilton Bridge Co. v. United States, 260 U.S. 125, 127 (1922). The reason for such immunity as stated by Mr. Justice Holmes in Kawananakoa v. Polyblank, 205 U.S. 349, 353 (1907), is because 'there can be no legal right as against the authority that makes the law on which the right depends.' See also The Western Maid, 257 U.S. 419, 433 (1922). As the Housing Act does not purport to

6 U.S. 1

United States, 3

N.Y. Rayon Importing Co

as distinct from its functionaries may operate undisturbed by the demands of litigants," ibid. 500-501. The Court went on to hold that when the United States took possession of the assets of Fleet Corporation and assumed its obligations, it did not waive its immunity from sui

an indispensable party defendant in a condemnation proceeding brought by a State to acquire

sevelt S.S. Co., 3

are not bound to give way to a sentiment of loyalty to the person of a monarch. The citizen here knows no person, however near to those in power, or however powerful himself, to whom he need yield the rights which the law secures to him when it is well administered. When he, in one of the court

4 U.S. 3

. McAdoo, 234 U.S

vors to distinguish between this and the Lee Case. It was

204 (1897); Smith v. Reeves, 178 U.S. 436, 439 (1900); Scranton v. Wheeler, 179 U.S. 141, 152, 153 (1900); Philadelphia Co. v. Stimson, 223 U.S. 605, 619, 620 (1912); Goltra

, 266 U.S. 481 (1925); Minnesota v. United States, 305 U.S. 382 (1939); Mine Safety Appliances Co. v. Forrestal, 326 U.S. 371 (1945). See also Minnesota v. Hitchcock, 185 U.S. 373 (19

, quoted by Chief Justice Vinson in the opinion of the Court i

stice Frankfurter's dissent also contains a useful class

, 735 (1947). The

7 U.S. 6

Ibid.

. 113 (1940), which held that prospective bidders for contracts derive no enforceable rights against a federal official for an alleged misinterpretation of his government's authority on the ground that an agent is answerable only to his principal for misconstruction of instructions, given for the sole benefit of the principal. In the Larson Case the Court not only refused to follow Golt

e Frankfurter, dissenting, would ha

c & Foreign Corp., 337

(1914); Wells v. Roper, 246 U.S. 335 (1918). See also Belknap v. Schild, 161 U.

uthority, 306 U.S. 118 (1939) which held that one threatened with direct and special injury by the act of an agen

son, 223 U.S. 605 (1912); Wait

tra v. Weeks, 271 U.S. 536 (1926); Ickes v. Fox, 300

6 U.S. 3

waiver of immunity in the case of a government corporation did not mean that funds or property of the United St

United States Fidelity

m and Mary, Vol. 34, No. 5, pp. 7-11 (1940). For a more comprehensive treatment of backgrounds as well

nly three such suits were brought in this period, 1789-1849. During the next 9

Dall. 41

. Massachusetts, 12

Ibid.

tion, and hence political. Ibid. 752-753. For different reasons, it should be noted, a suit between private parties respecting soil or jurisdiction of t

0 U.S. 2

Colorado, 206

3 U.S. 3

that the power of apportionment among several States of waters of an interstate river where the demands of the u

v. North Carolina,

untechnical spirit proper for dealing with a quasi-international controversy, remembering that there is no municipal code governing the matter, and that

v. Indiana, 281

orida et al., 306

Ohio v. West Virginia

Pet. 65

eat. 264,

1 U.S. 2

08 U.S. 1, 15-16 (1939), citing Fl

6 U.S. 3

o New Hampshire v. Louisiana, 108 U.S. 76 (1883), which held that a State cannot bring a suit on behalf of its citizens to collect on bonds issued by

08 U.S.

Ibid

290 (1907); 209 U.S. 514 (1908); 220 U.S. 1 (1911); 222 U.S. 17 (1911); 231 U.S. 89 (19

6 U.S. 5

Ibid

Ibid

upreme Court and So

Dall. 41

(1923); Florida v. Mellon, 273 U.S. 12 (1927

71); California v. Southern Pacific Co., 157 U.S. 229 (1895)

Pelican Ins. Co., 1

Wall. 47

Wall. 50

2 U.S. 4

3 U.S. 1

.F.R. Co., 220 U.S. 277 (1911); Okl

at. 264, 39

Quicksilver Min. Co.

, 157 U.S. 229 (1895); Minnesota v. Nort

heat. 264

7 U.S. 2

l. 419, 431

l rule that a corporation chartered by the laws of a State, is

4 U.S. 3

.S. 277, 28

6 U.S. 1

0 U.S. 2

4 U.S. 4

Georgia and enjoined the Copper company from discharging noxio

and quoting Georgia v. Tennessee C

, 219-224, 241 (1901); Virginia v. West Virginia, 246 U.S. 565, 59

lly was one for a district court, that a State is without standing to maintain suit for injuries sustained by its citizens and residents fo

. 445, 452

Ibid

v. Winter et al.,

143 (1940); 2

7 U.S. 5

Ibid.

Ibid.

Ibid.

Ibid.

Ibid

Greenleaf, 4 D

v. Tiffin, 6 H

v. Osenton, 232

v. Tiffin, 6 H

v. Osenton, 232

. League, 18

v. Tiffin, 6 H

Cr. 61,

Pet. 60

ase had to be dismissed because two members of the defendant

How. 497

Ibid

in Marshall v. Baltimore & Ohio R. Co., 16 How. 314, 329 (1854) and attained

Nature and Sources of the Law

31 (1856); Mechanics' & Traders'

nabled the Court to restore it to its original status. Consequently the rule still requires that to maintain a diversity proceeding all the parties on one side must be citizens

Georgia created a sham corporation in South Dakota for the sole purpose of bringing suits in the federal courts which or

T. Co. v. Brown & Yellow Taxicab

6 Pet.

16 P

uage of Cicero, adopted by Lord Mansfield in Luke v. Lyde, 2 Burr. 883, 887, to be in great measure, not the law of a single country only, but of the commer

ry (New York, 1920), 169-170. See also Justice Ca

870); to mineral conveyances in Kuhn v. Fairmont Coal Co., 215 U.S. 349 (1910); to contracts in Rowan v. Runnels, 5 How. 134 (1847); and to the right to exemplary or punitive damages in Lake Shore & M.S.R. Co. v. Prentice, 147 U.S.

ow. 134 (1847); Gelpcke v.

1850); Pease v. Peck, 18 How. 595 (1856

Williamson v. Berry, 8 How. 495 (1850);

.S. 308, 40

U.S. 349,

6 U.S. 5

on of the framers of the act. Mr. Warren did not, however, contend that the Tyson rule was unconstitutional. Justice Holmes was joined in his dissent by Justices Brandeis and Stone. In addition to judicial dissatisfaction with the Tyson rule as manifested in dissents, disapproval in Congressional quarters resulte

3 U.S. 3

d by Justice Bradley in Burgess

3 U.S. 3

4 U.S. 6

U.S. 64, 6

Ibid.

4 U.S. 6

bid. 90

1 U.S. 2

ral States, 50 Yale L.J. 762 (1941). See also Mitchell Wendell, Relations Between Federal and State Courts (New Yor

s are binding unless there is convincing evidence that the State law is otherwise, see Six Companies of

Owens-Illinois Co.,

§ 5) was superseded; and from that time until the enactment of 62 Stat. 944, the federal courts were guided in diversity cases by th

York Life Ins. Co.,

6 U.S. 9

Ibid.

ot authorize federal courts to administer equitable relief in accordance with the substantive rights of the parties, notwithstanding State statutes of limitations barring such suits in State courts. In his view, if any change w

mentaries, 467 § 1

pinion for the Court, Justice Story took occasion to assert that grants of land by a State to a town could not afterwards b

S. Pesaro, 271 U.S. 562 (1926); Compania Espanola v. The Navemar, 303 U.S

onaco v. Mississippi, 2

8]

hire," 11 Wall.

vereign does not affect the continuity or rights of national sovereignty,

137 U.S. 202, 212 (1890); Matter of Lehigh Valley R. Co., 265 U.S. 573 (1924). Whether a government

266 U.S. 328, 340, 341 (1924); United States v. Stinson, 197 U.S. 200, 205 (1905); The Davis, 10 Wall. 15

oreign States as litigants include exemption from costs and from giving discovery. Decisions are also cited to the effect that a sove

et. 1, 16

ompson v. Bowerban

. Twentyman, 2

ssagne v. Chapuis, 144 U.S. 119 (1892), which held that a lower federal court had jurisdiction o

v. Strode, 5

ed, see Georgia v. Brailsford, 2 Dall. 402 (1792). For subsequent cases prior to 1861, see

. Dennison, 24 H

Cr. 13

sdiction of the Supreme Court has been followed in Ex parte Bollman, 4 Cr. 75 (1807); New Jersey v. New York, 5 Pet. 284 (1831); Ex parte Barry, 2 How. 65 (1844); Ex parte Vallandigham, 1 Wall. 243, 252 (1864); and Ex parte Yerger, 8 Wall. 85, 98 (1869). In the curious case of Ex parte Levitt, Petitioner, 302 U.S. 633 (1937),

2 U.S. 4

2 U.S. 4

hich would make it then a suit between a State and citizens of another State and its own citizens. The same rule was followed in New Mexico v. Lane, 243 U.S. 52, 58 (1917); and in Louisiana v. Cummins, 314 U.S. 577 (1941). See also Texas v

s ex rel. Johnston,

7 U.S. 2

Stat.

he grant of power made in the preceding clause, jurisdiction might be exercised in consequence of the character of the party, and an original suit might be instituted in any of the federal courts; not to those cases in which an original suit might not b

Popovici v. Agler,

ed that the appellate jurisdiction, as being derived from the Constitution, coul

v. United States,

18 (1868); 7 Wa

Stat. 4

s of Congress providing for the exercise of jurisdiction had "come to be spoken of as acts granting jurisdiction, and not as acts making exceptions to * * * it." It continued gran

ffitt, 115 U.S. 487, 497 (1885); Cross v. Burke, 146 U.S. 82, 86 (1892); Missouri v. Missouri Pacific R. Co., 292 U.S. 13, 15 (1934); Stephan v. United States, 319 U.S. 423, 426 (1

5 U.S. 3

can Construction Co. v. Jacksonville T. & K.W.R. Co., 148 U.S. 372 (1893); Colorado Central Consol. Min. Co. v. Turck, 150 U.S.

Wheat. 3

Ibid

he whole judicial power of the United States should be at all times, vested eith

mentaries,

Stat. 73

4]

. §§ 14, 1

Ibid

all. 8

] Ib

of United States v. Deveaux, 5 Cr. 61 (1809), held for the Court that the right to sue does

Cr. 32

Ibid

2]

t. 657, 721

How. 236

er and vest it in an executive official because "the right to construe the laws in all matters of controversy is of the very essence of judicial power." In their view the act as interpreted vi

How. 441

Ibid

92 U.S. 10, 18 (1876); Jones v. United States, 137 U.S. 202, 211 (1890); Holmes v. Goldsmith, 147 U.S. 150, 158 (1893); Johnson Steel Street Rail Co. v. Wharton, 152 U.S. 252, 260 (1894); Plaquemines Tropical Fruit Co. v. Henderson, 170 U.S. 511, 513-521 (1898); Stevenson v. Fain, 195 U.S. 165, 167 (1904); Kentucky v. Powers, 201

troversies but to delimit those in respect of which Congress may confer jurisdiction upon such courts as it creates. Only the original jurisdiction of the Supreme Court is derived directly from the Constitution. Every other court created by the general government derives its jurisdiction wholly from the authority of Congress. That body may give, withhold or restrict such jurisdiction at its discretion, provided it be not extended

Stat. 2

9 U.S. 1

1 U.S. 4

Ibid

infra, p

6 U.S.C

tes, 92 U.S. 85 (1875); Shelton v. Platt, 139 U.S. 591 (1891); Pacific Steam Whali

Brady, 240 U.S.

v. Lederer, 259 U.S. 557 (1922); Miller v. Stan

ction of Federal Taxes Despite Statutory

iversity System of Georgia,

Stat. 7

e v. Sanitary Grocery Co., 303 U.S. 552. 562-563 (1838); Milk Wagon Driv

g a mandatory injunction issued against an employer on the petition of employees on the ground that the prohibition of section 9 does not include mandatory injunctions, but

Wheat. 3

How. 27

5 U.S. 2

ver, Shields v. Utah, Idaho

erbank, 5 Cr. 303, 304 (1809) where Chief Justice Marshall disposed of the effort of British subjects to docket a case in a circuit court, saying, "

's Case, 2 Da

2); Gordon v. United States, 117 U.S. 697 (1864)

te 3, see Chicago & S. Air Lines v. Waterm

64, 469 (1930); Postum Cereal Co. v. California Fig Nut Co., 272 U.S. 693 (1927); Keller v. Potomac Electric Power Co., 26

ere the Court held that the United States is always a

unlawfully within the country and for the issuance of certificates to those entitled to remain. The act provided for special proceedings in such cases and prescribed the evidence the courts

al claims commission was obtained by fraud. The Court of Claims was vested with full jurisdiction with appeal to the Supreme Court to hear the case, decide it, to issue all proper decrees therein, and to enforce them by injunction. The Court regarded the money received by

fic Co. v. Jensen,

. Carryl, 20 H

Wheat. 3

Wheat. 2

How. 50

n, Supreme Court in United States History, II, 193

. cit., 164. It was Worcester v. Georgia which allegedly provoked the probably apocryphal comment attributed to

. v. Stover Mfg. Co.,

. Heyman, 111

(1894); Krippendorf v. Hyde, 110 U.S. 276 (1884); Covell v. Heyman, 111 U.S. 176 (1884); Watson v. Jones, 13 Wall. 679 (1872); Buck v. Colbath, 3 Wall. 334 (1866); Freeman v. Howe, 24 How. 450 (1861); Orton v. Smith, 18 How. 263 (1856); Taylor v. Carryl, 20 How. 583 (1858); Peck v. Jenness, 7 How. 612 (1849). F

States ex rel. Riggs v. Johnson County, 6 Wall. 166 (1868); Moran v. Sturges, 154 U.

Wall. 16

to proceed with the cause and grant the relief sought, the jurisdiction of one court must yield to that of the other. The principle, applicable to both federal and State courts, that the Court first assuming jurisdiction over property may maintain and exercise that jurisdiction to the exclusion of the other, was h

2283. In the judicial code an exceptio

nness, 7 How. 612 (1849) where the Court held that the prohibition of the act of 1793 extended to injun

93 U.S. 93 (1904); Riverdale Cotton Mills v. Alabama & Georgia Mfg. Co.,

rgia Mfg. Co., 198 U.S. 188 (1905); Julian v. Central Trust Co., 193 U.S. 93 (1904); Kline v. Burke Construction Co.,

209 U.S. 123 (1908),

9); Marshall v. Holmes, 141 U.S. 589 (1891);

Huidekoper, 103 U.S. 494 (1881); Madisonville Tracti

U.S. 401 (1893); Prout v. Starr, 188 U.S. 537 (1903

4 U.S. 1

t in which Chief Justice Stone and Justice Rob

Co. v. Painter, 3

Wheat. 7

. Ames, 169 U.S. 466 (1898); Reagan v. Farm

172 U.S. 148 (1898); In re

Young, 209 U.S.

emporary injunctions, and expediting appeals in such cases to the Supreme Court. Act of June 18, 1910, 36 Stat. 539; 28 U.S.C.A. § 1253, 2281, 2284. A supplementary act in 1913 (37 Stat. 1013) amended § 266 of the Judicial Code providing for the stay of federal proceedings to enjoin State legislation

terborough Rapid Transit Co., 279 U.S. 159 (1929); Grubb v. Public Utilities Comm

. 246, 249 (1941), citing and quoting Ex

927); Oklahoma Gas Co. v. Packing Co., 292 U.S. 386 (1934); Ex parte Williams, 277 U.S. 267 (1928); Ex parte Public Na

ate Court Interference, 43 H

How. 50

514-516, 5

rble (Tarble's Case), 13

Stat.

at. 634, §

Stat. 53

Stat. 3

t., § 753; 28

0 U.S. 2

Neagle, 135

oney, 134 U.S

Comingore, 177

Thomas, 173 U.

9 U.S. 2

7 U.S. 2

Ibid

U.S. 148 (1898); Whitten v. T

.S. 309 (1915); Tinsley v. A

ioner to appeal to the Supreme Court from a conviction sustained by the Florida Supreme Court did not bar relief by habeas corpus because of denial of counsel. In Ex parte Hawk, 321 U.S. 114 (1944), the rule pertaining to the exhaustion of remedies was applied so as to include a certiorari petition in the Supreme Court. In adopting a new United States Code in 1948 (62 Stat. 967) Congress added a new section to existing habeas corpus provisions which

4 U.S. 6

8 U.S. 2

Ibid

Moore, 5 Wheat.

73 (1794); License Tax on Wine an

Stat. 30

Stat. 41

1 Stat

Stat. 72

08); 2 Stat. 506 (1809); 2 Stat. 528 (1809); 2 Stat. 550 (180

in State courts see Charles Warren, Federal Crimina

minal Laws and State Courts, 38 H

, 5 Wheat. 1, 69 (1820); Justice McLean dissenting

et. 539, 6

Claflin v. Houseman, 93 U.S. 130 (1876). This last case proceeds on the express assumption that the State and National Governments are pa

ns between the Federal and Stat

Stat. 6

ork, N.H. & H.R. Co.

U.S. 1,

. 294 (1949). See Justice Frankfurter's dissent in

0 U.S. 3

at. 23, 33-

0 U.S. 3

g the power and duty of State courts to enforce federal criminal law. The cases primarily relied upon in the opinion are Clafl

0 Wall. 445 (1874); Barron v. Burnside, 121 U.S. 186 (1887); Southern P. Co. v. Denton, 146 U.S. 202 (1892); Gerling v. Baltimore & O.R. Co., 151 U.S. 673, 684 (1894); Barrow S.S. Co. v. Kane, 170 U

U.S. 529,

Story's Commentaries On The Constitution Of

Cr. 75

Ibid.

Ibid

Ibid

es v. Burr, 4 Cr.

ardoned after conviction. About a half century later participation in forcible resistance to the Fugitive Slave Law was held not to be a constructive levying of war. United States v. Hanway, 26 Fed. Cas. No. 15,299 (1851). Although the United States Government regarded the activities of the Confederate States as a levying of war, the President by Amnesty Proclamation of December 25, 1868, pardoned all those who had participated on the southern side in the Civil War. In applying the Captured and Abandoned Property Act of 1863 (12 Stat. 820) in a civil proceeding, the Court declared that the found

5 U.S. 1

. 1443-1444 (Arg

325 U.

e actions "which do aid and comfort the enemy-* * *-but if there is no adherence to the enemy in this, if there is no intent to betray, there is no treason." Ibid. 29. Justice Jackson states erroneousl

0 U.S. 6

Ibid.

nspiracy to levy war held not an overt act of levying war). United States v. Lee, 26 Fed. Cas. No. 15,584 (1814) (sale of provisions a sufficient overt act; acquittal). United States v. Hodges, 26 Fed. Cas No. 15,374 (1815) (obtaining release of prisoners to the enemy is adhering to the enemy, the act showing the intent; acquittal). United States v. Hoxie, 26 Fed. Cas. No. 15,407 (1808) (attack of smugglers on troops enforcing embargo is riot and not levying of war). United States v. Pryor, 27 Fed. Cas. No. 16,096 (1814) (proceeding under flag of truce with enemy detachment to help buy provisions is too remote an act to establish adhering to the enemy). United States v. Hanway, 26 Fed. Cas. No. 15,299 (1851) (forcible resistance to execution of Fugitive Slave Law no levying of war). United States v. Greiner, 26 Fed. Cas. No. 15,262 (1861) (participation as members of state militia company in seizure of a federal fort is a levying of war). United States v. Greathouse, 26 Fed. Cas. No. 15,254 (1863) (fitting out and sailing a privateer is a levying of war; defendants convicted, later pardoned). Cases of confiscation of property or refusal to enforce obligations given in connection with sale of provisions to the Confederacy: Hanauer v. Doane, 12 Wall. 342 (1871); Carlisle v. United States, 16 Wall. 147 (1873); Sprott v. United States, 20 Wall. 459, 371[Transcriber's Note: "371" is incorrect-case occupies 20 Wall. 459-474 (1874)] (1874); United States v. Athens Armory, 24 Fed. Cas. No. 14,473 (1868) (mixed motive, involving commercial profit, does not bar finding of giving aid and comfort to the enemy). United States v. Cathcart and United States v. Parmenter, 25 F

343 U.

ers asserted that Kawakita's conduct in Japan clearly showed he was consistently demonstrating his all

e Bollman, 4

ates v. Burr, 4

United States, 3

nited States, 33

ollman, 4 Cr. 75

t incidentally did not desi

ited States, 11 Wa

an Riswick, 92 U.S

Foundry v. United States, 6 Wall. 766, 769 (1868). There is no direct ruling on the question of whether only citizens can commit treason. In Carlisle v. United States, 16 Wall. 147, 154-155 (1873), the Court declared that aliens while domiciled in this country owe a temporary allegiance to it and may be punished for treason equally with a native-born citizen in the absence of a treaty stipulation to the contrary. This case involved the attempt of certain British subjects to recover claims for property seized under the Captured and Abandoned Prop

ICL

S' RE

ull faith an

ffect of this

nternatio

he constitution

1790 and

effect o

ary concern of

l classes of

given in fo

onal prere

s in per

ional que

foreign cor

-State owners of

nts in

n v. Wh

e decr

l prerequisit

v. Had

the domicil

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or alimony or property a

t cas

e law today

alimony, custod

attack by

of other

e decr

on dec

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e to suits on for

types entitled

sed upon Constitutions,

rly ru

of the mod

ctions: Deat

When governed by law

orporation re

t society--membe

g and loan association--co

ompensation

ction to date and

on of re

of Congress un

credit in the f

of foreign

Interstat

The comity

rce

s to its p

plemen

of each

ratio

unities of citizens in

on in privat

to co

tion

gitives from

surren

from jus

e of rem

gitive afte

ugitives fr

es and government o

dmission of

equality of

pe of the d

p of inhab

proceed

s; United Stat

ivate persons before

territory; regulatory

the United

of dispo

c lan

f the S

gress over t

ons of United State

form of gov

ainst domesti

ortance of thi

'S RE

icl

d judicial Proceedings of every other State. And the Congress may by general Laws prescribe t

Effect of Th

INTERNAT

equently applied examples of these rules include the following: the rule that a marriage which is good in the country where performed (lex loci) is good elsewhere; likewise the rule that contracts are to be interpreted in accordance with the laws of the country where entered into (lex loci contractus) unless the parties clearly intended otherwise; also the rule that immovables may be disposed of only in accordance with the law of the country where situated (lex rei sitae);[1] also the converse rule that chattels adhere to the person of their owner and hence a

THE CONSTITUTI

tution felt, however, that the rules of private international law should not be left as among the States altogether on a basis of comity, and hence subject always to the overruling local policy of the lex fori, but ought to be in so

OF 1790

he United States, shall be authenticated by having the seals of such State, Territory, or country affixed thereto. The records and judicial proceedings of the courts of any State or Territory, or of any such country, shall be proved or admitted in any other court within the United States, by the attestation of the clerk, and the seal of the court annexed, if there b

D EFFECT

d as to "the records and judicial proceedings" of each State by a rule of complete obligation; as to these the local policy of the forum State can validly have no application. On the other hand, (3) while the act of 1790 lays down a rule for the authentication of th

Primary Concern

AL CLASSES

, as for example, when an action for debt is brought in the courts of State B on a judgment for money damages rendered in State A; secondly, those in which the judgment involved was offered, in conformance with the principle of res judicata, in defens

E GIVEN IN

eof, so that the merits of the original controversy could always be opened. When offered in defense, on the other hand, "foreign judgments in personam" were ordinarily treated as conclusive, as between parties, of the issues they purported to determine, provided they had been rendered by a

entitled in each State to the same faith and credit as in the State of origin; and that inasmuch as they were records of a court in the State of origin, and so conclusive of the merits of the case there, they were equally so in the forum State. The Court adopted the latter view, saying that it had not been the intention of the Constitution merely to reenact the common law-that is, the principles of private international

he lex fori"; that the act of Congress only established a rule of evidence, of conclusive evidence to be sure, but still of evidence only; and that it was necessary, in order to carry into effect in a State the judgment of a court of a sister State, to institute a fresh action in the court of the former, in strict compliance with its laws; and that consequently, when remedies were sought in support of the rights accruing in another jurisdiction, they were governed by the lex fori. In accord with this holding it has been further held that foreign judgments enjoy, not the right

h him. While the want of power to enforce a judgment or decree may afford a reason against entertaining jurisdiction, it has nothing to do with the validity of a judgment or decree when made.[11] In the words of the Court in a recent case: "A cause of action on a judgment is different from that upon which the judgment was entered. In a suit upon a money judgment for a civil cause of action, the validity of the claim upon which it was founded is not open to inquiry,

e the State court from hearing all matters of personal defense which landowners might plead, a State court may refuse to accept the former's judgment as determinative of the landowners' liabilities.[14] Similarly, though a confession of judgment upon a note, with a warrant of attorney annexed, in favor of the holder, is in conformity with a State law and usage as declared by

of courts and form of remedy as it sees fit, but cannot, under the guise of merely affecting the remedy, deny enforcement of claims otherwise within the protection of the full faith and credit clause when its courts have general jurisdiction of the subject matter and the parties;[20] (2) that, accordingly, a forum State, which has a shorter period of limitations than the State in which a judgment was granted and later reviewed, erred in concluding that, whatever the effect of the revivor under the law of the State of origin, it could refuse enforcement of the revived judgment;[21] (3) that the courts of one State have no jurisdiction to enjoin the enforcement of judgments at law obtained in another State, when the same reasons assigned for granting the restraining order were passed upon on a motion for new trial in the action at law and the motion denied;[22] (4) that the constitutional mandate requires credit to be given to a money judgment rendered in a civil cause of action in another State, eve

ictional P

n rendered with jurisdiction. Records and proceedings of courts wanting jurisdiction are not entitled to credit.[26] The jurisdictional question arises both in connection with judgments in personam against nonresident defendants upon whom it is al

TS IN P

who had not been served by process in the New York action. Pressed with the argument that by "the immutable principles of justice" no man's rights should be impaired without his being given an opportunity to defend them, the Court ruled that, interpreted in the light of the principles of "international law and comity" as they existed in 1790, the act of Congress of that year did not reach the case.[29] The truth is that the decision virtually amended the act, for had the Lo

ed with jurisdiction and hence could not afford the basis of an action in the court of another State against such defendant, although it bound him so far as the property attached was concerned, on account of the inherent right of a State to assist its own citizens in obtaining satisfaction of their just claims. N

DICTIONAL

a judgment was "not responsive to the pleadings" raises the jurisdictional question;[33] but the fact that a nonresident defendant was only temporarily in the State when he was served in the original action does not vitiate the judgment rendered as the basis of an action in his home State.[34] Also, a judgment rendered in the State of his domicile against a defe

ly bind a stockholder in another State to the extent of the par value of his holdings,[37] an administrator acting under a grant of administration in one State stands in no sort of relation of priority to an administrator of the same estate in another State.[38] But where a judgment of dismissal was entered in a fede

FOREIGN C

upon the corporation itself, a judgment obtained against the corporation by means of such process" ought to receive in Indiana the same faith and credit as it was entitled to in Ohio.[41] Later cases establish under both the Fourteenth Amendment and article IV, section 1, that the cause of action must have arisen within the State obtaining service in this way,[

F-STATE OWNERS O

hom process may be served in any legal proceedings growing out of their operation of a motor vehicle within the State;[46] and while these cases arose under the Fourteent

ENTS

, sheriff of Monmouth County, New Jersey, acting under a New Jersey statute, had seized a sloop belonging to Whitman, and by a proceeding in rem had obtained its condemnation and forfeiture in a local court. Later, Whitman, a citizen of New York, brought an action for trespass against Thompson in the United States Circuit Court for the Southern District of New York, and

on v.

to a judgment which was offered not as the basis for an action for enforcement through the courts of a sister State, but merely as a defense in a collateral action? As the law stood in 1873, it apparently could not.[48] All difficulties, nevertheless, to its consideration of the challenge to jurisdiction in the case were brushed aside by the Court. Whenever, it

ce De

IONAL PREREQU

cepted view prior to 1906 a proceeding in divorce was one against the marriage status, i.e., in rem, and hence might be validly brought by either party in any State where he or she was bona fide domiciled;[50] and, conversely, when the plaintiff did not have a bona fide

k v. H

nt home by his conduct, while in the Haddock case he had deserted her. The Court which granted the divorce in Atherton v. Atherton was held to have had jurisdiction of the marriage status, with the result that the proceeding was one in rem and hence required only service by publication upon the respondent. Haddock's suit, on the contrary, was held to be as to the wife in personam, and so to require personal service upon her, or her voluntary appearance, neither of which had been had; although, notwithstanding this, the decree in the latt

F THE DOMIC

te domicile for divorce purposes. Shortly prior thereto, in 1938, the Court in Davis v. Davis[55] rejected contentions adverse to the validity of a Virginia decree of which enforcement was sought in the District of Columbia. In this case, a husband, after having obtained in the District a decree of separation subject to payment of alimony, established years later a residence in Virginia, and sued there for a divorce. Personally served in the District, where she continued to reside, the wife filed a plea denying that her husband was a resident of Virginia and averred that he was guilty of a fraud on the court in seeking to establish a residence for purposes of jurisdiction. In ruling that the Virginia decree, granting to th

ams I

fide domicile in Nevada, and not that their Nevada domicile was a sham. "* * * each State, by virtue of its command over its domiciliaries and its large interest in the institution of marriage, can alter within its own borders the marriage status of the spouse domiciled there, even though the other spouse is absent. There is no constitutional barrier if the form and nature of substituted service meet the requirements of due process." Accordingly, a decree granted by Nevada to one, who, it is assumed, is at the time bona fide domiciled therein, is binding upon the courts of

hort trip there. * * * While a State can no doubt set up its own standards of domicile as to its internal concerns, I do not think it can require us to accept and in the name of the Constitution impose them on other States. * * * The effect of the Court's decision today-that we must give extraterritorial effect to

ting therefrom, the Supreme Court, in Williams II,[59] sustained the adjudication of guilt as not denying full faith and credit to the Nevada divorce decree. Reiterating the doctrine that jurisdiction to grant divorce is founded on domicile,[60] a majority of the Court held that a d

FOR ALIMONY OR PROPERTY

fter established a residence in Ohio, and filed an action in Pennsylvania for total relief from the support order. In a concurring opinion, in which he was joined by Justices Black and Rutledge, Justice Douglas stressed the "basic difference between the problem of marital capacity and the problem of support," and stated that it was "not apparent that the spouse who obtained the decree can defeat an action for maintenance or support in another State by showing that he was domiciled in the State which awarded him the divorce decree," unless the other spouse appear

miciled in New York. The Nevada decree, issued to the husband after he had resided there a year and upon constructive notice to the wife in New York who entered no appearance, was held to be effective only to change the marital status of both parties in all States of the Union but ineffective on the issue of alimony. Divorce, in other words, was viewed as being divisible; and Nevada, in the absence of acquiring jurisdiction over the wife, was held incapable of adjudicating the rights of the wife in

NT C

etained Florida counsel who entered a general appearance and denied all allegations in the complaint, including the wife's residence. At the hearing the husband, though present in person and by counsel, did not offer evidence in rebuttal of the wife's proof of her Florida residence; and when the Florida court ruled that she was a bona fide resident, the husband did not appeal. Inasmuch as the findings of the requisite jurisdictional facts, unlike those in the Second Williams Case, were made in proceedings in which the defendant appeared and partic

by counsel filed a cross-complaint for divorce, admitted the husband's residence, and participated personally in the proceedings. After finding that it had jurisdiction of the plaintiff, defendant, and the subject matter involved, the Nevada court granted the wife a divorce, which was valid, final, and not subject to collateral attack under Nevada law. The husband married again, and on his return to Mas

e second wife and the administrator of his estate as defendants, petitioned a Connecticut court for a declaratory judgment. After having placed upon the first wife the burden of proving that the decedent had not acquired a bona fide domicile in Nevada, and after giving proper weight to the claims of power by the Nevada court, the Connecticut court concluded that the evidence sustained the contentions of the first wife; and in so doing, it was upheld

HE LAW TOD

If such be the case, it may be tenable to assert that an ex parte divorce, founded upon acquisition of domicile by one spouse in the State which granted it, is effective to destroy the marital status of both parties in the State of domiciliary origin and p

G ALIMONY, CUST

ll, and on which execution was directed to issue, is entitled to recognition in the forum State. Although an obligation for accrued alimony could have been modified or set aside in State A prior to its merger in the judgment, such a judgment, by the law of State A, is not lacking in finality.[71] As to the finality of alimony decrees in general, the Court had previously ruled that where such a decree is rendered, payable in future instalments, the right to such instalments becomes absolute and vested on

etly seized and brought back to New York. The Court ruled that the decree was adequately honored by a New York court when, in habeas corpus proceedings, it gave the father rights of visitation and custody of the child during stated periods, and exacted a surety bond of the wife conditioned on her delive

AL ATTAC

in the New York courts, and thereby indirectly his third marriage. The Court held that inasmuch as the attack would not have been permitted in Florida under the doctrine of res judicata, it w

of Oth

TE DE

ile was held not to bind one subsequently appointed as domiciliary administrator c.t.a. in State B, in which he was liable to be called upon to deal with claims of local creditors and that of the State itself for taxes, he having not been a party to the proceeding in State A. In this situation, it was held, a court of State C, when disposing of local assets claimed by both personal representatives, was free to determine domicile in accordance with the law of State C.[78] Similarly, there is no such relation of privity between an executor appointed in one State and an administrator c.t.a. appointed in anothe

stribute the intangible property of the decedent, though the evidences thereof were actually located elsewhere.[81] This is not so, on the other hand, as to tangibles and realty. In order that the judgment of a probate court distributing these be entitled to recognition under the Constitution, they must have been loca

ION D

ing, in view of the general principle-to which, however, there are exceptions (see pp. 675-682)-that statutes do not have extraterritorial operation.[84] For the same reason adoption proceed

HMENT

to appear in court on a named day. The result of the proceedings thus instituted is that a judgment is entered in C's favor against A to the amount of his indebtedness to B. Subsequently A is sued by B in their home State, and offers the judgment, which he has in the meantime paid, in defense. It was argued in behalf of B that A's

SE TO SUITS ON F

rity,[87] or as contrary to the public policy of the State where recognition is sought for it under the full faith and credit clause.[88] Previously listed cases indicate, however, that the Court has in fact permitted local policy to determine the merits of a judgment under the pretext of regulating jurisdiction.[89] Thus in one case, Cole v. Cunningham,[90] the Court sustained a Massachusetts court in enjoining, in connection with insolvency proceedings instituted in that State, a Massachusetts creditor from

: TYPES ENTITLE

ction as to make it substantially synonymous with "criminal," and on this basis held a judgment which had been recovered under a State statute making the officers of a corporation who signed and recorded a false certificate of the amount of its capital stock liable f

Based Upon Constitutio

EARL

* * Nations, from convenience and comity, * * *, recognizes [sic] and administer the laws of other countries. But, of the nature, extent, and utility, of them, respecting property, or the state and condition of persons within her territories, each nation judges for itself; * * *" He added that it was the same with the States of the Union in relation to another. I

T OF THE M

s proposition was later held to extend to State constitutional provisions.[97] More recently this doctrine has been stated in a very mitigated form, the Court saying that where statute or policy of the forum State is set up as a defense to a suit brought under the statute of another State or territory, or where a foreign statute is set up as a defense to a suit or proceedings under a local statute, the conf

ACTIONS: DE

efendant responded (lex fori). In the late seventies, however, the States, abandoning the common law rule on the subject, began passing laws which authorized the representatives of a decedent whose death had resulted from injury to bring an action for damages.[99] The question at once presented itself whether, if such an action was brought in a State other than that in whic

T: WHEN GOVERNED BY

s." Notwithstanding which, this dictum is today the basis of "the settled rule" that the defendant in a transitory action is entitled to all the benefits resulting from whatever material restrictions the statute under which plaintiff's right of action originated sets thereto, except that courts of sister States cannot be thus prevented from taking jurisdiction in such cases.[101] However, a State court does not violate the full faith and credit clause by mere error in construing the law upon which a transitory acti

CORPORATION

oration's home State.[106] Illustrative applications of the latter rule are to be found in the following cases. A New Jersey statute forbidding an action at law to enforce a stockholder's liability arising under the laws of another State, and providing that such liability may be enforced only in equity, and that in such a case the corporation, its legal representatives, all its creditors, and stockholders, should be necessary parties, was held not to preclude an action at law in New Jersey by the New York State superintendent of banks against 557 New Jersey stockholders in an insolvent New York bank to recove

IT SOCIETY-MEMB

hartered under the laws of Massachusetts was being sued in the courts of New York by a citizen of the latter State on a contract of insurance made in that State, the Court held that the defendant company was en

according to the laws of the State where it was delivered. Entry into membership of an incorporated beneficiary society is more than a contract; it is entering into a complex and abiding relation and the rights of membership are governed by the law of the State of incorporation. [Hence] another State, wherein the certificate of membership was issued, cannot attach to membership rights against the society which are refused by the law of domicile." Consistently therewith, the Court also held, in Order of Travelers v. Wolfe,[111] that South Dakota, in a suit brought therein by an Ohio citizen against an Ohio

ING AND LOAN ASSOCIATION

iness relationships settled by application of the law of the forum State. In National Mutual B. & L. Asso. v. Brahan,[113] the principle applicable to these three forms of business organization was stated as follows: Where a corporation has become localized in a State and has accepted the laws of the State as a condition

e Insurance Company, which had expressly stated in its application and policy forms that they would be controlled by New York law, was sued in Missouri on a policy sold to a resident thereof, the court of that State was sustained in its application of Missouri rather than New York law.[115] Also, in an action in a federal court in Texas to collect the amount of a life insurance policy which had been made in New York and later changed by instruments assigning beneficial interest, it was held that

dings in that State, the courts of another State are not required to enforce such liability against local resident policyholders who did not appear and were not personally served in the foreign liquidation proceedings; but are free to decide according to local law the question whether, by entering into the policies, residents became members of the company. Again, in State Farm Ins. v. Duel,[118] the Court ruled that an insurance company chartered in State A, which does not treat membership fees as part of premiums, cannot plead denial of full faith and credit when State B, as a condition of entry, requires the co

COMPENSATI

of action was an injury in New Hampshire, resulting in death to a workman who had entered the defendant company's employment in Vermont, the home State of both parties. The Court held that the case was governed under the full faith and credit c

s employment.[121] The earlier case was distinguished as not having decided more than that a State statute, applicable to employer and employee within the State, which provides compensation if the employee is injured while temporarily in another State, will be given full faith and credit in the latter when not obnoxious to its policy. Inasmuch as the Court in the older decision is re

. However, a compensation award by State A to a resident employee of a resident employer injured on the job in State B will not preclude State B from awarding added compensation under its own laws, when the compensation statute of State A does not expressly exclude recovery under a law of the State in which the injury occurred and when the State A award incorporated a private settlement contract wherein the employee reserved his rights in State B.[123] Also, the

ection to Date a

ION OF

it is true, as Chief Justice Marshall once remarked, that "the Constitution was not made for the benefit of plaintiffs alone," so also it is true that it was not made for the benefit of defendants alone. The day may come when the Court will approach the question of the relation of the full faith and credit clause to the extrastate operation of laws from the same a

of the State courts in civil cases effective throughout the Union. Yet even this object has been by no means completely realized, owing to the doctrine of the Court that before a judgment of a State court can be enforced in a sister State, a new suit must be brought on it in the courts of the latter; and the further doctrine that with respect to such a suit, the judgment sued on is only evidence; the logical deduction from which proposition is that the sister State is under no constitutional compulsion to give it a forum. These doctrines were first clearly stated in the McElmoyle Case and flowed directly

RS OF CONGRES

t of the transaction giving rise to the action took place. What could be more irrational? "Granted that no state can of its own volition make its p

all have in other States. This being so, it does not seem extravagant to argue that Congress may under the clause describe a certain type of divorce and say that it shall be granted recognition throughout the Union, and that no other kind shall. Or to sp

CREDIT IN THE

e jurisdiction of the United States." Thus the courts of the United States are bound to give to the judgments of the State courts the same faith and credit that the courts of one State are bound to give to the judgments of the courts of her sister States.[127] So, where suits to enforce the laws of one State are entertained in courts of another on principles of comity, federal district courts sitting in that State may ente

cial power of the United States, which authorize all legislation necessary and proper for executing the powers vested by the Constitution in the Government of the United States, and which declare the supremacy of the

OF FOREI

recognition of foreign judgments in every court of the United States. At present the duty to recognize judgments even in n

ll be entitled to all Privileges and Immu

omity

UR

ach of these States, paupers, vagabonds and fugitives from justice excepted, shall be entitled to all privileges and immunities of free citizens in the several States; and the people of each State shall have free ingress and regress to and from any other State, and shall enjoy therein all the privileges of trade and commerce, subject to the same duties, impositions and restrictions as the inhabitants thereof respectively * * *" Madison, writing in The Federalist,[133] adverted to the confusion engendered by use of the different terms "free inhabitants, free citizens," and "people" and by "superadding to 'all privileges and immunities

AS TO I

e clause is that it guarantees to the citizen of any State the rights which he enjoys as such even when sojourning in another State, that is to say, enables him to carry with him his rights of State citizenship throughout the Union, without embarrassment by State lines. Finally, the clause is interpreted as merely forbidding any State to discriminate against citizens of other States in favor of its own. Though the first theory received some recognition in the Dred Scott Case,[136] particularly in the opinion of Justice Catron,[137] it is today obsolete. The second was specifically rejected in McKane v. Durston;[138] the third, in Detroit v. Osborne.[139] The fourth has become a settled doctrine of Constitutional Law.[140] In the wo

MPLEM

Federal statutes prohibiting conspiracies to deprive any person of rights or privileges secured by State laws,[146] or punishing infractions by individual

S OF EA

f national citizenship added under the Constitution comprised aliens, naturalized in accordance with acts of Congress.[149] In dissent, Justice Curtis not only denied the Chief Justice's assertion that there were no Negro citizens of States in 1789, but further argued that while Congress alone could determine what classes of aliens should be naturalized, the several States retained the right to e

ORAT

e[151] this view was rejected. The Supreme Court held that the comity clause was never intended "to give to the citizens of each State the privileges of citizens in the several States, and at the same time to exempt them from the liabilities which the exercise of such privileges would bring upon individuals who were citizens of the State. This would be to give the citizens of other States far higher and greater privileges than are enjoyed by the citizens of the State itself."[152] A similar result was reached in Paul v. Virginia,[153] but by a different course of reasoning. The Court the

MUNITIES OF CITIZENS

vileges and immunities of citizens in the several States? We feel no hesitation in confining these expressions to those privileges and immunities which are, in their nature, fundamental; which belong, of right, to the citizens of all free governments; and which have, at all times, been enjoyed by the citizens of the several States which compose this Union, * * *"[158] He specified the following rights as answering this description: "Protection by the Government; the enjoyment of life and liberty, with the right to acquire and possess property of every kind, and to pursue and obtain hap

ges as are secured to their own citizens."[160] The right of a State to the fisheries within its borders he then held to be in the nature of a property right, held by the State "for the use of the citizens thereof;" the State was under no obligation to grant "co-tenancy in the common property of the State, to the citizens of all the other States."[161] The precise holding of this case was confirmed in McCready v. Virginia;[162] the logic of Geer v. Connecticut[163] extended the same rule to wild game, and Hudson County Water Co. v. McCarter[164] applied it to the running water of a State. In Toomer v. Witsell,[165] however, the Court refused to apply this rule to free-swimming fish caught in the

TION IN PR

orted to by a State in aid of its own public health, safety and welfare. To that end a State may restrict the right to sell insurance to persons who have resided within the State for a prescribed period of time.[169] It may require a nonresident who does business within the State[170] or who uses the highways of the State[171] to consent, expressly or by implication, to service of process on an agent within the State. Without violating this section, a State may limit the dower rights of a nonresident to lands of which the husband died seized while giving a resident dower in a

S TO

cally the same as those accorded to resident citizens.[177] The Supreme Court upheld a State statute of limitations which prevented a nonresident from suing in the State's courts after expiration of the time for suit in the place where the cause of action arose,[178] and another such statute which suspended its operation as to resident plaintiff, but not as to nonresidents, during the period of the defendant's absence from the State.[179] A State law making it discretionary with the co

XA

office within or without the State, was found to be incompatible with the comity clause.[183] In Travis v. Yale and Towne Mfg. Co.,[184] the Court, while sustaining the right of a State to tax income accruing within its borders to nonresidents,[185] held the particular tax void because it denied to nonresidents exemptions which were allowed to residents. The "terms 'resident' and 'citizen' are not synonymous," wrote Justice Pitney, "* * * but a general taxing scheme * * * if it discriminates against all nonresident

ured by the full market value of their stock, while resident stockholders were subject to local taxation on the market value of that stock reduced by the value of the real estate owned by the corporation.[189] Occasional or accidental inequality to a nonresident taxpayer are not sufficient to defeat a scheme

Justice, and be found in another State, shall on Demand of the executive Authority of the State

es From

TO SU

3] The duty to surrender is not absolute and unqualified; if the laws of the State to which the fugitive has fled have been put in force against him, and he is imprisoned there, the demands of those laws may be satisfied before the duty of obedience to the requisition arises.[194] In Kentucky v. Dennison[195] the Court held, moreover, that this statute was merely declaratory of a moral duty; that the Federal Government "has no pow

E FROM

ch induced the departure is immaterial.[199] Even if he were brought involuntarily into the State where found by requisition from another State, he may be surrendered to a third State upon an extradition warrant.[200] A person indicted a second time for the same offense is nonetheless a fugitive from justice by reason of the fact that after dismissal of the first indictment, on which he was originally indicted, he left the State

RE FOR

itive from justice.[206] The constitutionally required surrender is not to be interfered with by habeas corpus upon speculations as to what ought to be the result of a trial.[207] Nor is it proper thereby to inquire into the motives controlling the actions of the governors of the demanding and surrendering States.[208] Matters of defense, such as the running of the statute of l

UGITIVE AF

[213] and a fugitive lawfully extradited from another State may be tried for an offense other than that for which he was surrendered.[214] The rule is different, however, with respect to fugitives surrendered by a foreign government pursuant to treaty. In that case the offender may be tried

another, shall, in Consequence of any Law or Regulation therein, be discharged from such Service o

ed upon him, and a State law which penalized such seizure was held unconstitutional.[216] Congress had the power and the duty, which it exercised by the act of February 12, 1793,[217] to carry into effect the rights given by this Section,[218] and the States had no concurrent power to legislate on the subject.[21

ted within the Jurisdiction of any other State; nor any State be formed by the Junction of two or more States,

the Equality

e, however, Georgia and Virginia had ceded to the United States large territories held by them, upon condition that new States should be formed therefrom, and admitted to the Union on an equal footing with the original States.[225] With the admission of Louisiana in 1812, the principle of equality was extended to States created out of territory purchased from a foreign power.[226] By the Joint Resolution of December 29, 1845, Texas "was admitted into the Union on an equal footing with the original States in all respects whatever."[227] Again and again, in adjudicating the rights and duties of States admitted after 1789, the Supreme Court has referred to the condition of equality as if it were an inherent attribute of the Federal Union.[228] Finally, in 1911, it invalidated a restriction on the change of location of the State capital, which Congress had im

COPE OF T

a newly admitted State extends over federally owned land within the State, to the same extent as over similar property held by private owners, save that the State can enact no law which would conflict with the constitutional powers of the United States. Consequently it has jurisdiction to tax private activities carried on within the public domain, if the tax does not constitute an unconstitutional burden on the Federal Government.[234] Statutes applicable to territories, e.g., the Northwest Territory Ordinance of 1787, cease to have any operative force when th

HIP OF I

on as citizens of the United States of those whom Congress makes members of the polit

AL PRO

red either to the State or federal courts by the party possessing that option under existing law.[240] Where Congress neglected to make provision for disposition of certain pending cases in an Enabling Act for the admission of a State to the Union, a subsequent act supplying the omission was held valid.[241] After a case, begun in a United States court of a territory, is transferred to a

TS: UNITED ST

Pollard v. Hagan,[245] the Court held that the original States had reserved to themselves the ownership of the shores of navigable waters and the soils under them, and that under the principle of equality the title to the soils of navigable waters passes to a new State upon admission. After refusing to extend the inland-water rule of this case to the three mile marginal belt under the ocean along the coast,[246] the Court applied the principle of the Pollard Case in reverse in United States v. Texas.[24

RIVATE PERSONS BEFOR

sh in designated waters,[250] which will be binding on the State. But a treaty with an Indian tribe which gave hunting rights on unoccupied lands of the United States, which rights should

ecting the Territory or other Property belonging to the United States; and nothing in this Constituti

of the Un

F DISPOSI

ing "the disposal must be left to the discretion of Congress."[253] Nearly a century later this power to dispose of public property was relied upon to uphold the generation and sale of electricity by the Tennessee Valley Authority. The reasoning of the Court ran thus: the potential electrical energy made available by the construction of a dam in the exercise of its constitutio

IC L

whom the transfer shall be made;[257] to declare the dignity and effect of titles emanating from the United States;[258] to determine the validity of grants which antedate the government's acquisition of the property;[259] to exempt lands acquired under the homestead laws from previously contracted debts;[260] to withdraw land from settlement and to prohibit grazing thereon;[261] to prevent unlawful occupation of public property and to declare what are nuisances, as affecting such property, and provide

ER OF T

es; after title has passed, "that property, like all other property in the State, is subject to State legislation; so far as that legislation is consistent with the admission that the title passed and vested according to the laws of the United States."[267] In construing a conveyance by the United States of land within a State, the settled an

GRESS OVER T

he Constitution of the United States and acts of Congress.[272] In 1886, Congress prohibited the enactment by territorial legislatures of local or special laws on enumerated subjects.[273] The constitutional guarantees of private rights are applicable in territories which have been made a part of the United States by Congressional action,[274] but not to unincorporated territories.[275] Alaska is of the former description,

Government, and shall protect each of them against Invasion; and on Application of the Legisl

an Form of

vernments at the end of the war was justified, if at all, only as an exercise of his powers as Commander in Chief and that such governments were to be regarded merely as provisional regimes to perform the functions of government pending action by Congress. On the ground that the questions were not justiciable in character, the Supreme Court has refused to consider whether the adoption of the initiative and referendum,[283] or the delegation of legislative power to other departments of government[284] is compatible with a republican form of

gainst Domes

er of a court to decide when the contingency had happened which required the Federal Government to interfere. Instead, Congress had, by the act of February 28, 1795,[288] authorized the President to call out the militia in case of insurrection against the government of any State. It fo

MPORTANCE OF

of all rights entrusted by the Constitution to its care,"[291] this clause has declined in importance. When that Government finds it necessary or desirable to use force to quell domestic violence, its power to protect the property of the U

o

1821), is an early case in which th

Stat. 299 (1804), R.S.

dler & Co., 2 Broc

. Everett, 215 U.S. 203 (1909); Mutual L

ed on a mistake of law. American Exp. Co. v. Mullins, 212 U.S. 311, 312 (1909); Fauntleroy v. Lum, 210 U.S. 23

eat. 234

9 How. 522, 528 (1850); Great Western Telegraph Co. v. Purdy, 162 U.S. 329 (1896); Christmas v.

Stacy v. Thrasher, use of Sellers, 6 How. 44, 61 (1848);

. See also Bigelow v. Old Dominion Copper Min. & S. Co., 225 U.S. 111 (1912); Green v. Van Buskirk, 7 Wall. 139

. Sistare, 218

, 228 U.S. 346 (1913). See also

White (M.E.) Co., 296 U

College, 17 Wall. 521 (1873); Robertson

309 U.S. 485 (1940). See also Texas & P.R.

. 257, 265 (1904). See also Grover & B. Sewin

l Pub. Co. v. Beckwith, 188 U.S. 567, 573 (1903). However, by defending on the merits, after pleading and relying upon a foreign judgment, a party does not waive the benefits of an alleged estoppel arising from the foreign judgment. Harding v. Harding, 198 U.S. 317, 330 (1905). Nor is a decree of dismissal, not on the merits, a bar to suit in another jurisdiction. Swift v. McPherson, 232 U.S. 51 (1914). Nor is an entry of discontinuance. In allowing the plaintiff to show that such entry of dis

ion Co. v. Davis Provision

ases, asserted in his opinion in the latter that the New York statute was "directed to jurisdi

d. Holmes again spoke for the Court. See also Cook, The Powers of Congr

S. 629 (1935), affirmed in Hughe

337 U.S. 38 (1949); see also Roche

Palmer, 107 U.

lick, 306 U.S. 28

Jones, 329 U.

forceable in sister States instead of merely furnishing the basis o

1 (1912); Brown v. Fletcher, 210 U.S. 82 (1908); Wisconsin v. Pelican Ins. Co., 127 U.S. 265, 291 (1888); Huntington v. Attrill, 146 U.S. 657, 685 (1892). However a denial of credit, founded upo

v. Reynolds, 10

How. 165

nd which Courts of justice never can dispense with but when compelled by positive statute. One of those is, that jurisdiction cannot be justly exercised by a State over pr

U.S. 714

90, 92 (1917). See also Wetmore

also Brown v. Fletcher, 210 U.S. 82 (1908); Galpin v. Page, 18 Wall. 35

. Stockton, 140

U.S. 277 (1886); Jaster v.

Meyer, 311 U.S.

enger, 303 U.S.

al Bank v. Farnum,

er, use of Sellers,

inion Copper Min. & S.

How. 404

onnecticut Mut. Ins. Co. v.

uthern Ky., 236

U.S. 518 (1895); Riverside Mill

ntucky, 234 U.S. 579 (1914); Riverside

vester Co. v. Kentucky

Hess v. Pawloski, 274 U.S. 352 (1927). Limit

Wall. 45

ack, Judgment

empted invocation of the full faith and credit clause. What is not pointed out by the Court, is that it was also assumed in the earlier case that such a plea could always be rebutted by producing a transcript, properly authenticated in accorda

. Wilson, 9 Wa

(1903). See also German Savings Socie

See also Thompson v. Tho

.S. 155, 1

87 (1942); 325

U.S. 32

S. 287, 298

id. at

287, 312, 31

.S. 226, 2

. 175 (1901); Andrews v. A

these was that of Justice Rutledge which attacked both the consequences of the de

in Williams II, every decree becomes vulnerable in every State. Every divorce, wherever granted, * * *, may now be reexamined by every oth

defined with clarity. * * * When what must be proved is a variable, the proof and the conclusion which follows upon it inevitably take on that character. * * * [The majority have not held] that denial of credit will be allowed, only if the evidence [as to the place of domicile] is different or depending in any way upon the character or the weight of the difference. The test is not different evidence. It is evidence, whether the same or different and, if different, without regar

ts from this decision was Justice Black in who

what effect shall be given to the decrees of other States. If the Court is abandoning the principle that a marriage [valid where made is valid everywhere], a consequence is to subject people to bigamy or adultery pro

on of a divorce decree, and then punish one of its citizens for conduct authorized by that decree, when it had never been challenged by either of the people most immediately interested in it." The State here did not sue to

ed persons are scattered throughout the forty-eight States. More than 85% of these divorces were granted in uncontested proceedings. Not one of this latter

nted on a short sojourn within a State, we should stay our hands. * * * If we follow that course, North Carolina cannot be permitted to disregard the Nevada decrees without passing upon the 'faith and

other and the implication that the court's relation to the full faith and credit clause is that of an arbitral trib

U.S. 27

bid. 2

so the companion case of Kreiger

ommonwealth, 325 U

ed that the case be remanded for clarification. Justice Jackson dissented on the ground that under New York law, a New York divorce would terminate the wife's right to alimony; and if the Nevada decree is good, it is entitled to no less effect in New York than a local decree. However, for reasons sta

U.S. 34

ng, asserted his inability to accept the proposition advanced by the majority that "regardless of how overwhelming the evidence may have been that the asserted domicile in the State offer

judgment of the Connecticut court might properly have held that the Rice divorce decree was void for every purpose because it was rendered by a State court which never obtained jurisdiction of the nonresident defendant. "But if we adhere to the holdings that the Nevada court had power over her for the purpose of blasting her m

sdiction over the cause and the parties not having been overcome by extrinsic evidence or the record of the case. Cook v. Cook, 3

Barber, 323 U.S

Lynde, 181 U.S. 183, 186-187 (1901); Bates v. Bodie, 245 U.S. 520 (1918); Audubon v. Shufeldt, 181 U.S.

Griffin, 327 U

e until her remarriage. To be sure, she had, as she confessed, remarried in Nevada, but the marriage had been annulled in New York on the ground that the man was already married, inasmuch as his divorce from his previous wife was null and void, she having neither entered a personal appearance nor been person

alvey, 330 U.S.

Muelberger, 341

.S. 43 (1907); Burbank v.

ork Trust Company,

also Stacy v. Thrasher, Use of Sellers, 6 How. 44,

which was merely ancillary to proceedings in another State and which ordered the residue of the estate to be assigned to the legatee and discharged the executor from further liability, did not preve

. Silberman, 27

The controlling principle of these cases is not confined to proceedings in probate. A court of equity "not having jurisdiction of the res

(1883). See also Darby v. Mayer, 10 Wheat. 465

Olmsted, 216 U

cGehee, 237 U.

174 U.S. 710 (1899); King v. Cross, 175 U.S. 396, 399 (1899); Louisville & N.R. Co.

nley v. Donoghue, 116 U.S. 1 (1885); Wisconsin v. Pelican Ins. Co., 127 U.S. 265 (1888);

y v. Lum, 210

ion Co. v. Davis Provision

U.S. 10

3 (1825). See also Wisconsin v. Pel

). See also Dennick v.

Co., 296 U.S. 268 (1935). See also M

89-596 (1839). See Kryger v. Wilson, 242 U.S.

it was held that a law exempting from taxation certain bonds of the enacting Stat

Co. v. Wiggins Ferry,

faith and credit clause. See also Western Life Indemnity Co. v. Rupp, 235 U.S. 261 (1914), citing Glenn v. Garth, 147 U.S. 360 (1893); Lloyd v. Matthews, 155 U.S. 222, 227 (1894); Banholzer v. New York L. Ins. Co., 178 U.S. 402 (1900); Allen v. Alleghany Co., 196 U.S. 458,

Commission, 294 U.S. 532 (1935); Bradford Elec

eath claims arising in another State under the laws thereof appears to rest on a rather precarious basis. In Hughes v. Fetter, 341 U.S. 609 (1951), the Court, by a narrow majority, held invalid under the full faith and credit clause a statute of Wisconsin

9 U.S. 6

4 U.S. 190 (1894); Atchison, T. & S.F.R

Garth, 147 U.

al Co. v. George,

(1941); John Hancock Mut. Life Ins. Co. v.

n of Am. v. Mixer,

1912); Selig v. Hamilton, 234 U.S. 652 (19

ee also Thormann v. Frame, 176 U.S. 350, 356 (190

Bank. v. Farnum,

lowed in Modern Woodmen of Am.

.S. 66, 75,

. 586, 588-58

, 234 U.S. 149 (1914); Aetna Life In

3 U.S. 6

B. & L. Asso. v. Braha

U.S. 389 (1900). See also American Fire Ins

. McCoach, 313

company to levy execution against local assets to satisfy judgment, as against title to such assets of the Iowa insurance commissioner as statutory li

.S. 154, 15

ic Co. v. Clapper, 28

Parramore, 263 U.S. 418, 423 (1923). In contrast to the above cases, see Kryger v. Wilson, 242 U.S. 171 (1916), where it was held that the question whether the cancell

v. Comm'n., 306 U.S. 49

0 U.S. 4

mm'n. v. McCartin,

iberty Mutual Co.,

a tribunal for bringing about uniformity in the field of conflicts * * * although the precise circumstances under which it will regard itself as having jurisdiction for this purpose are far from clear." E.M. D

ongress Under the Full Faith and Cre

U.S. 51 (1914); Pennington v. Gibson, 16 How. 65, 81 (1854); Cheever v. Wilson, 9 Wall. 108, 123 (1870); Baldwin v. Iowa State Traveling Men

y v. White (M.E.) Co.

rown, 187 U.S. 308 (1902). See also

tchison, T. & S.F.R. Co. v. Sowers, 213 U.S. 55 (1909); Knights of Pythias v. Meyer, 265 U.S. 30, 33 (1924); Louisville & N

itchie v. McMullen, 159 U.S. 235 (1895). See also Ingenohl v. Olsen, 273 U.S. 541 (1927), where a decision of the Supreme Court of the Philippine Islands was reversed for refusal to enforce a judgment of the Supreme Court of the British colony of Hongkong, which was rendered "after a fair trial by a court having jurisdiction of the parties." In 1897 Foreign Relations of the United States 7-8, will be found a three-cornered correspondence between the State Department, the Austro-Hungarian Legation, and the Governor of Pennsylvania, in which the last named asserts that "under the laws of Pennsylvania the judgment of a court of competent jurisdiction in Croatia would be respected to the extent of permitting such jud

Constitution of the United

Federali

Wall. 3

Ibid

Sandford, 19

id. 518,

U.S. 684,

5 U.S. 4

(1870); Chambers v. Baltimore & O.R. Co., 207 U.S.

Wall. 3

Ibid

l. 130, 138 (1873). See also Cole

39, 246 (1898); Travis v. Yale & T

Douglas v. New York, N.H. & H.R. Co., 279 U.S. 377

U.S. 629, 643 (1883). See also Bald

es v. Wheeler, 25

Sandford, 19

Ibid.

Ibid.

Pet. 51

Ibid

Wall. 16

Ibid

, 141 U.S. 47 (1891). See

v. Orloff, 277

s. No. 3,230, 5

Ibid.

Ibid

yell, 6 Fed. Cas. No.

Ibid

U.S. 39

1 U.S. 5

9 U.S. 3

4 U.S. 3

of commercial fishermen in territorial waters and levying a license fee of $50.00 on nonresident and only $5

2 U.S. 2

Ibid

v. McMaster, 248

Co. v. Goodman, 29

wloski, 274 U.S.

, 258 U.S. 314 (1922), followed in F

Elliott, 18 How.

cClung, 172 U.S.

. Bruffy, 96 U.S

907); McKnett v. St. Louis & S.F.R. Co., 292 U.S. 230, 233 (

. Co. v. Eggen, 25

Ibid

Bank v. Lowery, 93

York, N.H. & H.R. Co.

ltimore & O.R. Co.,

). See also Downham v. Alexan

mingham & M.W.R. Co.

2 U.S. 6

also Shaffer v. Carte

U.S. 60, 7

. Fears, 179 U.S

ska Packers' Asso.,

Co. v. Connecticut, 18

. Bugbee, 250 U

f bank deposits outside the State owned by a citizen of the State was held to infringe a privilege of national citizenship, in contr

Stat. 30

ovisions to the contrary, is bound, through its own proper departments, legislative, judicial, or executive, as the case may require, to carry into effect all the rights and duties imposed upon it by the Constitution"; [and again] "

Taintor, 16 Wall

Cf. Prigg v. Pennsylvania

How. 66,

Stat. 7

im v. Daily, 221 U.S. 280 (1911); Appleyard v. Massachusetts,

haw, 235 U.S. 4

Tobin, 240 U.

v. Cady, 208 U

ork ex rel. Corkran,

Dennison, 24 How

Taintor, 16 Wall

0 U.S. 387 (1908). See also Marbles v. Creecy, 215 U.S. 63 (1909); Stras

.S. 364 (1905); Pettibone v.

Thaw, 235 U.

. Nichols, 203 U.

45 U.S. 128 (1917). See also Rodma

, 188 U.S. 691 (1903). See also South C

Clough, 196 U.S.

6, 444 (1886); Mahon v. Justice, 1

3, 193 (1892); Pettibone v. Nic

. Georgia, 148 U.

v. Rauscher, 119 U

nnsylvania, 16 Pe

Stat. 30

ow. 215, 229 (1847); Ableman

nnsylvania, 16 Pe

Illinois, 14 Ho

ransp. Co. v. Chicago,

s in the Convention which Framed the

Ibid

Ibid

. Hagan, 3 How.

at. 701, 7

he Court in United States v. Texas,

U.S. 151 (1914); Illinois Central R. Co. v. Illinois, 146 U.S. 387, 434 (1892); Knight v. Uni

Smith, 221 U.

Ibid

U.S. 707, 716 (1950); Stearns v. M

223 (1845); McCabe v. Atchison, T.

v. Tennessee, 117 U

. Cook, 327 U.

(1887); see also Withers v. Buckley, 20 How. 84, 92 (1858); Willamette Iron Bridge Co. v. Hatch, 125 U.S.

.S. 240 (1896) following United Stat

208 U.S. 340 (1908); Ex par

es v. Sandoval, 2

braska, 143 U.S.

orton, 12 Wall.

v. Smith, 2 W

Paullin, 231 U

589 (1846). Cf. Benner v. Po

U.S. 223,

. See also Martin v. Wadde

332 U.S. 19, 38 (1947); United Stat

U.S. 707,

Grant, 116 U.S.

S. 1, 47 (1894). See also Joy v

oes not necessarily preclude the application to Indians of State game laws regulating the time and manner of taking fish. Kennedy v. Becker, 241 U.S. 556 (1916)

Horse, 163 U.S. 5

Pet. 52

bid. 53

y, 297 U.S. 288, 335-340 (1936). See also Al

so California v. Deseret Water, Oil & Irrig. Co., 243 U.S. 415 (19

6 U.S. 317 (1942); United States v. Mi

see also Irvine v. Marshall, 20 How. 558 (1858); E

. 436, 450 (1839). See also Field

o., 93 U.S. 644, 663 (1877). See also United States v.

Rossi, 248 U.

0 U.S. 523 (1911). See also Hutc

(1897). See also Jourdan v. Barrett, 4 How. 169 (

es v. McGowan, 30

v. San Francisco,

, 117 U.S. 151 (1886); cf. Wils

ee also Irvine v. Marshall, 20 How. 558 (1858); Em

n ex dem. M'Connel, 13

. Texas, 258 U.S

es v. Oregon, 295

cMillan, 165 U.S. 504, 510 (1897); El Paso & N.E.R. Co. v. Gutierrez, 215 U

(1904). See also Serè v. Pitot, 6 Cr. 332, 336 (

593, 604 (1897); Simms v. Simms, 175 U.S. 162, 163

Stat. 1

rce Commission v. United States ex rel. Humboldt S.S. Co., 224 U.S. 474 (191

S. 138, 149 (1904). See also Balzac

. United States, 1

197 (1903); R.M.C. Littler, The Gov

.S. 504, 510 (1897); McAllister v. United States, 141 U.S. 174, 180 (1891); The "City of Panama" v. Phelps, 101 U.S. 453, 460 (1880); Reynold

Co. v. Canter, 1 P

How. 1

etropolitan Park District, 281 U.S. 74, 80 (1930); Moun

ll. 700, 7

U.S. 118 (1912); Kiernan v. Portland, 223 U.S. 151 (191

(1930); O'Neill v. Leamer, 239 U.S. 244 (1915); Highland Farms Dairy Inc. v.

.S. 548 (1900). See also Marsh

ppersett, 21 Wall

How. 1

Stat. 42

How. 1,

8 U.S. 5

Ibid

d by the provision both before and during World War I, see Co

ICL

OF AM

a

f the Const

he amendin

e of ado

n of amen

icati

ion and pro

view under

OF AM

icl

be valid to all Intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States, or by Conventions in three fourths thereof, as the one or the other Mode of Ratification may be proposed by the Congress; Provided that

of the C

F AMEND

War made it academic.[3] Many years later the validity of both the Eighteenth and Nineteenth Amendments was challenged because of their content. The arguments against the former took a wide range. Counsel urged that the power of amendment is limited to the correction of errors in the framing of the Constitution; that it does not comprehend the adoption of additional or supplementary provisions. They contended further that ordinary legislation cannot be embodied in a constitutional amendment and that Congress cannot constitutionally propose an

RE OF A

ion of

Houses should first resolve that amendments are necessary before considering specific proposals.[8] In the National Prohibition Cases[9] the Supreme Court ruled that in proposing an amendment the two Houses of Congress thereby indicated that they deemed it necessary. That same case also establishe

fica

r assent to the proposal. With respect to the Eighteenth, Twentieth, Twenty-first and Twenty-second Amendments, Congress included in the text of these proposed amendments a section stating that the article should be inoperative unless ratified within seven years. In Dillon v. Gloss the Court sustained this limitation on the ground that it gave effect to the implication of article V that ratification "must be within some reasonable time after the proposal."[14] Congress has complete freedom of choice between the two methods of ratification recognized by article V-by the legislatures of the States, or conventions in the States. In United St

he legislative process in many of the States, nor may a State validly condition ratification of a proposed constitutional amendment on its approval by such a referendum.[16] In the words of the Court: "* * * the function of a State legislature in ratifyin

tion and P

to the regularity of the legislative procedure by which ratification was brought about.[18] This function of the Secretary, purely ministerial in character, was, however, derived from an act of Congress, and was recently transferred to a functionary called Administrator of General Services.[19] In Dillon

EVIEW UNDE

had elapsed since its submission to the States, and (3) that the lieutenant governor had no right to cast the deciding vote in the Senate in favor of ratification. Four opinions were written in the Supreme Court, no one of which commanded the support of more than four members of the Court. The majority ruled that the plaintiffs, members of the Kansas State Senate, had a sufficient interest in the controversy to give the federal courts jurisdiction to review the case. Without agreement as to the grounds for their decision, a different majority affirmed the judgment of the Kansas court denying the relief sought. Four members who concurred in the result had voted to dismiss the writ on the ground that the amending process "is 'political' in its entirety, from submission until an amendment becomes part of the Constitution, and is not subject to judicial guidance, control or interference at any point."[23] Whether the contention that the lieutenant governor should have been permitted to cast the deciding vote in favor of

o

es in the Constitutional Convent

Globe, 1

posed Amendments to the

v. Palmer, 253 U.

arnett, 258 U.

f Congress 4

Ibid

Ibid

v. Palmer, 253 U.

] I

h v. Virginia, 3

.S. 368, 3

U.S. 43

.S. 368, 3

U.S. 71

mith, 253 U.S.

rnett, 258 U.S.

rnett, 258 U.S.

Stat. 97

.S. 368, 3

Garnett, 258 U

ourt held that a private citizen could not sue in the federal courts to secure an ind

.S. 433, 4

bid. 4

bid. 4

v. Wise, 307 U

ICL

NEOUS PR

a

ity of debts an

acy of the Const

l supre

erpretation of

se versus Tent

the issu

reme Court unde

alities and the St

courts under the S

e federal judi

ssed by States in

of tax ex

h v. Mar

trine in re federal

government c

doctrine

taxes under

erty and fu

ions; legislati

ergy Comm

judicial an

essees of Ind

and eval

Oath of

ress in respe

ies of State

NEOUS PR

icl

e the Adoption of this Constitution, shall be as valid against the

ade, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges

al Sup

TERPRETATION

think, the unavoidable consequence of that supremacy which the Constitution has declared."[4] From this he concluded that a State tax upon notes issued by a branch of the Bank of the United States was void. In Gibbons v. Ogden, the Court held that certain statutes of New York granting an exclusive right to use steam navigation on the waters of the State were null and void insofar as they applied to vessels licensed by the United States to engage in coastwise trade. Said the Chief Justice: "In argument, however, it has been contended, that if a law passed by a State, in the exercise of its acknowledged sovereignty, comes into conflict with a law passed by Congress in pursuance of the Constitution, they affect the subject, and each other, like equal opposing powers. But the framers of our Constitution foresaw this state of

USE VERSUS TE

might have been distinguished from Gibbons v. Ogden on the ground that the statute involved in the earlier case conflicted with an act of Congress, whereas the Court found that no such conflict existed in this case. But the Court was unwilling to rest its decision on that distinction. Speaking for the majority, Justice Barbour seized the opportunity to proclaim a new doctrine. He wrote: "But we do not place our opinion on this ground. We choose rather to plant ourselves on what we consider impregnable positions. They are these: That a State has the same undeniable and unlimited jurisdiction over all persons and things, within its territorial limits, as any foreign nation, where that jurisdiction is not surrendered or restrained by the Constitution of the United States. That, by virtue of this, it is not only th

f the Is

ng licenses for the sale of alcoholic beverages, including those imported from other States or from foreign countries, he set up the Supreme Court as the final arbiter in drawing the line between the mutually exclusive, reciprocally limiting fields of p

PREME COURT UN

nlawful, the extent and nature of the legal consequences of the condemnation are federal questions, the answers to which are to be derived from the statute and the policy which it has adopted. To the federal statute and policy, conflicting State law and polic

of administration which are thus approved by Federal authority."[16] An employee of the Post Office Department is not required to submit to examination by State authorities concerning his competence and to pay a license fee before performing his official duty in driving a motor truck for transporting the mail.[17] To Arizona's complaint, in a suit to enjoin the construction of Boulder Dam, th

TALITIES AND THE

debts, and their liability to be sued for debts, are all based on State law. It is only when the State law incapacitates the banks from discharging their duties to the government that it becomes unconstitutional."[20] In Davis v. Elmira Savings Bank,[21] the Court stated the second proposition thus: "National banks are instrumentalities of the Federal Government, created for a public purpose, and as such necessarily subject to the paramount authority of the United States. It follows that an attempt, by a State, to define their duties or control the conduct of their affairs is absolutely void, wherever such attempted exercise of authority expressly conflicts with the laws of the United States, and either frustrates the purpose of the national legislation or impairs the efficiency of these agencies of the Federal Government to discharge the duties, for t

ad sold milk to the United States for consumption by troops at an army camp located on land belonging to the State, at prices below the minima established by the Commission.[25] The majority was unable to find in Congressional legislation, or in the Constitution, unaided by Congressional enactment, any immunity from such price-fixing regulations. On the

TE COURTS UNDER T

of Congress gives a penalty to a party aggrieved, without specifying a remedy for its enforcement, there is no reason why it should not be enforced, if not provided otherwise by some act of Congress, by a proper action in a State court. The fact that a State court derives its existence and functions from the State laws is no reason why it should not afford relief, because it is subject also to the laws of the United States, and is just as much bound to recognize these as operative within the State as it is to recognize the State laws."[30] When the Supreme Court of Connecticut held that rights created by the Federal Employer's Liability Acts could not be enforced in the courts of that State because the act was contrary to State policy, the Supreme Court unanimously reversed that decision. Said Justice Van Devanter: "The suggestion that the act of Congress is not in harmony with the policy of the State, and therefore that the courts of the State are free to decline jurisdiction, is quite inadmissible,

HE FEDERAL JU

or issued by the United States Supreme Court. Strongly denouncing this interference with federal authority, Chief Justice Taney held that when a State court is advised, on the return of a writ of habeas corpus, that the prisoner is in custody on authority of the United States, it can proceed no further.[34] To protect the performance of its functions against interference by State tribunals, Congress may constitutionally authorize the removal to a federal court of a criminal prosecution commenced in a State court again

PASSED BY STATE

tion of every State, as a member of the Union, and the obligation of every citizen of the State, as a citizen of the United States, remained perfect and unimpaired.[40] But acts necessary to peace and good order among citizens, such, for example, as acts sanctioning and protecting marriage and domestic relations, governin

ine of Ta

CH v. M

incorporation; and, not being expressed, ought not to be implied by the Court."[43] To which Marshall replied that: "It is no unusual thing for an act of Congress to imply, without expressing, this very exemption from state control, which is said to be so objectionable in this instance."[44] Secondly the appellants relied "greatly on the distinction between the bank and the public institutions, such as the mint or the post-office. The agents in those offices are, it is said, officers of government, * * * Not so the

OCTRINE IN RE FEDE

ould be exempt from State taxation.[48] A modified version of this section remains on the statute books today.[49] The right of Congress to exempt legal tender notes to the same extent as bonds was sustained in People v. Board of Supervisors[50] over the objection that such notes circulated as money and should be taxable in the same way as coin. But a State tax on checks issued by the Treasurer of the United States for interest accrued upon gover

pt bonds.[55] A State may constitutionally levy an excise tax on corporations for the privilege of doing business, and measure the tax by the property or net income of the corporation, including tax exempt United States securities or the income derived therefrom.[56] The designation of a tax is not controlling.[57]

GOVERNMENT

Dravo Contracting Company[61] it held that a State may impose an occupation tax upon an independent contractor, measured by his gross receipts under contracts with the United States. Previously it had sustained a gross receipts tax levied in lieu of a property tax upon the operator of an automobile stage line, who was engaged in carrying the mails as an independent contractor,[62] and an excise tax on gasoline sold to a contractor with the Federal Government and used to operate machinery in the construction of levees in the Mississippi River.[63] Sub

F DOCTRI

e: "The burden, so far as it can be said to exist or to affect the government in any indirect or incidental way, is one which the Constitution presupposes; and hence it cannot rightly be deemed to be within an implied restriction upon the taxing power of the national and state governments which the Constitution has expressly granted to one and has confirmed to the other. The immunity is not one to be implied from the Constitution, because if allowed it would impose to an inadmis

TAXES UNDER

y tax, despite a reservation in the conveyance of a right to free use of the dry dock and a provision for forfeiture in case of the continued unfitness of the dry dock for use, or the use of the land for other purposes.[76] Where equitable title has passed to the purchaser of land from the Government, a State may tax the equitable owner on the full value thereof, despite the retention of legal title by the Government,[77] but the equitable title passes otherwise.[78] Recently a divided Court held that where the Government

OPERTY AN

ction fee, any activity carried on by the United States directly through its own agents and employees.[83] An early case whose authority is

TIONS; LEGISLA

ies of the Corporation from state taxation; and in Federal Land Bank v. Bismarck Lumber Co.,[89] the like result was reached with respect to an attempt by the State to impose a retail sales tax on a sale of lumber and other building materials to the bank for use in repairing and improving property that had been acquired by foreclosure of mortgages. The State's principal argument proceeded thus: "Congress has authority to extend immunity only to the governmental functions of the federal land banks; the only governmental functions of the land banks are those performed by acting as depositaries and fiscal agents for the federal government and providing a market for governmental bonds; all other functions of the land banks are private; petitioner here was engaged in an activity incidental to its business of lending money, an essentially private function; therefore § 26 cannot operate to strike down a sales tax upon purchases made in furtherance of petitioner's lending fun

GY COMMISSION;

under Section 9 b of the Atomic Energy Commission Act, which provides in part that: "The Commission, and the property, activities, and income of the Commission, are hereby expressly exempted from taxation in any manner or form by any State, county, municipality, or any subdivision thereof."[94] The power of exemption, said th

A JUDICIA

ition was soon overruled in Fox Film Corp. v. Doyal,[98] where a privilege tax based on gross income and applicable to royalties from copyrights was upheld.

LESSEES OF

urt held the lease itself a federal instrumentality immune from taxation.[101] A modified gross production tax imposed in lieu of all ad valorem taxes was invalidated in two per curiam decisions.[102] In Gillespie v. Oklahoma[103] a tax upon the net income of the lessee derived from sales of his share of oil produced from restricted lands also was condemned. Finally a petroleum excise tax upon every barrel of oil produced in the State was held inappl

N AND EV

ersely, the Court's recent return to Marshall's conception of the powers of Congress has coincided with a retreat from the more extreme positions taken in reliance upon McCulloch v. Maryland. Today the application of the supremacy clause is becoming, to an ever increasing degree, a matter of statutory interpretation-a determination of whether State regulations can be reconciled with the language and policy of federal enactments. In the f

nd judicial Officers, both of the United States and of the several States, shall be bound by Oath or Affirmation, to support this C

of

GRESS IN RES

of office as its wisdom may require.[106] It may not, however, prescribe a test oath as a qualification for holding o

TIES OF STA

far as its just and constitutional authority extends; and it will be rendered auxiliary to the enforcement of its laws." The younger Pinckney had expressed the same idea on the floor of the Philadelphia Convention: "They [the States] are the instruments upon which the Union must frequently depend for the support and execution of their powers, * * *"[1

r bailed under the usual mode of process. Even as late as 1839, Congress authorized all pecuniary penalties and forfeitures under the laws of the United States to be sued for before any court of competent jurisdiction in the State where the cause of action arose or where the offender might be found.[112] Pursuant also of the same idea of treating State governmental organs as available to the National Government for administrative purposes, the act of 1793 entrusted the rendition of fugitive slaves in part to national officials and in part of S

untary. In the Prigg Case the Court, speaking by Justice Story, said: "* * * state magistrates may, if they choose, exercise the authority, [conferred by the act] unless prohibited by state legislation."[119] In the Dennison Case, "the duty" of State executives in the rendition of fugitives from justice was construed to be declaratory of a "moral duty." Said Chief Justice Taney for the Court: "The act does not provide any means to compel the execution of this duty, nor inflict any punishment for neglect or refusal on the part of the Executive of the State; nor is there any clause or provision in the Constitution which arms the Government of the United States with this power. Indeed, such a power would place every State under the control and dominion of the General Government, even in the administration of its internal concerns and reserved rights. And we think it cle

ounsel "that the nature of sovereignty is such as to preclude the joint cooperation of two sovereigns, even in a matter in which they are mutually concerned." To this Justice Bradley replied: "As a general rule, it is no doubt expedient and wise that the operations of the State and national governments should, as far as practicable, be conducted separately, in order to avoid undue jealousies and jars and conflicts of jurisdiction and power. But there is no reason for laying this down as a rule of universal application. It should never be made to override the plain and manifest dictates of the Constitution itself. We cannot yield to such a transcendental view of state sovereignty. The Constitution and laws of the United St

y employed by the National Government in the enforcement of National Prohibition.[126] Nowadays, there is constant cooperation, both in peacetime and in wartime, in many field

o

ed to certain executive agreements. See Justice Douglas in United States v. Pink, 315 U.S. 203 (1942). As to the supremacy of Congressional legis

the act of 1797 asserting for the United States a priority of its claims over those of the States. See Chief Justice Taft's opinion in Spokane County v

heat. 1

at. 316,

t. 1, 210-

Pet. 10

Ibid

Ibid

ow. 504

bid. 5

oard v. Jones & Laughlin Steel

s, 301 U.S. 548 (1937); Helverin

y, 312 U.S. 100 (1941); se

, 325 U.S. 538 (1945); see also Testa v. Katt, 330 U.S. 380, 391 (1947); Francis v. Souther

e Elevator Co., 331 U.S. 218, 230 (1947); Auto Workers v. Wis. Board, 336

omas, 173 U.S.

Maryland, 254

alifornia, 283 U.

all. 353

Ibid.

U.S. 27

Ibid.

antile Trust Co., 1

Maryland, 254 U.

Milk Control Comm'n.,

y v. Dept. of Agricultu

er's Lessee, 1 Whea

U.S. 130

er's Lessee, 1 Whea

.S. 130,

rk, N.H. & H.R. Co.,

U.S. 38

Ibid.

523 (1859), followed in United Sta

S. 257 (1880); see also Marylan

5 U.S.

lark, 97 U.S. 4

See also Hickman v. Jones, 9 Wall. 197 (1870);

4, 604 (1878); United States v.

hite, 7 Wall. 7

l. 349, 357 (1871); White v. Hart, 13 Wall. 646 (1872); United States v. Home Ins. Co., 22 Wall

heat. 78

Ibid.

] I

Ibid.

Ibid.

ork ex rel. Bank of Commerce v. Comrs. of

Stat. 71

.S.C. § 7

Wall. 2

Soc. v. San Francisco, 2

Davis, 323 U

S. 115 (1900); Blodgett v. Si

L. Ins. Co. v. Wisconsin,

Milwaukee, 272

iety for Savings v. Coite, 6 Wall. 594 (1868); Hamilton Mfg. Co. v. Massac

ssachusetts, 279 U.

l L. Ins. Co. v. Wiscon

heat. 73

Ibid.

U.S. 13

Johnson, 282

st. Co. v. Grosjean,

Tax Commission, 3

use Co. v. McCarroll,

House v. McKinley,

ite Park & Curry Co.,

le Oil Co. v. Knox, 277 U.S. 218 (1928) and Graves v. Texas Co., 298

. Cook, 327 U

verruled by implication Dobbins v. Erie County, 16 Pet. 435 (1842) and New York ex rel. Rogers v. Gra

.S. 466, 4

Ibid.

at. 316, 4

Wall. 579, 588 (1870); Railroad Co.

Co. v. State Tax Comm'n

ng & Dry Dock Co. v. Balt

2 U.S. 589 (1899); New Brunswick v.

Wright, 258 U.

. Allegheny County,

U.S. 15

. River Road Improv. Di

3 U.S. 341 (1923). See also Cleveland v.

ted States, 319

g. Co. v. Texas, 105

6 (1923); Owensboro Nat. Bank v. Owensboro, 173 U.S. 664,

nk v. State Tax Comm'n

Valley National Bank,

U.S. 21

U.S. 95

Ibid.

cf. 9 Wheat. 738

Bank v. Bedford,

U.S. 23

765; 42 U.S.

2 U.S.

Ibid.

ockwood, 277 U

U.S. 12

lms Corp. v. Ward,

5 U.S. 2

luminating Oil Co. v. Okl

47 U.S. 503 (1918); Large Oil Co

7 U.S. 5

'n v. Barnsdall Refiner

une (The Kansas Indians, 5 Wall. 737 (1867); The New York Indians, 5 Wall. 761 (1867)). One of the first steps taken to curtail the scope of the immunity was Shaw v. Gibson-Zahniser Oil Corp., 276 U.S. 575 (1928), which held that la

Maryland, 4 Wheat

arland, 4 Wall.

Missouri, 4 Wall

No. 27, p. 123; I F

X; Article II, Section I, Paragraph 2; Article III, Section II, Paragraph 2; A

Stat. 73

Stat. 32

Stat. 30

Stat. 40

590, 602 (1906); 8 U.S.C. §§ 357, 379; 18 ibid. § 135 (1

of State courts, adverse to the validity of the above ment

Pet. 53

How. 66

6 Pet.

How. at

0 U.S. 3

Ibid

, 137 (1876); followed in Second Employers'

Stat. 7

se of a New Federalism, 91 (Co

86-107 (1926) discussing President Coolidge's or

2 above; Corwin, Court Over Constitution,

ICL

FICA

icl

shall be sufficient for the Establishment of this Co

GEN

onstitution of the United States operated upon an act of Virgi

lution in conformity with the opinions expressed by the Convention, and appointed the first Wednesday in March of the e

ratifications were to be reported to Congress, whose continuing existence was recognized by the Convention, and who were requested to continue to exercise their powers for the purpose of bringing the new Government into operation. In fact, Congress did con

every purpose before the choice of a President; but this doubt has been long solved, and were it otherwise, its discussion

o

. 420, 422-

TO THE CO

ENTS N

of

a

tor

ce of 1

adoption of the

the States: Barro

ts and Amend

TO THE CO

ENTS N

of

HE ORDINAN

the Congress of the Confederation included in the Ordinance for the governme

shall be considered as articles of compact between the original States and the people and St

derly manner, shall ever be molested on account of his mode

be evident or the presumption great. All fines shall be moderate; and no cruel or unusual punishments shall be inflicted. No man shall be deprived of his liberty or property, but by the judgment of his peers or the law of the land; and, should the public exigencies make it necessary, for the common preservation, to take any person's property, or to demand his p

ry to good government and the happiness of mankind, schoo

de in the said territory, otherwise than in the punishment of c

ADOPTION OF TH

following ingenious argument: "* * * bills of rights are in their origin, stipulations between kings and their subjects, abridgments of prerogative in favor of privilege, reservations of rights not surrendered to the prince. * * * It is evident, therefore, that according to their primitive signif

ened, Madison introduced a series of amendments,[6] designed "to quiet the apprehension of many, that without some such declaration of rights the government would assume, and might be held to possess, the power to trespass upon those rights of persons and property which by the Declaration

AND THE STATES: B

te rejection of Madison's proposal the contention that the first Ten Amendments were applicable to the States was repeatedly pressed upon the Supreme Court. By a long series of decisions, beginning with the opinion of Chief Justice Marshall in Barron v. Baltimore[11] in 1833, the argument was consistently rejected. Nevertheless the enduring vitality of natural law concepts encouraged renewed appeals for judicial protection. Exp

RIGHTS AND A

se arguments also, over the vigorous and prophetic dissents of Justice Harlan. With respect to the due process clause it held that these words have the same meaning in the Fourteenth Amendment as in the Fifth, and hence do not embrace the other rights more specifically enumerated in the latter, there being no superfluous language in the Constitution.[16] In 1897, however, it retreated from this position to the extent of holding that the Fifth Amendme

o

Stat

State Conventions on the Adoption of

Federali

tutional History of the

d Amendments to the C

f Congress,

on Co. v. United States,

. cit., 184,

of Congre

] I

9, 609 (1845); Fox v. Ohio, 5 How. 410 (1847); Smith v. Maryland, 18 How. 71 (1855); Withers v. Buckley, 20

ll. 655, 6

nder the Fourteenth Amendment, 3

87); O'Neil v. Vermont, 144 U.S. 323 (1892); Maxwell v. Dow, 176 U.S. 581 (1900); P

California, 110

bid. 5

.R. Co. v. Chicago,

211 U.S. 78 (1908); Adamson v.

U.S. 652 (1925); Beauharnais v. I

NDM

FREE SPE

a

ment I into the Fou

shment of r

rence" do

paration" d

h Cas

onetary aids

of religion;

al scho

religion; feder

ligion; State and l

ligion; obligations

speech an

ian backg

dment I on the

XIV and Bl

ent danger rul

ation of the com

he clear and p

d Whitney

clear and presen

d clear and pre

c ord

c mor

clear and pres

t and clear and

nd press in public

orsh

danger test: judic

tion

s on freedom of s

usiness and Labo

ical activities of

n of the armed forces

ations: The D

the Eleven C

e organiz

ate legis

ty te

libe

p of the

ssembly and

the right of

ikshank

v. C.I

t cas

the right o

FREE SPE

ndm

e exercise thereof; or abridging the freedom of speech, or of the press; or the right of t

dment I Into the F

may and do assume that freedom of speech and of the press-which are protected by the First Amendment from abridgment by Congress-are among the fundamental personal rights and 'liberties' protected by the due process clause of the Fourteenth Amendment from impairment by the States."[2] This dictum became, two years later, accepted doctrine when the Court invalidated a State law on the ground that it abridged freedom of speech contrary to the

ishment o

REFERENCE

tablishment," etc., taking the place of the original sweeping ban against any law "establishing religion."[10] Explaining this phraseology, in his Commentaries, Story asserted that the purpose of the amendment was not to discredit the then existing State establishments of religion, but rather "to exclude from the National Government all power to act on the subject." He wrote: "The situation, * * *, of the different States equally proclaimed the policy as well as the necessity of such an exclusion. In some of the States, episcopalians constituted the predominant sect; in others, presbyterians; in others, congregationalists; in others, quakers; and in others again, there was a close numerical rivalry among contending sects. It was impossible that there should not arise perpetual strife and

to receive encouragement from the state so far as was not incompatible with the private rights of conscience and the freedom of religious worship. An attempt to level all religions, and to make it a matter of state policy to hold all in utter indifference, would have created universal disapprobation, if not universal indignation."[12] As late as 1898 Cooley expounded the no establishment clause as follows: "By establishment of religion is meant the

F SEPARATIO

eligion' clause of the First Amendment means at least this: Neither a state nor the Federal Government can set up a church. Neither can pass laws which aid one religion, aid all religions, or prefer one religion over another. Neither can force nor influence a person to go to or to remain away from church against his will or force him to profess a belief or disbelief in any religion. No person can be punished for entertaining or professing religious beliefs or disbeliefs, for church attendance or non-attendance. No tax in any amount, large or small, can be levied to support any religious activities or institutions, whatever they may be called, or whatever form they may adopt to teach or practice religion. Neither a state nor the Federal Government can, openly or secretly, participate in the affairs of any religious organizations of groups and vice versa."[18] And a year later a nearly unanimous Court overturned on the above grounds a "released time" arrangement under which the Champaign, Illin

e allowable functions of Government and the special concerns of the Church within the framework of our Constitution."[24] Elsewhere in his opinion he states: "Of course, 'released time' as a generalized conception, undefined by differentiating particularities, is not an issue for Constitutional adjudication. * * * The substantial differences among arrangements lumped together as 'released time' emphasize the importance of detailed analysis of the facts to which the Constitutional test of Separation is to be applied. How does 'released time' operate in Champaign?"[25] And again: "We do not consider, as indeed we could not, school programs not

e acceptance of a broader meaning, although never until today, I believe, has this Court widened its interpretation to any such degree as holding that recognition of the interest of our nation in religion, through the granting, to qualified representatives of the principal faiths, of opportunity to present religion as an optional, extracurricular subject during released school time in public school buildings, was equivalent to an establishment of religion."[28] He further pointed out that "the Congress of the United States has a chaplain for each House who daily invokes divine blessings and guidance for the pro

E; THE McCOLLU

peal this decision was sustained by the Supreme Court, six Justices to three.[31] Said Justice Douglas, speaking for the majority: "We are a religious people whose institutions presuppose a Supreme Being. We guarantee the freedom to worship as one chooses. We make room for as wide a variety of beliefs and creeds as the spiritual needs of man deem necessary. We sponsor an attitude on the part of government that shows no partiality to any one group and that lets each flourish according to the zeal of its adherents and the appeal of its dogma. When the state encourages religious instruction or cooperates with religious authorities by adjusting the schedule of public events to sectarian needs, it follows the best of our traditions. For it then respects the religious nature of our people and accommodates the public service to their spiritual needs. To hold that it may not would be to find in the Constitution a requirement that the government show a callous indif

nvolved was the validity of a New Jersey statute which requires the reading at the opening of each public school day of five verses of the Old Testament.[33] The Court held that appellant's intere

MONETARY AID

such money by the Commissioner of Indian Affairs for the support of Indian Catholic schools.[36] In 1930 the use of public funds to furnish nonsectarian textbooks to pupils in parochial schools of Louisiana was sustained,[37] and in 1947, as we have seen, the case of public funds for the transportation of pupils attending such schools in New Jersey.[38] In the former of these cases the Court cited the State's interest in secular education even when conducted in religious schools; in the

E OF RELIGIO

nd the cruelties and punishments inflicted, by the governments of Europe for many ages, to compel parties to conform, in their religious beliefs and modes of worship, to the views of the most numerous sect, and the folly of attempting in that way to control the mental operations of persons, and enforce an outward conformity to a prescribed standard, led to the adoption of (this) amendment."[40] "The constitutional inhibition of legislation on the subject of religion has a double aspect. On the one

HIAL

r other person having control or charge or custody of a child between eight and sixteen years send him "to a public school for the period of time a public school shall be held during the current year" in the district where the child resides; and failure so to do was declared a misdemeanor. The District Court of The United States for Oregon enjoined the enforcement of the statute and the Supreme Court unanimously sustained its action,[42

F RELIGION: FED

ine of those advocating and practicing them * * * Whilst legislation for the establishment of a religion is forbidden, and its free exercise permitted, it does not follow that everything which may be so-called can be tolerated. Crime is not the less odious because sanctioned by what any particular sect may designate as religion."[45] Accordingly acts of Congress directed against either the practice of the advocacy of polygamy by members of a religious sect which sanctioned the practice, were held valid.[46] But when, in the Ballard Case,[47] decided in 1944, the promoters of a religious sect, whose founder had at different times identified himself as Saint Germain, Jesus, George Washington, and Godfre Ray King, were convicted of using the mails to d

RELIGION: STATE A

must be presumed to be constitutional, sustained the State of Pennsylvania in excluding from its schools children of the Jehovah's Witnesses, who in the name of their beliefs refused to salute the flag.[50] The subsequent record of the Court's holdings in this field is somewhat variable. A decision in June, 1942, sustaining the application to vendors of religious books and pamphlets of a nondiscriminatory license fee[51] was eleven months later vacated and formally reversed;[52] shortly thereafter a like fate overtook the decision in the "Flag Salute" Case.[53] In May, 1943, the Court found that an ordinance of the city of Struthers, Ohio, which made it unlawful for anyone distributing literature to ring a doorbell or otherwise summon the dwellers of a residence to the door to receive such literature, was violative of the Constitution when applied to distributors of leaflets advertising a religious meeting.[54] But eight months later it sustained the application of Massachusetts' child labor laws in the case of a nine year old girl who was permitted by her legal custodian to engage in "preaching work" and the sale of religious publications after hours.[55] However, in Saia v. New York[56] decided in 1948, the Court held, by a vote of five Justices to four, that an ordinance of the city of Lockport, New York, which forbade the use of sound amplification devices except with the permis

RELIGION: OBLIGAT

tary service, nor did it peremptorily command submission to military training. The obligation to take such training was imposed only as a condition of attendance at the university. In these circumstances, all members of the Court concurred in the judgment sustaining the statute. No such unanimity of opinion prevailed in In re Summers,[65] where the Court upheld the action of a State Supreme Court in denying a license to practice law to an applicant who entertained conscientious scruples against participation in war. The license was withheld on the premise that a conscientious belief in nonviolence to the extent that the believer would not use force to prevent wrong, no matter how aggravated, made it i

f Speech

STONIAN B

ty. To subject the press to the restrictive power of a licenser, as was formerly done, both before and since the revolution, is to subject all freedom of sentiment to the prejudices of one man, and make him the arbitrary and infallible judge of all controverted points in learning, religion and government. But to punish (as the law does at present) any dangerous or offensive writings, which, when published, shall on a fair and impartial trial be adjudged of a pernicious tendency, is nece

NDMENT I ON T

State put on its books in 1792 a statute confining the abusive exercise of the right of utterance. And it deserves to be noted that in writing to John Adams' wife, Jefferson did not rest his condemnation of the Sedition Act of 1798 on his belief in unrestrained utterance as to political matter. The First Amendment, he argued, reflected a limitation upon Federal power, leaving the right to enforce restrictions on speech to the States.[68] * * * 'The law is perfectly well settled,' this Court said over fifty years ago, 'that the first ten amendments to the Constitution, commonly known as the Bill of Rights, were not intended to lay down any novel p

XIV AND

In the first place, the main purpose of such constitutional provisions is 'to prevent all such previous restraints upon publications as had been practiced by other governments,' and they do not prevent the subsequent punishment of such as may be deemed contrary to the public welfare. Commonwealth v. Blanding, 3 Pick. 304, 313, 314; Respublica v. Oswald, 1 Dallas 319, 325. The preliminary freedom extends as well to the false as to the true; the subsequent punishment may extend as well to the true as to the false. This was the law of criminal libel apart from statute in

PRESENT DANGER

would bring about "substantive evils" within the power of government to prevent.[74] The question whether these conditions exist is one of law for the courts, and ultimately for the Supreme Court, in enforcement

ERATION OF THE

otherwise, is permitted to vote at any election, or to hold any position or office of honor, trust or profit within this Territory." A unanimous court held this enactment to be within the legislative powers which Congress had conferred on the Territory and not to be open to any constitutional objection. Said Justice Field for the Court: "Bigamy and polygamy are crimes by the laws of all civilized and Christian countries. They are crimes by the laws of the United States, and they are crimes by the laws of Idaho. They tend to destroy the purity of the marriage relation, to disturb the peace of families, to degrade woman and to debase man. Few crimes are more pernicious to the best interests of societ

atute was upheld by the Supreme Court on the same assumption, in the case of a person indicted for publishing an article encouraging and inciting what the jury had found to be a breach of State laws against indecent exposure. Again, one notes the total absence of any reference to the clear and present danger rule. But not all State enactments survived judicial review prior to the adoption of the clear and present danger test. In 1927 the Court disallowed a Kansas statute which, as interpreted by the highest State court, made punishable the joining of an organizat

THE CLEAR AND

n the circumstances in which it is done. * * * The most stringent protection of free speech would not protect a man in falsely shouting fire in a theatre and causing a panic. It does not even protect a man from an injunction against uttering words that have all the effect of force. * * * The question in every case is whether the words used are used in such circumstances and are of such a nature as to create a clear and present danger that they will bring about the substantive evils that Congress has a right to prevent. It is a question of proximity and degree."[86] One week later two other convictions under the same act were affirmed, with Justice Holmes again speaking for the unanimous Court. In Frohwerk v. United States[87] he said: "With regard to the argument [on the constitutional question] we think it necessary to add to what has been said in Schenck v. United States, * * *, only that the First Amendment while prohibiting legislation against free speech as such cannot have been, and obviously was not, intended to give immunity for every possible use of language. Robertson v. Baldwin, 165 U.S. 275, 281. We venture to

W AND WHI

tterances advocating the overthrow of organized government by force, violence, and unlawful means, are so inimical to the general welfare, and involve such danger of substantive evil, that they may be penalized in the exercise of its police power. That determination must be given great weight * * * That utterances inciting to the overthrow of organized government by unlawful means present a sufficient danger of substantive evil to bring their punishment within the range of legislative discretion is clear. Such utterances, by their very nature, involve danger to the public peace and to the security of the state. They threaten breaches of the peace and ultimate revolution. And the

ature absolute. Their exercise is subject to restriction, if the particular restriction proposed is required in order to protect the state from destruction or from serious injury, political, economic or moral. That the necessity which is essential to a valid restriction does not exist unless speech would produce, or is intended to produce, a clear and imminent danger of some substantive evil which the State constitutionally may seek to prevent has

HE CLEAR AND PR

hat where it is left to a jury to determine whether particular utterances are unlawful, the test of clear and present danger must be applied.[102] Finally, in Thornhill v. Alabama,[103] the Court went the full length in invalidating a State law against picketing because[104] "* * * no clear and present danger of destruction of life or property, or invasion of the right of privacy, or breach of the peace ca

R AND CLEAR AND

ic O

speech under our system of government is to invite dispute. It may indeed best serve its high purpose when it induces a condition of unrest, creates dissatisfaction with conditions as they are, or even stirs people to anger. Speech is often provocative and challenging. It may strike at prejudices and preconceptions and have profound unsettling effects as it presses for acceptance of an idea. That is why freedom of speech, though not absolute * * * is nevertheless protected against censorship or punishment, unless shown likely to produce a clear and present danger of a serious substantive evil that rises far above public inconvenience, annoyance, or unrest."[110] Finding that the ordinance as thus construed was unconstitutional, the majority did not enter into a consideration of the facts of the particular case. Dissenting, Justice Jackson dwelt at length upon the evidence which showed that a riot had actually occurred and that the speech in question had in fact provoked a hostile mob, incited a friendly one, and threatened violence between the two. Conceding the premises of the majority opinion, he argued nevertheless that: "Because a subject is legally arg

ic M

e prohibited acts in such a way as to exclude those which are a legitimate exercise of the constitutional freedom of the press; and further, that it failed to set up an ascertainable standard of guilt.[115] A few weeks earlier the Court had vacated a judgment of the Supreme Court of Utah affirming convictions on a charge of conspiring to "commit acts injurious to public morals" by counseling, advising and practicing plural marriage.[116] Four members of the Court thought that the cause should be remanded in order to give the State Supreme Court opportunity to construe that statute and a fifth agreed with this result without opinion. Justice Rutledge, speaking for himself and Justices Douglas and Murphy, dissented o

D CLEAR AND

ful picketing, including the carrying of signs and banners. It held that: "the dissemination of information concerning the facts of a labor dispute must be regarded as within that area of free discussion that is guaranteed by the Constitution" and may be abridged only where "the clear danger of substantive evils arises under circumstances affording no opportunity to test the merits of ideas by competition for acceptance in the market of public

d for the erection of a building (not connected with the restaurant and located some distance away) by a contractor who employed nonunion men;[128] or the picketing of a shop operated by the owner without employees to induce him to observe certain closing hours.[129] In this last case Justice Black distinguished Thornhill v. Alabama and other prior cases by saying, "No opinions relied on by petitioners assert a constitutional right in picketers to take advantage of speech or press to violate valid laws designed to protect important interests of society * * * it has never been deemed an abridgment of freedom of speech or press to make a course of conduct illegal merely because the conduct was in part initiated, evidenced, or carried out by means of language, either spoken, written, or printed. * * * Such an expansive interpretation of the constitut

RT AND CLEAR AN

els of public expression to all matters which touch upon pending cases. We must therefore turn to the particular utterances here in question and the circumstances of their publication to determine to what extent the substantive evil of unfair administration of justice was a likely consequence, and whether the degree of likelihood was sufficient to justify summary punishment."[137] Speaking on behalf of four dissenting members, Justice Frankfurter objected: "A trial is not a 'free trade in ideas,' nor is the best test of truth in a courtroom 'the power of the thought to get itself accepted in the competition of the market.' * * * We cannot read into the Fourteenth Amendment the freedom of speech and of the press protected by the First Amendment and at the same time read out age-old means employed by states for securing the calm course of justice. The Fourteenth Amendment does not forbid a state to continue the historic process of prohibiting expressions calculated to subvert a specific exercise of judicial power. So to assure the impartial accomplishment of justice is not an abridgment of freedom of speech or freedom of the press, as these phases of liberty have heretofore been conceived even by the stoutest libertarians. In act, these liberties

AND PRESS IN PUBLI

se. When no proprietary right interferes the legislature may end the right of the public to enter upon the public place by putting an end to the dedication to public uses. So it may take the less step of limiting the public use to certain purposes."[145] Forty-two years later this case was distinguished in Hague v. C.I.O.[146] (See p. 808.) And in 1948 in Saia v. New York[147] an ordinance forbidding the use of sound amplification devices by which sound is cast directly upon the streets and public places, except with permission of the chief of police, for the exercise of whose discretion no standards were prescribed, was held unconstitutional as applied to one seeking leave to amplify religious lectures in a public park. The decision was a five-to-four holding; and eight months later a ma

on private property in a company owned town,[152] or upon Government property in a defense housing development,[153] it cannot be stopped. The passing out of handbills containing commercial advertising may, however, be prohibited; this is true even where such handbills may contain some matter which, standing alone would be immune from the restriction.[154] A municipal ordinance forbidding any person to ring door be

SOR

termining when picketing may be forbidden in labor disputes.[159] In Chaplinsky v. New Hampshire[160] and Board of Education v. Barnette,[161] the opinions indicated that the power of Government is measured by the same principles in both situations. In the former Justice Murphy asserted: "There are certain well-defined and narrowly limited classes of speech, the prevention and punishment of which have never been thought to raise any constitutional problem. These include the lewd and obscene, the profane, the libelous, and the insulting or 'fighting' words-those which by their very utterance inflict injury or tend t

ficer is so closely limited as to leave no room for discrimination against utterances he does not approve,[165] the Supreme Court has struck down licensing ordinances, even in respect of a form of communication which may be prohibited entirely.[166] In the case of radio broadcasting, however, where physical limitations make it impossible for everyone to utilize the medium of communication, the Court has thus far sanctioned a power of selective licensing;[167] while with respect to moving pictures it has until very recently held the States' power to license, and hence to censor, films intended for local exhibition to be substantially unrestricted, this being "a business pure and simple, originated and conducted for profit," and "not to be regarded, ... as part of the press of the country or as organs

ENT DANGER TEST: J

inence extremely high before utterances can be punished. Those cases do not purport to mark the furthermost constitutional boundaries of protected expression, nor do we here. They do no more than recognize a minimum compulsion of the Bill of Rights. For the First Amendment does not speak equivocally. It prohibits any law 'abridging the freedom of speech or of the press.' It must be taken as a command of the broadest scope that explicit language, read in the context of a liberty-loving society, will allow."[174] With this should be compared the following words from Justice Frankfurter's concurring opinion in Pennekamp v. Florida,[175] which involved a closely sim

tion of this position occurs in Justice Rutledge's opinion for a sharply divided Court in Thomas v. Collins.[179] He says: "The case confronts us again with the duty our system places on this Court to say where the individual's freedom ends and the State's power begins. Choice on that border, now as always delicate, is perhaps more so where the usual presumption supporting legislation is balanced by the preferred place given in our scheme to the great, the indispensable democratic freedoms secured by the First Amendment. * * * That priority gives these liberties a sanctity and a sanction not permitting dubious intrusions. And it is the character of the right, not of the limitation, which determines what standard governs the choice. * * * For these reasons any attempt to restrict those liberties must be justified by clear public interest, threatened not doubtfully or remotely, but by clear and present danger. The rational connection between the remedy provided and the evil to be curbed, which in other contexts might support legislation against attack on due process grounds, will not suffice. These rights rest on firmer foundation. Accordingly, whatever occasion would restrain orderly discussion and persuasion, at appropriate time and place, must have clear support in public danger, actual or impending. Only the gravest abuses, endangering paramount interests, give occasion for permissible limitation. It is therefore in our tradition to allow the widest room for discussion, the narrowest range for its restriction, particularly when this right is exercised in conjunction with peaceable assembly. It was not by accident or coincidence that the rights to freedom in speech and press were coupled in a single guaranty with the rights of the people peaceably to assemble an

produce a clear and present danger of a serious substantive evil that rises far above public inconvenience, annoyance, or unrest."[184] But early in 1951 Justice Jackson, in a dissenting opinion, urges the Court to review its entire position in the light of the proposition that "the purpose of constitutional protection of freedom of speech is to foster peaceful interchange of all manner of thoughts, information and ideas," that "its policy is rooted in faith of the force of reason."[185] He considers that the Court has been striking "rather blindly at permit systems which indirectly may affect First Amendment freedom." He says: "Cities throughout the country have adopted the permit requirement to control private activities on public streets and for other purposes. The universality of this type of regulation demon

XA

emination of ideas are, to be sure, subject to ordinary forms of taxation in like manner as other persons.[188] With respect to license or privilege taxes, however, they stand on a different footing. Their privilege is granted by the Constitution and cannot be withheld by either State or Federal Government. Hen

TS ON FREEDOM OF

Business and

nder such circumstances they become what have been called 'verbal acts,' and as much subject to injunction as the use of any other force whereby property is unlawfully damaged."[195] A cognate test has been applied in determining when communications by an employer constitute an unfair labor practice which may be forbidden or penalized under the National Labor Relations Act without infringing freedom of speech. In Labor Board v. Virginia Power Co.,[196] the Court held that the sanctions of the act might be imposed upon an employer for the protection of his employees, where his conduct "though evidenced in part by speech, * * * (amounted) to coercion within the meaning of the act."[197] In the opinion of the Court, Justice Murphy stated, "The

TICAL ACTIVITIES O

ations later was enacted the so-called Hatch Act[202] which, while making some concessions to freedom of expression on matters political by employees of the government, forbids their active participation in political management and political campaigns. The act was sustained against objections based on the Bill of Rights;[203] while an amendment to it the effec

E OF THE ARMED FORCES

in the prosecution of war, or impede the production of munitions and other essential war material.[205] The only issue which has divided the Court with regard to such speech

LATIONS: THE

the rights of petition and assembly; and in Osman v. Douds[209] the same result was reached by a Court in which only Justice Clark did not participate. In the end only Justice Black condemned requirement (1), while the Court was evenly divided as to requirement (2). In the course of his opinion for the controlling wing of the Court, Chief Justice Vinson said: "The attempt to apply the term, 'clear and present danger,' as a mechanical test in every case touching First Amendment freedoms, without regard to the context of its application, mistakes the form in which an idea was cast for the substance of the idea * * * the question with which we are here faced is not the same one that Justices Holmes and Brandeis found convenient to consider in terms of clear and present danger. Government's interest here is not in preventing the dissemination of Communist doctrine or the holding of particular beliefs because it is feared that unlawful action wil

THE ELEVEN

es[211] involves the

t shall be unlawf

sirability, or propriety of overthrowing or destroying any government in the United Sta

sue, circulate, sell, distribute, or publicly display any written or printed matter advocating, advising, or teaching the duty

ge the overthrow or destruction of any government in the United States by force or violence; or to be or become

f the United States, the government of any State, Territory, or possession of the United States, the gov

ent danger' of the utterances bringing about the evil within the power of Congress to punish. Obviously, the words cannot mean that before the Government may act, it must wait until the putsch is about to be executed, the plans have been laid and the signal is awaited. If Government is aware that a group aiming at its overthrow is attempting to indoctrinate its members and to commit them to a course whereby they will strike when the leaders feel the circumstances permit, action by the Government is required. The argument that there is no need for Government to concern itself, for Government is strong, it possesses ample powers to put down a rebellion, it may defeat the revolution with ease needs no answer. For that is not the question. Certainly an attempt to overthrow the Government by force, even though doomed from the outset

activities did not result in an attempt to overthrow the Government by force and violence is of course no answer to the fact that there was a group that was ready to make the attempt. The formation by petitioners of such a highly organized conspiracy, with rigidly disciplined members subject to call when the leaders, these petitioners, felt that the time had come for action, coupled with the inflammable nature of world conditions, similar uprisings in other countries, and the touch-and-go nature of our relations with countries with whom petitioners were in the very least ideologically attuned, convince us that their convictions were justified on this score. And this analysis d

ndence of the judiciary is jeopardized when courts become embroiled in the passions of the day and assume primary responsibility in choosing between competing political, economic and social pressures. Primary responsibility for adjusting the interests which compete in the situation before us of necessity belongs to the Congress. The nature of the power to be exercised by this Court has been delineated in decisions not charged with the emotional appeal of situations such as that now before us. We are to set aside the judgment of those whose duty it is to legislate only if there is no reasonable basis for it."[219] But a difficulty exists, to wit, in the clear and present danger doctrine. He say

Justice Frankfurter concludes with a homily on the limitations which the nature of judicial power imposes, on the power of judicial review. He says: "Can we then say that the judgment Congress exercised was denied it by the Constitution? Can we establish a constitutional doctrine which forbids the elected representatives of the people to make this choice? Can we hold that the First Amendment deprives Congress of what it deemed necessary for the Government's protection? To make validity of legislation depend on judicial reading of events still in the womb of time-a forecast, that is, of the outcome of forces at best appreciated only with knowledge of the topmost secrets of nations-is to charge the judiciary with duties beyond its equipment. We do not expect courts to pronounce historic ve

the judicial process to gather, comprehend, and weigh the necessary materials for decision whether it is a clear and present danger of substantive evil or a harmless letting off of steam. It is not a prophecy, for the danger in such cases has matured by the time of trial or it was never present. The test applies and had meaning where a conviction is sought to be based on a speech or writing which does not directly or explicitly advocate a crime but to which such tendency is sought to be attributed by construction or by implication from external circumstances. The formula in such cases favors freedoms that are vital to our society, and, even if sometimes applied too generously, the consequences cannot be grave. But its recent expansion has extended, in particular to Communists, unprecedented immunities. Unless we are to hold our Government captive in a judge-made verbal trap, we must approach the problem of a well-organized, nation-wide conspiracy, such as I have described, as realistically as our predecessors faced the trivialities that were being prosecuted until they were checked with a rule of reason. I think reason is lacking for applying that test to this case."[226] And again, "What really is under review here is a conviction of conspiracy, after a trial for conspiracy, on an indictme

n the falsehood and fallacies, to avert the evil by the processes of education, the remedy to be applied is more speech, not enforced silence."[228] The answer would seem to be that education had not in fact prevented the

VE ORGAN

within the President's Executive Order No. 9835, which lays down a procedure for the determination of the loyalty of federal employees or would-be-employees. Justice Black thought the Attorney General had violated Amendment I and that the President's order constituted a Bill of Attainder. He and Justices Frankfurter and Jackson al

TATE LEG

lty

ble in any public school any member of an organization advocating the overthrow of government by force, violence, or any unlawful means. The Feinberg Law requires the Board of Regents of the State (1) to adopt and enforce rules for the removal of ineligible persons; (2) to promulgate a list of banned organizations; (3) to make membership in any such organization prima facie evidence of disqualification for employment in the public schools. Referring to the Garner Case above, Justice Minton, for the Court, said: "We adhere to that case. A teacher works in a sensitive area in the schoolroom. There he shapes the attitude of young minds towards the society in which they live. In this, the state has a vital concern. It must preserve the integrity of the schools. That

up

religion" or which "exposes the citizens of any race, color, creed or religion to contempt, derision, or obloquy." The act was treated by the State Supreme Court as a form of criminal libel, with the result that defense by truth of the utterance was not under Illinois

ted to have a powerful emotional impact on those to whom it was presented. 'There are limits to the exercise of these liberties [of speech and of the press]. The danger in these times from the coercive activities of those who in the delusion of racial or religious conceit would incite violence and breaches of the peace in order to deprive others of their equal right to the exercise of their liberties, is emphasized by events familiar to all. These and other transgressions of those limits the States appropriately may punish.' * * * It is not within our competence to confirm or deny claims of social scientists as to the dependence of the individual on the position of his racial or r

F THE MAILS:

n v. Esquire, Inc.,[240] the Court sustained an injunction against an order of the Postmaster General which suspended a permit to Esquire Magazine on the ground that it did not "contribute to the public good and the public welfare." Said Justice Douglas for the Court: "* * * a requirement that literature or art conform to some norm prescribed by an official smacks of an ideology foreign to our system. The basic values implicit in the requirements of the Fourth condition can be served only by uncensored distribution of literature. From the multitude of competing offerings the public will pick and choose. What seems to one to be trash may have for others fleeting or even enduring values. But to withdraw the second-class rate from this publication today because its contents seemed to one offi

of Assembly

supply, the latter-but especially the House of Commons-petitioned the King for a redress of grievances as its price for meeting the financial needs of the Monarch; and as it increased in importance it came to claim the right to dictate the form of the King's reply, until in 1414 Commons boldly declared themselves to be "as well assenters as petitioners." Two hundred and fifty years later, in 1669, Commons fu

principles of liberty and justice which lie at the base of all civil and political institutions,-principles which the Fourteenth Amendment embodies in the general terms of its due process clause. * * * The holding of meetings for peaceable political action cannot be proscribed. Those who assist in the conduct of such meetings cannot be branded as criminals on that score. The question * * * is not as to the auspices under which the meeting is held but as to its purposes; not as to the

ON THE RIGH

is rule was repealed five years later, after Adams' death.[247] For many years now the rules of the House of Representatives have provided that members having petitions to present may deliver them to the Clerk and the petitions, except such as, in the judgment of the Speaker, are of an obscene or insulting character, shall be entered on the Journal and the Clerk shall furnish a transcript of such record to the official reporters of debates for publication in the Record.[248] Even so petitions for the repeal of the espionage and sedition laws and against military measures for recruiting resulted, in World War I, in imprisonment.[249

UIKSHA

h persons shall be held guilty of felony, etc." The indictments charged the defendants with having deprived certain citizens of their right to assemble together peaceably with other citizens "for a peaceful and lawful purpose." The court held that this language was insufficient inasmuch as it did not specify that the attempted assembly was for a purpose connected with the National Government. As to the right of assembly the Court, speaking by Chief Justice Waite, went on to declare: "The right of the people peaceably to assemble for the purpose of petitioning Congress for a redress of grievances, or for anything else connected with the powers or the duties of the National Government, is an attribute of national c

TEE OF INDUSTRI

for communication of views on national questions may be regulated in the interest of all; it is not absolute, but relative, and must be exercised in subordination to the general comfort and convenience, and in consonance with peace and good order; but it must not, in the guise of regulation, be abridged or denied. We think the court below was right in holding the ordinance quoted in Note 1 void upon its face. It does not make comfort or convenience in the use of streets or parks the standard of official action. It enables the Director of Safety to refuse a permit on his mere opinion that such refusal will prevent 'riots, disturbances or disorderly assemblage.' It can thus, as the record discloses, be made the instrument of arbitrary suppression of free expression of views on national affairs for the prohibition of all speaking will undoubtedly 'prevent' such eventualities. But uncontrolled official suppression of the privileg

NT C

ling of special union meetings during working hours.[261] Finally, a divided Court held June 4, 1951, that a combination to break up by force and threats of force of a meeting called for the purpose of adopting a resolution against the Marshall Plan did not afford a right of action against the conspirators under the Ku Klux Act of April 20, 1871.[262] While the complaint alleged that the conspiracy was entered into for the purpose of depriving the plaintiffs as citizens of the United States of their right "peaceably to

D THE RIGHT

d 495 organizations report lobbying contributions and expenditures.[264] Recently doubts have been cast upon the constitutionality of this statute by two decisions of lower federal courts sitting in the District of Columbia. According to the District Court therein, to subject a person, whose "principal purpose * * * is to aid" in the defeat or passage of legislation and who violates this Act by failing to file a detailed accountin

o

U.S. 652

Ibid

Kansas, 274 U

Connecticut, 310

nnesota, 283 U

. Oregon, 299

Congress, 43

9, United States Archives, cited in Appellees Brief i

Ib

] I

mentaries on the Const

bid. §

onstitutional Law, 2

, The Complete Jeffe

U.S. 145

ose of Amendment I: "In matters of religion, I have considered that its free exercise is placed by the Constitution independent of the powers of

ard of Education,

bid. 1

ard of Education, 3

Ibid.

.S. 203, 2

to religious ends, without defining terms. Horace Mann was opposed to sectarian doctrinal instruction in the schools, but he repeatedly urged the teaching of the elements of religion common to all of the Christian sects. He took a firm stand against the idea of a purely secular education, and on one occasion said he was in favor of religious instruction 'to the extremest verge to which it can be carried without invading those rights of conscience which are established by the laws of God, and gu

S. 203, 222

Ibid.

bid. 2

Ibid.

bid. 2

33 U.S

id., 25

303 N.Y. 161, 168-169;

Clauson, 343

Justices Black, Frankfurt

ard of Education,

the New Jersey Supreme Court had taken the case and decided it on its meri

v. Roberts, 175

v. Leupp, 210

a State Board of Educati

ard of Education,

§§ 1751-1760; 60

enson, 133 U.S.

necticut, 310 U.S. 2

of Sisters of Holy Name

nited States, 98 U

Ibid.

eason, 133 U.S.

s 98 U.S. 145 (1879); Davis v

U.S. 78

Ibi

U.S. 29

ool Dist. v. Gobitis

Opelika, 316 U

S. 103 (1943); Murdock v. Pen

a State may not forbid the distribution of literature urging and advising, on religious grou

Struthers, 319

assachusetts, 32

U.S. 55

Cooper, 336 U

ew York, 340 U

Ibid.

. Maryland, 340

New York, 340 U

's Note: There is no mention o

ited States, 245

U.S. 24

d to serve in the army as a non-combatant but who, because of religious scruples, is unwilling to bear arms in defense of this country may be

.S. 561, 5

aries, Vol.

Dennis v. United States, 3

Robertson v. Baldwin, 1

ompers v. United States,

he general issue of defendant's guilt to the jury. But the substantive doctrine of 'seditious libel' the Act of 1798 still retained, a circumstance which put several critics of President Adams in jail, and thereby considerably aided Jefferson's election as President in 1800. Once in office, nevertheless, Jefferson himself appealed to the discredited principle against partisan critics. Writing his friend Governor McKean of Pennsylvania in 1803 anent such critics, Jefferson said: 'The federalists having failed in destroying freedom of the press by their gag-law, seem to have attacked in an opposite di

, and that in connection with one of Jefferson's 'selected prosecutions.' I refer to Hamilton's many-times quoted formula in the Croswell case in 1804: 'The liberty of the press is the right to publish with impunity, truth, with good motives, for justifiable ends though reflecting on government, magistracy, or individuals.' People v. Croswell, 3 Johns (NY) 337. Equipped with this brocard our State courts working in co-operation with juries, whose attitude usually reflected the robustiousness of American political discussion before the Civil War, gradua

Colorado, 205 U.

Ibi

Co. v. Cheek, 259 U

d States, 249 U.S. 47

inion in Whitney v. California, 274 U.S

Kansas, 274 U.

U.S. 33

bid. 3

U.S. 27

Kansas, 274 U.

. California, 28

. Oregon, 299 U

U.S. 47

Stat.

.S. 454, 4

.S. 47, 51

U.S. 20

Ibid.

U.S. 21

bid. 2

U.S. 61

satisfy the general principle of civil and criminal liability. A man may have to pay damages, may be sent to prison, at common law might be hanged, if at the time of his act he knew facts from which common experience showed that the consequences would follow, whether he individually could foresee them or not. But, when words are used exactly, a deed is not done with intent to produce a consequence unless that consequence is the aim of the deed. It may be obvious, and obvious to the actor, that the consequence will follow, and he may be liable

U.S. 46

e same effect: Pierce v. Unite

U.S. 65

bid. 6

Ibid.

nifesto was more than a theory, that it was an incitement. Every idea is an incitement. It offers itself for belief, and, if believed, it is acted on unless some other belief outweighs it, or some failure of energy stifles the movement at its birth. The only difference between the expression of an opinion and an incitement in the narrower sense is the speaker's enthusiasm for the result. Elo

U.S. 35

ill sufficient time to educate the utterers out of their mistaken frame of mind, and the final say on this necessarily recondite matter rests with the Supreme Cou

1 U.S. 2

Ibid.

0 U.S. 8

Ibid

Connecticut, 310 U

California, 283 U

hington, 236 U.S

New York, 268

o v. Chicago, 33

] Ib

Vinson, Justice Frankfurter (with whom Justices Jackson and Burton

0 U.S. 3

tutional rights. When unpopular causes are sponsored from the public platform, there will commonly be mutterings and unrest and heckling from the crowd. * * * But those extravagances * * *, do not justify penalizing the speaker by depriving him of the platform or by punishing him for

3 U.S. 5

Ibid.

v. Utah, 333

obably marks the climax of the c

menced a series of mass raids upon book stores and booksellers in Philadelphia. Inspector Ellis gave his men a list of books that in his opinion were obsce

ure and published by some of the leading publishers in America. Second, the raids were conducted and the books were confiscated without warrants of search or seizure or court order of any kind. Third, the list of books to be seiz

to restrain further police seizures of these books and to recover damages from the police officers for their unlawful acts. In these two actions the authors Harold Robbins and James T. Farrell, as well as Charles Praissman, a courageous bookseller whose stores had been raided, joined the publishers as parties plaintiff. The Distric

ion of the trials Judge Bard had enjoined further seizures of the plaintiff's books, as well as police invasion of Praissman's st

oks for the purpose of offering them for sale to the public. The books were then placed in evidence, and the prosecution rested its case. The defendants 'demurred to the evidence,' the effect of which was to raise the issue of whether the court, in the light of the constitutional guaranty of fr

clear and present danger rule. It reads: "The only clear and present danger to be prevented by section 524 that will satisfy both the Constitution and the current c

ature minds from contamination. Dealing with this point Judge Bok protests against putting "the entire reading public at the mercy of the adol

0 U.S. 8

0 U.S. 1

Alabama, 310 U.S. 8

. 287 (1941); See also Hotel and Restaurant Em

. Meadowmoor Co., 312

41); Bakery and Pastry Drivers v. Wohl, 315 U.S. 769 (1942);

on v. Hanke, 339 U.

pire Storage Co., 3

ce Union v. Gazzam,

uperior Court, 33

v. Ritter's Cafe, 315

pire Storage Co., 3

36 U.S. 273, 277, which predates any suggestion o

Co., 335 U.S. 525 (1949); A.F. of

ke, 339 U.S. 470 (1950), injunctions by State courts against picketing of a self

Collins, 323 U

Ibid

ditor who had criticized the action of a federal judge in a pending case. The majority held that such conviction did not violate the First Amendment. Justices Holmes and Brandeis dissented on the g

4 U.S. 2

Ibid

bid. 28

8 U.S. 3

Ibid

Ibid

1 U.S. 3

Ibid

assachusetts, 10

Ibid

S. 496, 515,

4 U.S. 5

. Cooper, 336

o associates, said: "Exploitation of this audience through assault on the unavertible sense of hearing is a new phenomenon. It raises 'issues that were not implied in the means of communication known or

o individuals and to society. The Supreme Court has said that the constitutional guarantee of liberty 'embraces not only the right of a person to be free from physical restraint, but the right to be free in the enjoyment of all his faculties * * *.' One who is subjected

38); Schneider v. State, 308 U.S. 147 (19

8 U.S. 147 (1930); Jamison v

Alabama, 326

. Texas, 326 U

. Chrestensen, 31

Struthers, 319

Alexandria, 341

418, 439 (191

innesota, 283 U

312 U.S. 287 (1941); Carpenters Union

5 U.S. 5

9 U.S. 6

S. 568, 571,

U.S. 624,

Griffin, 303 U.S

e, 315 U.S. 568 (1942); Cox v. N

v. State, 308 U.S. 147 (1939); Cantwell v. Connecticut, 310 U.S. 296 (1940); Largent v. Texas, 318

, 289 U.S. 266 (1933); Communications

v. Ohio Indus'l Comm., 2

4 U.S. 1

Ibid

n, Inc. v. Wilson,

s use of the word "sacrilegious." See Appendix to his opinion, Ibid. 533-40. Justice Reed, in his concurring opinion, suggests that the Court will now have the d

4 U.S. 2

Ibid

3 U.S. 5

Ibid.

nnecticut, 302 U.

olene Products Co., 304 U.

8 U.S. 3

Ibid

Cooper, 336 U.

Ibid

nited States, 338 U

v. Chicago, 337

New York, 340

the Supreme Court Building or grounds." § 5. It also forbids display of any "flag, banner, or device designed or adapted to bring into public notice any party, organization, or movement." § 6. Moreover, it authorizes the marshal to "prescribe such regulations approved by the Chief Justice of th

rican Press Co., 297

Ibid

9]

(1943); Jones v. Opelika, 319 U.S. 103 (1943

from refusing advertising from persons advertising over a competing radio station. The Court sustained the injunction against the objection that it violated

s v. Labor Board, 301

ub. Co. v. Walling,

1 U.S. 4

Ibid

4 U.S. 4

Ibid

Ibid

es v. C.I.O., 335

6 U.S. 3

tat. 143 §

Stat. 114

Workers v. Mitchell,

d States Civil Serv. Co

9 U.S. 211 (1919); Abrams v. United States, 250 U.S. 616 (1919); Schaefer v. United States, 251 U.S. 466 (1919); Pierce v. Un

1 U.S. 4

6, 146 (1947); "T

9 U.S. 3

urt answered: "Pensions are the bounties of the government, which Congress has the right to give, withhold, distribute or recall, at its discretion." United Sta

S. 382, 394,

nited States, 341

Stat. 6

1 U.S. 4

Ibid

0; citing 183

U.S. 494

Ibid

U.S. 494

Ibid

Ibid.

1 U.S. 4

8 U.S. 6

1 U.S. 4

Ibid

Ibid.

U.S. 494

Ibid

, 586; citing 274

tee v. McGrath, 341 U.S.

1 U.S. 4

S. 382; ibid

1 U.S. 7

2 U.S. 4

ork Laws, 1

lassrooms. There can be no real academic freedom in that environment. Where suspicion fills the air and holds scholars in line for fear of their jobs, there can be no exercise of the free intellect. Supineness and dogmatism take the place of inquiry. A 'party line'-as dangerous as the 'party line' of the Communists-lays hold. It is the 'party line' of the orthodox view, of the conventional thought, of the accept

3 U.S. 2

Ibid

to him by the Due Process Clause of the Fourteenth Amendment. What is the liberty which that clause underwrites? The spectrum of views expressed by my seniors shows that disagreement as to the scope and effect of this Amendment underlies this, as it has many another, division of the Court. All agree that the Fourteenth amendment does confine the power of the State to make printed words criminal. Whence we are to derive metes and bounds of the state power is a subject to the confusion of which, I regret to say, I have contributed-comforted in the acknowledgment, however, by recalling that this Amendment is so enigmatic and abstruse that judges more experienced than I have had to reverse themselves as to its effect on state power. The thesis now tendered in dissent is that the '

5, 358 (1879); 48

7 U.S. 1

t that the question of Congress's power in the premises was not involved.

Public Clearing House v.

ny person, or shall have broken through any of these articles of peace and security, and the offence be notified to four barons chosen out of the five-and-twenty before mentio

ocial Sciences, 98 ff, "Petiti

shank, 92 U.S. 542, 552 (187

353, 364, 365 (1937). See also He

ee Andrew C. McLaughlin, A Constitutional History of the United S

), Eighty-first Congress, by Lewis Deschler, Parliamentarian, Unite

ltzer, Report of the Atto

U.S. 54

Stat. 1

ly obligation resting upon the United States is to see that the States do not deny the right. This the Amendment guarantees, but no more. The power of the national government is limited to the enforcement of this guaranty." Ibid. 555. These words have reference, quite clearly, to counts of the indictmen

C.I.O., 307 U

Stat. 4

.S. 496, 51

Ibid

eech and of assembly, for the liberty guaranteed by the due process clause is the liberty of natural, not artificial, persons. Northwestern Na

97). This case was tr

4 U.S. 2

3 U.S. 5

v. Wis. Board, 33

341 U.S. 651 (1951); 17 S

U.S. 651,

ies, Eighty-First Congress, Second Session, created pursuant to H. Res. 298, October 20, 1950, United States

h, 103 F. Supp. 510 (1952). Upon review, the Supreme

ed States, 197 F. 2d

NDM

ING

ndm

security of a free State, the right of the peop

urposes was held defective.[2] A State statute which forbids bodies of men to associate together as military organizations, or to drill or parade with arms in cities and towns unless authorized by law, does not abridge the right of the people to keep and bear arms.[3] In the absence of evidence tending to show that possess

o

tat. 140

. Cruikshank, 92 U.

llinois, 116 U.S

tat. 123

s v. Miller, 307

NDM

RING S

ndm

ny house, without the consent of the Owner, nor in t

to have been the subject of judicial exposition; and it is so thoroughl

o

F., The Constitutio

NDM

S AND S

a

of the am

ciency and effec

ports and s

zure incidenta

of vehi

evide

ndm

hes and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oa

of the

ights of individuals.[1] It applies only to governmental action, not to the unlawful acts of individuals in which the government has no part.[2] It has no reference to civil proceedings for the recovery of debts; consequently, a distress warrant issue

xplorations are searches within the meaning of the Constitution, even though the occupant opens the door to admit them.[12] A peremptory demand by federal officers that a person suspected of crime open a locked room and hand over ration coupons kept there was held not to amount to a seizure in view of the fact that the coupons were government property which the custodian was under a duty to surrender.[13] Neither wiretapping,[14] nor the use of a detectaphone to listen to a conversation in an adjoining room,[15] nor interrogation under oath by a government official of a person lawfully in confinement[16] is within the purview of this article. Nor does it apply to statements made by an accused on his own premises to an "undercover agent" whose identity was not suspected and who had on his person a radio transmitter which communicated the state

iciency and Eff

e a warrant based on affidavits verified before a notary is invalid.[21] A warrant of the Senate for attachment of a person who ignored a subpoena from a Senate committee is supported by oath within the

n stating only that "affiant has good reason to believe and does believe" that defendant has contraband materials in his possession is clearly bad under the Fourth Amendment.[24] It is e

r a warrant describing another. As to what is to be taken nothing is left to the discretion of the officer executing the warrant.[26] Private papers of no pecuniary value, in which the sole int

eports and

vering the goods, on pain of having the allegation taken as confessed against him. The order and the statute which authorized it were held unconstitutional in a notable opinion by Justice Bradley, as follows: "Breaking into a house and opening boxes and drawers are circumstances of aggravation; but any forcible and compulsory extortion of a man's own testimony or of his private papers to be used as evidence to convict him of crime or to forfeit his goods, is [forbidden] * * * In this regard the Fourth and Fifth Am

edition" in quest of evidence of crime.[40] In Oklahoma Press Pub. Co. v. Walling,[41] the question of the protection afforded by the Constitution against the subpoena of corporate records was thoroughly reviewed. Justice Rutledge summarized the Court's views in the following words: "* * * the Fifth Amendment affords no protection by virtue of the self incrimination provision, whether for the corporation or for its officers; and the Fourth, if applicable, at the most guards against abuse only by way of too much indefiniteness or breadth in the things required to be 'particularly described,' if also the inquiry is one the demanding agency is authorized by law to make and the materials specified are relevant. The gist of the protection is in the requirement, expressed in terms, that the disclosure sought shall not be unreasonable. * * * It is not necessary, as in the case of a warrant

f tax liability,[45] and of reports under oath showing instances where employees have worked in excess of hours of labor permitted by law.[46] Without violating either the Fourth or Fifth Amendments, a judicial decree enjoining illegal practices under the Antitrust Act may provide that the Departme

izure Inciden

de in order to find and seize things connected with the crime as its fruits or as the means by which it was committed, as well as weapons and other things to effect an escape from custody, is not to be doubted."[51] Books and papers used to carry on a criminal enterprise, which are in the immediate possession and control of a person arrested for commission of an offense in the presence of the officers

cers are not aware that such property is on the premises when the search is initiated."[56] In a dissenting opinion in which Justices Murphy and Rutledge concurred, Justice Frankfurter challenged the major premises announced by the Court. "To derive from the common law right to search the person as an incident of his arrest the right of indiscriminate search of all his belongings, is to disregard the fact that the Constitution protects [against] both unauthorized arrest and unauthorized search. Authority to arrest does not dispense with the requirement of authority to search. * * * But even if the search was reasonable, it does not follow that the seizure was lawful. If the agents had obtained a warrant to look for the canceled checks, they would not be entitled to seize other items discovered in the process. * * * The Court's decision achieves the novel and startling result of making the scope of search without warrant broader than an authorized search."[57] A more limited search in connection with an arrest was held valid in United States v. Rabinowitz.[58] In that case, government officers, armed with a valid warrant for arr

of Ve

quickly moved out of the locality or jurisdiction in which the warrant must be sought. * * * The measure of legality of such a seizure is, therefore, that the seizing officer shall have reasonable or probable cause for believing that the automobile which he stops and seizes has contraband liquor therein which is being illegally transported."[61] Where officers have reasona

f Evi

rbid the admission of such evidence, a different question would be presented if Congress, under its legislative powers, were to pass a statute purporting to negate the Weeks doctrine. We would then be faced with the problem of the respect to be accorded the legislative judgment on an issue as to which, in default of that judgment, we have been forced to depend upon our own."[67] This rule does not prevent the use of evidence unlawfully obtained by individuals,[68] or by State officers,[69] unless federal agents had a part in the unlawful acquisition,[70] or unless the arrest and search were made for an offense punishable only by federal law.[71] A search is deemed to be "a search by a federal official if he had a hand in it; * * * [but not] if evidence secured by State authorities is turne

itrust suit may be required to produce records which had been previously subpoenaed before a grand jury, despite the fact that the grand jury was illegally constituted because women were excluded from the panel.[76] Where government agents lawfully obtained knowledge of the contents of a cancelled check during examination of the

o

d States, 267 U.S. 1

cDowell, 256 U.S

Hoboken Land & Improv. Co.

nited States, 290

ited States, 255

nited States, 2

nited States, 26

ited States, 265

ckson, 96 U.S.

116 U.S. 616 (1886); Hale v.

ited States, 251

U.S. 313 (1921); Johnson v. Un

ited States, 328

438 (1928). Cf. Nardone v. United States,

nited States, 316

v. Tod, 203 U.S.

nited States, 34

he main on the dissent in the Olmstead case, which ca

es v. Jeffers, 3

Burford, 3 C

United States,

gherty, 273 U.S. 13

United States, 2

ted States, 273 U

7 U.S. 498, 504, 505 (1925); Dumbra v.

ted States, 275 U.

nited States, 25

U.S. 61

Ibid.

bid. 6

Ibid.

Ibid.

. v. United States, 262 U.S. 151 (1923). Cf. Interstat

See also Wheeler v. United States, 226 U.S. 478 (

es v. White, 322

923). See also McCarthy v. Arn

United States, 2

enkel, 201 U.S

b. Co. v. Walling, 327

on v. American Tobacco Co.

U.S. 18

bid. 2

v. Darby, 312 U.S

nited States, 335

e Tracy Co., 220 U

v. Interstate Commerce C

o., 321 U.S. 707, 725 (1944). Cf. United St

. 1, 32 (1948); Oklahoma Press Pub. Co

ed States, 232 U.S

U.S. 20

Ibi

nited States, 27

tates, 282 U.S. 344 (1931); United Sta

U.S. 28 (1927); Johnson v. Unit

U.S. 14

bid. 1

enting opinions were written

U.S. 56

Ibi

, 335 U.S. 451 (1948) is also overruled in effect,

6 (1925). Husty v. United States, 282 U.S. 694 (193

ited States, 305

es v. Di Re, 332

Court had ruled that in criminal proceedings in a State court the use of private papers obtained by unlawful search and seizure "was no violation of t

25, 29, 38 (1949); 8 Wigmore on

U.S. 25

Ibi

McDowell, 256

ted States, 273 U

ig v. United States

nited States, 275

ed States, 338 U.S.

United States, 2

U.S. 38

Ibid.

Wallace & Tiernan Co

ted States, 328

Co. v. Werckmeister, 2

NDM

S OF

a

accused

d jury c

jeopa

crimina

f the cl

cess of

ion of the meanin

the gua

al due p

era

prosecu

and hea

umption in judici

tive proce

heari

al rev

ens

tatio

ve due pr

minati

ion of l

on of pro

legislation

legislation

cy legis

ue the gov

al police m

tal ser

of public u

n of rail

tion

tive ta

e of the

eminent dom

of pow

proper

ic u

h compensation

perty is

ble wa

mpensat

rest

f right to co

S OF

ndm

Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb; nor shall be compelled in any cri

f Accuse

ND JURY

fense is one for which the Court is authorized to award such punishment; the sentence actually imposed is immaterial. When an accused is in danger of being subjected to an infamous punishment if convicted, he has the right to insist that he shall not be put upon his trial, except on the accusation of a grand jury.[5] Thus, an act which authorizes imprisonment at hard labor for one year, as well as deportation, of Chinese aliens found to be unlawfully within the United States, creates an offense whi

instrument. A change in the indictment deprives the court of the power to try the accused.[13] There is no constitutional requirement that an

eption of "cases arising in the land or naval forces" was not aimed at trials of offenses against the laws of war. Its objective was to authorize trial by court martial of the members of the Armed Forces for all that class of cri

E JEO

dict.[21] Where a court inadvertently imposed both a fine and imprisonment for a crime for which the law authorized either punishment, but not both, it could not, after the fine had been paid, during the same term of court, change its judgment by sentencing the defendant to imprisonment.[22] But where a statute carried a minimum mandatory sentence of both a fine and imprisonment, the imposition of the minimum fine five hours after the court had erroneously sentenced the defendant to imprisonment only did not amount to double jeopardy.[23] Whether or not the discontinuance of a trial without a verdict bars a second trial depends upon the circumstances of each case.[24] Discharge of a jury because it is unable to reach an agreement[25] or because of the disqualification of

anctions with respect to the same act or omission,[36] and may separate a conspiracy to commit a substantive offense from the commission of the offense and affix to each a different penalty.[37] A conviction for the conspiracy may be had though the subsequent offense was not completed.[38] Separate convictions under different counts charging a monopolization and a conspiracy to monopolize trade, in an indictment under the Sherman Antitrust Act, do not amount to double jeopardy.[39] In United States v.

rast, the additional income tax imposed when a fraudulent return is filed, was found to be a civil sanction designed to protect the revenue, which might be assessed after acquittal of the defendant for the same fraud.[43] A forfeiture proceeding f

ution instituted in the courts of any other civilized State.[45] It has held, however, that where the same act is an offense against both the State and Federal Governments, its prosecution and punishment by both Governments is not double jeo

ncrimi

OF TH

century in protest against the inquisitorial methods of the ecclesiastical courts. At that time the common law itself permitted accused defendants to be questioned. What the advocates of the maxim meant was merely that a person ought not to be put on trial and co

by him in a state court under a statute of immunity is valid.[56] If an accused takes the stand in his own behalf, he must submit to cross-examination;[57] while if he does not, it is by no means certain that the trial judge in a federal court may not, without violation of the clause, draw the jury's attention to the fact.[58] Neither does the Amendment preclude the admission in evidence against an accused of a confession made while in the custody of officers, if the confession was made freely, voluntarily, and without compulsion or inducement of any sort.[59] But in McNabb v. United States the Court[60] reversed a conviction in a federal court, based on a confession obtained by questioning the defendants for prolonged periods in the absence of friends and counsel and without their being brought before a commissioner or judicial officer, as required by law. Without purporting to decide the constitutional issue, Justice Frankfurter's opinion urged the duty of the Court, in supervising the conduct of the lower federal

ay he condition their delivery by requiring a guaranty that they will not be used as incriminating evidence.[68] The filing of schedules by a bankrupt does not waive his right to refuse to answer questions pertaining to them when to do so may incriminate him.[69] A disclosure, not amounting to an actual admission of guilt o

ion of private papers which would incriminate him.[75] The scope of this latter privilege was, however, greatly narrowed by the decision in Shapiro v. United States.[76] There, by a five-to-four majority, the Court held that the privilege against self incrimination does not extend to books and records which an individual is required to keep to evidence his compliance with lawful regulations. A conviction for violation of OPA regulations was affirmed, as against the contention that the prosecution was barred because the accused had been compelled over cla

ocess

UTION OF THE ME

legem terrae)." Coke in Part II of his Institutes, which was the source from which the founders of the American Constitutional System derived their understanding of the matter, equates the term "by law of the land" with "by due process of law," which he in turn defines as "by due process of the common law," that is "by the indictment or presentment of good and lawful men * * * or by writ original of the Common Law."[78] The significance of both terms was therefore purely procedural; the term "writ original of the common law" referring to the writs on which civil actions were brought into the King's courts; and this is the significance they clearly have in the State constitutions.

a particular territory of the United States, and who had committed no offence against the laws, could hardly be dignified with the name of due process of law";[80] and sixty-six years later the Court held the District of Columbia Minimum Wage Act for women and minors to be void under the due process clause of Amendment V, not on account of any objection to the methods by which it was to be enforced but because of the content of the act-its substantive requirements.[81] And it is because of this ex

OF G

territory of the United States are entitled to its protection, including corporations,[83] aliens,[84] and presumptively citizens seeking readmission to the United States.[85] It is effective in the District of Columbia[86] and in territories wh

ral Due

NE

uitable and proper to the nature of the case, and sanctioned by the established customs and usages of the courts."[91] Proceedings for contempt of court[92] or to disbar an attorney[93] may be determined by a court without a jury trial. For persons in the military

L PROSE

, or a plea of not guilty be entered for him before his trial proceeds;[96] and in ruling that if the accused is in custody he must be personally present at every stage of the trial where his substantial rights may be affected by the proceedings against him.[97] It is not within the power of the accuse

AND H

rial established all the facts necessary for application of the formula specified by the contract, the appellate court which rejected the trial court's interpretation of the contract did not infringe the right to a hearing by entering judgment without remanding the case for a new trial.[102] After a State court, in proceedings designed inter alia to invalidate certain releases, rendered judgment without a special finding on the exact point, a federal court did not deny due process in a subsequent proceeding by treating such judgment as conclusive on the validity of the releases.[103] Since proceedings in bankruptcy are in the nature of proceedings in rem, personal notic

SUMPTION IN JUDI

idence of lack of intention to become a permanent resident of the United States at the time of applying for citizenship was found not to be so unreasonable as to deny due process of law.[108] Likewise, it was held reasonable for Congress to enact that a defendant who was discovered to be in possession of opium should be required to assume the

RATIVE P

ing at any stage, saying "* * * where Congress has provided for judicial review after the regulations or orders have been made effective it has all that due process under the war emergency requires."[113] But where, after consideration of charges brought against an employer by a complaining union, the National Labor Relations Board undertook to void an agreement be

IR HE

findings will not invalidate administrative proceedings where the record shows that at no time during the hearing was there any misunderstanding as to the basis of the complaint.[119] The mere admission of evidence which would be inadmissible in judicial proceedings does not vitiate the order of an administrative agency.[120] A provision that such a body shall not be controlled by rules of evidence does not, however, justify orders without a foundation in evidence having rational probative force. Mere uncorroborated hearsay does not constitute the substantial evidence requisite to su

IAL R

rsial issue. In St. Joseph Stock Yards Co. v. United States,[125] the Supreme Court held that upon review of an order of the Secretary of Agriculture establishing maximum rates for services rendered by a stock yard company, due process required that the Court exercise its independent judgment upon the facts to determine whether the rates were

conducting the proceedings were not reviewable by the courts. Without dissent, the Supreme Court in Hiatt v. Brown[130] reversed the judgment of a lower court which had discharged a prisoner serving a sentence imposed by a court-martial, because of errors whereby the respondent had been deprived of due process of law. The Supreme Court held that the Court below had erred in extending its review, for the purpose of determining compliance with the due process clause, to such matters as the propositions of law set forth in the staff judge advocate's report, the sufficiency of the evidence to sustain respondent's conviction, the adequacy of the pre-trial investigation, and the compe

IE

to enforce the exclusion of aliens afflicted with contagious diseases by imposing upon the owner of the vessel bringing any such alien into the country, a money penalty, collectible before and as a condition of the grant of clearance.[134] If the person seeking admission claims American citizenship, the decision of the Secretary of Labor may be made final, but it must be made after a fair hearing, however summary, and must fi

ORT

ore a tribunal which did not meet the standards of impartiality embodied in the Administrative Procedure Act[139] might not satisfy the requirements of due process of law. To avoid such constitutional doubts, the Court construed the law to disqualify immigration inspectors as presiding officers in deportation proceedings. Except in time of war, deportation without a fair hearing or on charges unsupported by any evidence is a denial of due process which may be corrected on habeas corpus.[140] In contrast with the decision in Un

tive Du

RIMI

t, it does not appear that the Court has up to this time ever held an act of Congress unconstitutional on this ground. Thus it has sustained a law imposing greater punishment for an offense involving rights and property of the United States than for a like offense involving the rights of property of a private person.[145] Likewise, a requirement that improved property in the District of Columbia be connected with the city sewage system, with different sanctions for residents and nonresidents was upheld over the argument that the classification was arbitrary.[146] The allowance to injured seamen of a c

covenants in the District of Columbia,[151] and in reversing a judgment of a Federal District Court because of the exclusion of day laborers from the jury panel;[152] and in Steele v. Louisville & N.R. Co.[153] the Railway Labor Act was construed to require a collective bargaining representative to act for the benefit of all members of the craft without discrimination on account of race. C

TION OF

v. United States,[156] which invalidated an act of Congress prohibiting any interstate carrier from threatening an employee with loss of employment if he joined a labor union, was overruled in substance by Phelps Dodge Corp. v. National Labor Relations Board.[157] Adkins v. Children's Hospital,[158] in which a minimum wage law for the District of Columbia was found to be an unwarranted abridgment of the liberty of contract, was expressly

of an act of the Territory of Hawaii which prohibited maintenance of foreign-language schools except upon written permit and payment of a fee base

TION OF

Legislatio

troactive effect of a new principle announced by a decision of an administrative tribunal has been likened to the effect of judicial decisions in cases of first impression. In Securities Comm'n. v. Chenery Corp.,[170] the Supreme Court sustained a decision of the Commission which refused to approve a plan of reorganization for a public utility holding company so long as the preferred stock purchased by the management was treated on a parity with other preferred stock even though the purchase of such stock, when made, did not conflict with any law or rule of the Commission. In the exercise of its comprehensive powers over revenue, finance and currency, Congress may make Treasury notes legal tender in payment of debts previously co

tatute of New Mexico territory, permitting disseisin of real property to ripen into title after ten years.[177] An order of the military governor of Porto Rico reducing the period during which the possession of real estate must continue, to permit an ex parte conversion of an

e to the lands while assuring the railroad the equivalent of its interest.[180] An act making an appropriation for a private claim which restricted the attorney's fees payable therefrom to twenty per cent was valid although inconsistent with a prior contract with the claimant allowing a larger fee.[181] Statutory restrictions on compensation for services in connection w

Legislatio

deprive the company of its property without due process of law.[184] The exception of the period of federal control from the time limit set by law upon claims against carriers for damages caused by misrouting of goods, was read as prospective only because the limitation was an integral part of the liability,

tcy Leg

by the Court, and which continued the right of the creditor to have the property sold to pay the debt was sustained.[188] Without violation of the due process clause, the sale of collateral under the terms of a contract may be enjoined, if such sale would hinder the preparation or consummation of a proposed railroad reorganization, provided the injunction does no more than delay the enforcement of the contract.[189] A provision that claims resulting from rejection of an unexpired lease should be treated as on a parity

Sue the G

ry of taxes, where the claim for recovery was without substantial equity, having arisen from the mistake of administrative officials in allowing the statute of limitations to run before collecting the tax.[194] The denial to taxpayers of the right to sue for refund of processing and floor taxes collected under a law subsequently he

ONAL POLI

ortation in interstate commerce of filled milk,[198] or the importation of convict made goods into any State where their receipt, possession or sale is a violation of local law.[199] It may require employers to bargain collectively with representatives of their employees chosen in a manner prescribed by statute, to reinstate employees discharged in violation of law,[200] and to permi

stal S

officers as such was held reasonable and valid because an order limited to matter obviously connected with the enterprise would be a practical nullity.[205] Such an order may be issued by the Postmaster General "upon evidence satisfactory to him,"[206] but if issued under a "mistake o

Regulation of

ed consideration of numerous items excluded from the rate base or from operating expenses, apparently on the assumption that error with respect to any such item would render the rates confiscatory and void.[209] A few years later, in Federal Power Commission v. Hope Natural Gas Co.,[210] the Court adopted an entirely different approach. It took the position that the validity of the Commission's order depended upon whether the impact

property to the Interstate Commerce Commission[213] have been sustained against the objection that they were arbitrary and invalid. An order of the Secretary of Commerce di

l Regulation

ker roads, was held valid on the ground that any carrier earning an excess held it as trustee.[217] An order enjoining certain steam railroads from discriminating against an electric railroad by denying it reciprocal switching privileges did not violate the Fifth Amendment even though its practical effect was to admit the electric road to a part of the business being adequately handled by the steam roads.[218] Similarly, the fact that a rule concerning the allotment of coal cars operated to restrict the use of private cars did not amount to a taking of property.[219] Railroad companies were not denied due process of law b

ed on foreign roads, for a space of two days was arbitrary and invalid.[223] A retirement act which made eligible for pensions all persons who had been in the service of any railroad within one year prior to the adoption of the law, counted past uncon

XA

raises no question under the Fifth Amendment, * * *"[227] It has sustained, over charges of unfair differentiation between persons, a graduated income tax;[228] a higher tax on oleomargarine than on butter;[229] an excise tax on "puts" but not on "calls";[230] a tax on the income of businesses operated by corporations but not on similar enterprises carried on by individuals;[231] an income tax on foreign corporations, based on their income from sources within the United States, while domestic corporations are taxed on income from all sources;[232] a tax on foreign-built but not upon domestic yachts;[233] a tax on employers of eight or more persons, with exemptions for agricultural labor and domestic service;[234] a gift tax law embodying a plan of graduations and exe

activ

ile it was in process of enactment. A special income tax on profits realized by the sale of silver, retroactive for 35 days, which was approximately the period during which the silver purchase bill was before Congress, was held valid.[243] An income tax law, made retroactive to the beginning of the calendar year in which it was adopted, was found constitutiona

ransfer tax measured in part by the value of property held jointly by a husband and wife, including that which comes to the joint tenancy as a gift from the decedent spouse,

CE OF TH

retary of the Interior could not strike down without notice and hearing.[252] An act authorizing suit against allottees of Indian property as a class, for the value of services in securing the allotments, which provided for notice upon the governor of the tribe and designated the Attorney General to defend the suit, was consonant with due process.[253] Where the statute which created a tribal council for the Osage Indians, to be elected by t

l Eminent D

E OF

58] Whenever lands in a State are needed for a public purpose, Congress may authorize that they be taken, either by proceedings in the courts of the State, with its consent, or by proceedings in the courts of the United States, with or without any consent or concurrent act of the State.[259] The facts that land included in a federal reservoir projec

N PR

enemy owned if adequate provision is made for return in case of mistake.[262] An alien friend is entitled to the protection of the Fifth Amendment against a taking of property for public

LIC

ief Justice Stone joined, Justice Reed took exception to that portion of the opinion, insisting that whether or not a taking is for a public purpose is a judicial question.[268] Justice Frankfurter interpreted the controlling opinion as recognizing the doctrine that "whether a taking is for a public purpose is not a question beyond judicial competence."[269] All agreed that the condemnation of property which had been isolated by the flooding of a highway, to avoid the expense of constructing a new

CH COMPENSATIO

manufacturer is not a taking for which compensation is required.[274] Where, however, the Government requisitioned from a power company all of the electric power which could be produced by use of the water diverted through its intake canal, thereby cutting off the supply of a lessee which had a right, amounting to a corporeal hereditament under State law, to draw a portion of that water, the latter was awarded compensation for the rights taken.[275] An order requiring the removal or alteration of a bridge over a navigable river, to abate the obstruction to nav

operty

the owner's use of it to an extent that, as between private parties, a servitude has been acquired either by an agreement or in course of time."[281] Where the noise and glaring lights of planes landing at or leaving an airport leased to the United States, flying below the navigable air space as defined by Congress, interfere with the normal use of a neighboring farm as a chicken farm, there is such a taking as to give the owner a constitutional right to compensation.[282] That the Government had imposed a ser

able

that: "Those rivers must be regarded as public navigable rivers in law which are navigable in fact. And they are navigable in fact when they are used, or are susceptible of being used, as highways for commerce, over which trade and travel are or may be conducted in the customary modes of trade and travel on water."[287] In 1940, over the dissent of two Justices, the Court held that the phrase "natural and ordinary condition" refers to volume of water, the gradients and the r

mination by Congress that the whole flow of a stream should be devoted to navigation does not take any private property rights of a water power company which holds a revocable permit to erect dams and dykes for the purpose of controlling the current and using the power for commercial purposes.[292] The interest of a riparian owner in keeping the level of a navigable stream low enough to maintain a power head for his use was not one for wh

e owner, subject to an easement in the United States to overflow it as often as may necessarily result from the operation of the lock and dam for purposes of navigation.[296] Compensation has been awarded for the erosion of land by waters impounded by a Government dam,[297] and for the destruction of the agricultural value of land located on a nonnavigable tributary of the Mississippi River, which as a result of the continuous maintenance of the river's level at high water mark, was permanently invaded by the percolation of the waters, and its dr

COMPE

fact benefited the owner, the benefit may be set off against the value of the land condemned.[303] But there may not be taken into account any supposed benefit which the owner may receive in common with all from the public use to which the property is appropriated.[304] Where Congress condemned certain lands for park purposes, setting off resulting benefits a

ich the property is presently devoted but also that to which it may be readily converted.[311] But the value of the property to the Government for its particular use is not a criterion.[312] In two recent cases the Court held that the owners of cured pork[313] and black pepper[314] which was requisitioned by the Government during the war could recover only the O.P.A. ceiling price for those

and the cost of preparing the space for occupancy by the Government are proper elements to be considered in determining the fair rental value of the premises for the period taken.[318] These elements are not taken into account in fixing compensation for condemnation of leaseholds for the remainder of their term.[319] In Kimball Laundry Co. v. United States,[320] the Court by a close division held that when the United States condemned a laundry plant for temporary occupancy, evidence should h

te

alled "an amount sufficient to produce the full equivalent of that value paid contemporaneously with the taking."[323] If the owner and the Government enter into a contract which stipulates the purchase price for lands to be taken, with no provision for interest, the Fifth Amendment is inapplicable and

of Right to

7] The estimate of just compensation is not required to be made by a jury, but may be entrusted to commissioners appointed by a court or by the executive, or to an inquest consisting of more or fewer men than an ordinary jury.[328] The federal courts may take jurisdiction of an action in ejectment by a citizen against officers of the Government, to recover property of which he has been deprived by fo

32] In time of war or immediate public danger private property may be impressed into public service without the consent of the owner, but such taking raises an implied promise on the part of the United States to reimburse the owner.[333] An obj

o

Wilson, 114 U

Ibid

ed States, 117 U.S

v. Moreland, 258

lson, 114 U.S.

ited States, 163 U.

Wilson, 114 U

ited States, 117

United States, 12

es v. DeWalt, 12

ilson, 114 U.S.

ted States, 301

Bain, 121 U.S.

nited States, 22

Sayre, 158 U.S.

irin, 317 U.S. 1

ange, 18 Wall.

bid. 1

. 631) for the temporary civil government of the Philippine Islands. To the same effect are United States v. Sanges,

v. Oppenheimer, 2

s v. Ball, 161 U.

Lange, 18 Wa

ited States, 330

nter, 336 U.S.

eat. 579 (1824); Logan v. United

2 U.S. 148 (1891); Thompson v. Un

New Mexico, 242

Hunter, 336 U

. Loisel, 262

ted States, 207 U.

ady, 208 U.S. 386

s v. Wilson, 7 Pe

U.S. 344 (1906); United States v.

also Carter v. McClaughry, 183 U.S. 365 (1902)

elsen, 131 U.S.

. Mitchell, 303

328 U.S. 640 (1946); United Sta

United States, 3

Co. v. United States

U.S. 48

nited States, 11

s v. La Franca, 2

. Mitchell, 303

g Corp. v. United State

v. Furlong, 5 Whe

0 U.S. 377 (1922); Jerome v. Un

man, 166 U.S. 6

(2nd ed., 1923); also Edward S. Corwin, The Supreme Court's Construction of

oyd v. United States, 116 U.S. 616 (1886); Counselman v. Hitch

.S. 367, 370 (1951); United States

U.S. 479, 486 (1951); Mason v. Unit

.S. 367, 371 (1951); United States

ker, 161 U.S. 591

, 236 U.S. 79 (1915); and Biddle

v. Murdock, 284 U

nited States, 322

. 591 (1896); Johnson v. Unit

ed States enjoys a statutory right to have the jury instructed that his failure to testify creates no

6); Wilson v. United States, 162 U.S. 613 (1896

U.S. 33

bb case inapplicable to a case in which respondent, while under arrest for assault with intent to rape,

ted States, 274 U.S.

. United States, 340 U.S. 332 (1951); Rogers v. United States, 3

ted States, 218

California, 342

s, 221 U.S. 2

Banton, 262 U

ler, 262 U.

v. McCarthy, 25

Arndstein, 262

. Arndstein, 26

v. United States, 221 U.S. 361 (1911); Oklahom

es v. White, 322

ted States, 340 U.

pp. 825

5 U.S.

side the constitutional protection of the Fifth Amendment. The validity of such a doctrine lies in the scope of its implications. The claim touches records that may be required to be kept by federal regulatory laws, revenue measures, labor and census legislation in the conduct of business which the understanding and feeling of our people still treat as private enterprise, ev

tutes, Part 2,

8 (1884); also Den ex dem. Murray v. Hoboken Land & Improvement Co., 18 How. 272, 280 (1856); Twining v. New Je

ndford, 10 How.

923). See also Adair v. United States, 208 U.S. 161

Hoboken Land & Improvement

ed States (Sinking Fund Cas

nited States, 163 U

.S. 253, 263 (1905); cf. Quon Quon

vidson, 181 U.S.

w Mexico, 242 U.S

s. v. Ynchausti & Co., 2

ions were reached by a divided Court. In the Yamashita Case, Justices Rutledge and Murphy dissented

97, 102 (1878). Public Clearing Hous

all, 107 U.S. 2

imson, 154 U.S. 447, 489 (1894); Cooke v.

Wall, 107 U.

U.S. 13 (1879); Johnson v. Sayre, 158 U.S. 109 (1895); Mullan v. United States,

Anderson, 255

ed States, 162 U.S

tah, 110 U.S.

ited States, 284 U.

liott, 167 U.S.

xico ex rel. Griffin,

. American Fruit Product

. Ward, 308 U

er v. Ritch, 195

ank v. Moyses, 186 U

strict of Columbia,

Davidson, 181

Creek Coal & Coke Co.

nited States, 23

United States, 26

ted States, 319

v. Administrator, 312 U

1 U.S. 5

Ibid

. v. National Labor Relation

t, 207 U.S. 127, 136, 138, 142 (1907); L

(1931). Cf. Springer v. United States, 102 U.S. 586, 593 (

ng v. McGrath, 339

ited States, 304 U

ons Board v. Mackay Co., 30

States, 271 U.S. 268 (1926). See also United Stat

. National Labor Relations Boar

v. Denver, 210

ons Commission v. WJR, 33

ical, nor is any particular form of procedure necessary." Inland Empire Council v. Millis, 325 U

8 U.S. 3

ne and Cardozo, while concurring in the r

ne Co., 315 U.S. 575, 586 (1942); Federal Power Comm

ion v. Hope Natural Gas Co.

7 U.S. 1

9 U.S. 1

Ibid

). Justices Black, Dougl

also Yamataya v. Fisher, 189 U.S. 86, 100 (1903). Cf. Unite

avig. Co. v. Stranaha

S. 454, 457 (1920). See also Chin Yo

U.S. 161 (1904). See also Quon Quon Po

v. Wolf, 226 U

9 U.S. 3

(1946); 5 U.S.C. §

of Immigration, 273 U.S. 103, 106 (1927). Se

8 U.S. 2

v. White, 259 U.S

ssenting Justices, Justices Douglas, Murphy and Rutledge, argued th

llace, 306 U.S. 1, 14 (1939); Sunshine Anthracite Coal Co. v. Adkins, 310 U.S.

ates ex rel. Weiner, 30

olumbia v. Brooke,

v. Johnson, 264 U.

k Royal Co-operative, 307

. Wallace, 306

v. United States, 3

Hodge, 334 U

hern Pacific Co., 3

3 U.S. 1

bid. 19

, 336 U.S. 106, 112 (1949): "I regard it as a salutary doctrine that cities, states and the Federal Government must exercise their powers s

U.S. 161,

U.S. 177,

U.S. 525,

U.S. 379,

teel Co. v. United States

2 (1911); Wilson v. New, 243 U.S. 322 (1917); Ellis v. United States, 206

. The "Eudora," 1

& W.R. Co. v. Schuber

(1930); Virginian R. Co. v. System Federation, 300 U.S. 515, 559 (1937); Nati

States v. Rock Royal Co-operative, 307 U.S. 533 (1939); Sunshine Anthracite Co

v. Tokushige, 273

v. Trinidad, 271 U

Rhodes, 331 U.S

Stone, 333 U.

U.S. 194,

Lee, 12 Wall.

timore & O.R. Co.,

(1927), 33 U.S.C.

er Co. v. Marshall,

v. Smith, 307

ans-Snider-Buel Co.,

. Gonzales, 232

nandez y Morales,

rel. Burnett v. Teller,

Co. v. United States

t Co. v. Calhoun,

95); see also Margolin v. United States, 269 U.S

. Filburn, 317

River Logging R. Co.,

Gulf & S.I.R. Co.,

S. 571, 579 (1934). See also Perry v

Stock Land Bank v. Radf

untain Trust Co.,

Bank & Trust Co. v. Chicago R.I.

rving Trust Co., 2

Street Bldg. Corp.

ted States, 292 U.

Osborn, 240 U

Goodcell, 228

. Co. v. Davis, 30

. Heinszen & Co., 206

ew York & C. Mail S.S. C

o., 304 U.S. 144 (1938); Carolene Products

ar Co. v. Illinois C.R.

S. 515, 559 (1937); National Labor Relations Board

ions Board v. Stowe Spinni

ations Board v. Mackay C

38, 146 (1948). See also Bowles v

Jackson, 96 U

4 U.S. 497 (1904); sustained in Donaldso

U.S. 497

Magnetic Healing v. McAnn

aukee Social Democratic Pub. Co.

tes, 298 U.S. 38 (1936); Denver Union Stock Ya

in Federal Power Commission v. Natural Gas Pipeline Co., 315 U.S. 575, 586 (1942) to the effect that the

S. 591, 602,

(1936); United States v. New York Telephone Co., 326 U.S. 638 (1946); No

, 308 U.S. 141 (1939); Champlin Refining

Co. v. United States, 3

Co. v. United States, 2

Co. v. United States

. Co. v. United States, 26

s, 270 U.S. 287 (1926). Cf. Seaboard Air Lin

rwind-White Coal Mine Co.

y General v. Delaware & Hudson Co.,

es v. Lowden, 308

.R. Co. v. Mottley,

P.R. Co. v. United Sta

nt Board v. Alton R. Co

v. Bennett, 232 U.

Tait, 265 U.

rner Stores Corp., 31

Union P.R. Co., 240

ited States, 195 U

White, 181 U.

one Tracy Co., 22

& Type Co. v. Bowers,

nited States, 232 U

is, 301 U.S. 548 (1937); Helveri

. McCaughn, 280

a Packers' Associatio

g & By-Products Co. v. S

orks v. United States

orthwest Steel Mills

U.S. 340 (1945); cf. Coolidge

8). See also Blodgett v. Holden, 275 U.S. 142 (

. Donnan, 285

Insurance Companies, 20 Wall. 323, 331, 341 (1874); Brushaber v. Union P

0 U.S. 409 (1930); see also Reine

v. Mitchell, 303

Nat. Grocery Co., 3

. Brady, 184 U

1 U.S. 497 (1930); United States

v. Smith, 289 U

also Brader v. James, 246 U.S. 88 (1918); Williams v. Johnson, 2

665 (1912). See also English v.

249 (1908). See also United States ex re

. Amos, 255 U.

x rel. Brown v. Lane,

.S. 302, 309 (1907); Carpente

.S. 513, 518 (1883); United States

s v. Lynah, 188 U.

ted States, 91 U.

nited States, 160 U

tkinson Co., 313 U.

Page (Miller) v. United States, 11 Wall. 268, 304 (1871); Woodson v. Deutsche G. & S.S.V. Roessler, 292 U.S.

Wallace, 255 U.S

rk, 332 U.S. 469 (1947); Becker Stee

tates, 282 U.S. 481 (1931), followed in G

United States, 147

7 U.S. 5

Ibid

(1896); Rindge Co. v. Los Angeles County, 262 U.S. 700, 709 (1923); Old Dominion Land Co.

U.S. 546

Gettysburg Electric R.

nited States, 26

Co. v. United States, 1

58 (1882). See also Hollister v. Benedic

l Co. v. United State

per Co. v. United Stat

o. v. United States, 22

nd Co. v. United Stat

v. Sponenbarger, 3

all. 457,

1 U.S. 7

Ibid

es v. Causby, 328

327 (1922). Cf. Portsmouth Harbor Land & Hotel Co. v. United State

hington Terminal Co.,

ed States, 166 U.S.

Wall. 5

Ibid

achian Electric Power Co., 3

tkinson Co., 313 U.

. Commodore Park, Inc

ster Cultivation Co. v. B

. Chandler-Dunbar Co.

Willow River Power Co

alachian Electric Power Co

U.S. 445 (1903). See also Jacobs v

v. Cress, 243 U.S. 3

s v. Dickinson, 33

. Kansas City Ins. Co

tes v. Cress, 24

v. United States,

8 (1897); Sharp v. United States,

tes v. Welch, 21

. Ross, 167 U.

Co. v. United States, 1

r v. Quinn, 287 U.

nited States, 19

Co. v. United States, 1

elson, 319 U.S. 266, 281 (1943); United S

n, 319 U.S. 266, 275 (1943); United States v.

See also Olson v. United States, 292 U.S. 246 (1934). Cf.

U.S. 403 (1879); McCandless v. U

. Chandler-Dunbar Co.

. John J. Felin & Co.

Commodities Trading Cor

urt reversed a decision of the Court of Claims which based an award for an obsolete Great Lakes car ferry in part on a

United States, 2

General Motors Corp., 3

Ibid.

v. Petty Motor Co.,

8 U.S. 1

1 U.S. 1

nited States, 308 U

, 304 U.S. 119, 123 (1938); Jacobs v.

United States, 3

.S. 298 (1926). See also Phelps v.

Co. v. United States, 1

s v. Jones, 109 U.

Ross, 167 U.S.

es v. Lee, 106 U.

.S. 13 (1933); United States v. Grea

. Kincaid, 285

Southern Kansas R. Co.,

es v. Russell, 13

United States, 147

NDM

SED IN CRIMINA

a

of the am

inst the Uni

by j

ial ju

of tri

ion of

confron

ce of co

SED IN CRIMINA

ndm

shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be co

of the

nization of its territorial government.[4] In in re Ross[5] the requirements of this amendment were held to cover only citizens and others within the United States or who are brought to the United States for trial for alleged offenses committed elsewhere, not

ainst the U

.[8] The nature of the act and the severity of punishment prescribed determine whether an offense is serious or petty. A penalty of $50 for a violation, not necessarily involving moral delinquency, of a revenue statute indicates only a petty offense.[9] The unlawful sale of the unused portion of railway excursion tickets without a license, is at most an infring

junction have been held not to be criminal prosecutions. Only a prosecution which is technically criminal in its nature falls within the pur

l by

power to instruct the jurors as to the law and advise them in respect of the facts,[20] and the verdict must be unanimous.[21] But the requirement of a jury trial is not jurisdictional; it is a privilege which the defendant may waive with the consent of the Government and the approval of the court. There is no distinction between a co

rtia

er court, he is put on trial for the offense charged. * * * To accord to the accused a right to be tried by a jury, in an appellate court, after he has been once fully tried otherwi

creased, this decision created difficulties in securing properly qualified jurors. To meet the situation, Congress removed the disqualification by statute in 1935. In United States v. Wood,[26] the act was held valid as applied in a criminal prosecution for theft from a private corporation. By a narrow majority the Court has subsequently held that government employees as a class are not disqu

ptory challenges was without merit.[29] It is good ground for challenge for cause that a juror has formed an opinion as to the issue to be tried. But every opinion which a juror may entertain does not necessarily disqualify him. Upon the trial of the issue of fact raised by such a challenge, the Court mu

e of

as not physically present in Missouri when notice of ratification was dispatched.[35] The offense of obtaining transportation of property in interstate commerce at less than the carrier's published rates,[36] or the sending of excluded matter through the mails,[37] may be made triable in any district through which the forbidden transportation is conducted. By virtue of a presumption that a letter is delivered in the district to which it is addressed, the offense of scheming to defraud a corporation by mail was held to have been committed in that district although the letter was posted elsewhere.[38] The Constitution does not require any preliminary hearing before issuance

tion o

of the legislature which the statute fails to state."[43] A criminal statute which is so vague that it leaves the standard of guilt to the "variant views of the different courts and juries which may be called on to enforce it"[44] cannot be squared with this provision. Thus it was held, in the United States v. Cohen Grocery Co.,[45] that a statute making it unlawful "for any person willfully * * * to make any unjust or unreasonable rate or charge in handling or dealing in or with a

on of a specific constitutional right,"[52] and held that such "requirement of a specific intent to deprive a person of a federal right made definite by decision or other rule of law saves the Act from any charge of unconstitutionality on the grounds of vagueness."[53] Justices Murphy and Rutledge considered the statute to be sufficiently definite with respect to the offense charged and thought it unnecessary to anticipate doubts that might arise in other cases.[54] However, to prevent a stalemate, Justice Rutledge voted with the four members who believed the case should be reversed to be tried again on their narrower interpretation of the statute. Justices Roberts, Frankfurter and Jackson found the act too indefinite to be rescued by a restrictive interpretation. With respect to the effect of the requirement of willfulness, they said: "If a statute does not satisfy the due-process requirement of giving decent advance notice of what it is which, if

ributions by members of Congress from federal employees for any political purpose,[62] or penalizing the copying or taking of documents connected with the national defense, with intent, or reason to believe that they are to be used to the injury of the United States or to the advantage of a foreign nation,[63] have been held to be sufficiently definite to be constitutional

of the words, fully descriptive of the offense, it is sufficient if the indictment follows the statutory phraseology;[67] but where the elements of the crime have to be ascertained by reference to the common law or to other statutes, it is not sufficient to set forth the offense in the words of the statute; the facts necessary to bring the case within the statutory definition must also be alleged.[68] If an offense cannot be accurately and clearly described without an allegatio

f Confr

ations,[74] nor of the stenographic report of testimony given at a former trial by a witness since deceased.[75] An accused who is instrumental in concealing a witness cannot complain of the admission of evidence to prove what that witness testified at a former trial on a different indictment.[76] If the absence of the witness is chargeable to the negligence of the prosecution, rather than to the procurement of the

nce of

or to decline to answer questions as to his alienage.[80] The right to counsel is violated where, over the defendant's objection, the court requires his counsel to represent a co-defendant whose interest may possibly conflict with his;[81] likewise where the trial judge decided, without notice to a defendant and without his presence, that the latter had consented to be represented by counsel who also represented another defendant in the same case.[82]

o

Wilson, 127 U.

U.S. 145 (1879). See also Lovato v

o Rico, 258 U.S. 2

United States, 1

U.S. 453

Ibid

ates v. Coolidge, 1 Wheat. 415 (1816); United States v. Britton, 108

ilson, 127 U.S.

ted States, 195 U

lumbia v. Clawans,

olumbia v. Colts,

Wilson, 127 U

320 (1909); Hepner v. United States, 213 U.S. 103

Williams, 194 U.S. 279, 289 (1904); Z

ompers v. United States, 233 U.S. 604 (1914)

v. Zucker, 161 U.

Hitchcock, 142 U.

nited States, 28

343, 350 (1898); Rassmussen v. U

ion Co. v. Hof, 17

581, 586 (1900); Andres v. Uni

nited States, 28

. Haubert, 198

ilson, 127 U.S.

United States, 21

U.S. 12

nited States, 335

nited States, 33

ited States, 250 U

United States, 98

United States, 24

. Loisel, 265 U

Henkel, 194 U.

); Hyde v. United States, 225 U.S. 347 (1

nited States, 20

Co. v. United States

v. Johnson, 323 U

ted States, 285 U.

Cf. Tinsley v. Treat, 205 U.S. 20 (1907);

ited States, 241

.S. 202, 211 (1890); United States

o United States v. Socony-Vacuum Oil Co., 310 U.S. 150, 250-2

also Viereck v. United States, 318 U.S. 236 (1943); K

cery Co., 264 F. 218, 220 (1920

U.S. 81

Ibi

.S.C. §

s v. Spector, 343

U.S. 91

the Criminal Code

U.S. 91

Ibid.

Ibid.

bid. 1

Ibid.

U.S. 97

et al. v. United State

es v. Petrillo,

v. Darby, 312 U.S

ted States, 229

es v. Alford, 27

s v. Wurzbach, 28

ited States, 312

ted States, 303

reveport Grain & Elevato

ted States v. Simmons, 96 U.S. 360 (1878); Bartell v. United States

ted States, 155 U.

es v. Carll, 105

s v. Cook, 17 Wal

ted States, 161 U

v. Van Duzee, 140 U

ited States, 272 U.

nited States, 22

U.S. 47, 61 (1809); Robertson v.

ted States, 156 U.

nited States, 98 U

ited States, 178

ited States, 174

Zerbst, 304 U.S.

rel. Bilokumsky v. Tod

United States, 3

es v. Hayman, 34

ited States, 317

ltke v. Gillies, 332 U.S. 708 (1948). See also Unite

NDM

L TR

a

ury in civ

rpose of the

, elements of

s and cases a

erned by the

force of the

and ju

by the co

d verdi

ght of trial

te courts to the

L TR

ndm

ght of trial by jury shall be preserved, and no fact tried by a jury, shall be otherwise r

Jury in C

PURPOSE OF

falling to their jurisdiction on account of the diversity of citizenship of the parties, the federal courts would conform their procedure to the laws of the several States.[2] The omission, however, raised an objection to the Constitution which "was pressed with an urgency and zeal * * * well-nigh preventing its ratification."[3] Nor was the agitation assuaged by Hamilton's suggestion in The Federalist that Congress would have a

Y, ELEMENTS

equisite is "that there shall be a unanimous verdict of the twelve jurors in all federal courts where a jury trial is held."[7] Assuming such a jury, the amendment has for its primary purpose the preservation of "* * * the common law distinction between the province of the court and that of the jury, whereby, in the absence of express or implied consent to

RTS AND CAS

roper to assert in courts of law and by the appropriate modes and proceedings of courts of law."[14] The term "common law" is used in contradistinction to suits in which equitable rights alone were recognized at the time of the framing of the amendment and equitable remedies were administered.[15] Hence it does not apply to cases where recovery of money damages is incide

OVERNED BY

ces on the ground that the suit in question was not a suit

e claims against th

law against a municipality, based

naturalization cert

deportation o

amages in patent in

nd Harbor Workers' C

into reasonableness of fees paid by person for l

toms appraisers in regard

nfringement of the constitutional right to t

cific answers to special interrogations

ing judgment by default in an action ex contractu,

ute making a certified copy of a coroner's verdi

ving prima facie effect to findings of

oks and papers, make computations, hear testimony, and render a report which will serve as pri

on, the State of Louisiana from continuing to trespass upon lands under the ocean beyon

FORCE OF T

bill in equity to state any counterclaim arising out of the same transaction; such rule was not intended to change the line between law and equity, and must be construed as referring to equitable counterclaims only.[35] Nor may the distinction between law and equity, so far as federal courts are concerned, be obliterated by State legislation.[36] So, where State law, in advance of judgment, treated the whole proceeding upon a simple contract, including determination of validity and of amount due, as an equitable proceeding, it brought the case within the federal equity jurisdiction on removal. Ascertainment of

e an

N BY THE

l questions of fact are ultimately submitted to the jury;[40] to call the jury's attention to parts of the evidence he deems of special importance,[41] being careful to distinguish between matters of law and matters of opinion in relation thereto;[42] to inform the jury when there is not sufficient evidence to justify a verdict, that such is the case;[43] to direct the jury, after plaintiff's case is all in, to return a verdict fo

TED V

of these,[50] in which the same Justice spoke for the Court as in the Slocum Case, it was held that a trial court had the right to enter a judgment on the verdict of the jury for the plaintiff after overruling a motion by defendant for dismissal on the ground of insufficient evidence. The Court owned that its ruling was out of line with some of its expressions in the Slocum Case.[51] In the second case[52] the Court sustained a United States district court in Arkansas, in an action between parties of diverse citizenship, in rejecting a motion by defendant for dismissal and peremptorily directing a verdict for the plaintiff. The Supreme Court held that there was ample evidence to support the verdict and that the trial court, in following Arkansas procedure, had acted consistently with the Federal Conformity Act.[53] In the third case,[54]

RIGHT OF T

d for the trial of issues of fact in civil cases by the court without the intervention of a jury, only when the parties waive their right to a jury by a stipulation in writing. Revised Statutes sections 648, 649."[57] This statutor

ATE COURTS TO T

law tried before juries in United States courts. It applies equally to a case tried bef

o

rand, Rec

Conformity Act,

ntaries on the Con

list, Nos.

95 U.S. 654, 657 (1935); Parsons v.

t a civil trial before a justice of the peace in the District of Columbia, altho

ishing Co. v. Fisher, 166 U.S. 464 (1897); Springville v. Thomas, 16

& S.P.R. Co., 165 U.S. 593, 596 (1897); Gasoline Products Co. v. Champlin Ref. Co.,

ef. Co., 283 U.S. 494, 498 (1931); Ex p

(1874); Justices of the Sup. Ct. v. United States ex rel. Murray, 9 Wall. 274, 277 (1870); Walk

437, 460 (1851); Kennon v. G

ion Co. v. Hof, 17

nvolved The Federal Employers Liability Act of 1908. The ruling is follow

Thomas, 18 How.

433, 447 (1830); Barton v. Bar

, 325 (1886); Pease v. Rathbun-Jone

, 5 How. 441, 460 (1847). See also The "Sarah,"

ee also Interstate Commerce Commission v. Brimson, 154 U.S. 44

. 426, 440 (1880). See also Galloway v.

ee also United States v. Realty Co., 163 U.S. 427, 439 (1896);

ted States, 231 U

s, 25 F. (2d) 107 (1928); certio

on Works, 270 F. 489 (1921); cert

Benson, 285 U.

nd Henderson, 210

Hedden, 137 U.S.

xico & S.P.R. Co., 16

v. United States, 187

s. Co., 28 F. (2d) 545 (1928), cer

h Valley R. Co., 236

Peterson, 253

s v. Louisiana, 3

(1850); Hipp v. Babin, 19 How. 271, 278 (1857); Lewis v. Cocks, 23 Wall. 466, 470 (1874);

rving Trust Co., 287

Co., 260 U.S. 360, 364 (1922). See also Sta

ntral Ohio R. Co.,

891); Buzard v. Houston, 119 U.S. 347 (1886

nk, 112 U.S. 405 (1884); Chapman v. Brewer, 114 U.S. 158 (1885); Cummings v. Merchants Nat. Bank, 101 U.S. 153, 157 (1880

er & Eddy Corp., 26

U.S. 545, 553 (1886); United States v. Re

. 1, 80 (1830); Magniac v. Thompson, 7 Pet. 348, 390 (1833); Mitchell v. Harmony

Dunn, 14 Pet.

116, 121 (1875); Randall v. Baltimore & Ohio R.R. Co., 109 U.S. 478, 482 (1883); Me

7 U.S. 674 (1895); Randall v. Baltimore & Ohio R.R.

ion Co. v. Hof, 17

Cattle Co. v. Mann, 1

hiedt, 293 U.S. 4

U.S. 36

entals of Procedure in Actions at Law

. Line v. Redman,

Ibid.

l Benefit Assn., 3

U.S.C.

United States, 31

a claim against the United States need not have been

lso Rogers v. United States, 141 U.S. 548, 554 (1891); Parsons v.

(1885), holding it error for a judge, in absence of an

27), holding jury trial waived by an appearance and

aston, 106 U.S.

e Co. v. Kennedy, 3

s ex rel. Murray, 9 Wall. 274 (1870); Chicago, B.

NDM

ND OTHER PUNIS

a

ive ba

ive fi

nusual puni

MENT F

ndm

nor excessive fines imposed, nor cru

e judges? What is understood by excessive fines? It lies with the court to determine. No cruel and unusual punishment is to be inflicted; it is sometimes necessary to hang a man, villains often deserve whipping, and perhaps having their ears cut off; but are we in future to be prevented from inflicting these punishments because

ssiv

idence was introduced. The Court held that bail set before trial at a figure higher than reasonably calculated to assure the presence of defendant at his trial is "excessive" in the sense of the Eighth Amendment, and that the case of each defendant must be determined on its merits. Bail of larger amount than that usually fixed for serious

sive

e fine was apparent on the face of the record.[7] In a dissenting opinion in United States ex rel. Milwaukee Publishing Co. v. Burleson,[8] Justice Brandeis intimated that the additional mailing costs incurred by a newspaper t

Unusual

he extent of the constitutional provision which provides that cruel and unusual punishments shall not be inflicted, but it is safe to affirm that punishments of torture, ... and all others in the same

ce of two other Justices he wrote that the amendment was directed "against all punishments which by their excessive length or severity are greatly disproportioned to the offenses charged."[13] Eighteen years later a divided Court condemned a Philippine statute prescribing fine and imprisonment of from twelve to twenty years for entry of a known false statement in a publi

o

of Congress

Ib

S.C. §§ 3

Boyle, 342

§ 156 (a) (1)

Landon, 342 U

tkins, 7 Pet. 5

U.S. 407

Ibid

U.S. 130

Ibid.

U.S. 32

bid. 3

d States, 217 U.S.

.S. 391 (1916). Cf. Donaldson v. Rea

NDM

TAINED BY

ndm

tain rights, shall not be construed to deny

ined.[1] An argument that the competition of the TVA in selling electricity at rates lower than those previously charged by private companies serving the area amounted to an indirect regulation of the rates of those companies and a destruction of the liberty said to be guaranteed by the Ninth Amendment to the people of the

o

.S. 75, 9

ower Co. v. T.V.A., 306

e of Justice Chase in Calder v. Bull, 3 Dall. 386, 388 (1798); and of Justic

DMEN

D STATE

a

nd purp

xing p

merce p

e pow

es and instrum

D STATE

dmen

Constitution, nor prohibited by it to the States, are

and

rved to the States was clearly indicated by its sponsor, James Madison, in the course of the debate which took place while the amendment was pending concerning Hamilton's proposal to establish a national bank. He declared that: "Interference with the power of the States was no constitutional criterion of the power of Congress. If the power was not given, Congress could not exercise it; if given, th

y of its phraseology, which would prove highly dangerous to the liberties of the people, and the rights of the states, * * *" and he cited the adoption of the Tenth Amendment to allay these apprehensions, in support of his contention that the power to create corporations was reserved by that amendment to the States.[4] Stressing the fact that this amendment, unlike the cognate section of the Art

axing

dependent of the general government as that government within its sphere is independent of the States."[7] In 1939, Collector v. Day was expressly overruled.[8] Nevertheless, the problem of reconciling State and national interests still confronts the Court occasionally, and was elaborately considered in New York v. United States,[9] where, by a vote of six-to-two, the Court upheld the right of the United States to tax the sale of mineral waters taken from property owned by a State. Speaking for four members of the Court, Chief Justice Stone justified the tax on the ground that "The national taxing power would

mmerce

parate States; except, indeed, as a necessary and proper means for carrying into execution some other power expressly granted or vested."[14] Similarly, in the Employers' Liability Cases,[15] an act of Congress making every carrier engaged in interstate commerce liable to "any" employee, including those whose activities related solely to intrastate activities, for injuries caused by negligence, was held unconstitutional by a closely divided Court, without explicit reliance on the Tenth Amendment. Not until it was confronted with the Chil

,[19] on the sale of coal produced by nonmembers of a coal code established as a part of a federal regulatory scheme,[20] and a tax on the processing of agricultural products, the proceeds of which were paid to farmers who complied with production limitations imposed by the Federal Government,[21] were all found to invade the reserved powers o

or a unanimous Court, Chief Justice Stone wrote: "The power of Congress over interstate commerce 'is complete in itself, may be exercised to its utmost extent, and acknowledges no limitations other than are prescribed in the Constitution.' * * * That power can neither be enlarged nor diminished by the exercise or non-exercise of state power. *

ce P

that such exercise may be attended by the same incidents which attend the exercise by a State of its police power."[29] And in a series of cases, which today seem irreconcilable with Hammer v. Dagenhart, it sustained federal laws penalizing the interstate transportation of lottery tickets,[30] of women for immoral purposes,[31] of stolen automobiles,[32] and of tick-infested cattle.[33] It affirmed the power of Congress to punish the forgery of bills of lading purporting to cover interstate shipments of merchandise,[34] to subject prison made goods moved from one State to anothe

ties and Ins

ntrol the navigable waters within its jurisdiction. * * * There is no question that this power is superior to that of the States to provide for the welfare or necessities of their inhabitants."[40] Some years earlier, in a suit brought by Kansas to prevent Colorado from using the waters of the Arkansas River for irrigation, the Attorney General of the United States had unsuccessfully advanced the claim that the Federal Government had an inherent legislative authority to deal with the matter. In a petition to intervene in the suit he had taken the position, as summarized by the Supreme Court, that "the National Government * * * has the right to make such legislative provision as in its judgment is needful for the reclamation of all these arid lands and for that purpose to appropriate the accessible waters. * * * All legislative power must be vested in either the state or the National Government; no legislative powers belong to

ct its authority into other States, and across the continent, so as to prevent Congress from exerting the power it possesses under the Constitution over interstate and international commerce, or so as to exempt its corporation engaged in interstate commerce from obedience to any rule lawfully established by Congress for such commerce. It cannot be said that any State may give a corporation, created under its laws, authority to restrain interstate or international commerce against the will of the nation as lawfully expressed by Congress. Every corporation created by a State is necessarily subject to the supreme law of the land."[47] Even a charter contract between a State and an intrastate railroad, limiting the rates of the latter, is no barrier to enforcement of an order of the Interstate Commerce Commission requiring an increase in

o

v. Sprague, 282 U.

s of Congres

eat. 316

Ibid

Ibid

all. 113

Ibid

O'Keefe, 306 U

U.S. 572

Ibid.

Ibid.

Ibid.

es v. Dewitt, 9

Ibi

See also Keller v. United

U.S. 25

S. 100, 116

Furniture Co., 259 U

44 (1922). See also Trusler v

rter Coal Co., 29

es v. Butler, 29

U.S. 49

Ibid.

s, 301 U.S. 548 (1937); Helverin

Board v. Jones & Laughlin St

s v. Carolene Products Co., 304 U.S. 144, 147 (

(1941). See also Fernandez v. W

U.S. 14

Ibid.

v. Ames, 188 U

ted States, 227

nited States, 26

United States, 27

es v. Ferger, 25

lar Co. v. Illinois C.R.

eweries v. Day, 26

s at inns, theaters or public conveyances was found to exceed the powers conferred on Congress by the Thirteenth and Fourteenth Amendm

U.S. 92,

v. California, 29

hicago v. United States, 26

lorado, 206 U.S.

Appalachian Electric Power

tkinson Co., 313 U

es Civil Service Commission,

U.S. 31

U.S. 19

bid. 3

United States, 25

ssion, 321 U.S. 119 (1944). See also Federal Power Co

tional Grocery Co.,

rthwest Steel Mills,

DMEN

AGAINS

a

early interp

of state i

ate officials: t

proceed

n on injunction

edings today: Ex

gainst state

recover

State to

of immu

AGAINS

dmen

suit in law or equity, commenced or prosecuted against one of the United State

d Early In

ation of the Constitution or laws of the United States, "does not commence or prosecute a suit against the State," but continues one commenced by the State. The contrary holding would have virtually repealed the 25th Section of the Judiciary Act of 1789 (see p. 554), and brought something like anarchy in its wake. In Osborn v. Bank of the United States,[4] decided three years later, the Court laid down two rules, one of which has survived and the other of which was soon abandoned. The latter was the holding that a suit is not one against a State unless the State is a party to the record.[5] This rule the Court was forced to repudiate sev

of State

ibitions of the amendment to include suits brought against a State by its own citizens,[11] by a foreign state,[12] by a federally chartered corporation,[13] or by a State as an agent of its citizens to collect debts owed them by another State.[14] These rulings are based on the premise expressed in

tate Officials:

ction as to whether a suit is against the United States or a State.[19] The line is not always easy to draw, nor are the cases always strictly consistent. They do yield, however, to the formulation of certain general rules. Thus, suits brought against State officials acting either in excess of their statutory authority[20] or in pursuance of an unconstitutional statute[21] are suits against the officer in his individual capacity and ther

us Pro

ent of the bonds to such purpose after a new constitution had abolished this provision for retiring the bonds. The proceeding was held to be a suit against the State because: "The relief asked will require the officers against whom the process is issued to act contrary to the positive orders of the supreme political power of the State, whose creatures they are, and to which they are ultimately responsible in law for what they do. They must use the public money in the treasury

on on Injuncti

y constitute in fact the single largest class of cases involving the issue of State immunity. Until Reagan v. Farmers' Loan and Trust Company[29] the Court maintained a distinction between the duty imposed upon an official by the general laws of the State and the duty imposed by a specific unconstitutional statute and held that whereas an injunction would not lie to

ceedings Today

ugh the officials against whom the suits were brought were acting under general law. What remained of the distinction as a limitation upon suits against State officials was dispelled by Ex parte Young,[34] which not only sustained an injunction restraining State officials from exercising their discretionary duties but also upheld the authority of the lower court to enjoin the enforcement of the statute prior to a determination of its unconstitutionality. While Ex

ning tax officials from collecting death taxes arising from the competing claims of two States as being the last domicile of a decedent.[39] On the other hand, the Eleventh Amendment was held not to

Against Sta

real property in South Carolina which they had purchased from the State sinking fund commission but which had been retaken by the State because the purchaser insisted on paying for the property with revenue bond scrip i

o Recov

till in his possession.[45] Beginning, however, with Great Northern Life Insurance Co. v. Read[46] in 1944 the Court has held that this kind of suit cannot be maintained unless the State expressly consents to suits in the federal courts. In this case the State statute provided for the payment of taxes under protest and for suits afterwards against State tax collectio

f State t

ion to recover do not authorize suits in the federal courts. These rulings are based on the assumption that when the court is dealing "with the sovereign exemption from judicial interference in the vital field of financial administration a clear declaration of the State's intention to submit its fiscal problems to other courts

of Im

ials,[52] and by general law specifically consenting to suit in the federal courts. Such consent must be clear and specific and consent to suit in its own courts does not imply a waiver

o

all. 41

g in Larson v. Domestic & Foreign

. 264, 411-

eat. 738

id. 85

et. 110

ers, 123 U.S. 4

the United States, 9 W

ty v. Luning, 13

scoe v. Bank of Kentucky, 11 Pet. 257 (1837), and Bank of Kentucky v. Wister, 2 Pet. 318 (1829), where the State bank was held liable to suit even though the State owned all of the stock. Compare, however, Murray v. Wilson Distilling Co., 213 U.S. 151

e, 172 U.S. 516, 524 (1899); Duhne v. New Jersey, 251 U.S

ssissippi, 292 U.

Reeves, 178 U.

clude a suit by a State to collect debts which have been assigned to it and the proc

U.S. 1, 1

S. 313, 328

ed States see the discussion of the right of the United

This case applied the rule of United States v.

S. 682 (1949), where both the majority and dissenting opinions

chison, Topeka & S.F.R. Co. v. O'Connor, 223 U.S. 280 (1912); Greene v. Louisville & I.R

myth v. Ames, 169 U.S. 466 (1898); Ex parte Young, 209 U.S. 123 (1908); Truax v. Raich, 239 U.S. 33 (1915); Public Service Co. v. Corboy, 250 U.S. 153 (1919); Sterling v. Constantin, 287 U.S. 378 (1932); Davis v. Gray, 16 Wall. 203 (1873); Tomlinson v. Branch, 15

this last case the Court held that a suit would lie against the State Agricultural College, and relief could be granted to the extent that it would not affe

3); Hagood v. Southern, 117 U.S. 52 (1886); Chandler v. Dix, 194 U.S. 590 (1904); Murray v. Wilson Distilling Co., 213 U.S. 151 (1909); Hopkins v. Clemson Agricultural College, 221 U.S. 63

r v. McConnaughy, 140 U.S. 1, 10 (1891) where Justice Lamar also

ee also Christian v. Atlantic &

Elliott v. Jumel, 107

es where the official unlawfully commits or omits an act. See also Rolston v. Missouri Fund Commissioners, 120 U.S. 390, 411 (1887), where it is held that an injunction would lie to restrain

ation v. McComb, 92

U.S. 36

899), "There is a wide difference between a suit against individuals, holding official positions under a State, to prevent them, under the sanction of an unconstitutional statute, from committing by some positive act a wrong or trespass, and a suit aga

U.S. 443; and

U.S. 36

U.S. 46

U.S. 12

43 (1887); 172

ctions. See also Fenner v. Boykin, 271 U.S. 240 (1926), where an injunction to restrain the enforcement of a State law penalizing gambling contracts was denied. The rule of Ex parte Young applies equally to the governor of a State in the enforcement of an unconstitutional statute. Continental Baking Co. v. Woodring, 286 U.S. 352 (1932); Sterling v. Constantin, 287 U.S. 378 (1932). Joseph D. Block, "Suit Against Government Officers and the Sovereign Immunity Doctrine," 59 Harv. L. R

Larson v. Domestic and Foreign Co

Stat. 10

302 U.S. 292 (1937); see also Old Colony

., 308 U.S. 66 (1939). See also Mis

U.S. 19

U.S. 20

U.S. 541 (1918); Martin v. L

Reeves, 178 U.

& S.F.R. Co. v. O'Conn

U.S. 47

iana, 323 U.S. 459 (1945); Kennecott Copper Cor

S. 529 (1890); Hopkins v. Clemson Agr

Motor Co. v. Dept. of Treasury of Indiana, 323 U.S. 459 (1945); K

also Murray v. Wilson Distilling Co., 213 U.S.

(1883); Ashton v. Cameron County Water Im

ard, 235 U.S. 498 (1915); Misso

ng Smith v. Reeves, 178 U.S. 436 (1900); Chandler v. Dix, 194 U.S. 5

DMEN

N OF PR

a

eration of the

as free a

N OF PR

dmen

be counted;-The person having the greatest number of votes for President, shall be the President, if such number be a majority of the whole number of Electors appointed; and if no person have such majority, then from the persons having the highest numbers not exceeding three on the list of those voted for as President, the House of Representatives shall choose immediately, by ballot, the President. But in choosing the President, the votes shall be taken by states, the representation from each state having one vote; a quorum for this purpose shall consist of a member or members from two-thirds of the states, and a majority of all the states shall be necessary to a choice. And if the House of Representatives shall not choose a President whenever the right of choice shall

Operation of

eparate designation by the Electors of their choices for President and Vice President, respectively. The final sentence of clause 1, above, has been in turn superseded today by Amendment XX. In consequence of the disputed election of 1876, Congress, by an act passed in 1887, has laid down the rule that if the vote of a State is not c

s as Fr

pport party nominees in the event of their selection as electors is impossible to accept. History teaches that the electors were expected to support the party nominees. Experts in the history of government recognize the longstanding practice. Indeed, more than twenty states do not print the names of the candidates for electors on the general election ballot. Instead, in one form or another, they allow a vote for the presidential candidate of the national conventions to be counted as a vote for his party's nominees for the electoral college. This long-continued practical interpretation of the constitutional propriety of an implied or oral pledge of his ballot by a candidate for elector as to his vote in the electoral college weighs heavily in considering the constitutionality of a pledge, such as the one here required, in the primary. However, even if such promises of candidates for the electoral college are legally unenforceable because violative of an assumed constitutional freedom of the elector under the Constitution, Art. II, § 1, to vote as he may choose in the electoral college, it would not follow that the requirement of a pledge in the primary is unconstitutional. A candidacy in the primary is a voluntary act of the applicant. He is not barred, discriminatorily, from participating but must comply with the rules of the party. Surely one may voluntarily assume obligations to vote for a certain candidate. The state offers him opportunity to become a candidate for elector on his own terms, although he must file his declaration befo

o

ted in 1933, the term of the Preside

hosen before the time for beginning of his term, the Vice President-

U.S.C.

lair, 343 U.

id. 21

id. 22

id. 23

DMEN

INVOLUNTAR

a

rpose of the

nag

legal compulsions le

cemen

INVOLUNTAR

dmen

ment for crime whereof the party shall have been duly convicted, shall e

e power to enforce this artic

Purpose of

calities * * *." On the contrary, the term "servitude" appearing therein was declared to mean "a personal servitude * * * [as proven] by the use of the word 'involuntary,' which can only apply to human beings. * * * The word servitude is of larger meaning than slavery, * * *, and the obvious purpose was to forbid all shades and conditions of African slavery." But while the Court was initially in doubt as to whether persons other than negroes could share in the protection afforded by this amendment, it nevertheless conceded that although "* * * negro slavery alone was in the mind of the Congress which proposed the thirteenth article, [the latter] forbids any other kind of slavery, now or hereafter. If Mexican p

on

ent, or to refund the money or pay for the property advanced thereunder, prima facie evidence of an intent to defraud and punishable as a criminal offense; and which was enforced subject to a local rule of evidence which prevented the accused, for the purpose of rebutting the statutory presumption, from testifying as to his "uncommunicated motives, purpose, or intention." Inasmuch as a State "may not compel one man to labor for another in payment of a debt by punishing him as a criminal if he does not perform the service or pay the debt," the Court refused to permit it "to accomplish the same result [indirectly] by creating a statutory presumption which, upon proof of no other fact, exposes him to conviction."[9] In 1914, in United States v. Reynolds,[10] a third Alabama enactment was condemned as conducive to peonage through the permission it accorded to persons, fined upon conviction for a misdemeanor, to confess judgment with a surety in the amount of the fine and costs, and then to agree with said surety, in consideration of the latter's payment of the confessed judgment, to reimburse him by working for him upon terms approved by the court, which, the Court pointed out, might prove more onerous than if the convict had been sentenced to imprisonm

Legal Compulsions

ary servitude" was reject

es. Even prior to the amendment, such discriminations had never been "regarded as badges of slavery"; and it was not "the intent of the amendment to denounce every act which was wrong if done to a free man and yet justified in a condition of slavery."[13] Likewise, individuals who conspired to prevent citizens of African descent, because of their r

men, which have from earliest historical times been treated as exceptional, and involving, to a ce

public roads near his residence without direct compensation."[16] Similarly, the exaction by Congress of enforced military duty from citizens of the United States, as was done by the Selective Service Act of May 18, 1917 (40 Stat. 76); and the req

rnish such water, heat, light, elevator, telephone, or other service as may be required by the terms of the le

constrain a licensee to employ persons in excess of the number of the employees needed by the licensee in t

orc

t was the object of the amendment to secure. * * *"[20] It "is undoubtedly self-executing without any ancillary legislation, * * * [but] legislation may be necessary and proper to meet all the various * * * circumstances to be affected by it, and to prescribe proper modes of redress for its violation in letter or spirit." This

ns, or causes, or aids in the arrest or return of a person to peonage. The validity of this act was sustained in Clyatt v. United States;[23] and more recently, in United States v. Gaskin,[24] a proviso thereof was construed as capable of supporting a convictio

o

abama, 219 U.S.

Wall. 3

id. 69

U.S. 1

bid.

hich is now found in 8 U.S.C.A. § 56 and 18 U.S.C.A. § 1581, by the terms of which peonage was prohibited, and persons returning any one

Cases, 123 F

e ground that a State was not forbidden by this amendment from punishing a breach of contr

Ibid

U.S. 13

U.S. 25

ded in a dissenting opinion that a State is not prohibited by the Thirteenth Amen

.S. 3, 23-25 (1883); Plessy v.

nited States; 20

Baldwin, 165 U.S

ere sustained on similar grounds, as were municipal ordinances, enforced during the Depression, which compelled indigents physically able to perform manual labor to serve the municipality

It may be noted in this connection that labor leaders have contended that conscription of labor in time of war, unaccompanied by nationalization of industry, would mean that the conscripts, having thus bee

ding Co. v. Feldman, 25

ted. See Auto Workers v. Wis. Board, 336 U.S. 245 (1949), in which application of the Wisconsin Employment Peace Act in support of an order forbidding recurrent, intermittent work stoppages for unstated ends was held not to have impo

eprive any person of the equal protection of the laws or of equal privileges and immunities under the laws w

Cases, 109 U.S.

8 U.S.C.A. § 56;

.S. 207, 2

.S. 527, 5

DMEN

OF CI

a

ileges and immunities; due p

the United

urces of cit

tor

tion of the citi

d State cit

ratio

s and imm

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within the protect

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al devel

r: liberty:

ntract--labor

ition

s" defi

and the poli

niti

on the pol

," in ge

ition

ulsory vaccination: se

o education (of teache

ded by the first e

ntract (labor

ener

ting hours

ting labor

yment of children in h

ing payment

wage l

compensati

ve barga

Business affected wit

tor

v. New

ublicly determined r

opmen

on judicia

on Cas

he valuation

ic utilities (othe

neral

y expendi

d other expenditur

ble serv

y railway s

criminatory serv

ons applicable

s and pena

ions, business, profes

corpora

corporat

in gene

ts, discrimination, r

ting fraud in s

regulating boards

g stam

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rest, assig

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trades, occ

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s, professions, trade

resources of

nd ga

damaged by mining or

er

trus fruit i

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ns on own

lding lines

regulat

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measu

of water

age

ers

Drugs,

k 1

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and lotte

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ting liq

or vehicles and m

n to prop

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edial rights; poli

est fri

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tion

neral

purpo

lidity: excessive burden; ration

and inheritan

pes of t

e tax

ise ta

nce ta

y taxes (ass

axes (special a

tion to

d 1

persona

le perso

ral

tangibles s

angibles inv

nheritance, estat

tion ta

personal pr

measured by corp

measured by gr

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company

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neral

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in relation to spec

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s a taking for

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the abov

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advance of con

in civil pro

eral cri

ge and unif

lity

and judicial

dicti

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untary appearance or

s in personam: individuals,

n perso

foreign cor

of pro

-proceedings ag

--attachment p

rporations, estate

m--divorce pr

endant--false r

and hea

ve procee

tive proce

y procee

proceed

of notice an

s to regulate

rall

and pra

ent of ac

n abate

nses

and conti

ges, and pe

of limita

nd presump

dispensing wi

n criminal pr

ral

ight of accused to kno

of the gra

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trial by

tion: forced c

searches and

ed on perjured

ence of the accused

mpartial t

utes of a fa

el and unusual puni

jeopa

f prison

o the co

orrective

s: miscell

als

ew of State

ction of th

on of te

tutes State

sons

s jurisdic

ection of t

e classifi

tion

for the purpose

corporat

e tax

ance ta

hicle ta

taxes

ty tax

assess

e pow

ficati

tive discr

laws

relati

olies

nt for c

gatio

al righ

edur

doctri

to cour

ratio

of litiga

on of j

rtionment of re

neral

not tax

to vot

State's repre

qualification

neral

Public debt

. Enforce

the provi

OF CI

dmen

erein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any Stat

of the Un

OURCES OF

ates and those who are born abroad of American parentage; (2) those who achieve citizenship by qualifying for it in accordance with the naturalization statutes; (3) those who have citizenship thrust upon them, such as

ST

America, and (2) those who, having been "born outside the dominions of the United States," had migrated thereto and been naturalized therein. The States were competent, he conceded, to confer State citizenship upon anyone in their midst, but could not make the recipient of such status a citizen of the United States. The Negro, however, according to the Chief Justice, was ineligible to attai

ATION OF THE CI

ign state, not being "subject to the jurisdiction thereof," i.e., of the United States, are not citizens.[6] Likewise persons born on a public vessel of a foreign country while within the waters of the United States are not considered as having been born within the jurisdiction of the United States, and hence are not citizens thereof.[7] Conversely, a Chinese

ND STATE C

nt is necessary to convert the former into the latter. He must reside within the State to make him a citizen of it, but it is only necessary that he should be born or naturalized in the United States to be a citizen of the Union. It is quite clear, then, that there is a citizenship o

ORAT

article must be natural and not artificial persons; a c

es and I

ARLY HISTORY

tizens of each State as of the date of the adoption of the Fourteenth Amendment into privileges and immunities of United States citizenship and thereafter perpetuating this newly defined status quo through judicial condemnation of any State law challenged as "abridging" any one of the latter privileges. To have fostered such intentions, the Court declared, would have been "to transfer the security and protection of all the civil rights * * * to the Federal Government, * * * to bring within the power of Congress the entire domain of civil rights heretofore belonging exclusively to the States," and to "constitute this court a perpetual censor upon all legislation of the States, on the civil rights of their own c

belonged to the citizens of the States as such, and" that these had been "left to the State governments for security and protection" and had not been by this clause "placed under the special care of the Federal Government." The only privileges which the latter clause expressly protected against State encroachment were declared to be those "which owe their existence to the Federal Government, its National character, its Constitutio

NITIES OF CITIZENS

me which owe their existence to the Federal Government, its National character, its Constitution, or its laws." Among those then identified were the following: right of access to the seat of Government, and to the seaports, subtreasuries, land offices, and courts o

grievances;[18] the right to vote for national officers;[19] the right to enter public lands;[20] the right to be protected against violence while in the lawful custody of a United States marshal;[21] and the right to inform the United States authorities of

rred to rest their decision on the ground that the act interfered with the right of citizens to move freely from State to State. In thus rejecting the commerce clause, relied on by the majority as the basis for disposing of this case, the minority thereby resurrected an issue first advanced in the old decision of Crandall v. Nevada[28] and believed to have been resolved in favor of the commerce clause by Helson and Randolph v. Kentucky.[29] Colgate v. Harvey,[30] however, which was decided in 1935 and overruled in 1940,[31] represented the first attempt by the Court since adoption of the Fourteenth Amendment to convert the privileges and immunities clause into a source of protection of other than those "interests growing out of the relationship between the citizen and the national government." Here the Court declared that the right of a citizen, resident in one State, to contract in another, to transact any lawful business, or to make a loan of money, in any State other than that in which the citizen resides was a privilege of national citizenship which was abridged by a State income tax law excluding from taxable income interest received on money loaned within the State.[32] Whether or not this overruled p

T WITHIN THE PROTE

ainst the challenge that it abridged the immuniti

ting hours of la

ness of hiring persons to l

rs and examiners, and imposing liability on the mine owner fo

orks of the State to citizens of the United State

injuries caused by negligence of fellow servants, and

ainst liability for negligence in delive

ourt to license a woma

debt owing from a resident of another State and se

he manufacture and sale o

ing the method of ca

ting the franchise t

a declaration of intention to become citizens and residen

fe at time of husband's death is a nonresi

ight to jury trial in civi

ght voluntarily to associate together as a military company or organization, or to drill * * *, without, and independ

ht amendments to the Federal Constitution against the powers of the Federal Government"; and specifically, that the right to be tried for an offense only upon indictment, and by a jury of 12, rests with the State governments and is not protected by the Fourteenth Amendment. "Those are not distinctly p

wledge that the association has failed to file its constitution and membership lists. The privilege of remaining a member of such an as

peal in criminal cases for errors o

ent of poll taxes a prerequi

s within the State are taxed at 10¢ per $100. "* * * the right to carry out an incident to a trade, bus

State office is a privilege of State ci

itical party be signed by at least 200 voters from each of at least 50 of the 102 counties in the State, not

ess of L

CAL DEV

dment it would be hard to say that a State law in like terms was void under the Fourteenth,"[59] the significance of the due process clause as a restraint on State action appears to have been grossly underestimated by litigants no less than by the Court in the years immediately following its adoption. From the outset of our constitutional history due process

thout judicial interpretation, therefore, both State and National, of the meaning of this clause. And it is sufficient to say that under no construction of that provision that we have ever seen, or any that we deem admissible, can the restraint imposed by the State of Louisiana upon the exercise of their trade by the butchers of New Orleans be held to be a deprivation of property within the meaning of that provision."[62] Four years later, in Munn v. Illinois,[63] the Court again refused to interpret the due process clause as invalidating State legislation regulating the rates charged for the transportation

voked in the judicial forum or the more enlarged theatre of public discussion. But while it has been part of the Constitution, as a restraint upon the power of the States, only a very few years, the docket of this court is crowded with cases in which we are asked to hold that State courts and State legislatures have deprived their own citizens of life, liberty, or property without due process of law. There is here abundant evidence that there exists some strange misconception of the scope of this provision as found in the Fourteenth Amendment. In fact, it would seem, from the character of many of the cases before us, and the arguments made in them, that the clause under consideration is looked upon as a means of bringing to the test of the decision of this court the abstract opinions of every unsuccessful litigant in a State court of the justice of

ed usage," Justice Mathews, speaking for the Court in Hurtado v. California,[67] declared that, "arbitrary power, enforcing its edicts to the injury of the persons and property of its subjects, is not law, whether manifested as the decree of a personal monarch or of an impersonal multitude. And the limitations imposed by our constitutional law upon the action of the governments, both State and national, are essential to the preservation of public and private rights, notwithstanding the representative character of our political institutions. The enforcement

er: Libert

nsion. At the same time the added emphasis on the due process clause which satisfaction of these requests entailed afforded the Court an opportunity to compensate for its earlier virtual nullification of the privileges and immunities clause of the amendment. So far as such modification of its position needed to be justified in legal terms, theories concerning the relation of government to p

more than the power to promote public health, morals, and safety. During the same interval, ideas embodying the social compact and natural rights, which had been espoused by Justice Bradley in his dissent in the Slaughter-House Cases,[71] had been transformed tentatively into constitutionally enforceable limitations upon government,[72] with the consequence that the States

s point of view the Court next undertook to water down the accepted maxim that a State statute must be presumed to be valid until clearly shown to be otherwise.[75] The first step was taken with the opposite intention. This occurred in Munn v. Illinois,[76] where the Court, in sustaining the legislation before it, declared: "For our purposes we must assume that, if a state of facts could exist that would justify such legislation, it actually did exist when the statute now under consideration was passed."[77] Ten years later, in Mugler v. Kansas[78] this procedure was improved upon, and a State-wide anti-liquor law was sustained on the basis of the proposition that deleterious social effects of the excessive use of alcoholic l

regulation as bearing no reasonable or adequate relation to the purposes to be subserved by the latter; namely, health, morals, or safety. For appraising State legislation affecting neither liberty nor property, the Court found the rule of presumed validity quite serviceable; but for invalidating legislation constituting governmental interference in the field of economic relations, and, more particularly, labor-management relations, the Court found the principle of judicial notice more a

Contract-La

was in fact committed to the principle that freedom of contract is the general rule and that legislative authority to abridge the same could be justified only by exceptional circumstances. To maintain such abridgments at a minimum, the Court intermittently e

eight hours per day. Taking cognizance of the fact that labor below the surface of the earth was attended by risk to person and to health and for these reasons had long been the subject of State intervention, the Court registered its willingness t

in so holding that the Court was in effect substituting its own judgment for that of the legislature, Justice Peckham, nevertheless, maintained that whether the act was within the police power of the State was a "question that must be answered by the Court"; and then, in disregard of the accumulated medical evidence proffered in support of the act, uttered the following observation: "In looking through statistics regarding all trad

der review open to discussion and that the the latter fact, of itself, put the statute within legislative discretion. "'Responsibility,' according to Justice Harlan, 'therefore, rests upon the legislators, not upon the courts. No evils arising from such legislation could be more far reaching than those that might come to our system of government if the judiciary, abandoning the sphere assigned to it by the fundamental law, should enter

the right of a majority to embody their opinions in law. It is settled by various decisions of this Court that State constitutions and State laws may regulate life in many ways which we as legislators might think as injudicious or if you like as tyrannical as this, and which equally with this interfere with the liberty to contract. * * * The Fourteenth Amendment does not enact Mr. Herbert Spencer's Social Statics. * * * But a Constitution is not intended to embody a particular economic theory, whether of paternalism and the organic relation of the citizen to the State or of laissez faire. It is made for peopl

ocess of law in preference to the historical concept thereof as pertaining to the enforcement rather than the making of law and did not affirmatively advocate a return to the maxim that the possibility of abuse is no argument against possession of a power, Justice Holmes, whether consciously or not, was thus prepared to observe, along with his opponents in the majority, the very practices

veloped the practice of submitting voluminous factual briefs replete with medical or other scientific data intended to establish beyond question a substantial relationship between the challenged statute and public health, safety, or morals. Whenever the Court was disposed to uphold measures pertaining to industrial relations, such as laws limiting hours[92] of work, it generally intimated that the facts thus submitted by way of justification had been

collectively, the Court virtually had to exclude from consideration the employer's contention that such legislation interfered with his liberty of contract in contravention of the due process clause and to exalt as a fundamental right the correlative liberty of employees, which right the State legislatures were declared to be competent to protect against interference from private sources. To enable these legislatures to balance the equities, that is, to achieve equality in bargaining power between employer and employees, the Court thus sanctioned a diminution of liberty in the sense of the employer's freedom of contract and a corresponding increase in the measure of l

INI

ons"

Granger cases,[96] decided in 1877, upheld on the merits various state laws without raising any question as to the status of railway corporation-plaintiffs to advance due process contentions. There is no doubt that a corporation may not be deprived of its property without due process of law;[97] and although prior decisions have held that the "liberty" guaran

Similarly, municipal corporations are viewed as having no standing "to invoke the provisions of the Fourteenth Amendment in opposition to the will of their creator," the State.[102] However, State officers are acknowledged to have an interest, despite their not having sustained any "private damage," i

s and the

general prosperity as well as those to promote public safety, health, morals, and is not confined to the suppressio

"It is settled [however] that neither the 'contract' clause nor the 'due process' clause had the effect of overriding the power of the State to establish all regulations that are reasonably necessary to secure the health, safety, good order, comfort, or general welfare of the community; that this power can neither be abdicated nor bargained away, and is inalienable even by express grant; and that all cont

to be a private use.[109] On the other hand, mere "cost and inconvenience (different words, probably, for the same thing) would have to be very great before they could become an element in the consideration of the right of a State to exert its reserved power or its police power."[110] Moreover, it is elementary that enforcement of uncompensated ob

ty" in

doubt, it denotes not merely freedom from bodily restraint but also right of the individual to contract, to engage in any of the common occupations of life, to acquire useful knowledge, to marry, establish a home and

terilization of inmates of State supported institutions who are found to be afflicted with an hereditary form of insanity or imbecility.[115] Equally constitutional is a statute which provides for the commitment, after probate proceedings, of a psychopathic personality, defined by the State court as including those persons who, by habitual course of misconduct in sexual matters, have evidenced utt

iberty, in this instance of the teacher, to pursue a lawful calling free and clear of arbitrary restraints imposed by the State. In Pierce v. Society of the Sisters,[119] the Court elaborated further upon the liberty of parents when it declared that a State law requiring compulsory public school education of children, aged eight to sixteen, "unreasonably interferes with the liberty of parents and guardians to direct the upbringing and education of children under their control."[120] As to a student, neither his liberty to pursue his happiness nor his property or property rights were infringed when he was denied admission to a S

ttempts to interfere with the press, or with the freedom of speech, assembly, or religious precepts of their inhabitants, and prevented from withholding from persons charged with commission of a crime certain privileges deemed essential to the enjoyment of a "fair trial." Cases revealing to what extent there has been incorporated into the "liberty" of the due process clause of the Fourtee

ontract (Lab

ontract has also been alluded to as a property right, as is evident in the language of the Court in Coppage v. Kansas:[125] "Included in the right of personal liberty and the right of private property-partaking of the nature of each-is the right to make contracts for the acquisition of property.

absence of arbitrary restraint, not immunity from reasonable regulations and prohibitions imposed in the interests of the community. * * * In dealing with the relation of the employer and employed, the legislature has necessarily a wide field of discretion in order that there may be suitable prot

ion of the hours at which women may labor;[128] and (3) providing that no person shall work in any mill, etc., more than ten hours per day (with exceptions) but permitting overtime, not to exceed three hours a day, on condition that it is paid at the rate of one and one-half times th

ling employment of only licensed mine managers and mine examiners, and imposing upon mine owners liability for the wilful failure of their manager and examiner to furnish a reasonably safe place for workmen.[132] Other similar regulations which have been sus

the employment of persons under 16 years of age in dangerous occupations, a State has been held to be compet

n laws requiring railroads to pay their employees semimonthly[138] and to pay them on the day of discharge, without abatement or reduction, any funds due them.[139] Similarly, freedom of contract was held not to be infringed by an act requiring that miners, whose compensation was fixed on the basis of weight,

icts with valid and controlling federal laws are avoided."[142] Proceeding from this basis the Court sustained a Missouri statute giving employees the right to absent themselves four hours on election day, between the opening and closing of the polls, without deduction of wages for their absence. It was admitted that this was a minimum wage law, but, said Justice Douglas, "the protection of the right of suffrage under our scheme of things is basic and fundamental," and hence within the police power. "Of course," the Justice added, "many forms of regulation reduce the net return of the enterprise * * * Most regulations of business necessarily impose financial burdens on the enterprise for which no compensation is paid. Those are part of the costs of our civilization. Extreme cases are conjured up where an employer is required to pay wages for a period that has no relation to the legitimate end. Those cases

hat the rules of law concerning the employer's responsibility for personal injury or death of an employee arising in the course of employment are not beyond alteration by legislation in the public interest; that no person has a vested right entitling him to have these any more than other rules of law remain unchanged for

igence, contributory negligence, assumption of risk, and negligence of fellow-servants, nor in depriving the employee, or his dependents, of the higher damages which, in some cases, might be rendered under these doctrines.[147] Likewise, an act which allowed an injured employee an election of remedies permitting restricted recovery under a compensation law although guilty of contributory negligence, and full com

from liability for injuries outside the State has been construed as not denying due process to the employer.[151] The fact that a State, after having allowed employers to cover their liability with a private insurer, subsequently withdrew that privilege and required them to contribute to a State Insurance Fund was held to effect no unconstitutional deprivation as applied to an employer who had obtained protection from an insurance company befo

property was discernible.[154] By the same course of reasoning neither the employer nor the carrier was held to have been denied due process by another provision in an act requiring payments by them, in case an injured employee dies without dependents, into special funds to be used for vocational rehabilitation or disability compensation of injured

ss to defer to legislative judgment as to the wisdom and need of such enactments, the Court had, on occasion, sustained measures such as one requiring every corporation to furnish, upon request, to any employee, when discharged or leaving its service, a letter, signed by the superintendent or manager, setting forth the nature and duration of his service to the corporation and stating truly the cause of his leaving.[159] Added provisions that such letters shall be on plain paper se

to sanction peaceful picketing only, the Court was enabled to maintain that Truax v. Corrigan, insofar as "the statute there in question was * * * applied to legalize conduct which was not simply peaceful picketing," was distinguishable. Specifically, the Court in the Senn Case gave its approval to the application of a Wisconsin statute which authorized the giving of publicity to labor disputes, declared peaceful picketing and patrolling lawful, and prohibited the granting of injunctions against such conduct to a controversy in which the matter at issue was the refusal of a tiling contractor employing nonunion workmen

right to claim exemption from legislation protecting workers against discriminatory exclusion.[166] Similarly approved as constitutional in Lincoln Union v. Northwestern Co.[167] and American Federation of Labor v. American Sash Co.[168] were State laws outlawing the closed shop; and when labor unions invoked in their own defense the freedom of contract doctrine that hitherto had been employed to nullify legislation intended for their protection, the Court, speaking through Justice Black announced its refusal "to return, * * * to * * * [a] due process philosophy that has been deliberately discarded. * * * The due process clause," it maintained, does not "forbid a State to pass laws clearly designed to safeguard the opportunity of nonunion workers to get and hold jobs, free from discrimination against them because they are nonunion workers."[169] Also in harmony with the last mentioned pair of cases is Auto Workers v. Wisconsin Board[170] in which was upheld enforcement of the Wisconsin Employment Peace Act which proscribe

"BUSINESSES AFFECTED

st

urteenth Amendment, the Supreme Court appears to have underestimated the significance of this clause as a substantive restraint on the power of States to fix rates chargeable by an industry deemed appropriately subject to such controls. Thus, in Munn v. Illinois,[173] the first of the "Granger" cases, in which maximum charges established by a State legislature for Chicago grain elevator companies were challenged, not as being confiscatory in character, but rather as a regulation beyond the power of any State agency to impose, the Court, in an opinion that was largely an obiter dictum, de

r attributes which invariably distinguished a business so affected from one not so affected. The best the Court ever offered by way of enlightenment was the following classification of businesses subject to regulation, prepared by Chief Justice Taft.[175] These were said to comprise: "(1) Those [businesses] which are carried on under the authority of a public grant of privileges which either expressly or impliedly imposes the affirmative duty of rendering a public service demanded by any member of the public. Such are the railroads, other common carriers and public utilities. (2) Certain occupations, regarded as exceptional, the public interest attaching to which, recognized from earliest times, has survived the period of arbitrar

e rates[179] and commissions paid to fire insurance agents.[180] Voided, because the businesses sought to be controlled were deemed to be not so affected, were State statutes fixing the price at which gasoline m

v. Ne

tional only if arbitrary, discriminatory, or demonstrably irrelevant to the policy the legislature is free to adopt, and hence an unnecessary and unwarranted interference with individual liberty." Conceding that "the dairy industry is not, in the accepted sense of the phrase, a public utility"; that is, a "business affected with a public interest," the Court in effect declared that price control henceforth is to be viewed merely as an exercise by the State of its police power, and as such is subject only to the restrictions which due process of law imposes on arbitrary interference with libert

encies may charge. Rejecting the contentions of the employment agencies that the need for such protective legislation had not been shown, the Court held that differences of opinion as to the wisdom, need, or appropriateness of the legislation "suggest a choice which should be left to the States"; and that there was "no necessity for t

PUBLICLY DETERMIN

elo

rary, discriminatory, or demonstrably irrelevant to the policy the legislature is free to adopt." The latter standard of judicial appraisal, as will be subsequently noted, represents less of a departure from the principle enunciated in the Munn Case than that which the Court evolved, in the years following 1877, to measure the validity of State imposed public utility rates, and this difference in the judicial treatment of prices and rates accordingly warrants an explanation at the outset. Unlike operators of public utilities who, in return for the grant of certain exclusive, virtually monopolistic privileges by the governmental unit

of law"; or, in other words, cannot impose a confiscatory rate. By treating "due process of law" and "just compensation" as equivalents, the Court, contrary to its earlier holding in Davidson v. New Orleans, was in effect asserting that the imposition of a rate so low as to damage or diminish private property ceased to be an exercise of a State's police power and became one of eminent domain. Nevertheless, even the added measure of protection afforded by the doctrine of the Railroad Commission Cases proved inadequate to satisfy public utilities; for through application of the latter the courts were competent to intervene only to prevent legislative imposition of a confiscatory rate, a rate so low as to be productive of a loss and to amount to a taking of property without just compensation. Nothing less than a judicial acknowledgment that when the "reasonableness" of legislative rates is questioned, the cou

if a carrier," in the absence of a legislative rate, "attempted to charge a shipper an unreasonable sum," the Court, in accordance with common law principles, will pass on the reasonableness of its rates and has "jurisdiction * * * to award to the shipper any amount exacted * * * in excess of a reasonable rate; * * * The province of the courts is not changed, nor the limit of judicial inquiry altered, because the legislature instead of a carrier presc

s on Judic

would be fair and reasonable as between the carriers and the shippers; they do not engage in any mere administrative work; * * * [however, there can be no doubt] of their power and duty to inquire whether a body of rates * * * is unjust and unreasonable, * * *, and if found so to be, to restrain its operation."[199] And later, in 1910, although it was examining the order of a federal rate-making agency, the

at judicial review does not extend to the former. This distinction is accorded adequate emphasis by the Court in Louisville & N.R. Co. v. Garrett,[201] in which it declared that "the appropriate question for the courts" is simply whether a "commission," in establishing a rate, "acted within the scope of its power" and did not violate "constitutional rights * * * by imposing confiscatory requirements" and that a carrier, contesting the rate thus

e assume the burden of proof,[202] but he must present a case of "manifest constitutional invalidity";[203] and if, notwithstanding his effort, the question of confiscation remains in doubt, no relief will be granted.[204] Moreover, even though a public utility, which has petit

that: After a legislative body has fairly and fully investigated and acted, by fixing what it believes to be reasonable rates, the courts cannot step in and say its action shall be set aside because the courts, upon similar investigation, have come to a different conclusion as to the reasonableness of the rates fixed. "Judicial interference should never occur unless the case presents, clearly and beyond all doubt, such a flagrant attack upon the rights of property under the guise of regulation as to compel the court to say that the rates prescrib

aw, so that an order, regular on its face, may be set aside if it appears that the rate is so low as to be confiscatory * * *; or if the Commission acted so arbitrarily and unjustly as to fix rates contrary to evidence, or without evidence to support it; or if the authority therein involved has been exercised in such an unreasonable manner as to cause it to be within the elementary rule that the substance, and not the shadow, determines the validity of the exercise of the power. * * * In determining these mixed questions of law and fact, the Cou

en Av

way of appeal from a State appellate tribunal;[212] and although the latter did in fact review the evidence and ascertained that the State commission's findings of fact were supported by substantial evidence, it also construed the statute providing for review as denying to State courts "the power to pass upon the weight of such evidence." Largely on the strength of this interpretation of the applicable State statute, th

in equity for injunction, the Court also held that the alternative remedy of injunction expressly provided by State law did not afford an adequate opportunity for testing judicially a confiscatory rate order. It conceded the principle stressed by the dissenting Justices that "w

the Valuati

reached not the method employed which is controlling, * * * [that] it is not the theory but the impact of the rate order which counts, [and that] if the total effect of the rate order cannot be said to be unjust and unreasonable, judicial inquiry under the Act is at an end," the Court, in effect, abdicated from the position assumed in the Ben Avon Case.[218] Without surrendering the judicial power to declare rates unconstitutional on grounds of a substantive[219] deprivation of due process, the Court announced

the investor or company point of view it is important that there be enough revenue not only for operating expenses but also for the capital costs of the business. These include service on the debt and dividends on the stock. * * * By that standard the return to the equity owner should be commensurate with returns on investments in other enterprises having corresponding risks. That return, moreover, should be sufficient to assure confidence in the financial inte

BLIC UTILITIES (

Gen

has expired,[225] although it may subject said company to the alternative of accepting an inadequate price for its property or of ceasing operations and removing its property from the streets.[226] Likewise, a city, which is desirous of establishing a lighting system of its own, may not remove, without compensation, the fixtures of a lighting company already occupying the streets under a franchise;[227] but in erecting its own waterworks in competition with that of a company which has no exclusive charter, a municipality inflicts no unconstitutional deprivation.[228] Nor is the property of a telegraph company illegally taken by a municipal ordinance which demands, as a condition of the establishment of pole

ory Exp

r company may be compelled to furnish connections at its own expense to one residing on an ungraded street in which it voluntarily laid its lines.[232] However, if pipe and telephone lines are located on a right of way owned by a pipe line company, the latter canno

perty without due process of law, notwithstanding the fact that present patronage does not yield revenue sufficient to maintain the road in proper condition.[235] Nor is a railroad bridge company unconstitutionally

ivate use.[240] As to grade crossing elimination, the rule is well established that the State may exact from railroads the whole, or such part, of the cost thereof as it deems appropriate, even though commercial highway users, who make no contribution whatsoever, benefit from such improvements. But, the power of the State in this respect is not unlimited. If its imposition is "arbitrary" and "unreasonable" it may be set aside; but to reach that conclusion, it may become necessary to consider certain relevant facts; e.g., whether a new highway on which an underpass is to be constructed is essential to the transportation needs of a communit

lable

a gas company to continue serving specified cities as long as it continues to do business in other parts of the State entails therefore no unconstitutional deprivation.[242] Likewise a railway may be compelled to continue the service of a branch or part of a line although the operation involves a loss.[243] But even though a utility, as a condition of enjoyme

particular plant but available generally as a public track, and to continue, even though not profitable by itself, a sidetrack[250] as well as the upkeep of a switch-track leading from its main line to industrial plants.[251] However, a statute requiring a railroad without indemnification to install switches on the application of owners of grain elevators erected on its right of way was held void.[252] Whether a State order requiring transportation service is to be viewed as reasonable may necessitate consideration of such facts as the likelihood that pecu

town and country, regardless of the amount of business to be done, or the number of persons who may utilize the connection if built. The question in each case must be determined in the light of all the facts, and with a just regard to the advantage to be derived by the public and the expense to be incurred by the carrier. * * * If the order involves the use of property needed in the discharge of those duties which the carrier is bound to perform, then, upon proof of the necessity, the order will be granted, even though 'the f

ng road seeking to reach and use the former's terminal facilities. Nor may a carrier be required to deliver its cars to connecting carriers without adequate protection from loss or undue detention or compensation for their use.[257] B

shippers accepting delivery over said connecting road than are collected from shippers taking delivery at the terminals of said carriers.[260] Nor is it "unreasonable" or "arbitrary" to require a railroa

ions Applicabl

right of way,[264] or removal of a track crossing a thoroughfare,[265] compelling the presence of a flagman at a crossing notwithstanding that automatic device might be cheaper and better,[266] compulsory examination of employees for color blindn

ies and

ers a penalty for failure to settle within a reasonable specified period claims for freight lost or damaged in shipment and conditioning payment of that penalty upon recovery by the claimant in subsequent suit of more than the amount tendered,[275] and the second, levying double damages and an attorney's fee upon a railroad for failure to pay within a reasonable time after demand the amount claimed by an owner for stock injured or killed. However, only in the event that the application of the latter statute is limited to cases where the plaintiff has not demanded more than he recovered in co

of the rates before any liability for the penalty attaches.[279] Where it appears, however, that the carrier had an opportunity to test the reasonableness of the rate, and that its deviation therefrom, by collection of an overcharge, did not proceed from any belief that the rate was invalid, the validity of the penalty imposed is not to be tested by comparison with the amount of the overcharge. Inasmuch as it is imposed as punishment for violation of a law, the legislature may adjust its amount to the public wr

of speed for delivery of livestock and which requires every carrier violating the same to pay the owner of such livestock the sum of $10 per car per hour.[282] On the other hand, when a telephone company, in accordance with its established and uncontested regulations,

ATIONS, BUSINESS, PR

c Corpo

ty without due process of law. To terminate the life of a corporation by annulling its charter is not to confiscate its property but to turn it over to the stockholders after liquidation.[284]

n Corp

such entry or continued operation to conditions. Thus, a State law which requires the filing of articles with a local official as a condition prerequisite to the validity of conveyances of local realty to such corporations is not violative of due process.[287] Neither is a State statute which requires a foreign insurance company, as part of the price of entry, to maintain reserves computed by a specific perce

ss: In

s may be prohibited; and the right to conduct a business, or to pursue a calling, may be conditioned. * * * Statutes prescribing the terms upon w

rohibits retail lumber dealers from uniting in an agreement not to purchase materials from wholesalers selling directly to consumers in the retailers' localities,[293] nor by a law punishing combinations for "maliciously" injuring a rival in his business profession or trade.[294] Similarly, a prohibition of unfair discrimination by any one engaged in the manufacture or distribution of a commodity in general use for the purpose of intentionally destroying competition of any regular dealer in such commodity by making sales thereof at a lower rate in one section of the State than in another, after equalization for distance, effects no invali

other than an authorized weigher of any weight certificate for grain weighed at any warehouse or elevator where State weighers are stationed, or to charge for such weighing, is not unconstitutional.[299] Nor is a municipal ordinance requiring that commodities sold in load lots by weight

eservation in transit of the fruit.[302] Similarly, an ordinance fixing standard sizes of bread loaves and prohibiting the sale of other sizes is not unconstitutional.[303] However, by a case decided in 1924, a "tolerance" of only two ounces in excess of the minimum weight of a loaf of bread is unreasonable when it is impossible to manufacture good bread without frequently exceeding the prescribed tolerance and is consequently unconstitutional;[304] but by one decided ten years later, regulations is

e of the product be fairly set forth.[307] Nor does a statute providing that the purchaser of harvesting or threshing machinery for his own use shall have a reasonable time after delivery for inspecting and testing it, and permit

o judicial review of his findings, to revoke the same.[309] A State may forbid the giving of options to sell or buy at a future time any grain or other commodity.[310] It may also forbid sales on margin for future delivery;[311] and may prohibit the keeping of places where stocks, grain, etc., are sold but not paid for at the time, unless a record of the same be made

nse fee upon the use of trading st

nk

te banks to assessments for a depositors' guaranty fund is within the police power of the States and does not deprive the banks of property without due process of law.[315] Also, a law requiring savings banks to turn over to the State deposits inactive for thirty years (when the depositor cannot be found), with provision for pay

Court, the liquidating officer, and by three-fourths of the creditors.[317] Similarly, a Federal Reserve bank is not unlawfully deprived of business rights of liberty of contract by a law

terest, A

trarily exercised.[319] Equally valid as an exercise of a State's police power is a requirement that assignments of future wages as security for debts of less than $200, to be valid, must be accepted

ura

ay forbid life insurance companies and their agents to engage in the undertaking business and undertakers to serve as life insurance agents.[325] Nor does a Virginia law which forbids the making of contracts of casualty or surety insurance, by companies authorized to do business therein, except through registered agents, which requires that such contracts applicable to persons or property in the State be countersigned by a registered local agent, and which prohibits such

revent a citizen from concluding with a foreign life insurance company at its home office a policy loan agreement whereby the policy of his life is pledged as collateral security for a cash loan to become due upon default in payment of premiums, in which case the entire poli

r liberty of contract imposed upon surety companies by a statute providing that any bond executed after its enactment for the faithful performance of a building contract shall inure to the benefit of materialmen and laborers, notwithstanding any provision of the bond to the contrar

ns all its contracts there, and forwards therefrom all checks in payment of losses, a reciprocal insurance association, if it covers real property located in New York, may be compelled to comply with New York regulations which require maintenance of an office in that State and the countersigning of policies by an agent resident therein.[334] Also, to discou

false and fraudulent statements in the application, unless the matter misrepresented actually contributed to the death of the insured.[337] A provision that suicide, unless contemplated when the application for a policy was made, shall be no defense is equally valid.[338] When a cooperative life insurance association is reorganized so as to permit it to do a life insurance business of every kind, policyholders are not deprived

s, Trades,

agencies and prohibiting them from sending applicants to an employe

tment, unless all its stockholders are licensed pharmacists, violates the due process clause as applied to a foreign corporation, all of whose st

unicipalities;[344] and may regulate the practice of dentistry by prescribing qualifications that are reasonably necessary, requiring licenses, establishing a supervisory administrative board, and by prohibiting certain advertising regardless of its truthfulness.[345] But while statutes re

54] or which absolutely forbade the advertising of cigarettes,[355] or the use of a representation of the United States flag on an advertising medium,[356] the solicitation by a layman of business of collecting and adjusting claims,[357

F RESOURCES

an

nant to the due process clause.[362] But whether a system of proration based on hourly potential is as fair as one based upon estimated recoverable reserves or some other combination of factors is a question for administrative and not judicial judgment. In a domain of knowledge still shifting and growing, and in a field where judgment is necessarily beset by the necessity of inferences bordering on the conjecture even for those learned in the art, it has been held to be presumptuous for courts, on the basis of conflicting expert testimony, to nullify an oil proration order, promulgated by an administrative commission in execution of a regulatory scheme intended to conserve a State's oil resources, as violative of due process.[363] On the other hand, where the evidence showed that an order, purporting t

ch as carbon black, in the production of which such gas is burned without fully utilizing for other manufacturing or domestic purposes the heat therein contained.[366] Likewise, for the purpose of regulating and adjusting coexisting rights of surface owners to underlying oil an

ty Damaged by Mining

any well or structures appurtenant thereto, is consistent with due process of law, and is not rendered unreasonable by the requirement that the bond be executed, not by personal sureties, but by a bonding company authorized to do business in the State.[368] On the other ha

a

The constitutional power of the State to insist that its natural advantages shall remain unimpaired by its citizens is not dependent upon any nice

itrus Fruit

growing being one of the principal agricultural pursuits in Virginia and the value of cedar trees throughout that State being small as compared with that of apple orchards, the State was constitutionally competent to decide upon the destruction of one class of property in order to save another which, in the judgment of its l

and

me of acquisition or the protestations of lawful intentions on the part of a particular possessor.[375] To conserve for food fish found within its waters, a State constitutionally may provide that a reduction plant, processing fish for commercial purposes, may not accept more fish than can be used without deterioration, waste, or spoilage; and, as a shield

ONS ON O

uilding L

kmaker in said area was not taken without due process of law, although such land contained valuable clay deposits which could not profitably be removed for processing elsewhere, was far more valuable for brickmaking than for any other purpose, and had been acquired by him before it was annexed to the municipality, and had long been used as a brickyard.[380] On the same basis laws have been upheld which

not be made to depend upon the consent of owners of two-thirds of the property within 400 feet of the site thereof;[387] nor may the interests of nonassenting property owners be ignored by an ordinance which requires municipal officers to establish building lines in a block on request of owners of two-thirds of the property therein.[388] But ordinances requiring lot owners, when constructing new buildings, to set them back a certain distance from the street lines is constitutional unless clearly arbitrary

Regul

c laundries and wash houses, within defined territorial limits, from 10 p.m. to 6 a.m.[393] Equally sanctioned by the Fourteenth Amendment is the demolition and removal by cities of wooden buildings erected within defined fire limits contrary to regulations in force at the time.[394] Nor does construction of property in full compliance with existing laws confer upon the owner an immunity against exercise of the police p

OLICE

ne

t in municipal subdivisions a capacity to safeguard by appropriate means public health, safety and morals. The manner in which this objective is to be accomplished is within the discretion of th

h Mea

efuse from the vicinity of a watershed for a municipal water supply to

the protection of the public health is not a taking of private property without just compensati

y maintained system of sewers and enforcing that duty by cri

the same reasons, statutes ordering the destruction of unsafe and unwholesome food[403], prohibiting the sale and authorizing confiscation of impure milk[404] have been sustained, notwithstanding that such articles had a value for purposes other than food. There also can be no question of the authority of the State, in the interest of public h

the sale of milk to which has been added any fat or oil other than milk fat, and which has, as one of its purposes, the prevention of fraud and deception in the sale of milk products, does not, when applied to "filled milk" having the taste, consistency, and appearance of whole milk products, violate the due pr

of the Pu

edly within the police power of a State.[413] Accordingly, a State may validly make a judgment against those winning money a lien upon the property in which gambling is conducted with t

oman of lewd character shall dwell does not deprive persons owning or occupying prop

he observance of Sunday as representing a legitimate exercise of the police power. Th

bit [absolutely the] manufacture, gift, purchase, sale, or transportation of intoxicating liquors within its borders * * *."[418] And to implement such prohibition, a State has the power to decla

Motor Vehicl

ll be entitled to licenses as a matter of right, but that the licensing of those whose service over the route began later than the date specified shall depend upon public convenience and necessity.[422] To require private contract carriers for hire to obtain a certificate of convenience and necessity, which is not granted if the service of common carriers is impaired thereby, and to fix minimum rates applicable thereto which are not less than those prescribed fo

ting to 7,000 pounds the net load permissible for trucks is not unreasonable.[427] No less constitutional is a municipal traffic regulation which forbids the operation in the streets of any advertising vehicle, excepting vehicles displaying business notices or advertisements of the products of the owner and not used mainly for advertising; and such re

e his license and registration suspended for three years, unless, in the meantime, the judgment is satisfied or discharged.[429] By the same token a nonresident owner who loaned his automobile in another State, by the law of which he was immune from liability for the borrower's negligence, and who was not i

ion to

ithstanding her waiver in 1922 of any right in her husband's estate, may avail herself of such right of election. The deceased husband's heirs cannot contend that the impairment of the widow's waiver by subsequent legislation deprived his estate of property without due proce

application to an estate on which administration had already begun of a statute which had the effect of taking away a remainderman's right to judicial examination of the trustee's computation of income. Judicial rules, promulgated prior to such statute and which were more favorable to the interests of remaindermen, can be relied upon by the latter only

years does not deprive such foreign companies of property without due process. The relationship between New York and its residents who abandon claims against foreign insurance companies, and between New York and foreign insurance companies doing business therein is sufficiently close to give New York jurisdiction.[434] In Standard Oil Co. v. New Jersey,[435] a sharply divided Court held recently t

medial Rights, Po

ditors of their property without due process of law.[438] But while a vested cause of action is property, a person has no property, in the constitutional sense, in any particular form of remedy; and is guaranteed only the preservation of a substantial right to redress by any effective procedure.[439] Accordingly, a statute creating an additional remedy for enforcing stockholders' liability is not, as applied to stockholders then holding stock, violative of due process.[440] Nor is a law which lifts a statute of li

Best

sessment rolls, and that in a civil action for killing a dog the owner cannot recover beyond the value f

ocal Units o

notwithstanding that it imposes liability irrespective of the power of a city to have prevented the violence, a statute requiring cities to indemnify owners of property damaged by mobs or during riots effects no unconstitutional deprivation of the property of such municipalities.[445] Likewise, a person obtaining a judgment ag

may taxpayers allege any unconstitutional deprivation as the result of changes in their tax burden attendant upon the consolidation of contiguous municipalities.[448] Nor is a st

XA

Gen

tes.[450] Rather, the purpose of the amendment was to extend to the residents of the States the same protection against arb

ic P

determination thereof the Court will be influenced by local conditions and by the judgments of State tribunals as to what are to be deemed public uses in any State.[453] Taxes levied for each of the following listed purposes have been held to be for a public use: city coal and fuel yard

Validity: Excessive Burden; Rat

l refrain from condemning a tax solely on the ground that it is excessive.[461] Nor can the constitutionality of the power to

t, and Inhe

rivilege of taking property by devise or descent.[463] Accordingly, an inheritance tax law, enacted after the death of a testator, but before the distribution of his estate, constitutionally may be imposed on the shares of legatees, notwithstanding that under the law of the St

en a power of appointment has been granted by deed, transfer tax upon the exercise of the power by will is not a taking of property without due process of law, even though the instrument creating the power was executed prior to enactment of the taxing statute.[467] Likewise when a transfer tax law did not become effective until after a deed creating certain remainders had been e

rcised after 1930, by will, a nongeneral power of appointment created prior to that year. The amendment reached such transfers under powers of appointment as under the previous statute escaped taxation. In sustaining application of the amendment, the Court held that the inclusion in the gross estate of property never owned by the decedent, but appointed by her will under a limited power which could not be exercised in favor of the decedent, her creditors, or her estate, did not deny due process to those who inherited the decedent's property, even though, because the tax rate was progressive, the net amount they inherited was less tha

Types

urns, where her income is her separate property and where, by reason of the tax being graduated, its amount exceeded the sum of the taxes which would have been due had their separate incomes been separately assessed.[473] Moreover, a tax on income, unlike a gift tax, is not necessarily uncon

mpetition with such companies.[475] Nor does a municipal charter authorizing the imposition upon a local telegraph company of a tax upon the lines of the company within its limits at the rate at w

il lease as well as to the interest of the lessee engaged in the active work of production, the tax being apportioned between these parties

g an increase in the rate of property tax. Hence, an over-assessment constitutes no deprivation of property without due process of law.

ng the creation of, tax districts to meet sanctioned outlays.[480] Where a State statute authorizes municipal authorities to define the district to be benefited by a street improvement and to assess the cost of the improvement upon the property within the district in proportion to benefits, their action in

s.[483] On the other hand, when the benefit to be derived by a railroad from the construction of a highway will be largely offset by the loss of local freight and passenger traffic, an assessment upon such railroad is violative of due process,[484] whereas any gains from increased traffic reasonably expected to result from a road improvement will suffice to sustain an assessment thereon.[485] Also the fact that the only use made of a lot abutting on a street improvement is for a railway right of way does not make inval

ICTION

a

he Court has said that "* * *, we know of no case where a legislature has assumed to impose a tax upon land within the jurisdiction of another State, much less where such action has been defended

le Per

consisted in the main of articles appertaining to the person of the owner, yielded in modern times to the "law of the place where the property is kept and used." In recent years, the tendency has been to treat tangible personal property as "having a situs of its own for the purpose of taxation, and correlatively to * * * exempt [it] at the domicile of its owner."[493]The benefit-protection theory of taxation, upon which the Court has in fact relied to sustain taxation exclusively by the situs State, logically

ble Per

as to whether multiple personal property taxation of intangibles is consistent with due process. In the case of corporate stock, however, the Court has obliquely acknowledged that the owner thereof may be taxed at his own domicile, at the commercial situs of the issuing corporation, and at the latter's domicile; but, as of th

r, the Court has sustained the followin

denced by a bond of the debtor and secured by a mortgage

side the State by a nonresident b

s, made by a resident agent of a nonresident cred

n the business, are subject to a personal property tax in the city of his residence, whether or not they are subject to tax in the State where the business is carried on. The

ident in a domestic exchange, kn

"by one and the same State is not" prohibited "by the Fourteenth Amendment; much less is taxation by two State

no property within the taxing State. The Court also added that "undoubtedly the State in which a corpor

miciled and might also be taxed by the State in which the issuing corporation was domiciled and might also be taxed by the State in which the stock owner was domiciled; or at any rate did not find it necessary to pass upon the validity of the latter two

neral fund or by collection from the shareholder. The shares represent an aliquot portion of the whole corporate assets, and the property right so represented arises where the cor

ltimate beneficiaries of the corporation's activities within the taxing State and protected by the latter and subject to its jurisdiction.[504] This tax, though collect

d upon promissory notes executed by a domestic corporation, although payable to banks in other States.[507] These taxes, however, were deemed to have

e following personal property taxes

ng State, but made and payable and secured by property in a

who is one of the two trustees thereof, notwithstanding that the trust was created by the will of a resident of another State in respect of intangible property located in the latter State, at least where it does not appear that the trustee is exposed to the danger of other ad valorem taxes in another State.[510] The first case, Brooke v. Norfolk,[511] is distinguisha

f land (some inside the State and some outside), the holder of the certificates, though without a voice in the management o

he justification of their power to levy such taxes, States have consistently found themselves restricted by the rule, established as to property taxes in 1905 in Union Refrigerator Transit Co. v. Kentucky,[515] and subsequently reiterated in Frick v. Pennsylvania[516] in 1925, which precludes imposition of transfer taxes upon tangible personal property by any State other than the one in which such tangibles are permanen

equivalent to a fee. Cognizance was taken of the fact that the State in which these intangibles had their situs had also taxed the trust. Levy of an inheritance tax by a nondomiciliary State was sustained on similar grounds in Wheeler v. Sohmer, wherein it was held that the presence of a negotiable instrument was sufficient to confer jurisdiction upon the State seeking to tax its transfer.[518] On the other hand, the mere ownership by a foreign corporation of property in a nondomiciliary State was held insufficient to support a tax by that Stat

om, convenience and justice alike dictate the desirability of a uniform general rule confining the jurisdiction to impose death transfer taxes as to intangibles to the State of the [owner's] domicile; * * *"[521] the Court, through consistent application of the maxim, mobilia sequuntur personam, proceeded to deny the right of nondomiciliary Stat

tor State on the transfer of such securities. The securities in question, which had never been used by the creditor in any business in the issuing State, were located in the State in which the creditor had his domicile, and were deemed to be taxable only in the latter. In Baldwin v. Missouri,[524] a nondomiciliary State was prevented from applying its inheritance tax to bonds, bank deposits, and promissory notes, all physically present within its limits and some of them secured by lands therein, when the owner thereof was domiciled in another State. A like result, although on this occasion on grounds of lack of evidence of

uld dictate the following conclusions: "From the beginning of our constitutional system control over the person at the place of his domicile and his duty there, common to all citizens, to contribute to the support of government have been deemed to afford an adequate constitutional basis for imposing on him a tax on the use and enjoyment of rights in intangibles measured by their value. * * * But when the taxpayer extends his activities with respect to his intangibles, so as to avail himself of the protection and benefit of the laws of another State, in such a way as to bring his person or * * * [his intangibles] within the reach of the tax gatherer there, the reason for a single place of taxation no longer obtains, * * * [However], the State of domicile is not deprived

protection or control was extended to, or exercised over, intangibles or the person of their owner, then as many States as afforded such protection or were capable of exerting such dominion should be privileged to tax the transfer of such property. On this

es. It was observed that "the power of disposition of property is the equivalent of ownership, * * * and its exercise in the case of intangibles is * * * [an] appropriate subject of taxation at the place of the domicile of the owner of the power. Relinquishment at death, in consequence of the non-exercise in life, of a power to revoke a trust created by a decedent is likewise an appropriate subject of taxation."[531] Consistent application of the principle enunciated in Curry v. McCanless is also discernible in two later cases in which the Court sustained the right of a domiciliary State to tax the transfer of intangibles kept outside its boundaries, notwithstanding that "in some instances they may be subject to taxation in other jurisdictions, to whose control they are subject and whose legal protection they enjoyed." In Graves v. Schmidlapp

icient to satisfy their claims. Thus, in Texas v. Florida,[535] the State of Texas filed an original petition in the Supreme Court, in which it asserted that its claim, together with those of three other States, exceeded the value of the estate, that the portion of the estate within Texas alone would not suffice to discharge its own tax, and that its efforts to collect its tax might be defeated by adjudications of

ratio

, may tax the excess of market value of outstanding capital stock over the value of real and personal property and certain indebtedness of a domestic corporation even though this "corporate excess" arose from property located and business done in another State and was there taxable. Moreover, this result follows whether the tax is considered as one on property or on the franchise.[539] Also a domiciliary State, which imposes no franchise tax on a stock fire insurance corporation, validly may assess a tax on the full amount of its paid-in capital stock and surplus, less deductions for liabilities, notwithstanding that such domestic corporation concentrates its executive, accounting, and other business offices in New York, and maintains in th

ratio of local business done to total business, is not impaired by the fact that the total value of the franchise was enhanced by property and operations carried on beyond the limits of the State.[544] However, a State, under the guise of taxing the privilege of doing an intrastate business, cannot levy on property beyond its borders; and, therefore, as applied to foreign corporations, a license tax based on authorized capital stock is void,[545] even though there be a maximum to the fee,[546] unless apportioned according to some metho

s transactions or property outside the city and therefore does not violate the due process clause.[549] But a State is wanting in jurisdiction to extend its privilege tax to the gross receipts of a foreign contracting corporation for work done ou

State, in which event they are taxable there and not at the domicile of the owners.[553] Only recently airplanes have been treated in a similar manner for tax purposes. Noting that the entire fleet of airplanes of an interstate carrier were "never continuously without the [domiciliary] State during the whole tax year," that such airplanes also had their "home port" in the domiciliary State, and that the company maintained its principal office therein, the Court sustained a personal prop

not treat it as an independent line, disconnected from the part without, and place upon the property within the State only a value which could be given to it if operated separately from the balance of the road. The State may ascertain the value of the whole line as a single property and then determine the value of the part within on a mileage basis, unless there be special circumstances which distinguish between conditions in the several States.[558] But no property of an interstate carrier can be taken into account unless it can be seen in some plain and fairly intelligible way that it

and Oth

onresidents, upon dominion over either the receiver of the income or the property or activity from which it is derived, and upon the obligation to contribute to the support of a government which renders secure the collection of such income. Accordingly, a State may tax residents on income from rents of land located outside the State and from interest on bonds physically without the State and secured by mortgage upon lands similarly situated;[564] and the income received by a resident beneficiary from securities held by a trustee in a trust created and administered in another State, and not directl

transactions within its jurisdiction.[569] Nevertheless, a foreign corporation is in error when it contends that due process is denied by a franchise tax measured by income, which is levied, not upon net income from intrastate business alone, but on net income justly attributable to all classes of business done within the State, interstate and foreign, as well as intrastate business.[570] Inasmuch as the privilege granted by a State to a foreign corporation of carrying on local business supports a tax by that State on the income derived from that business, it follows that the Wisconsin privilege divid

the number of stores both within and without the State, is not unconstitut

do business, merely continuing to be bound to policyholders resident therein and receiving at its home office the renewal premiums.[574] Distinguishable therefrom is the following tax which was construed as having been levied, not upon annual premiums nor upon the privilege merely of doing business during the period that t

rs in other States who are not authorized to do business in the taxing State, cannot constitutionally be subjected to a 5% tax on the amount of premiums paid for such coverage.[577] Likewise a Connecticut life insurance corporation, licensed to do business in California, which negotiated reinsurance contracts in Connecticut, received payment of premiums thereon in Connecticut, and was there liable for payment of losses claimed thereunder, cannot be

home office of the insurer.[579] But when a resident policyholder's loan is merely charged against the reserve value of his policy, under an arrangement for extinguishing the debt and interest thereon by deduction from any claim under the policy, such credit is not taxable to the foreign insurance company.[580] Premiums due fro

RE IN T

Gen

tand upon a different footing and are to be construed with the utmost liberality, even to the extent of acknowledging that no notice whatever is necessary.[583] Due process of law as applied to taxation does not mean judicial process;[584] neither does it require the same kind of notice as is required in a suit at law, or even in proceedings for taking private prop

ing in Relation

y. Yet there can be no question, that the proceeding is due process of law, as there is no inquiry into the weight of evidence, or other element of a judicial nature, and nothing could be changed by hearing the taxpayer. No right of his is, therefore, invaded. Thus, if the tax on animals be a fixed sum per head, or on articles a fixed sum per yard, or bushel, or gallon, there is nothing the owner can do which can affect the amount to be collected from him. So, if a person wishes a license to do business of a particular kind, or at a particular place, such as keeping

ing in Relation

lly; and in most of the States provision is made for the correction of errors committed by them, through boards of revision or equalization, sitting at designated periods provided by law to hear complaints respecting the justice of the assessments. The law in pr

t can be reasonably asked.[590] Nor is there any constitutional command that notice of an assessment as well as an opportunity to contest it be given in advance of the assessment. It is enough that all available defenses may be presented to a competent tribunal during a suit to collect the tax and before the demand of the State for remittance becomes final.[591] A hearing before judgment, with full opportunity to submit evidence and arguments bein

g in Relation to

prescribed by legislative act, the property owner is not entitled to be heard in advance on the question of benefits.[598] On the other hand, if the area of the assessment district was not determined by the legislature, a landowner does have the right to be heard respecting benefits to his property before it can be included in the improvement district and assessed; but due process is not denied if, in the absence of actual fraud or bad faith, the decision of the agency vested with the initial determination of benefits is m

, the cost thereof to be assessed on the front foot rule, do not, by their failure to provide for a hearing or review of assessments, generally deprive a complaining owner of property without due process of law.[603

nd Manner of

ectly against the land within the jurisdiction of the Court, and a notice which permits all interested, who are 'so minded,' to ascertain that it is to be subjected to sale to answer for taxes, and to appear and be heard, whether to be found within the jurisdiction or not, is due process of law within the Fourteenth Amendment * * *."[607] A description, even though it not be technically correct, which identifies the land will sustain an assessment for taxes and a notice of s

ency of

ly violated by a statute which limits a taxpayer's right to challenge an assessment to cases of fraud or corruption,[610] and by a State tribunal which prevents a recovery of taxes imposed in violation of the

ch

y and unconstitutional.[612] Likewise a car company, which failed to report its gross receipts as required by statute, has no furth

tion o

tax that may be due the State.[615] Moreover, with a view to achieving a like result in the case of gasoline taxes, a State may compel retailers to collect such taxes from consumers and, under penalty of a fine for delinquency, to remit monthly the amounts thus collected.[616] Likewise, a tax on the tangible personal property of a nonresident owner may be collected from the custodian or possessor of such property, and the latter, as an assurance of reimbursement, may be granted

ced. Likewise, a State may adopt new remedies for the collection of taxes and apply these remedies to taxes already delinquent.[619] After liability of a taxpayer has been fixed by appropriate procedure, collection of a tax by di

the land alone is made a party, whereby tax liens on land are foreclosed and all pre-existing rights or liens are eliminated by a sale under a decree in said proceeding.[623] On the other hand, while the conversion of an unpaid special assessment into both a personal judgment therefor against the owner as well as a charge on the land is cons

ENT

cal Dev

ction, minus the explicit provision for just compensation found in the Fifth Amendment, afforded property owners the same measure of protection as did the latter in its operation as a limitation on the Federal Government. The Court's initial answer to this question, as set forth in Davidson v. New Orleans,[630] decided in 1878, was in the negative; and on the ground of the omission of the clause found in the Fifth Amendment from the terms of the Fourteenth, it refused to equate the just compensation with due process. Within less than a decade thereafter, however, the Court modified its position, and in Chicago, B. & Q.R. Co. v. Chicago,[631] seven Justices unequivocally rejected the contention, obviously based on the Davidson Case that "the question as to the amount of

lic

ourt of the State" in resolving such an issue,[633] the Court, as early as 1908, was obliged to admit that, notwithstanding its retention of the power of judicial review, "no case is recalled where this Court has condemned as a violation of the Fourteenth Amendment a taking upheld by the State court as a taking for public uses * * *"[634] In 1946, however, without endeavoring to

ty for

l or judicially nonreviewable question may emerge, to wit, the necessity or expediency of the condemnation of the particular property."[636] The

es a Taking Fo

that property should be absolutely taken, in the narrowest sense of the word, to bring the case within the protection of this constitutional provision, but there may be such serious interruption to the common and necessary use of property as will be equivalent to a taking. "It would be * * * [an] unsatisfactory result, if * * *, it shall be held that if the go

ghts by an interurban railway company for the production of power in excess of current needs;[644] places of historical interest;[645] land taken for the purpose of exchange with a railroad company for a portion of its right of way, required for widening a highway;[646] land by a railway for a spur track;[647] establishment by a municipality of a public hack stand upon the driveway maintained by a railroad upon its own terminal grounds to afford ingress and egress to its patrons.[648] Likewise, damages for which compensation must be paid are sustained by an upper riparian proprietor by reason o

Compe

e has deprived him of his property unconstitutionally."[652] Unless, by its rulings of law, the State court prevented a complainant from obtaining substantially any compensation, its findings as to the amount of damages will not be overturned on appeal, even though as a consequence of error therein the property owner received less than he ought.[653] Accordingly, when a State court, expressly recognizing a right of recovery fo

ture,' * * * [but] 'mere possible or imaginary uses, or the speculative schemes of its proprietor, are to be excluded.'"[656] Damages are measured by the loss to the owner, not by the gain to the taker;[657] and attorneys' fees and expenses are

nsated

been prevented by raising the height of dikes around the lands. "The rule to be gathered from these cases is that where there is a practical destruction, or material impairment of the value of plaintiff's lands, there is a taking, which demands compensation, but otherwise where, as in this case, plaintiff is merely put to some extra expense in warding off the consequences of the overflow."[661] Similarly, when a city, by condemnation proceedings, sought to open a street across the tracks of a railroad, it was not obligated to pay the expenses that the railroad would incur in planking the crossing, constructing gates, and posting gatemen a

ential

a street resulting from the authorization of a railroad to erect tracks, sheds, and fences over a portion thereof have been held to effect no unconstitutional deprivation of property.[665] Likewise, the erection over a street of an elevated viaduct, intended for general public travel and not devoted to the exclusive use of a priva

be held to deprive an owner of the profitable use of his property and hence to amount to a taking sufficient to require compensation to be paid for such invasion of property rights.[667] Similarly, in voiding a statute forbidding mining of coal under private dwellings or streets or cities in places where such right to mine has been reserved in a conveyance, Justice Holmes, speaking for his associates, declared if a regulation restricting the use of private property goes too far, it

ss in Emi

uch proceedings may be indirect, provided only that the period of notice of the initiation of proceedings and the method of giving it are reasonably adapted to the nature of the proceedings and their subject matter." Insofar as reasonable notice is deemed to be essential, that requirement was declared to have been

earing, but subject to the right of the owner to appeal for a judicial review thereof at which a trial on the evidence may be had. Through such an appeal the owner obtains the hearing to which he is entitled;[672] and the fact that after having been adequately notified of the determination by the condemning authorities, the former must exercise his right of appeal within a limited period thereafter, such as 30 days, has been held n

long as the opportunity for a hearing as to the value of the land is guaranteed during the condemnation proceedings. Where the statute

F LAW IN CIVI

neral C

cted. It must be pursued in the ordinary mode prescribed by law; it must be adapted to the end to be attained; and whenever necessary to the protection of the parties, it must give them an opportunity to be heard respecting the justice of the judgment sought.

England and in this country, a process of law which is not otherwise forbidden may be taken to be due process of law. In other words, the antiquity of a procedure is a fact of weight in its behalf. However, it does not follow that a procedure settled in English law at the time of the emigration and brought to this country and practiced by our ancestors is, or remains, an essential element of due process of law. If that were so, the p

ivate rights and distributive justice. Where a litigant has the benefit of a full and fair trial in the State courts, and his rights are measured, not by laws made to affect him individually, but by gener

oceedings, yet their validity is not thereby impaired.[681] Moreover, the due process clause has been interpreted as not requiring that the judgment of an expert commission be supplanted by the independent view of judges based on the co

judicial functions,[683] or conferring discretionary power upon administrative boards to grant or withhold permission to carry on a trade,[684] or vesting in a probate court authority to appoint park commissioners and establish park districts[685] are not in conflict

sdic

ol of the Court, jurisdiction over the defendant's person is a condition prerequisite to the rendering of any effective decree.[688] That condition is fulfilled; that is, a State is deemed capable of exerting jurisdiction over an individual if he is physically present within the territory of the State, if he is domiciled in the State although temporarily absent therefrom, or if he has consented to the exercise of jurisdiction over him. In actions in rem, however, a State validly may proceed to settle controversies with regard to rights or claims against property within its borders, notwithstanding that c

s of the institution of proceedings calculated to affect their rights; for the interest of no one constitutionally may be impaired by a decree resulting from litigation concerning which he was afforded neither notice nor an opportunity to participate.[693] Voluntary appearance, on the other hand, may enable a State not only to obtain jurisdiction over a person who was otherwise beyond

s binding upon the firm and the resident partner, but is not a personal judgment against the nonresident and cannot be enforced by execution against his individual property.[696] That the nonresident partner should have been so protected is attributable to the fact the process of a court of one State cannot run into another and summon a party there domiciled to respond to proceedings against him, when neither his person nor his property is within the jurisdiction of the Court rendering the judgment.[697] In the case of a resident, however, absence alone will not defeat the processes of courts in the State of his domicile; for domicile is deemed to be sufficient to keep him within reach of the State c

of the appointment of the State Registrar as agent for receipt of process in suits growing out of motor vehicle accidents. However, a statute designating a State official as the proper person to receive service of process in such litigation must, to be valid, contain a provision making it reasonably probable that a notice of such service will be communicated to the person sued. If the statute imposed "either on the plaintiff himself, or upon the official"

sdiction of courts to render judgments in personam is grounded on their de facto power over the defendant's person. Hence his presence within the territorial jurisdiction of a court was prerequisite to its rendition of a judgment personally binding him. * * * But now * * *, due process r

efined in terms no less abstract than its alleged successor and capable therefore of acquiring meaning only in cases of specific application, the "presence" doctrine was stated by Justice Brandeis as follows: "In the absence of consent, a foreign corporation is amenable to process to enforce a personal liability o

ion of Louisiana for the purposes of a negligence action instituted against it by a Louisiana citizen and based upon injuries suffered in Alabama.[707] Also, an Iowa railway company soliciting freight and passenger business in Philadelphia through a local agent was viewed as exempt therein from suit brought by a Pennsylvania resident to recover damages for personal injuries sustained on one of the carrier's trains in Colorado.[708] On the other hand, when a Missouri statute, accepted by a foreign insurance company and requiring it to designate the State superintendent of insurance as its agent for service of process, was construed by Missouri courts to apply to suits on contracts executed outside Missouri, with the result that the company had to defend in Missouri a suit on a policy issued in Colorado and covering property therein, the Court was unable to discern any denial of due

ion was not sufficient to bring the corporation into the New York courts when, at the time of service, the corporation was not doing business in New York, and the director was not there officially representing the corporation in its business.[712] On occasion, an officer of a corporation may temporarily be in a State or even temporarily reside therein; but if he is not there for the purpose of transacting business for the corporation, or vested with authority by the corporation to transact business in su

in activities sufficient to render it "present" within the State, or is subjected to a cause of action unrelated to such activities and originating beyond the forum State. Thus, a foreign insurance company which, after revocation of its entry license, continued to collect premiums on policies formerly issued to citizens of the forum State was in fact continuing to do business in that State sufficiently to render service on it through the insurance commissioner adequate to bind it as defendant in a suit by a citizen of said State on a policy therein issued to him.[716]

in Washington, but which systematically and continuously employed a force of salesmen, residents thereof, to canvass for orders therein, was held suable in Washington for unpaid unemployment compensation contributions in respect to such salesmen. Servic

the corporation to defend the particular suit which is brought there; [and] * * * that the maintenance of the suit does not offend 'traditional notices of fair play and substantial justice' * * * An 'estimate of the inconveniences' which would result to the corporation from a trial away from its 'home' or principal place of business is relevant in this connection."[720] As to the scope of application to be accorded this "fair play and substantial justice" doctrine, the Court, at least verbally, conceded that "* * * so far as * * * [corporate] obligations arise out of or are connected with activities within the State, a procedure which requires the corporation to respond to a suit brought to enforce them can, in most instances, hardly

insurance company had through its policies developed such contacts and ties with Virginia residents that the State, by forwarding notice to the company by registered mail only, could institute enforcement proceedings under its Blue Sky Law leading to a decree ordering cessation of business pending compliance with that act. T

e of P

r inherent authority over titles to lands within their borders. Owners, nonresident as well as resident, are charged with knowledge of laws affecting demands of the State pertinent to property and of the manner in which such demands may be enforced.[725] Accordingly, only so long as the property affected has been brought under control of the Court, will a judgment obtained thereto without personal notice to a nonresident defendant be effect

r domiciled therein, the nonresident defendant cannot be served personally; and consequently any judgment in money obtained against him would be void and could not thereafter be satisfied either by execution on the nonresident's property subsequently found within the State or by suit and execution thereon in another State. In such instances, the citizen-plaintiff may recover, if at all, only by an in rem proceeding involving a levy of a writ of attachment on the local property of the defendant,

e destructive of his title to land deriving from the decedent, may properly be represented by the administratrix and is not entitled to personal notification or summons.[730] For like reasons, a statutory proceeding whereunder a special administrator, having charge of an estate pending a contest as to the validity of the will, is empowered to have a final settlement of his accounts without notice to the

ere the depositor is not known to the bank officers to be alive.[733] Similarly, a Kentucky statute requiring banks to turn over to the State deposits long inactive is not violative of due process where, although the deposits are taken over upon published notice only, without any judicial decree of actual abandonment, they are to be held by the State for the depositor until such determination and for five years thereafter.[734] However, a procedure is at least partly defective whereby a bank managing a common trust fund in favor of nonresident as well as resident beneficiaries may, by a petition, the only notice of which is by publication in a local paper, obtain a judicial settlement of accounts which is conclusive on all having an interest in the common fund or in any participating trust. Such notice by publication is sufficient as to beneficiaries whose interest

ents for rendering a valid decree in divorce proceedings are co

he fails to appear and plead the misnomer in abatement, the judgment binds him. In a published notice intended to reach absent or nonresident defendants, where the name is a principal means of identifying the person concerned, somewhat different considerations obtain. The general r

d no notice, does not deprive said owner of property without due process of law. A purchaser of the land at the sheriff's sale has a right to rely o

and H

enjoyment of these two privileges has not been deemed to be constitutionally necessary. Thus the Constitution does not require legislative assemblies to discharge their functions in town meeting style; and it would be manifestly impracticable to accord every one affected by a proposed rule of conduct a voice in its adoption. Advanced notice of legislation

he desirability of speed in law enforcement and protection of individual interests. When an administrative agency engages in a legislative function, as, for example, when, in pursuance of statutory authorization, it drafts regulations of general application affecting an unknown number of people, it need not, any more than does a legislative assembly, afford a hearing prior to promulgation. On the other hand, if a regulation,

al disposition to exact the protection of notice and hearing rises in direct proportion to the extent to which a regulation affects the finances of business establishments covered thereunder. Accordingly, if a regulation bears only indirectly upon income and expenses, as for example, a regulation altering insurance policy forms, less concern for such procedural protection is likely to be expressed than in the case of the formulation of a mini

irement of a hearing before refusal to issue a license and away from the view that inasmuch as no one is entitled as of right to engage in a specific profession, the issue of a practitioner's license applicable thereto is in the nature of a gift as to the granting or withholding of which procedural protection is unnecessary. Revocation, or refusal to renew a license, however, has been distinguished from issuance of a license; and where a license is construed to confer something in the nature of a property right rather than a mere privilege terminable at will, such property right, the Courts have maintained, ought not to be destroyed summarily by revocation without prior notice and hearing. Whether an occupational license is to be treated as a privilege revocable without a hearing,

in that action those who destroyed it can only successfully defend if the jury shall find the fact of unwholesomeness as claimed by them."[743] Similarly, if the owner of liquor, possession of which has been made unlawful, can secure a hearing by instituting injunction proceedings, he is not denied due process by the failure to grant him a hearing before seizure and destruction of his property.[744] Indeed, even when no emergency exists, such as is provided by a conflagration or threatened epidemic, and the property in question is not intrinsically harmful, mere use in violation of a valid police power regulation has been held to justify summary destruction. Thus, in the much criticized case of Lawton v. Steele,[745] the destruction, without prior notic

us, a procedure under which a State banking superintendent, after having taken over a closed bank and issued notices to stockholders of their assessment, may issue execution for the amounts due, subject to the right of each stockholder, by affidavit of illegality, to contest his liability for such an assessment, does not in effect authorize an execution and creation of a lien before and

ly, a surety company, objecting to the entry of a judgment against it on a supersedeas bond, without notice and an opportunity of a hearing on the issue of liability thereon, was not denied due process where the State practice provided the opportunity for such hearing by an appeal from the judgment so entered. Nor could the company found its claim of denial upon the fact that it lost this opportunity for a hearing by inadvertently pu

rvice of process by giving five days' notice was held to be an insufficient notice to a Virginian who would (at that time) have required four days' traveling to reach the place where the court was held. Nor would this insufficiency of notice on a nonresident be cured by the fact that under local practice there would be several additional days before the case would be called for trial or that the court would probably set aside a default judgment and permit a defense when the nonresident arrived.[754] On the other hand, a statute affording ten days' notice of th

TES TO REGUL

era

le as to be ranked as fundamental."[758] Pursuant to such plenary power, States have regulated the manner in which rights may be enforced and wrongs remedied,[759] and, in connection therewith, have created courts and endowed them with such jurisdiction as, in the judgment of their legislatures, seemed appropriate.[760] Whether legislative action in such matters is dee

g and P

e of due process as long as no new liability for expenses incurred before enactment is imposed thereby, and the only effect thereof is to stay such proceedings until the security is furnished.[762] Moreover, when a nonresident files suit in a local court, the State, as the price of opening its tribunals to such plaintiff, may exact the condition that the former stand ready to answer all cross-actions filed and ac

ocess, is constitutional and does not deprive him of property without due process of law. Such a defendant, if he please, may ignore the proceedings as wholly ineffective, and set up the invalidity of the judgment if and when an attempt is made to take his property thereunder. However, if he desires to contest the validity of the proceedings in the court

ossessory action, and until he shall have paid the judgment, if the decision shall have so awarded.[766] Likewise, a nonresident defendant in a suit begun by foreign attachment, even though he has no resources or credit other than the property attached, cannot successfully challenge the validity of a statute which requir

tion is shown, there is no ground for reversal; accordingly, where the defense sought to be interposed is without merit, a claim that due p

rtunity to present evidence of good faith, finds that he instituted the prosecution without probable cause and from malicious motives.[771] Also, as a reasonable incentive for prompt settlement without suit of just demands of a class admitting of special legislative treatment, such as common carriers and insurance companies together with their patrons, a State through the exercise of its police power may permit harassed litigants to recover penalties in the form of attorney's fees or damages.[772] Similarly, to deter careless destruction of human life, a State by law may allow punitive damages to be assessed in actions against employe

s of Li

ortunity to enforce that right by suit. By the same token, a State may shorten an existing period of limitation, provided a reasonable time is allowed for bringing an action a

nconstitutional deprivation is effected.[777] No less valid is a statute, applicable to wild lands, which provides that when a person has been in possession under a recorded deed continuously for 20 years, and had paid taxes thereon during the same, the former owner in that interval paying nothing, no action to recover such land shall be entertained unless commenced within 20 years, or before the expiration of five years following enactment of said provision.[77

vival, through an extension or repeal, of an action on an implied obligation to pay a child for the use of her property,[780] or a suit to recover the purchase price of securities sold in violation of a Blue Sky Law,[781] or a right of an employee to seek, on account of the aggravation of a former injury, an additional award out of a State administered fund.[782] However, as respects suits to recover real and personal property, when the right of action has been barred by a statute of limitations and title as well as real ownership have become vested in the defendant, any later act removing or repealing the bar would be void as attempting an arbitrary transfer

and Pre

ause. Legislative fiat may not take the place of fact, however, in the determination of issues involving life, liberty, or property, and a statute creating a presumption which is entirely arbitrary and which operates to deny a fair opportunity to repel it or to present facts pertinent

] Also, since "inference of crime and guilt may not reasonably be drawn from mere inability [of a bank] to pay demand deposits and other debts as they mature," a statute making proof of insolvency prima facie evidence of fraud on the part of bank directors was deemed wholly arbitrary.[788] Similarly, negligence by one or all the participants in a grade crossing collision not being inferable from the latter occurrence, the Court voided a Georgia statute which declared that a railroad shall be liable in damages to person or property by the running of trains unless the company shall make it appear that its agents exercised ordinary diligenc

efendant the burden of proving citizenship by birth after the State endeavored to prove that he belonged to a race ineligible for naturalization.[795] In contrast with the latter result, however, is a subsequent decision of the Court holding unconstitutional another section of the same California law providing that when an indictment alleges alienage and ineligibility to United States citizenship of a defendant, the burden of proving citizenship or eligibility thereto shall devolve upon the defendant.[796] As a basis for distinguishing these last two decisions the Court observed that while "the decisions are manifold that within [the] limits" of fairness[797] and reason the burden of proof may be shifted to the defendant even in criminal prosecutions, nevertheless, to be justified, "the evidence held to be inculpatory * * * [must have had] at least a sinister significance * * *, or if this at times be lacking, there must be in any ev

Dispensing Wi

ng their own procedures, eliminated juries in proceedings to enforce liens,[801] inquiries for contempt,[802] mandamus[803] and quo warranto actions,[804] and in eminent domain[805] and equity proceedings.[806] States are equally free to adopt innovations res

IN CRIMINA

ne

ndment XIV in criminal cases will be dealt with in approximately the ord

Right of Accused to

ccused's rights under procedural due process * * * [A penal statute must set up] ascertainable standards of guilt. [So that] men of common intelligence *

crime or of disorderly conduct as set out in the statute, or to limit its meaning to the field covered by the words that they found in a dictionary ("roughs, thieves, criminals"). Application of the latter interpretation would include some obviously not within the statute and would exclude some plainly covered by it. Moreover, the expression, "known to be a member," is ambiguous; and not only permits a doubt as to whether actual or putative association is meant, but also fails to indicate what constitutes membership or how one may join a gang. In conclusion, the Supreme Court declared that if on its face a challenged statute is repugnant to the due process clause, specification of details of the offense intended to be charged would not serve to validate it; for it is the statute, not the accusation under it, that prescri

of the G

art to the aid of counsel, and to the cross-examination of the witnesses produced for the prosecution is due process of law.[812] Furthermore, due process does not require that the information filed by the prosecuting attorney should have been preceded by the arrest or preliminary examination of the accused.[813] Even when an information is filed pending an investigation by the coroner, d

ght to

counsel for * * * [one's] defense," guaranteed as against the National Government by the Sixth Amendment, was of such fundamental character as to be embodied in the concept of due process of law as set forth in the Fourteent

ike, it is the duty of the court, whether requested or not, to assign counsel for him as a necessary requisite of due process of Law. The duty is not discharged by an assignment at such time or under such circumstances as to preclude the giving of effective aid in preparation and trial of the case. Under certain circumstances (e.g., ignorance and illiteracy of defe

or a new trial which was grounded in part on the contention that the denial of the continuance was a deprivation of the prisoner's rights under the Fourteenth Amendment. Apart from an admission that "where denial of the constitutional right to assistance of counsel is asserted, its peculiar sacredness demands that we scrupulously review the record," a unanimous Court proffered only the following vague appraisal of the application of the Fourteenth Amendment: "In determining whether petitioner has been denied his constitutional right * * *, we must remember that the Fourteenth Amendment does not limit the power of the States to try and deal with crimes committed within their borders, and was not intended to bring to the

f one whose trial is offensive to the common and fundamental ideas of fairness and right, and while want of counsel in a particular case may result in a conviction lacking in such fundamental fairness, we cannot say that the amendment embodies an inexorable command that no trial for any offense, or in any court, can be fairly conducted and justice accorded a defendant who is not represented by counsel * * * Asserted denial of due process is to be tested by an appraisal of the totality of facts in a given case. That which may, in one setting, constitute a denial of fundamental fairness, shocking to the universal sense of justice, may, in other circumstances, and in the light of other considerations, fall

apital offenses, one, to robbery with a deadly weapon, and the second, to murder. Defendant, Williams contended that, notwithstanding his request, the trial court did not appoint counsel, whereas defendant, Tomkins alleged that he was ignorant of his right to demand counsel under the Missouri statute. In ruling that the defendants' petitions for habeas corpus should not have been rejected by Missouri courts without a hearing, the Supreme Court relied almost entirely upon the quotations fro

nd the impaneling of the jury. Both these opinions cited with approval the two previously discussed Williams and Tomkins Cases; and in House v. Mayo the Court declared without any explanation: "Compare Betts v. Brady with Williams v. Kaiser and Tomkins v. Missouri."[834] A similar performance by the Court is also discernible in Rice v. Olson,[835] in which it ruled that a defendant, who pleads guilty to a charge of burglary, is incapable adequately of making his own defense, and does not understandingly waive counsel;

ially, his rights to have a lawyer appointed to defend him and to be tried before a jury, and the degree of proof required for an acquittal under a not guilty plea, but that the defendant persisted in his plea of guilty. Emphasizing that this record was entirely wanting in facts bearing upon the maturity or capacity of comprehension of the prisoner, or upon the circumstances under which the plea of guilty was tendered and accepted, the Supreme Court concluded that no inference of lack of understanding, or ability to make an intelligent waiver of counsel, could be drawn from the fact that the trial court did assign counsel

States is a conception of fundamental justice" which is neither "satisfied by merely formal procedural correctness, nor * * * confined by any absolute rule such as that which the Sixth Amendment contains in securing to an accused [in the federal courts] 'the Assistance of Counsel for his defense.'"[842] On the same day, four Justices, with Justice Burton concurring only in the result, held in Gayes v. New York,[843] that one sentenced in 1941 as a second offender under a charge of burglary was not entitled to vacation of a judgment rendered against him in 1938, when charged with the first offense, on the ground that when answering in the negative the trial court's inquiry as to whether he desired the aid of counsel, he did not understand his constitutional rights. On his subsequent conviction in 1941, which took into account his earlier sentence of 1938, the defendant wa

inal prosecutions and the merits of the fair trial doctrine as expounded in Betts v. Brady, five Justices in Bute v. Illinois[847] ruled that the due process clause of the Fourteenth Amendment does not require a State court to tender assistance of counsel, before accepting a plea of guilty to a charge of indecent liberties with female children, the maximum penalty for which is 20 years, from a 57-year-old man who was not a lawyer and who received from the Court an explanation of the consequences and penalties resulting from such plea. Unanimity was subsequently regained in Wade v. Mayo[848] in which the Justices had before them the plight of an 18-year-old boy

his plea to a charge of being a fourth offender does not render his conviction and sentence as such invalid, even though the Court may have misconstrued the statute as making a life sentence mandatory rather than discretionary. Emphasizing that there were "no exceptional circumstances * * * present," the majority asserted that "it rather overstrains our credulity to believe that [such a defendant would be ignorant] of his right [to request and] to engage counsel." In the second, Townsend v. Burke,[850] the Supr

ounsel, the latter might have been able to prevent certain prejudicial rulings; namely, the introduction without objection of considerable hearsay testimony, the error of the trial judge in converting a prosecution witness into a defense witness, and finally, the injection of biased statements into the judge's comments to the jury. And of the same general pattern is the holding in Palmer v. Ashe,[854] another Pennsylvania case, involving a petitioner who alleged that, as a youth and former inmate at a mental institution, he was railroaded into prison for armed robbery without benefit of counsel, on the representation that he was charged only with breaking and entering. Reversing the State court's denial of petitioner's application for a writ of habeas corpus, the Court remanded the case, asserting that if petitioner's allegations were proven, he was entitled to counsel. On the other hand, it was held in Quicksall v. Michigan,[855] a State in which capital punishment does not exist, that a defendant who had receiv

d, each case depends on its own facts. See Betts v. Brady, 316 U.S. 455, 462. Where the gravity of the crime and other factors-such as the age and education of the defendant,[860] the conduct of the court or the prosecuting officials,[861] and the complicated nature of the offense charged and the possible defenses thereto[862]-render criminal proceedings without counsel so apt to result in injustice as to be fundamentally unfair, the latter group [majority] holds that the accused must have legal assistance under the amendment whether he pleads guilty or elects to stand trial, whether he requests counsel or not. Only a waiver of counsel, understandingly made, justifies trial without counsel. The philosophy behind both of these views is that the due process clause of

o Trial

tion having their origin in English legal history. Accordingly, so long as all persons are made liable to be proceeded against in the same manner, a state statute dispensing with unanimity,[866] or providing for a jury of eight instead of twelve, in noncapital criminal cases[867] is not unconstitutional; nor

hallenge being the right to reject, not to select, a juror, a defendant who is subjected at a single trial to two indictments, each charging murder, cannot complain when the State limits the number of his peremptory challenges to ten on each indictment instead of the twenty customarily allowed at a trial founded upon a single indictment.[872] Also, a defendant who has been convicted by a special, or "blue ribbon," jury cannot validly contend that he was thereby denied due process of law.[873] In ruling that the defendant had failed to sustain his contention that such a jury was defective as to its composition, the Court conceded that "a system of exclusions could be so manipulated as to c

nation-Force

"fundamental right." The Fifth Amendment embodying this privilege was held to operate to restrain only the Federal Government; whereas the due process clause of the Fourteenth Amendment was deemed to permit a State even to go so far as to substitute the criminal procedure of the Civil Law, in which the privi

In two subsequent opinions the Court reasserted obiter that "the privilege against self-incrimination may be withdrawn and the accused put upon the stand as a witness for the State." No "principle of justice so rooted in the traditions and conscience of our p

its exclusion. Although compulsory processes of justice may be used to call the accused as a witness and to require him to testify, "compulsion by torture to extort a confession is a different matter. * * * The rack and torture chamber may not be substituted for the witness stand."[881] Again, in Chambers v. Florida[882] the Court, with no mention of the privilege against self-incrimination, proclaimed that due process is denied when convictions of murder are obtained in State courts by the use of confessions extorted under the following conditions: dragnet methods of arrest on suspicion without warrant and protracted questioning (on the last day, from noon until sunset) in a fourth floor jail where the prisoners were without friends or counselors, and under circumstances calculated to break the strongest nerves and stoutest resistance. Affirming that the Supreme Court is not concluded by the finding of a jury in a State court that a confession in a murder trial was vol

t of a confession obtained near the end of a 36-hour period of practically continuous questioning, under powerful electric lights, by relays of officers, experienced investigators, and highly trained lawyers was held to be violative of constitutional right by reason of the inherently coercive character of such interrogation. Justice Jackson, joined by Justices Frankfurter and Roberts, dissented on the ground that the accused not only denied that the protracted questioning "had the effect of forcing an involuntary confession from him" but that he h

uress. The vice of coerced confessions, these Justices asserted, was that they offended "basic standards of justice, not because the victim had a legal grievance against the police, but because declarations procured by torture are not premises from which a civilized forum will infer guilt."[891] In Malinski v. New York,[892] however, although in the opinion of four Justices there was conflicting evidence as to the involuntary character of the confessions used, the Court nevertheless overturned a conviction sustained by New York tribunals.[893] With

ts to take the witness stand and testify, he must then be prepared to undergo impeachment of his testimony, through disclosure of his previous convictions, and which also permits him to avoid such disclosure by remaining silent, subject to comment on his failure to testify by the Court and prosecuting counsel, does not involve such a denial of due process as to invalidate a conviction in a State court. Inasmuch as California law "does not involve any presumption, rebuttable or irrebuttable, either of guilt or of the trut

l intrinsic authority. The Twining Case shows the judicial process at its best-comprehensive briefs and powerful arguments on both sides, followed by long deliberation, resulting in an opinion by Mr. Justice Moody which at once gained and has ever since retained recognition as one of the outstanding opi

is proposal, not his speech. * * * The Due Process Clause of the Fourteenth Amendment has an independent potency, precisely as does the Due Process Clause of the Fifth Amendment in relation to the Federal Government. It ought not to require argument to reject the notion that due process of law meant one thing in the Fifth Amendment and another in the Fourteenth. The Fifth Amendment specifically prohibits prosecution of an 'infamous crime' except upon indictment; it forbids double jeopardy; it bars compelling a person to be a witness against himself in any criminal case; it precludes deprivation of 'life, liberty, or property, without due process of law * * *' Are Madison and his contemporaries in the framing of the Bill of Rights to be charged with writing into it a meaningless clause? To consider 'due process of law' as merely a shorthand statement of other specific clauses in the same amendment is to attribute to the authors and proponents of this Amendment ignorance of, or indifference to, a historic conception which was one of the grea

e acknowledges resignedly, has declined, however, "to appraise the relevant historical evidence of the intended scope of the first section of the Amendment." In the instant case, the majority opinion, according to Justice Black, "reasserts a constitutional theory spelled out in Twining v. New Jersey, * * * that this Court is endowed by the Constitution with boundless power under 'natural law' periodically to expand and contract constitutional standards to conform to the Court's conception of what at a particular time constitutes 'civilized decency' and 'fundamental liberty and justice.' * * *

his quizzing, the fact that he had no friend or counsel to advise him, the callous attitude of the police towards his rights combine to convince us," the Court declared, "that this was a confession wrung from a child by means which the law should not sanction."[904] The application of duress being indisputed, a unanimous Court, in Lee v. Mississippi,[905] citing as authority all the preceding cases beginning with Brown v. Mississippi, held that "a conviction resulting from such use of a coerced confession, however, is no less void because the accused testified at some point in the proceeding that he had never in fact confessed, voluntarily or involuntarily. * * *, inconsistent testimony as to the confession * * * cannot preclude the accused from raising * * * the issue * * * [that] the Fourteenth Amen

s ranging in duration from three to nine and one-half hours. His incarceration without a prompt preliminary hearing also was a violation of Indiana law. Similarly in conflict with State law was the arrest without warrant and detention without arraignment for five days of the accused in Turner v. Pennsylvania,[911] the second case. During this period, Turner was not permitted to see friends, relatives, or counsel, was never informed of his right to remain silent, and was interrogated daily, though for briefer intervals than in the preceding case. At his trial, the prosecuting attorney "admitted that a hearing was withheld until interrogatio

e Black supported the judgments reached in all three cases; but Justice Douglas, in concurring, advocated the disposition of these cases in conformity with a broader rule; namely that, "any confession obtained during * * * [a] period of * * * unlawful detention"; that is during a period of custody between arrest and arraignment, should be outlawed.[916] Justice Jackson, who wrote an opinion applicable to all three cases, concurred in the result in Watts v. Indiana, presumably on the basis of that part of Justice Frankfurter's opinion therein which was founded "on the State's admissions as to the treatment of Watts."[917] Emphasizing the merit of deferring to the find

e Searches

hout so deciding, that the due process clause of the Fourteenth Amendment embraces in its generic terms a prohibition against unreasonable searches. In two of these earlier cases the Court sustained as consistent with due process the power of a State, in investigating the conduct of corporations doing business within its limits, to demand the production of corporate books and papers. The call for such papers was deemed not

ered liberty.'" He also proclaimed that: "The security of one's privacy against arbitrary intrusion by the police-which is at the core of the Fourth Amendment-is basic to a free society. It is therefore implicit in 'the concept of ordered liberty' and as such enforceable against the States through the due process clause."[926] Such language appears to effect the very absorption into the Fourteenth Amendment which Justice Frankfurter rejects in the Adamson case; but he concluded by adding that as long as "a State [does not] affirmatively * * * sanction * * * [arbitrary] police incursion into privacy"; that is, as long as its police are deterred from making searc

seizure is not admissible in a federal court, is "not a command of the Fourth Amendment but is a judicially created rule of evidence which Congress might negate."[929] Justices Douglas, Murphy, and Rutledge, in separate dissenting opinions, all declared that the Fourth Amendment was applicable to the States and that "evidence obtained in violation of it must be excluded in State prosecutions as well as in

cedural due process of law-with its far flung and undefined range-would invite a flanking movement against the system of State courts by resort to the federal forum * * *"[932] The facts in the second case were as follows: state officers, on the basis of "some information" that petitioner was selling narcotics, entered his home and forced their way into his wife's bedroom. When asked about two capsules lying on a bedroom table, petitioner put them into his mouth and swallowed them. He was then taken to a hospital, where an emeti

ased on Perj

epriving a defendant of liberty through a deliberate deception of court and jury by the presentation of testimony known to be perjured. Such a contrivance * * * is as inconsistent with the rudimentary demands of justice as is the obtaining of a like result by intimidation."[936] This principle, as originally announced, was no more than a dictum uttered by the Court in dispos

hat the two codefendants had testified falsely against Hysler because they had been "'coerced, intimidated, beaten, threatened with violence and otherwise abused and mistreated' by the police and were 'promised immunity from the electric chair' by the district attorney." Having made "an independent examination of the affidavits upon which * * * [Hysler's] claim was based," a majority of the Justices concluded that the Florida appellate court's finding that Hysler's proof was insubstantial and did not make out a prima facie case was just

much as the record of the prisoner's conviction did "not controvert the charges that perjured evidence was used, and that favorable evidence was suppressed with the knowledge" of the authorities, the case was remanded in order that the prisoner might enjoy that to which he was entitled; namely, a determination of the verity of his allegations. Similarly, in White v. Ragen,[943] the Court declared that since a prisoner's petition to a State court for release on hab

esence of the Acc

defence, and cannot be dispensed with."[944] Notwithstanding this early assumption, the Supreme Court, fourteen years later, sustained a Kentucky court which approved the questioning, in the absence of the accused and his counsel, of a juror whose discharge before he was sworn had been demanded.[945] Inasmuch as no injury to substantial rights of the defendant was deemed to have been inflicted by his occasional absence during a trial, no denial of due process was declared to have resulted from the acceptance by the State court of the defendant's waiver of his right to be present. In harmony with the latter case is Felts v. Murphy,[946] which contains additional evidence o

re recently, the Court, sustained, by only a five-to-four vote, however, a conviction for murder where the trial court rejected the defendant's request that he be present at a view of the scene of the murder to which the jury had been taken.[948] Acknowledging that it had never squarely held, though it now assumed, that "the privilege to confront one's accusers and cross-examine them face to face" in State court prosecutions "is reinforced by the Fourteenth Amendment," the majority devised the following standard for disposing of similar cases in the future. "In a prosecution for a felony," five Justices declared, "the defendant has the privilege under the Fourteenth Amendment to be

the conduct of criminal trials, which are confined to the narrow issue of guilt, and sentencing procedures which pertain to the determination of the type and extent of punishment after the issue of guilt has been decided, the Court disposed of the petitioner's appeal by declaring that, "modern concepts individualizing punishment have made it all the more necessary that a sentencing judge not be denied an opportunity to obtain pertinent information by a requirement of rigid adherence to restrictive rules of evidence properly applicable to the trial."[951] By a similar process of reasoning, in Solesbee v. Balkcom,[952] the Court sustained a Georgia statutory procedure granting the governor discretionary authority, with the aid of physicians appointed by himself, to determine, without opportunity for an adversary hearing or fo

self, but at least in part upon its inconsistency with other testimony given by a preceding witness, and immediately thereupon suspended his investigation, and committed the witness to jail for contempt, such summary commitment, in the absence of a showing that it was necessary to prevent demoralization of the judge's authority, was held to constit

s, the Court sustained a Texas court's conviction for contempt, with progressive increase of penalty from a $25 to $50 to $100 fine plus three days in jail, of a trial attorney who, despite judicial admonition, persisted in conveying to the jury, in a workmen's compensation case, information not for their consideration. Conceding that "there must be adequate facts to support an order for contempt," the majority declared that the Texas appellate court's finding in the affi

Impartial

im, is violative of the Fourteenth Amendment.[957] Compensating an inferior judge for his services only when he convicts a defendant may have been a practice of long-standing, but such a system of remuneration, the Court declared, never became "so embedded by custom in the general practice either at com

re from due process of law. * * *"[960] But "if * * * the whole proceeding is a mask-* * * [if the] counsel, jury and judge * * * [are] swept to the fatal end by an irresistible wave of public passion, and * * * [if] the State Courts failed to correct the wrong, nei

community. This has been construed as requiring that prospective jurors be selected by court officials without systematic and intentional exclusion of any group, even th

ibutes of

ve that fundamental fairness essential to the very concept of justice. In order to declare a denial of it * * * [the Court] must find that the absence of that fairness fatally infected the trial; the acts complained of must be of such quality as necessarily prevents a fair trial."[964] And on another occasion the Court remarked th

hole case it was clear that the trial and conviction in the lower court were for the violation of Sec. 2, not Sec. 1, such appellate court in effect is convicting the accused of a charge on which he was never tried, which is as much a violation of due process as a conviction upon a charge that was never made.[967] On the other hand, a prisoner who, after having been indicted on a charge of receiving stolen goods, abides by the prosecutor's suggestion and pleads guilty to the lesser offense of attempted second degree grand larceny, cannot later contend that a judgment of guilty of the latter offense was lacking in due process in that it amounted to a conviction of a crime

uel and Unusual Pu

anding the limitations of that clause, retains a wide discretion in prescribing penalties for violation of its laws. Accordingly, a sentence of fourteen years' imprisonment for the crime of perjury has not been viewed as excessiv

the wheel, and the like." Holding that the infliction of the death penalty by electrocution was comparable to none of the latter, the Court refused to interfere with the judgment of the State legislature that such a method of executing the judgment of a court was humane. More recently, in Louisiana ex rel. Francis v. Resweber,[973] five members of the Court reached a similar conclusion as to the res

e Jeo

Court concluded as follows: If "* * * what was said in United States v. Perez [(9 Wheat. 579 (1824)) embracing a similar set of facts], * * * is adverse to the contention of the accused that he was put twice in jeopardy," then "we need not now express an opinion" as to whether the Fourteenth Amendment embraces the guarantee against double jeopardy. Similarly, in Murphy v. Massachusetts[976] and Shoener v. Pennsylvania[977] the Court held that where the original conviction of the prisoner was, on appeal, construed by the State tribunal to be legally defective and therefore a nullity, a subsequent trial, convic

jeopardy in violation of the Fifth Amendment, if the prosecution were one on behalf of the United States and "that whatever is forbidden by the Fifth Amendment is forbidden by the Fourteenth also,"[980] eight Justices[981] replied that the State statute did not subject him to double jeopardy "so acute and shocking that our polity will not endure it"; nor did "it violate those 'fundamental principles of liberty and justice which lie at the base of all our civil and political' institutions.'" Consistently with past behavior, the Court thus refused to assert that the defendant had been subjected to treatment of the type prohibited by the double jeopardy clause of the Fifth Amendment; nor did it, on the other hand, repudiate the possibility of situations in which the Fourteenth Amendment would prevent the States from inflicting double jeopardy. Whether a State is prohibited by the latter amen

of Pr

truct efforts of a prisoner to petition a federal court for a writ of habeas corpus is void. Whether a petition for such writ is properly drawn and what allegations it must contain are questions which a federa

State to allow or not to allow;[985] and, if granted, may be accorded by the State upon such terms as in its wisdom may be deemed proper.[986] "Wide discretion must be left to the States for the manner of adjudicating a claim that a conviction is unconstitutional; * * * and so long as the rights under the * * * Constitution may be pursued, it is for a State and not for * * * [the Supreme] Court [of the United Stat

ppellate tribunal being no less a part of the process of law under which a defendant is held in custody, become subject to scrutiny on the occasion of any determination of an alleged unconstitutional deprivation of life or liberty.[988] Such examination may lead unavoidably to substantial feder

arently in observance of a principle of comity, whereunder a State appellate court's holding, though acknowledged as not binding, was deemed entitled to utmost respect, the Court persisted in its refusal to make an independent examination of allegations of a denial of due process. Eight years later, in Moore v. Dempsey,[992] a case involving similar allegations of mob domination, the Court, on this occasion speaking through Justice Holmes who had dissented in the preceding deci

onouncements by the latter that proceedings in a trial court were fair. However, the enduring character of this precedent was depreciated by the Court's insistence that Moore v. Dempsey was decided consistently[993] with Frank v. Mangum; and it was not until the later holding in Br

ESS: MIS

pe

here; and there is no provision in the Federal Constitution which forbids a State from granting to a tribunal, whether called a court or an administrative board, the final determination of a

iew of Stat

al tribunal acts in consonance with the Constitution, laws and procedure of its own State and as long as said Constitution and laws are so interpreted as not to violate due process, it is only in exceptional circumstances that the Supreme Court would feel justified in interven

on as to the sufficiency of the indictment employed is for a State court to determine.[1000] Likewise, the failure of a State to establish a county appellate court as required by the State constitution cannot support any appeal founded upon a denial of due process.[1001] Moreover, if a State court errs in deciding what the common law is, without, however, denying any constitutional right, the litigant adversely affected is not deprived of any liberty or property without due process of law.[1002] Also, whenever a wrong judgment is rendered, property is taken when it should not have been; yet whatever the ground may be, if the mistake is n

tection o

TIONS

titutes S

of brick or stone) without the consent of the board of supervisors. Permission had been withheld from petitioner and 200 other Chinese subjects but had been granted to 80 others to carry on the same business under similar conditions. This discrimination solely on the basis of nationality was held illegal. For an unlawful administration of a valid statute to constitute a violation of constitutional rights, purposeful discrimination must be shown. An erroneous performance of a statutory duty, although a violation of the statute, is not without more a denial of equal protection of the laws.[1008] This clause is also violated by the withholding of equal access to the courts,[1009] or by inequality of treatment in the courts.[1010] In Shelley v. Kraemer[1011] the use of judicial power to enforce private agreements of a discriminatory character was held unconstitutional. Holding that restrictive covenants prohibiting the sale of homes to Negroes could not be enforced in the courts, Chief Justice Vinson said: "These are not cases, as has been suggested, in which the States have merely abstained from action, leaving private individuals free to impose

rso

s and equal protection clauses.[1016] Although every case was decided against the corporations on its merits, there was no expression of any doubt that the corporations were entitled to invoke the protection of the amendment. Nine years later the issue was settled definitely by an announcement from the bench by Chief Justice Waite that the Court would not hear argument on the question whether the equal protection clause applies to corporations, adding: "We are all of opinion that i

Its Juri

nt corporation.[1021] That principle was subsequently qualified, over the dissent of Justices Brandeis and Holmes, by a holding that a foreign corporation which sued in a court of a State in which it was not licensed to do business to recover possession of property wrongfully taken from it in another State was "within the jurisdiction" and could not be subjected to unequal burdens in the maintenance of the suit.[1022] The test of amenability to service of process within the State was ignored in a recent case dealing with discriminatory assessment of property belonging to a nonresident individual. In holding that a federal court had jurisdiction to entertain a suit for a declaratory judgment to invalidate the tax, the Supreme Court specifically mentioned the equal protection clause as the so

tection of

ter burdens should be laid upon one than are laid upon others in the same calling and condition, and that in the administration of criminal justice no different or higher punishment should be imposed upon one than such as is prescribed to all for like offenses."[1027] The Amendment was not "designed to interfere with the power of the State, sometimes termed its 'police power,' to prescribe regulations to promote the health, peace, morals, education, and good order of the people, and to legislate so as to increase the industries of the State, develop its resources, and add to its wealth and prosperity * * * Regulations for these purposes may press with more or less weight upon one than upon another, but they are designed, not to impose unequal or unnecessary restrictions upon anyone, but to promote, with as l

ve Classi

in their relations. It suffices if it is practical.[1032] While a State legislature may not arbitrarily select certain individuals for the operation of its statutes, a selection is obnoxious to the equal protection clause only if it is clearly and actually arbitrary and not merely possibly so.[1033] A substantial difference, in point of harmful results, between two methods of o

wn because there are other instances to which it might have been applied.[1040] The State may do what it can to prevent what is deemed an evil and stop short of those cases in which the harm to the few concerned is thought less important than the harm to the public that would ensue if the rules laid down were made mathematically exact.[1041] Exceptions of specified classes will not render the law unconstitutional unless there is

XA

ar persons and classes, especially such as are of an unusual character, unknown to the practice of our governments, might be obnoxious to the constitutional prohibition."[1047] In succeeding years the clause has been invoked but sparingly to invalidate State levies. In the field of property taxation, in

s for the Purp

its taxing system in such a way as to favor certain industries or forms of industry,[1050] and may tax different types of taxpayers differently, despite the fact that they compete.[1051] It does not follow that because "some degree of inequality from the nature of things must be permitted, gross inequality must also be allowed."[1052] Classification may not be arbitrary; it must be based on a real and substantial difference,[1053] but the difference need not be great or conspicuous;[1054] but there must be no discrimination in favor of one as against another of the same class.[1055] Also, discriminations of an unusual character are scrutinized with especial care.[1056] A gross sales tax graduated at increasing rates with the volume of sales,[1057] a heavier license tax on each unit in a chain of stores where the owner has stores located in more than one county,[1058] and a gross receipts tax levied on

n Corp

er cases whittled down this rule considerably. The Court decided that "after its admission, the foreign corporation stands equal and is to be classified with domestic corporations of the same kind,"[1066] and that where it has acquired property of a fixed and permanent nature in a State, it cannot be subjected to a more onerous tax for the privilege of doing business than domestic corporations.[1067] A State statute taxing foreign corporations writing fire, marine, inland navigation and casualty insurance on net receipts, including receipts from casualty business was held inva

me T

and invalid.[1071] In taxing the income of a nonresident, there is no denial of equal protection in limiting the deduction of losses to those sustained within the State, although residents are permitted to deduct all losses, wherever incurred.[1072] A retroactive statu

itanc

mainder passes to collateral heirs;[1075] there is no arbitrary classification in taxing the transmission of property to a brother or sister, while exempting that to a son-in-law or a daughter-in-law.[1076] Vested and contingent remainders may be treated differently.[1077] The exemption of property bequeathed to charitable or educational institutions may be limited to those within the State.[1078] In c

Vehicl

cles used in operating a stage line that makes constant and unusual use of the highways may be measured by gross receipts and be assessed at a higher rate than taxes on property not so employed.[1082] Common motor carriers of freight operating over regular routes between fixed termini may be taxed at higher rates than other carriers, common and private.[1083] A fee for the privilege of transporting motor vehicles on their own wheels over the highways of the State for purpose of sale, does not violate the equal protection clause as applied to cars moving in caravans.[1084] The exemption from a tax for

l T

the aged and minors, does not make

erty

ials of other taxable property in the same class contravenes the constitutional right of one taxed upon the full value of his property;[1092] but mere errors in judgment resulting in unequal overvaluation or undervaluation, not intentional or systematic, will not support a claim of discrimination.[1093] Differences in the basis of assessment are not invalid where the person or property affected might properly be placed in a separate class for purposes of taxation.[1094] An owner aggrieved by discrimination is ent

l Asse

owners as necessarily to produce manifest inequality.[1099] A special highway assessment against railroads based on real property, rolling stock and other personal property is unjustly discriminatory when other assessments for the same improvement are based on real property alone.[1100] A law requiring the franchise of a railroad to be considered in valuing its property for apportionmen

CE P

sifi

ondemned a statute which forbade stock insurance companies to act through agents who were their salaried employees, but permitted mutual companies to operate in this manner.[1105] A law which required private motor vehicle carriers to obtain certificates of convenience and necessity and to furnish security for the protection of the public was held invalid by reason of the exemption of carriers of fish, farm and dairy product

rative D

to itself the power to make exceptions from a ban on the operation of a dairy within the city,[1111] or from building line restrictions.[1112] Written permission of the mayor or president of the city council may be required before any person shall move a building on a street.[1113] The Mayor may be empowered to determine whether an applicant has a good character and reputation and is a suitable pers

en

sequently, a statute requiring that employers of more than five workers employ not less than eighty percent qualified electors or natural born citizens denies equal protection of the law.[1120] Likewise a State law forbidding the issuance of commercial fishing licenses to aliens ineligible for citizenship has been held void.[1121] State laws forbidding aliens to own real estate, have been upheld in the past.[1122] A less sympathetic attitude toward such legislation was indicated in Oyama v. California, in 1948.[1123] There the State of California sought to escheat land owned by

Rela

r on public works[1127] have been sustained. So also was a statute forbidding persons engaged in mining and manufacturing to issue orders for payment of labor unless redeemable at face value in cash.[1128] The exemption of mines employing less than ten persons from a law pertaining to measurem

n of farm laborers and domestic servants does not render such an act invalid.[1133] A statute providing that no person shall

strictions on conditions of employment in particular occupations are not invalid because the law might have been made broader.[1135] One of the earliest pieces of social legislation to be sustained was a ten-hour law for women employed in laundries.[1136] A law limiting hours of labor for women in hotels is not rendered un

und persuasive, that the act denied the equal protection of the law to female owners of such establishments.[1140] Said Justice Frankfurter for the majority: "The fact that women may now have achieved the virtues that men have long claimed as their prerogatives and now indulge in vices that men have long practiced, does not precl

opo

hich exempts agricultural products in the hands of the producer is valid.[1144] Diversity with respect to penalties also has been sustained. Corporations violating the law may be proceeded against by bill in equity, while individuals are indicted and tried.[1145] A provision, superimposed upon the gene

ment f

.[1152] A State law doubling the sentence on prisoners attempting to escape does not deny equal protection in subjecting prisoners who attempt to escape together to different sentences depending on their original sentences.[1153] Infliction of the death penalty for assaults with intent to kill by life term convicts is not unconstitutional because not applicable to convicts serving lesser terms.[1154] The Fourteenth Amendment does not preclude the commitment of persons who, by an habitual course of misconduct, have evidenced utter lack of power to control sexual impulses, an

reg

protection of the laws.[1161] A statute providing for separate but equal accommodations on railroads for white and colored persons has been held not to deny equal protection of the law,[1162] but a separate coach law which permits carriers to provide sleeping and dining cars only for white persons, is invalid notwithstanding recognition by the legislature that there would be little demand for them by colored persons.[1163] Fifty years ago the action of a local board of education in suspending temporarily for economic reasons

it should be necessary and practicable to do so, and pending such development, to arrange and pay for the legal education of the State's Negroes at schools in other States. This was found insufficient; the obligation of the State to afford the protection of equal law can be performed only where its laws operate, that is to say, within its own jurisdiction. It is there that equality of rights must be maintained. In a later case the Court held that the State of Oklahoma was obliged to provide legal education for a qualified Negro applicant as soon as it did for applicants of any other group.[1167] To comply with this mandate a State court entered an order requiring in the alternative the admission of a Negro to the state-maintained law school or non-enrollment of

ICAL

te and Negro voters were sustained in the absence of a showing that their actual administration was evil.[1172] In 1903 in a suit charging that the registration procedure prescribed by statute was fraudulently designed to prevent Negroes from voting, the Court, in an opinion written by Justice Holmes, refused to order the registration of an allegedly qualified Negro, on the whimsical ground that to do so would make the Court a party to the fraudulent plan.[1173] The opinion was careful to state that "we are not prepared to say that an action at law could not be maintained on the facts alleged in the bill." Such an action was brought some years later in Oklahoma under a registration law enacted after its "grandfather" statute had been held unconstitutional. Registration was not necessa

is perpetrated by the State.[1175] The Court had no difficulty in holding that a State statute which forbade voting by Negroes in a party primary was obnoxious to the Fourteenth Amendment.[1176] The same conclusion was reached with respect to exclusion by action of a party executive committee pursuant to authority conferred by statute.[1177] But at first it refused to extend this rule to a restriction on membership imposed wit

f a showing of purposeful discrimination, a denial of a constitutional right which would justify a suit for damages against members of the Board. Three recent attacks on inequalities in the effective voting power of persons residing in different geographical areas were likewise unsuccessful. The Court refused, in Colegrove v. Green,[1183] to interfere to prevent the election of Representatives in Congress by districts in Illinois, because of unequal apportionment. Two years later, in MacDougall v. Green[1184] it held that a State law requiring candidates of a n

CED

al Do

mber of peremptory challenges to jurors in capital cases in cities having more than 100,000 inhabitants than in other areas.[1187] A State may require that disputes on the amount of loss under fire insurance policies be submitted to arbitration.[1188] It may prescribe the evidence which shall be received and the effect which shall be given it; proof of one fact, or of several facts taken collectively, may be made prima facie evidence of

s to

ne district the State is allowed an appeal and in another district it is not.[1192] The legislative discretion to grant or withhold equitable relief in any class of cases must, under the equal protection clause, be so exercised as not to grant equitable relief to one, and to deny it to another under like circumstances and in the same territorial jurisdiction. A S

orat

1196] Where, however, actions against domestic corporations may be brought only in counties where they may have places of business or where a chief officer resides, a statute authorizing action against a foreign corporation in any county is discriminatory and invalid.[1197] So also is a statute, applicable only to foreign corporations, which

s of Li

enefit and relief associations.[1199] Costs may be allowed to a person who has been subjected to malicious prosecution, with provision for commitment of the prosecutor until paid.[1200] Statutes providing for recovery of reasonable attorney's fees in action on small claims against all classes of defendants, individual and corpora

tion

office which would operate to discriminate in the selection of jurors on racial grounds."[1206] An accused does not, however, have a legal right to a jury composed in whole or in part of members of his own race.[1207] Mere inequality in the numbers of persons selected from different races is not conclusive; discrimination is unlawful only if it is

forum," but conceded that "a discretion, even if vested in the court, to shunt a defendant before a jury so chosen as greatly to lessen his chances while others accused of a like offense are tried by a jury so drawn as to be more favorable to them, would hardly be 'equal protection of the laws.'"[1213] However, he asserted that the New York statute authorizing "blue ribbon" juries "does not exclude, or authorize the clerk to exclude, any person or class because of race, creed, color or occupation. It imposes no qualification of an economic nature beyond that imposed by the concededly valid general panel statute. Each of the grounds of elimination is reasonably and closely related to the juror's suitability for the kind of service the special panel requires or to his fitness to judge the kind of cases for which it is most frequently utilized. Not all of the grounds of elimination would appear relevant to the issues of the present case. But we know of no right of defendants to have a specially constituted panel which would include all persons who might be fitted to hear their particular and unique case."[1214] He held further that defendants had failed to shoulder the necessary burden of proof in support of their allegations of discrimination, and added: "At most, the proof shows lack of proportional representation and there is an utter deficiency of proof that this was the result of a purpose to discriminate against this group as such. The uncontradicted evidence is that no person was excluded because of his occupation or economic status. All were subj

ENT OF REP

nd Vice President of the United States, Representatives in Congress, the Executive and Judicial officers of a State, or the members of the Legislature thereof, is denied to any of the male inhabitants of such State, being twenty-one years of age, and citizens of the United Stat

Gen

nd the persons formerly held as slaves made citizens, this clause fixing the apportionment of representatives has abrogate

ns Not

ctually paying taxes or only to those who are not subject to taxation and (2) to Indians not taxed or subject to taxation by any taxing authority or only to those not taxed or subject to taxation by the States in which they reside * * * [presents] questions * * * [which have] been discussed in a number of court decisions but the issue has never been squarely raised in any of the decided cases. Some of the cases and some statements appearing in the debates in the Const

des "Indians not taxed" from the computation of the total population of each State. However, in reliance on the above-mentioned decision that all Indians are now subject to federal income taxation, the Director of the Cen

t to

; subject, however, to the limitation that the Constitution, in article I, section 2, adopts as qualifications for voting for m

clared to be fundamentally based upon the Constitution and as never having

f State's R

man at large, inasmuch as the plaintiff's case rested on the theory that the apportionment act of Congress and the Redistricting Act of Virginia, by failing to take into account the disenfranchisement of 60% of the voters occasioned by the poll tax, were both invalid, and that Virginia accordingly was entitled to only four instead of nine Congressmen, which four were to be elected at large.[1223] "

ICATION O

reviously taken an oath, as a member of Congress, or as an officer of the United States, or as a member of any State legislature, or as an executive or judicial officer of any State, to support the Constitution o

Gen

lanket act, from all persons "except Senators and Representatives of the Thirty-sixth and Thirty-seventh Congresses, officers in the judicial military, and naval service of the United States, heads of departments, and foreign ministers

C DEB

ng insurrection or rebellion, shall not be questioned. But neither the United States nor any State shall assume or pay any debt or obligation incurred in aid of insurrecti

e Civil War, its language indicates a broader connotation. * * * 'the validity of the public debt' * * * [embraces] whatever concerns t

ORC

wer to enforce, by appropriate legisl

f the P

ng under such legislation, can be called into activity: * * * The legislation which Congress is authorized to adopt in this behalf is not general legislation upon the rights of the citizen, but corrective legislation, that is, such as may be necessary and proper for counte

l other qualifications which are or may be prescribed by law shall be disqualified for service as grand or petit juror in any court of the United States, or of any State, on account of race, color, or previous condition of servitude; and any officer or other person charged with any duty in the selection or summoning of jurors who shall exclude or fail to summon any citizen for the cause aforesaid shall, on conviction thereof, be deemed guilty of a misdemeanor, * * *"[1229]

se five Justices concluded that Ex parte Virginia[1234] and United States v. Classic[1235] had rejected for all time the defense that action by state officers in excess of their powers did not constitute state action "under color of law" and therefore was punishable, if at all, only as a crime against the State.[1236] The conviction of Screws was, however, reversed on the ground that the jury should have been instructed to say whether the accused had had the "specific intent" to deprive their victim of his constitutional rights, since in the absence of such a finding § 20 failed for indefiniteness.[1237] But this construction of the word "willfully" appears subsequently to have been abandoned, or at least considerably watered down. In Williams v. United States,[1238] decided in April 1951, the Court ruled, by a bare majority, that a conviction under § 20 was not subject to objection on the ground of

o

s, see Art. I, § 8, cl. 4, Na

andford, 19 Ho

4-406, 417-4

rteenth Amendment, "All persons born in the United States and not subject to any foreign power

therefore not subject to deportation because of her removal to Sweden during her minority, it appearing that her parents resumed their citizenship in th

69 U.

Tin Sing, 21

Nagle, 24 F.

erm, 'United States', except as otherwise specifically herein provided, when used in a geographical sense, means the continental United States, Alaska, Hawaii, Puerto R

use Cases, 16 Wal

elective Draft Law Cases), 245

abridgment or impairment by the law of a State."-Orient Ins. Co. v. Daggs, 172 U.S. 557, 561 (1899). This conclusion was in harmony with the earlier holding in Paul v. Virginia, 8 Wall. 168 (1869) to the effect that corporations were not within the scope of the privileges and immunities clause of state citi

l. 36, 71,

Ibid.

a, 6 Wall. 35 (1868). Decided before ra

1 U.S.

U.S. 78, 97 (1908)); but it was pointed out in United States v. Wheeler, 254 U.S. 281, 299 (1920), that the statute involved in the Crandall Case was held to burden directly the performance by the United States of its governmental fun

s v. Cruikshank,

0 U.S. 651 (1884); Wiley v.

es v. Waddell, 1

ited States, 144

les, 158 U.S

Kentucky, 141 U

07 U.S

ivileges and immunities, clause, inasmuch as the record disclosed that the complainants had not invoked the latter clause and the evidence failed to i

S. 160, 177

uglas, Black, Mu

Wall. 3

.S. 245, 2

96 U.S

v. Kentucky, 3

.S. 404, 4

U.S. 633,

Ibid.

Hardy, 169 U.S.

Fears, 179 U.S.

Min. Co. v. Fulton, 2

S. 175 (1915); Crane v. New

Co. v. Castle, 22

o. v. Commercial Milling

6 Wall. 130, 139 (1873); Re

Hotchkiss, 100 U.

ansas, 123 U.S. 623 (1887); Crowley v. Christensen, 137 U

Kemmler, 136 U

appersett, 21 W

illiams, 193 U

ne, P. & S.R. Co.,

Sauvinet, 92

llinois, 116 U.S.

w, 176 U.S. 581, 5

, 91-98 (1908). Reaffirmed in Adamson v

Bryant v. Zimmerman, 2

onnecticut, 302

v. Suttles, 302

3, 92-93 (1940); overruling Colgate

. Hughes, 321

v. Green, 335

Smith, 191 U.S.

401, 410 (1905). See also French v. Barber

How. 393, 450 (1857), is th

Wall. 36

Ibid.

U.S. 113

Ibid.

U.S. 9

bid. 1

U.S. 51

d. 528,

. 113, 141-

3 U.S.

36, 113-114, 1

nd the control of the State. * * * There are limitations on [governmental power] which grow out of the essential nature of

be modified, by lawful regulations necessary or proper for the mutual good of all; * * * This right to choose one's calling is an essential part of that liberty which it is the object of government to protect; and a calling, when chosen, is a man's property and right. * * * A l

3 U.S.

r v. Peck, 6 Cr.

. 113, 123,

Ibid.

U.S. 62

he public morals, and the public safety, may be endangered by the general use of intoxicating drinks; nor th

U.S. 67

Ibid.

U.S. 36

U.S. 45

U.S. 67

U.S. 62

9 U.S.

.S. 45, 58

U.S. 45

U.S. 45

U.S. 42

U.S. 41

] I

a, 243 U.S. 629 (1917); Morehead v. New York ex rel. Tipaldo, 298 U.S. 587

ght of the employer to select its employees or to discharge them." However, restraint of the employer for the purpose of preventing an unjust interference with th

iracy Theory' of the Fourteenth Amendment", Select

explicitly declared the United States "equally with the States * * * are prohibited from depriving persons

nance Corp. v. Paramount Auto Exch. Corp., 262 U.S. 544, 550 (

Sisters, 268 U.S. 510, 535 (1925). Earlier, in 1904, in Northern Securities Co. v. United States, (193 U.S. 197, 362), a case interpreting the federal antit

rican Press Co., 297

.S. 356 (1886); Terrace v. Thom

4 (1889); Taylor v. Beckham (No. 1), 178 U.S. 548 (1900); Straus v. Foxworth, 231 U.

4 (1919); Trenton v. New Jersey, 262 U.S. 182 (

.S. 656 (1934); South Carolina Highway Dep

nstitutionality of a State statute in order to avoid compliance with it.-Smith v. Indiana, 191 U.S. 138 (1903); Braxton County Ct. v. West Virginia, 208 U.

o. v. Sanitary Reduction Works, 199 U.S. 306, 318 (1905); Eubank v. Richmond, 226 U.S. 137 (1912); Schmidinger v. Chicago, 226 U.S. 578 (1913); S

, 58-59 (1915); Eubank v. Richmond, 226 U.S. 137, 142 (1912); Erie R. Co. v. Williams, 233 U.S. 685, 699 (1914); Panhandle Easte

e R. Co. v. Goldsboro, 2

U.S. 189, 197 (1933); Liggett (Louis K.) Co

, 260 U.S. 393 (1922). See also Welc

nk v. Haskell, 219 U

v. Williams, 233 U

ervice Co. v. New Orleans,

nk v. Bryan, 282 U.

ebraska, 262 U.S

ts, 197 U.S. 11 (1905); Zucht

Bell, 274 U.

Probate Court, 30

. New Jersey, 30

2 U.S. 3

8 U.S. 5

o parents were party litigants, the Court in fact disposed of the case on the ground t

ippi University, 237 U

of California, 293 U.S. 245

Wall. 3

s by incarceration, but the term is deemed to embrace the right of the citizen to be free in the enjoyment of all his faculties; to be free to use them in all lawful ways; to live and work where he will; to earn his livelihood by

U.S. 1,

549, 567, 570 (1911); Wolff Packing Co. v. Court

. Hardy, 169 U

S. 385 (1915). See also Muller v. Oregon, 208 U.S. 412 (1908); Riley v. M

. Oregon, 243 U

Kansas, 191 U

oal Co. v. Illinois,

r Min. Co. v. Fulton

. Indiana, 299

Co. v. Pennsylvania,

Indiana, 237

fg. Co. v. Beauchamp

); Dayton Coal & I. Co. v. Barton, 183 U.S. 23 (1901);

v. Williams, 233

. & S.R. Co. v. Paul

, 236 U.S. 338 (1915). See also McCl

ng Adkins v. Children's Hospital, 261 U.S. 255 (1923) (a Fifth Amend

g, Inc. v. Missouri, 34

bid., 4

Co. v. White, 243

(Arizona Employers' Liability Cas

ignation of "hazardous," the legislature may carry the idea to the

.S. 188 (1917); Mountain Timber Co.

(Arizona Employers' Liability Cas

. Bleakly, 243

Q.R. Co. v. McGuire,

o. v. Industrial Commiss

v. Duffy, 254 U

. v. Industrial Commissi

. Co. v. Phoenix Indemnit

.S. 371 (1924); New York State R.

r their liberty of contract by restriction imposed by the State on the fees which they may char

. Northwestern Co., 335 U.S. 525, 535

ated as though his generalizations had been imparted to him on Sinai and not as a thinker who addressed himself to the elimination of restrictions which had become fetters upon initiative and enterprise in his day. Basic human rights expressed by the constitutional conception of 'liberty' were equated with theories of laissez faire. The result was that economic views of confined validity were treated by lawyers and judges as though the Framers had enshrined them in

r v. United States and Coppage v. Kansas, respectively. In Truax v. Corrigan, a majority of the Court held that an Arizona statute which operated, in effect, to make remediless [by forbidding the use of injunction] injury to an employer's business by striking employees and others, through concerted action in picketing, displaying banners advertising the st

had also ruled that a statute compelling employers and employees to submit their controversies over wages and hours of labor to State arbit

1 U.S. 4

forcement by a State court of a local rule of policy which rendered illegal an agreement of several insurance companies having a monopoly of a l

& P.R. Co. v. Perry,

. Kansas, 272

U.S. 468,

See p.

t to a denial of freedom of speech and constitute therefore a deprivation

6 U.S. 8

ices * * *, in relations like those now before us, ought not to have a higher constitutional sanction than the determ

5 U.S. 5

5 U.S. 5

ower but by virtue of such power were no longer dependent on the closed shop for survival. He would therefore leave to the legislatures the determination "whether it is preferable in the public interest that trade unions should be subjected to State interve

6 U.S. 2

Ibid

ent cases regulating picketing are t

U.S. 11

. P.R. Co. v. Minnesot

urt of Industrial Relations,

v. New York, 143 U.S. 517, 546 (1802); Brass v. N

v. Godard, 183

v. Yeomans, 301

ewis, 233 U.S. 389 (1914); Aetna In

v. Hartford F. Ins. C

Standard Oil Co.,

Theatre Ticket Offices v. B

Co. v. Liebmann, 2

f circumstances seriously curtails the regulative force of competition so that buyers or sellers are placed at such a disadvantage in the bargaining struggle that a legislature might reasonably anticipate serious consequences to the community as a whole." In his dissenting opinion in New State Ice Co. v. Liebmann, 285 U.S. 202, 302-303 (1932), Justice Brandeis had also observed that: "The notion of a distin

ed of by him at will may be resold." Intimating that the New York statute was as efficacious as a safety regulation which required "householders to pour oil on their roofs as a means of curbing the spread of a neighborhood fire," Jus

U.S. 236,

7 U.S. 3

e also Peik v. Chicago & N.W

pecies of price fixing. Power Comm'n v.

New York, 291

also Chicago, B. & Q.R. Co. v

6 U.S. 3

eidelman, 125

U.S. 418,

3 U.S. 5

U.S. 362,

n of legislatively imposed rates has involved carriers, it should be noted th

er railway rates are confiscatory, all parts of the system within the State (including sleeping, parlor, and dining cars) should be embraced in the computation; and the unremunerative parts should not be excluded because built primarily for interstate traffic or not required to supply local transportation needs.-See: Minnesota Rate Cases (Simpson v. Shepard), 230 U.S. 352, 434-435 (1913); Chicago, M. & St. P.R. Co. v. Public Utilities Commission, 274 U.S. 344 (1927); Groesbeck v. Duluth, S.S. & A.R. Co., 250 U.S. 607 (1919). The maxim that a legislature cannot delegate legislative power is q

Loan & Trust Company, 1

mmission v. Illinois C.R. Co

.S. 298, 31

Co. v. Des Moines,

es (Simpson v. Shepard),

. Water Company,

ois Bell Teleph. Co.

nsolidated Gas Co.,

ee also Minnesota Rate Cases (Simpson

41, 442 (1903). See also Van Dyke v. Geary, 244 U.S. 39 (1

sition, see Crowell v. B

ee also Interstate Comm. Comm. v. Ill

.S. 287, 29

eshly introduced whereas in the cases received on appeal f

1 U.S. 2

S. 287, 291,

U.S. 11

5 U.S. 5

Gas Act of 1938 (52 Stat. 821), the principles laid down therein are believed to be applicable to the review of rate order

3 U.S. 2

concurring opinion, written earlier in 1939 in Driscoll v. Edison Co., 307 U.S. 104, 122, Justice Frankfurter temporarily adopted a similar position; for therein he declared that "the only relevant function of law * * * [in rate controversies] is to secure observance of those procedural safeguards in the exercise

ission v. Hope Gas Co.,

& Grand Trunk Ry. Co. v. Wellman, 143 U.S. 339, 345-346 (1892); Missouri ex rel. S

f the formulas, utilization of which was hitherto deemed

46-547), held that determination of such value necessitated consideration of at least such factors as "the original cost of construction, the amount expended in permanent improvements, the amount and market value of * * * [the utility's] bo

original cost of construction"). If prices did not fluctuate through the years, the controversy which arose over the application of reproduction cost in preference to original cost would have been reduced to a war of words; for results obtained by reliance upon either would have been identical. The instability in the price structure, however, presented the courts with a dilemma. If rate-making is attempted at a time of declining prices, valuation on the ba

viation in behalf of consumer interests. As examples of the varied application by the Court of the reproduction cost formula, the following cases are significant: San Diego Land and Town Co. v. National City, 174 U.S. 739, 757 (1899); San Diego Land & Town Co. v. Jasper, 189 U.S. 439, 443 (1903); Willcox v. Consolidated Gas Co., 212 U.S. 19, 52 (1909); Minnesota Rate Cases, 230 U.S. 352 (1913); Galveston Elec

es, but also capital charges. Capital charges cover the allowance, by way of interest, for the use of the capital, * * *; the allowance for the risk incurred; and enough more to attract capital. * * * Where the financing has been proper, the cost to the utility of the capital, required to construct, equip and operate its plant, should measure the rate of return which the Constitution guarantees opportunity to earn." Advantages to be deri

R.R. Comm'n. v. Pacific Gas Co., 302 U.S. 388, 399, 405 (1938) the Court upheld respectively a valuation from which reproduction cost had been excluded and another in which historical cost served as the rate base. Later, in 1942, when in Power Comm'n. v. Nat. Gas Pipeline Co., 315 U.S. 575, the Court further emphasized its

ville v. Knoxville Water Co., 212 U.S. 1, 9-10 (1909); but notwithstanding its early recognition as an allowable item of deduction in determining value, depreciation continued to be the subject of controversy arising out of the difficulty of ascertaining it and of computing annual allowances to cover the same. Indicative of such controversy has been the disagreement as to whether

defined by the Court, and the latter has accordingly been plagued by the difficulty of determining its worth. In its latest pronouncement on the subject, uttered in Power Comm'n. v. Nat. Gas Pipeline Co., 315 U.S. 575, 589 (1942), the Court denied that there is any "constitutional requirement that going concern value, even when it is an appropriate element to be included in a rate base, must be separately stated and appraised as such * * * valuations for rate purposes of a business assembled as a whole * * * [have often been] sustained without separate appraisal of the going concern element. * * * When that has been done, the burden rests on the regulated company

n., 324 U.S. 548, 562, 564 (1945), to use as a rate base the price at which the utility offered to sell its property to a citizen. Moreover, the Commission's order was not invalid even though under the prescribed rate the utility would operate at a loss; for the due process cannot be invoked to protect a public utility against business hazards, such as the loss of,

ciation allowance is to be earned." Power Comm'n. v. Nat. Gas Pipeline Co., 315 U.S. 575, 590 (1942). Nor can past losses be used to enhance the value of the property to support a claim that rates for the future are confiscatory (Galveston Electric Co. v. Gal

), citing Chicago, B.& Q.R. Co. v. Iowa, 94 U.S. 155 (1877). See also Prentis v. Atlantic

on v. Mobile & O.R. Co., 244 U.S. 388, 391 (1917). See also Missouri P.R. Co. v. Nebrask

ic Ry. Co. v. Clevelan

it, 255 U.S. 171 (1921). See also Denver

Angeles Gas & Electric

teles Waterworks Co. v. Skaneateles, 184 U.S. 354 (1902); Helena Waterworks Co.

eleg. Co. v. Richmond

. v. Phoenix Ref Co.,

R. Co. v. Chicago, 166 U.S. 226, 255 (1897); Chicago, B. & Q.R. Co. v. Illinois ex rel. Grimwood,

Co. v. Hatch, 224

Line Co. v. State Highway Com

ht Co. v. Drainage Commis

rnpike Co. v. Virgini

ridge Co. v. New York

Q.R. Co. v. Nebraska

U.S. 561 (1906); Chicago & A.R. Co. v. Tranbarger, 238 U.S. 67

ectric Co. v. Police C

M. & O.R. Co. v. Holmbe

294 U.S. 405 (1935). See also Lehigh Valley R.

also New York ex rel. Woodhaven Gas Light Co. v. Public Service Commission, 269 U.

; Chesapeake & O.R. Co. v. Public Service Commission, 242 U.S. 603 (1

on Co. v. Railroad Commission, 251 U.S. 396 (1920); Railroad Commission v. Eastern Texas R. Co.,

Co. v. Railroad Commission,

v. Minnesota ex rel. Railroad & W

Minnesota, 166

v. Kansas ex rel. Tayl

. v. Public Service Commis

sion ex rel. Cameron, 249 U.S. 422 (1919); Western & A.R. C

v. Illinois Comm'n,

Co. v. Nebraska, 2

v. Public Service Commissi

ilroad & Warehouse Commission, 238 U.S. 340 (1915);

. P.R. Co. v. Wisconsi

1912). See also Michigan C.R. Co. v. Michigan Railroad Commission, 236 U.S. 615 (

o. v. Central Stockyards

. Michigan Railroad Commi

St. P.R. Co. v. Iowa

process when they are forbidden to exact a greater charge for a shorter distance than for a longer distance. Loui

n R. Co. v. Georgia,

P.R. Co. v. Richmon

ine R. Co. v. Goldsbor

v. Minnesota ex rel. Clara

R. Co. v. Denver, 2

St. L.R. Co. v. Whit

St. L.R. Co. v. Alabam

1911); St. Louis, I.M. & S.R. Co. v. Arkansas, 240 U.S. 51

Line R. Co. v. Georgi

. v. Solomon, 23

& H.R. Co. v. New Yor

(1922). See also Yazoo & M.V.R. Co. v. Jackson Vinegar Co., 226 U.S.

Line R. Co. v. Glenn,

.F.R. Co. v. Mathew

. v. Nye Schneider Fowler

hern R. Co. v. Anderso

& S.R. Co. v. Wynne,

St. P.R. Co. v. Polt

. Co. v. Tucker, 2

S.R. Co. v. Williams,

U.S. 512 (1885); Minneapolis & St. L.R

Q.R. Co. v. Cram,

. & Teleph. Co. v. Danah

re Redemption Co. v. Loui

S.R. Co. v. Smith, 17

il v. State Council,

consin Trust Co., 2

ns. Co. v. Duel, 3

al v. Cass County,

w York, 291 U.S. 5

Oil Co. v. Texas, 212 U.S. 86 (1909); National Cotton Oil Co.

234 U.S. 199 (1914). See also American Seedin

Co. v. Mississippi,

Wisconsin, 195

Co. v. South Dakota

ery Co. v. Minnesota

-Distillers Corp., 299 U.S. 183 (1936); The Pe

S. 578, 588 (1913), citing McLean v.

. Missouri ex rel. Bark

Chicago, 299

(1909); Kidd, D. & P. Co. v. Mussel

ox & Basket Co. v. Whi

r v. Chicago, 22

g Co. v. Bryan, 2

ing Co. v. Bryan,

v. North Dakota,

Corn Products Ref. Co. v. Eddy, 249 U.S. 427 (1919); Na

hresher Co. v. Jackson

Caldwell v. Sioux Falls Stock Yards Co., 242 U.S. 559

Illinois, 184 U

Parker, 187 U.

. Missouri, 219

Mayes, 219 U.

2 (1916); Tanner v. Little, 240 U.S. 369 (191

v. First State Bank, 219 U.S. 114 (1911); Assaria State Bank v. Doll

one, 221 U.S. 660 (1911); Anderson Natio

ty the conservator can enforce as cheaply as could a receiver appointed under the pre-existing statute, it cannot be said that the new statute, in suspending the right of a depositor to have a receiver appointed,

Love, 295 U.

v. Federal Reserve Ban

Connecticut, 218

Co. v. Martell, 22

. 465 (1919); Stipcich v. Metropolitan

e Ins. Co. v. Lewis,

g v. Hartford Insur. Co

, distinguishing Allgeyer v. Louisiana, 165 U.S. 578 (18

amily Ins. Co., 3

tice Roberts declared that the plain effect of the Virginia law is to compel a nonres

o. Assn. v. Maloney,

. Louisiana, 165

ns. Co. v. Dodge, 2

F. Ins. Co. v. Wanber

m. Co. v. Nelson (N.O.) Mfg

Liability Ins. Co. v. Sm

Co. v. Daggs, 17

ning Co. v. Cullen,

219 U.S. 307 (1911). See also Carroll v.

s. Co. v. McCray,

. L. Ins. Co. v. Riggs

Hadley v. Aetna L. Ins.

erve Fund Life Associati

Carpenter, 305

aw absolutely prohibiting maintenance of private employment agencies." Commenting on the "constitutional philosophy" thereof in Lincoln Union v. Northwe

K.) Co. v. Baldridge,

Virginia, 129 U.S. 114 (1889); Hawker v. New York, 170 U.S. 189 (1898); Ree

U.S. 288 (1912); Hayman v. G

608, 611 (1935). See also Douglas v. Noble, 261 U.S. 1

Smith, 195 U.

St. L.R. Co. v. Alaba

Texas, 233 U.

Asso. v. Greenberg,

nnesota ex rel. Railroad & W.

Atlanta, 242

Chicago, 177 U.S

nc. v. Chapman, 3

New York, 268

p. v. Utah, 285

Nebraska, 205

v. Tobin, 252

Louisiana, 139

California, 225

v. New York, 226

g Ohio Oil Co. v. Indiana (No. 1), 177 U.S. 100 (1900); Lindsley v. Natural Carbonic

v. Corporation Commiss

e also R.R. Commission v. Oil Co., 311 U.S. 570 (1941); R.R.

lidated Gas Utilities C

., 340 U.S. 179 (1950); Phillips Petrol

4 U.S. 300 (1920). See also Henderson

um Co. v. Superior Ct

lahoma City, 289

Coal Co. v. Mahon,

r Co. v. McCarter, 209 U

hoene, 276 U.S. 27

Kirkwood, 237

our Co. v. Gentry, 29

s, 139 U.S. 240 (1891); Geer v.

cLaughlin, 281 U.

lour Co. v. Gentry,

onnecticut, 161

esterberg, 211

Little Rock, 23

v. Sebastian, 23

St. Louis, 194

Little Rock, 23

Walker, 204 U

486 (1916). For a case embracing a rather special set o

Swasey, 214 U

U.S. 325 (1927); Nectaw v. Cambridge, 277 U.S. 183 (1928); Cusack (Thomas) Co. v. Chicago

attle Title Trust Co. v. Ro

Richmond, 226

v. Fox, 274 U

v. Warley, 245

Corp. v. Hope, 24

Co. v. Marysville,

3 U.S. 27 (1885); Soon Hing v

. Reardon, 255

lls Co. v. Saxl, 3

tion à Vapeur v. Louisiana State Bo

.S. 11 (1905); New York ex rel. Lieber

orth Carolina, 24

Co. v. Sanitary Reduction

v. Valdosta, 22

rkwood, 237 U.S.

U.S. 678 (1888); Magnano (A.) Co

ld Storage Co. v. Chica

Milwaukee, 228

v. Ward, 279 U

Whipple v. Martinson,

Cream Co. v. Iowa,

v. Shaw, 248

Illinois, 238 U

s v. Kansas, 323

almer Bros Co., 2

Wittman, 198 U

. Trout, 199 U

Harris, 101 U.S. 814 (1880); Dougla

New Orleans, 177

Minnesota, 177

dd v. Pearson, 128 U.S. 1 (1888); Purity Extract & Tonic Co. v. Lynch, 226 U.S. 192 (1912); James Clark

Kansas, 123 U.S.

U.S. 1 (1922); Van Oster v.

v. Binford, 287

ic Utilities Commissi

v. Binford, 287

ilities Commission v. Du

ion, 271 U.S. 583 (1926); Smith

ub. Util. Comm'n.,

. Binford, 286

ess v. New York, 3

Mealey, 314 U

Masci, 289 U.

(1924); Sprout v. South Bend, 277 U.S. 163 (1928); Hodge Drive-It-Yourself Co. v. Cin

Co. v. Day, 314 U

ity Bank Co., 321 U

d that New York is attempting to escheat unclaimed funds not located either actually or constructively in Ne

1 U.S. 4

v. Hughes, 321

o, St. P.M. & O.R. Co

Getz, 285 U.S. 43

immerman, 290 U.S

odbine Sav. Bank, 2

orp. v. Donaldson, 325 U

Orleans & C.R. Co.,

. Heskin, 222

New Jersey, 262

. Sturges, 222

lsom Bros. v. New Orleans,

ex rel. Kies v. Lowre

Pittsburgh, 207

Kansas City, 23

.S. 389 (1901); Cass Farm Co.

il Co. v. Texas, 217

es v. Portland, 245 U.S. 217 (1917); Green v. Frazier, 253 U.S. 233

t Tunnel Improv. Dist.

Portland, 245 U

Frazier, 253

. New York, 254

at Tunnel Improv. Dis

siana State Bd. of Ed

uthern Coal & Coke Co.

ard Oil Co., 294 U

(1935). See also Chapman v. Zobelein, 237 U.S. 13

. 644 (1937). A taxpayer therefore cannot contest the imposition of an income tax on the ground that, in operation,

Riley, 268 U.S. 13

Brewster, 203 U

New York, 222

ate Tax Commission,

S. 278 (1902); Chanler v. K

Cole, 256 U.S.

v. Long, 282

. Long, 299 U.

ate Tax Com., 309 U

Henry, 305 U.S.

ax Commission, 28

nry, 305 U.S. 134

r & Light Co. v. Seatt

N. Teleg. Co. v. Dola

. Sheppard, 299

St. L. Ky. v. Browning

. New York, 211

amation District, 1

. Oakland, 263

v. Richland Irrig. Co., 289 U.S. 71 (1933) in which it was also stated that an assessment to pay the g

River Drainage Dist,

t. v. Missouri P.R. Co

n R. Co. v. Road Improv.

o. v. Barber Asphalt Pav.

beria & St. M. Drainage D

. Leser, 239 U

r & N.R. Co. v. Welle

, 199 U.S. 194, 204 (1905). See also Louisville

ng Co. v. Baltimore, 216 U.S. 285 (1910); Frick v. Pennsylvania

York, C. & H.R.R. Co. v.

n Refrigerator Transit Co. v. Kentucky, 199 U.S. 194, 207 (1905); Jo

e, 8 Missouri Law Review 155, 160-162 (1943); Ralph T. Rawlins, State Jurisdictio

Hotchkiss, 100 U.S

c. v. Multnomah Count

hington County, 177

rust Co. v. Louisvill

ennepin County, 2

Bank v. Durr, 257

Maiden, 232 U.

Corp. v. Minnesota, 3

t Co. v. Pennsylvania

v. Dept. of Taxation

Co. v. United States

l. Hatch v. Reardon,

Mfg. Co. v. Query,

Beach, 206 U

. Norfolk, 277

x Assessors, 331 U.S.

7 U.S. 2

0 U.S. 8

. Braden, 295

Riley, 268 U.S. 13

on v. Aldrich, 316 U.S. 174, 185 (1942), Justice Jackson asser

. Wisconsin, 338 U.S. 251 (1949); City Bank Far

a power of appointment through a will executed therein by a resident, when the property was a trust fund in Massachusetts created by the will of a resident of the latter State. One of the reasons assigned for thi

3 U.S. 4

ital Trust Co. v. Dough

7 U.S. 1

Bank v. Maine, 284 U.

0 U.S. 2

8 U.S. 1

hat Wheeler v. Sohmer, 233 U.S. 434 (1914), previously mentioned, a

2 U.S. 1

4 U.S. 3

6 U.S. 1

357, 363, 366-3

8 U.S. 3

7 U.S. 3

Ibid

S. 657, 660,

eat. 316,

9 U.S. 9

6 U.S. 3

U.S. 193 (1936). See also Memphis Gas C

. v. Ohio State Audito

ment Co. v. Massachuset

o. v. Grand Forks Coun

his result, the holding appears to be in line with the dictum uttered by the late Chief Justice Stone in Curry v. McCanless (307 U.S. at 368) to the effect that the taxation of a corporation by a

R. Co. v. Pennsylvania

Ferry Co. v. Kentuck

U.S. 227 (1916); Kansas City, M. & B.

Richardson, 26

an Co. v. Kansas ex rel. Coleman, 216 U.S. 56 (1910); Looney v. Crane Co., 245

ng Co. v. Hinkle,

. v. Arkansas ex rel. Nor

ing Co. v. Virginia,

lectricity violate the due process clause because it may be necessary, to ascertain, as an element in its com

o Contracting Co. 3

r Transit Co. v. Kentuc

fic Co. v. Kentucky

amship Co. v. Virginia

9 U.S. 1

Car Co. v. Pennsylvan

e taxation of such airplanes, which had in fact been taxed proportionately by other States, the Court declared that the "taxability of any part of this fleet by any other State than Minnesota, in view

. v. Oklahoma ex rel. Mit

& St. L.R. Co. v. Backu

ating that portion of total railway property found in said State when the cost of the lines in the taxing State was much less than in other States and the mos

R. Co. v. Minnesota

R. Co. v. Minnesota

ate Tax Commission,

S. 37 (1920); Travis v. Yale &

el. Cohn v. Graves,

v. Trefry, 253

Co. v. Virginia, 30

. Graves, 299 U

254 U.S. 113 (1920); Bass, Ratcliff & Gretton

s v. North Carolina,

o. v. State Board,

cannot be controlled by, any law of Wisconsin. The act of disbursing such income as dividends, he contended, is "one wholly beyond the reach of Wisconsin's sovereign power, one which it cannot effectively command, or prohibit or condition." The assumption that a proportion of the dividends distributed is paid out of ea

Tea Co. v. Grosjean,

ur. Soc. v. Pennsylvan

fe Assur. Soc. v. Kentu

ennessee, 311 U.S. 5, 6 (1

. Co. v. Connecticut,

Compress Co. v. Arkansa

neral Co. v. Johnson

Ins. Co. v. New Orlean

s v. New York L. Ins. C

Ins. Co. v. Board of Asses

v. Board of Assessor

. 51, 58 (1902); Glidden v. Ha

. Anderson, 95 U

. v. Pennsylvania, 134

scatine County, 1

ion Dist. No. 108, 111

tion Dist. No. 108, 11

. Anderson, 95 U

tate Railroad Tax Cases),

393, 396 (1934). See also Clement Nat.

& St. L.R. Co. v. Backu

Co. v. Powers, 201 U

L.R. Co. v. Board of Public W

.S. 419, 430 (1916); Paulson v. Portland, 149 U.S. 30

v. Lyon, 161 U.S

v. Denver, 210

authority to determine, without notice or hearing, when repairs to an existing drainage system are necessary cannot be said to deny due process of law to landowners in t

ey, 164 U.S. 112, 168, 175 (1896); Brown

; French v. Barber Asphalt Paving Co., 181 U.S. 324, 34

Smith, 191 U.S.

g before a State board of equalization preliminary to issuance by it of an order increasing the valuation o

. Parker, 181 U

Portland, 149 U

road Tax Cases), 115 U.S. 321, 331 (1885); Winona & St. P. Land Co. v. Minnesota, 159 U.S. 526, 537 (1895); Merc

ltimore, 196 U.S.

reen, 193 U.S. 7

12 U.S. 152 (1909). See also Longy

Trust & Sav. Co. v. Hi

gia R. Co. v. Wright,

S. 363 (1930). See also Ward v.

v. Denver, 25

o. v. Knott, 23

Co. v. Blodgett, 2

Deposit Co. v. Stead

orp. v. Hopkins, 2

S. 10 (1904); Hannis Distilling Co

& T. Mfg. Co., 252

. Texas, 184 U

McMahon, 133 U.S

Nat. Ins. Co. v. Bowlan

.S. 404 (1898); Chapman v. Z

. Green, 193

New Orleans, 96 U.

Des Moines, 173

156, 158 (1902). See also Straus

public utilities, and even upon individuals. Like every other governmental power, the power of eminent domain cannot be surrendered by the State or its subdivisions either by contract or by any other means.-Long Island Water Supply Co. v. Brooklyn, 166 U.S.

razier, 253 U.S.

7 Pe

6 U.S.

37 (1897); see also Sweet v: R

ville & W.R. Co., 208

233, 240 (1920); Cincinnati v.

ville & W.R. Co., 208

Frankfurter insisted that "the fact that the nature of the subject matter gives the legislative determination nearly immunity from judicial review does not mean that the power to review is wanting." Also concurring in

United States ex rel. T.V.A. v.

t the State legislature may confer upon a municipality the authority to determine

Los Angeles County,

involving the Federal Government and discussed under the Fifth Amendment, United States v. Lynah, 188 U.S. 445 (1903); United States v. Cress, 243 U.S. 316 (1917); Portsmouth Harbor L

r Supply Co. v. Brookl

. Nash, 198 U

land Boy Gold Mining Co

n Duck Co. v.. Alabama Interstat

wer Co. v.. Blue Ridge Interurb

ex rel. Smith, 278 U

. Rogers, 281

anville & W.R. Co.,

W.R. Co. v. Morristow

. 140, 151, 153 (1906). See also Head v. A

g was not for a public use. Hence, its reversal by the Supreme Court did not conflict with the later observation by the Court that "no case is recalled where this Court has

v. Port Street Union Depot Co.,

ew York, 229 U.S. 3

Ibid

. v. Tanner, 239 U.S. 323 (1915); App

s v. Port Street Union Depot

o, 166 U.S. 226, 250 (1897); McGovern

. New York, 295

. Rogers, 281

. v. Providence, 262

R. Co. v. Chicago, 166

Springs, 199 U.S. 4

R. Co. v. Chicago, 166

Newport News, 249

99 U.S. 635, 642 (1879). See also Marchant v.

on of dams or aids to navigation which have been deemed to amount to a taking for which compensation must be paid, see Pumpelly v

New York, 206 U

Swasey, 214 U

e cases involving the Federal Government see Portsmouth Harbor L. & H. Co. v. Uni

hattanooga, 264 U.

an, 268 U.S. 276, 283 (1925). See als

7 (1919); Joslin Mfg. Co. v. Prov

, 59 (1919); North Laramie Land Co

Weaver, 251 U.S

Supply Co. v. Brooklyn,

233, 238 (1920); Bailey v. And

nt domain proceedings are discussed in conjunction wit

1 U.S. 701, 708 (1884); Hurtado v. C

fornia, 110 U.S. 516, 529 (1884); Twining v. New Jersey, 211 U.S. 78

nsylvania R. Co., 153

S. 241, 255 (1907); Palmer v. M

. Anderson, 95 U

U.S. 570 (1941). See also Railroad Com

llinois, 187 U.S.

ieberman v. Van De Carr,

. Akron Metropolitan Park D

aldwell, 200 U.S.

S. 34, 46 (1894); Pennoyer v.

U.S. 257, 270 (1904); Iron Cliffs Co. v.

Grannis v. Ordean, 234 U.S. 385 (1914); Penning

. Ferris, 214 U.

ourth Nat. Bank, 243

valid decree in divorce proceedings are considered und

n v. Southern R. Co., 236 U.S. 115, 122 (1915);

30 (1900); McDonald v. Mabee, 243 U.S. 90, 91, (19

e v. Armour Fertilizer Works, 237 U.S. 413, 423

Thornton, 132

3 (1915); Hess v. Pawloski, 274 U.S. 352, 355 (1927). See also Harkne

Meyer, 311 U.S. 45

. Mabee, 243 U.S

o letting them in," they had no power to exclude individuals; and as a consequence, a statute was ineffective which treated nonresident partners, by virtue of their having done business therein, as having c

on, "that the mere transaction of business in a State by a nonresident natural person does not imply consent to be bound by the process of its courts," was recently condemned

. 352 (1927); Wuchter v. Pizzut

U.S. 310,

326 U.

ing Ry. Co. v. McKibbin,

o justify suits against [a foreign corporation] on causes of action arising from dealings entirely distinct from those" oper

Assn. v. McDonough, 2

he preceding decision were the defendant corporations notified of the pendency of the act

U.S. 530 (1907). See also Davis v. Farmers

o. v. Gold Issue Min. & M. C

Co. v. Curtis Brown Co.,

Morning News, 15

ieson Alkali Works,

ls v. Menefee, 237

urance Co. v. Spratle

, 356 (1882). See St. Louis S.W.R. C

c. Assn. v. Phelps, 19

Superior Court, 289

.S. 310, 31

ice Rutledge in a subsequent opinion in Nip

y, 234 U.S. 579 (1914) to the effect that when solicitation was connected with other activities (in the latter case, the local agents collected from the customers), a foreign corporation was then doing business within the forum State. Inasmuch as the International Shoe Company, in addition to having its agents solicit

U.S. 310

Ibid

9 U.S. 6

Montana where the claimant-plaintiff lived, and that the circumstances under which its Montana contracts, executed and to be performed in Minnesota, were consummated could not support in im

thin its borders, Justice Douglas, in a concurring opinion, emphasized that it is the nature of the State's action that determines the degree of activity in a State necessary f

g opinion, would have dismissed the appeal on the ground that "Virginia has not claimed the power to require [the insurer] * * * to appoint the Secretary of State as their agent for service of process, nor have [its] courts rendered judgment in a suit whe

t temporarily (during Japanese occupation) carrying on a part of its general business in Ohio, including directors meetings, business correspondence, banking, etc. Two members of the Court dissented, contending that what it was doin

riggs, 134 U.S.

U.S. 241, 254 (1907); Pennoye

U.S. 193, 203 (1899); Pennoye

nd Co. v. Zeiss,

e authorized, a statute permitting the impounding of property of an absconding father for the maintenance of his children is not in conflict with due process because it fails to provide for notice, actual or constructive, to the absconder.-Pennington v. Fourth Nat. Bank, 243 U.S. 269, 271 (1917); Corn Exch. Bank v. Coler, 280 U.S. 218, 222 (1930). Likewise, proceedi

. Ferris, 214 U.

v. Lyall, 224

aken refuge and in which he had been adjudged incompetent.-Michigan Trust Co. v. Ferry, 228 U.S. 346 (1913). Also, when a mother petitions for her appointment as guardian, and no one but the mother and her infant son of tender years, are concerned, failure to serve notice of the petition upon the infant does not invalidate the proceedings resulting in her appointment.-Jones v. Prairie Oil & Gas Co., 273 U.S. 195 (1927). Also a Pennsylvania statute

. Brown, 161 U.S

Bank v. California,

Bank v. Luckett, 3

tral Hanover Tr. Co.

Neilston Co., 311

rdean, 234 U.S. 38

. Lauenstein, 232

U.S. 78, 110 (1908); Jacob v. R

58 (1919). For the procedural requirements that must be observed in the passage of legisl

nion Telegraph Co. v. Industrial Com'n., 24 F. Supp. 370 (1938); Ralph F. Fuch

loped no definitive answer. It appears to favor the doctrine enunciated by State courts to the effect that such statutes are to be construed as impliedly requiring notice and hearing, although, in a few instances, it has uttered comments rejecting this notice-by-implication theory.-See Toombs v. Citizens Bank, 281 U.

. 110 (1922); Missouri ex rel. Hur

). For an exposition of the doctrine applicable for determining the tort liab

. McCurdy, 267

2 U.S. 1

Ibid.

Bank v. Luckett, 321 U

Co. v. Bennett, 277

(1918); Baker v. Baker, E. & Co., 242 U.S. 394, 403 (1917)

y Co v. Baldwin, 287

v. Shaw, 244

footnote 1

ks, 237 U.S. 413, 424 (1915); Wuch

olly, 176 U.S. 39

e case of a debtor or surety who consents to the entry of a confessed judgment on the happening of certain conditio

e pp. 10

, 631 (1916); Louisville & N.R. Co.

er of a State to determine the limits of the jurisdiction of its courts and the character of the controversies which shall be heard in them and to deny access to its courts, in the exercise of its right to regulate

284 U.S. 151, 158 (1931); Iowa C.R. Co. v. Iowa, 160 U.S

et R. Co. v. Snell, 1

ates to accept modern doctrines of equity, or adopt a combined system of law and equity procedure, or dis

ficial Loan Corp.,

s Co., 283 U.S. 398 (1931); Adam

ion Guano Co., 26

15 (1890); Kauffman v. Woote

& Mfg. Co. v. Gray,

t an employer for death or injury resulting from dangerous machinery improperly safeguarded. A person having no vested right to the defense of contributory negligence, a State may take it away altogether, or may provide that said defen

. Piper, 189 U

Hunter, 204 U.S

.R. Co. v. Cade, 233

Kansas, 163

. Co. v. Nye Schneider Fowler Co., 260 U.S. 35, 43-44 (1922); Hartford L. Ins. Co. v.

s Co. v. Yeldell, 274

an County, 204 U.S.

45, 258 (1890); Kentucky Union Co. v

. Nelson, 222

New York, 168 U.

ner who had not been in possession for five years after and fifteen years

rtment of Labor, 293

Holt, 115 U.S. 620

s Corp. v. Donaldson,

Co. v. Rowley, 32

20, 623 (1885). See also Stewart v

. v. Dick, 281 U.S

ssion in a criminal trial of any reference to the presumption of innocence effects no denial of due process of law where the S

nderson, 279 U.S. 639, 642 (1929); Bailey v. Alabama, 219 U.S. 219, 233

Alabama, 219 U.S

Georgia, 279 U

. Co. v. Henderson,

87 U.S. 502 (1933). See also Mobile, J. & K

Georgia, 258

m Co. v. Superior Ct.,

New York, 170

California, 268 U.

. California, 28

. California, 29

o repeal what has been proved * * *, or at least that upon a balancing of convenience or of the opportunities for knowledge the shif

id. 87-9

. Oregon, 343

York C.R. Co. v. White, 243 U.S. 188, 208 (1917);

Trout, 199 U.S.

01, 108 (1898); Eilenbecker v. Distri

Chavez, 140 U.S

well, 169 U.S. 586 (1898); Foster v. Kansas

Supply Co. v. Brooklyn,

. & Mill Co., 152 U.S. 160, 171 (1894)

ssachusetts, 225 U

. Dow, 176 U.S.

5 (1948). See also Cline v. Frink Dairy, 274 U.S. 44

New Jersey, 306 U.

Probate Court, 30

5 U.S. 172, 175 (1890); Maxwell v. Dow, 176 U.S. 581, 602 (1900); Graham v. West Vi

Oregon, 229 U.S.

ashington, 277 U.

, 303 U.S. 613 (1938); Pierre v. Louisiana, 306 U.S. 354 (1939); Smith

labama, 287 U.S.

ecticut, 302 U.S. 3

7 U.S. 4

Ibid

o the defendant, the right to counsel is unqualified. See the later cases discussed herein, especially Tomkins v. Missouri, 323 U.S. 485 (1945); Williams v. Kaise

8 U.S. 4

Ibid.

42), there is contained the intimation that the mere failure to appoint counsel, alone, in the absence of the proof of other facts tendin

.S. 455, 46

bid. 46

abama, 308 U.S. 444 (1940); and Smith v. O'Grady, 312 U.S.

by a majority of this Court," and submitted a list of citations showing that by judicial decision, as well as by constitutional and statutory provision, a majority of States require that indigent defendants, in noncapital as well as capital cases, be provided with co

3 U.S. 4

3 U.S. 4

.S. 45, 69,

U.S. 471,

). See also White v. Ra

6 U.S. 2

U.S. 42,

4 U.S. 7

r contending that "the right to counsel means nothing unless it means the r

9 U.S. 1

ned specific allegations bearing on the disabilities of the accused to stand prosecution without the aid of counse

he duty of the Court, at least in capital cases, to appoint counsel, whether requested so to do or not."-329 U.S. 173, 181 (1946). In a separate dissent, Justice Murphy observed that while "legal technicalities doubtless afford jus

U.S. 663,

2 U.S. 1

2 U.S. 1

ment the absolute right to counsel set out in the Sixth Amendment, Justice Black contends that the fair trial doctrine as enunciated in this and in the Adamson v. California case (see p. 1115) decided on the same day is "another example of the consequences which can be produced by the substitution of this Court's day-to-day opinion of what kind of trial is fair and decent for the kind of trial wh

2 U.S. 1

2 U.S. 5

2 U.S. 5

See p.

defend him." Noting that all members of the Court were in accord on the requirement of counsel in capital offenses, the minority contended that the considerations inducing such unanimity were "equally germane [in noncapital cases] where liberty rather than life hangs in the balance." Conceding that "it might not be nonsense to draw the Betts v. Brady line somewhere between that case and the case of one charged with violation of a parking ordinance, and to say the accused is entitled to counsel in the former but not in the latter," the minority concluded as follows: "* * * to draw the line between this case and c

U.S. 672,

S. 728, 730,

4 U.S. 7

rial court's facetiousness casts a somewhat somber

end v. Burke. I find it difficult to comprehend that the [trial] court's misreading or misinformation concerning the facts of [the] record [Townsend v. Burke] vital to the proper exercise of the sentencing function is prejudicial * * *, but its misreading or misconception of the controlling statute, [Gryger v. Burke] in a matter so vital as imposing mandatory sentence

.S. 437, 43

U.S. 773,

r Curiam opinion granting certiorari i

U.S. 660,

2 U.S. 5

Ibid

.S. 437, 44

son, 324 U.S. 78

Michigan, 329 U.S. 663, 664-665 (1947); Betts v. Brady, 316 U.S.

8); De Meerleer v. Michigan, 329 U.S. 663, 665 (194

son, 324 U.S. 78

t will be entertained only after all State remedies available, including all appellate remedies in State courts and in the Supreme Court by appeal or writ of certiorari, have been exhausted. This rule, however, will not be applied when no adequate State remedy is in fact available. Also when a prisoner's petition for release on the grounds of the unconstitutionally of his conviction has been rejected by a State court, a petition for certiorari addressed to the United States Supreme Court will be denied whenever it appears that the prisoner had not invoked the appropriate State remedy. Or stated otherwise, where the State court's conviction or refusal to grant writs of habeas corpus to those under State sentences may fairly be attributed to a rule of local procedure and is not exclusively founded on the denial of a federal claim, such as, right to counsel, the Supreme C

6 U.S. 5

0 U.S. 5

sachusetts, 225 U.S

v. Dow, 176 U.

v. Davis, 146

Ibid.

76 U.S. 581, 603 (1900); Jordan v. Massachusetts, 225 U.S. 167

Jersey, 175 U.S. 17

ates ex rel. Valotta, 2

sition that the commandment of the Sixth Amendment, which requires a jury trial in criminal cases in the federal cou

ious condition of servitude, the Supreme Court "never has interfered with the composition of State court juries except in cases where this guidance of Congress was applicable." Without suggesting that "no case of discrimination in jury drawing except those involving race or color can carry suc

rience of generations. One is constitutionally entitled to be judged by a fair sampling of all one's neighbors who are qualified, not merely those with superior intelligence or learning. Jury panels are supposed to be representative of all qualified classes. Within those classes, of course, are persons with varying degrees of intelligence, wealth, education, ability and experience. But it is from that welter of qualified individuals, who meet spe

tertained a defendant's objections to exclusions from the jury except when he

Missouri v. Lewis, 101 U.S. 22 (1880); and H

use, has then proceeded to conclude, nevertheless, that a State antitrust law which grants immunity from local prosecution to a witness compelled to testify thereunder is val

ssachusetts, 291 U

ecticut, 302 U.S. 3

precedent in favor of a more careful scrutiny by the Supreme Court of State tri

Ibid,

9 U.S. 2

d. 228-22

0 U.S. 5

st self-incrimination within the due process clause of the Fourteenth Amendment. In all but a few of the forced confession cases, however, the result

6 U.S. 5

2 U.S. 1

v. Missouri, 281 U

e process, the admission at the second trial of Ashcraft [Ashcraft v. Tennessee, 327 U.S. 274 (1946)] of evidence uncovered in

2 U.S. 5

e second confession was free from the coercive atmosphere that admittedly impregnated the first one"; and added that previous decisions of this Court "in e

4 U.S. 4

ices Roberts, Reed, and Jackson, all of whom

bility of the first one." According to Justice Rutledge, "a stricter standard is necessary where the confession tendered follows a prior coerced one than in the case of a single confession * * *. Once a co

iews that it might have as to * * * how specific an instruction * * * must be." In Malinski v. New York, the four dissenting Justices declared that "the trial court, * * *, instructed the jury that the evidence with respect to the first confession was adduced only to show that the second was coerced. And * * * that it could consider the second co

r he declared that the accused "was not hard to break," and that the purpose of holding him incommunicado and unclothed in a hotel room from 8

U.S. 46,

1 U.S. 7

2 U.S. 3

fornia, 332 U.S. 46,

-60, 63-64, 66 (1947). See also Malinski v.

ic guarantees of the Bill of Rights should be carried over intact into the first section of the Fourteenth Amendment," they were "not prepared to say that the latter is entirely and necessarily limited by the Bill of Rights. Occasions may a

the time the Amendment was adopted"; that is, during the period 1866-1868, Professor Charles Fairman has marshalled a "mountain of evidence" calculated to prove conclusively the inaccur

2 U.S. 5

on remarked that inasmuch as the issue of the voluntariness of the confession was one of fact, turning largely on the credibility

U.S. 742,

5 U.S. 2

before filing a petition in a trial court for a writ of error coram nobis was consistent with due process. Alabama was deemed t

rcive police methods applied to him, he had concealed such evidence from his own counsel at the time of the trial and had informed the latter that his confessions were volun

ld have been allowed a hearing in the trial court. According to Justice Murphy, a conviction based on a coerced confession is "void even though the confession is in fact true" and the petitioner is guilt

8 U.S. 4

U.S. 62,

8 U.S. 6

Indiana, 338 U.

9 U.S. 2

2 U.S. 1

9); citing Malinski v. New York, 324 U.S. 40

U.S. 49,

8 U.S. 6

8 U.S. 6

way. This was Rochin v. California, 342 U.S. 165 (1952), which is discussed immediately below in another connection. See also Jennings v. Illino

2 U.S. 5

, 207 U.S. 541, 552 (1908); Hammond Packing

Colorado, 338

2 U.S. 4

2 U.S. 3

U.S. 25, 2

ts do not become petrified as of any one time, even though, as a matter of human experience, some may not too rhetorically be called eternal verities. It is of the very nature of a free society to advance in its standards of what is deemed reasonable and right. Representing as it does a living principle, due process is not confined within a permanent catalogue of what may at a given time be deemed the limits of the essentials of fundamental rights. To rely on a tidy fo

S. 46, 68, 7

lorado, 338 U.S.

. 40, 41,

2 U.S. 117 (1951); Rochin v. C

2 U.S. 1

ing Malinski v. New York, 32

Ibid

45, 252-253 (1910), "an accused can be compelled to be present at the trial, to stand, to sit, to turn this w

Holohan, 294 U.S

ourt denied his petition. Subsequently, a California court appraised the evidence offered by Mooney and ruled that his allegations had not been established.-Ex part

5 U.S. 4

7 U.S. 2

rk ex rel. Whitman v. Wilson, 318 U.S. 688

court, "with intimations of approval" by the majority, had never found it necessary to pass on the credibility of Hysler's allegations, bu

ing guilty and serving as a witness for the State had received a life sentence. The latter affirmed that his testimony at the trial of the petitioner "was obtained by deceit, fraud, collusion, and coercion, and was known to the prosecutor to be false." Even though the California court had denied the petition for habeas corpus without taking oral evidence and without requiring the State

U.S. 213,

r the reason that the State court's refusal to issue the writ

tate appellate court had denied him due process in ruling on his appeal from his conviction in the absence of both the petitioner and his counsel and without notice to either as to

Kentucky, 200

U.S. 123,

U.S. 309,

Massachusetts, 2

ion, "the great weight of authority is that" the view by the jury "forms part of the trial." Even if "the result would have been the same had the [accused] been present, still the denial of the constitutional right ought not to be condoned. * * * Nor ought this Court to convert the inquiry from one as to the denial of the right into one as to the pr

7 U.S. 2

which "concededly [would] not have been admissible at the trial, and * * * [were] not subject to examination by the defe

9 U.S. 9

xecuting a man who has temporarily or permanently become insane"; and thus bereft of unlimited discretion as to "how it w

mitment was reviewed by the Michigan appellate court in the light, not of the whole record, b

e case on the ground that the Michigan one-man grand jury system wa

f the procedure at issue, Justices Frankfurter and Jackson dissented and urged t

6 U.S. 1

for his forbidden comment and not for his behavior, and that it took a ruling of the Texas appellate court to settle the issue whether such comment was improper under Texas practice, Justice Douglas concluded that the record suggests only that "the judge picked a quarrel with this lawyer and used his high position to wreak vengeance." There ha

(1927). See also Jordan v. Massa

y may be properly ignored as within the maxim de minimis non

. Ohio, 277 U

angum, 237 U.S.

Dempsey, 261 U.

8 U.S. 217 (1946). See also Fay v. New

achusetts, 291 U.S.

alifornia, 314 U.S

urt also declared that the due process clause did "not draw t

. 45, 68 (1932); Snyder v. Massa

also stated that where a conviction in a criminal prosecution is based upon a general verdict that does not specify the ground on

Lyons, 334 U.S. 3

process clause of the Fourteenth Amendment. However, in a recent civil suit, a United States District Court judge asserted his belief, by way of dictum, that protection against "unreasonable searches and seizures, invasion of freedom of speech and press,

ishment for crime or penalties for unlawful acts against its laws is within the police power of the State. We can only interfere with such legislation and judicial action of the States enforcing it if the fines imposed are so grossly excessive as to amount to a deprivation of property without due proce

. 616, 623 (1912). See also Ughbanks v

.S. 436, 44

9 U.S. 4

ll of Rights whereby the States were now restricted in devising and enforcing their penal code precisely as is the Federal Government by the first eight amendments. On this view, the States would be confined in the enforcement of their criminal codes by those views for safeguarding the rights of the individual which were deemed necessary in the eighteenth century. Some of these safeguard

large to serve as the basis for adjudication in that they allow much room for individual notions of policy. That is no

ticularities of the first eight amendments nor are they confined to them. * * * Insofar as due process under the Fourteenth Amendment requires the States to observe any of the immunities 'that are as valid as against the Federal Government by force of the specific pledges

at "the proposed repeated, and at least second, application to the * * * [defendant] of an electric current s

hat he had become insane following conviction and sentence of death, sought a postponement of execution from the governor of the State.

02). See also Keerl v. Mo

7 U.S. 1

7 U.S. 1

st Virginia, 224 U

2 U.S. 3

t may make it unlawful for a state to abridge by its statutes the freedom of speech which the First Amendment safeguards against encroachment by the Congress, * * * or the like freedom of the press, * * * or the free exercise of religion, * * * or the right of peaceable assembly * * *, or the right of one accused of crime to the benefit of counsel." However, insofar as such "immunities, [which] are valid as against the Fe

tler dissented w

rke, 334 U.S. 728 (1948), that a life sentence imposed on a fourth offender under a State habitual criminal act is a stiffened penalty for his latest off

e Hull, 312 U

Ragen, 324 U.S.

wartz 156 U.S. 272, 275 (1895); Murphy v. Massachusetts, 177 U.

escaped from jail, the Court, without denial of due process, could order that the writ be dismissed unl

linois, 329 U.S. 1

Mangum, 237 U

minimize its opportunities for such interference but also to curtail

7 U.S. 2

7 U.S. 3

1 U.S. 8

of the evidence submitted, that the allegations of mob violence were unsubstantiated whereas the Arkansas appellate court, in Moore v. Dempsey, conceded a similar allegation to be correct but did not deem it sufficient to render the trial a nullity. Although in the later case, Arkansas demurred and thereby admitted the allegations supporting the habeas corpus pe

ackus, 154 U.S. 421 (1894); Standard Oil Co. v. Missouri ex rel. Hadley, 224 U.S. 27

v. Georgia, 166 U.S. 138, 140 (1897); Fallbrook Ir

Montgomery, 147 U.

rth Carolina, 132

(1907); Lyons v. Oklahoma, 322 U.S. 596 (

gon R. & Nav. Co., 23

691, 692, 698 (1891); Bergemann v

Peck, 199 U.S.

Louisiana, 194

s. Co. v. Cherry, 24

87 (1912); Patterson v. Colorado ex rel. Attorney General, 205 U.S.

. Rives, 100 U.S.

L.R. Co. v. Beckwith, 1

opkins, 118 U.S. 35

v. Hughes, 321

Corrigan, 257

Delaware, 103 U

v. Kraemer, 334

] Ibi

. Gaines v. Canada, 30

on v. Herndon, 273 U.S. 536 (1927); Nixon v. Condon, 28

House Cases, 16 W

& Northwestern R. Co., 94 U.S. 164 (1877); Chicago, M. & St. P.R. Co. v. Ac

nty v. Southern P.R. C

teenth Amendment includes corporations." Connecticut General Life Insurance Co. v. Johnson, 303 U.S. 77, 85 (1938). More recently Justice Douglas

Hopkins, 118 U.S

62 U.S. 192 (1923); Williams v

ough v. Cromwell, 3

239, 261 (1898); Sully v. Americ

. v. Paramount Auto Exchange

gh v. Cromwell, 3

, 337 U.S. 562 (1949); Hanover Insuran

hiladelphia v. New Yor

Hopkins, 118 U.S

Connolly, 113 U.

Ibid.

rrigan, 257 U.S. 3

v. Indiana, 229

. Maryland, 218

Co. v. Daggs, 172 U

also Frost v. Corporation Commission, 278 U.S. 515, 52

tural Carbonic Gas Co

ght Co., 249 U.S. 152, 157 (1919); M

il Co. v. Mississippi, 2

el Co. v. Parrish, 30

Co., 220 U.S. 61, 81 (1911). Cf. United

el v. Arizona, 249

tel v. Parrish, 300

el v. Arizona, 249

Maryland, 218 U.S

rd of Education, 300

Canal Co. v. Fraley, 2

New Orleans, 96 U

rk, 119 U.S. 110 (1886); Santa Clara County

ennsylvania, 134 U.S. 232, 23

& E. Co. v. Coleman, 2

f taxation has been held vali

on other financial institutions which make loans mainly from money supplied otherwis

utside a State in contrast with a rate of 10¢ per $100 on d

e but not on bituminous coal. Heisler v.

ly for their gasoline content, measured by resort to Bau

. Jackson, 283 U.S. 527 (1931); Fox v. Standard Oil Co., 294 U.S. 87 (1935); a license tax based on the n

291 U.S. 619 (1934); that portion of electricity produced which is used for pumping water

odge organizations and insuring lives of members only are exempt, and similar foreign corporations are subject to a fixed and comparativel

ately from butter. Magnano Co.

om other vendors. Caskey Baking Co

C. & St. L. Co. v. Wallace, 288 U.S. 249 (1933); a tax on railroads measured by gross earnings from local operations, as applied to a railroad which received a larger net income than others from the local activity of renting, and borrowing cars, Illino

in the State while in the hands of the p

eous license fees have

s and not wholesalers. Cook v. Mar

rs in farm products on commission procure a l

Co. v. Minnesota, 180 U.S. 452 (1901); a license tax applicable only to commercial warehouses where no other comm

omen engaged in the laundry business where not more than two w

f purchases, of manufacturers within the State selling the

nd molasses of planters and farmers grinding and refining their own sugar

price of admission. Metropolis Theat

oil not applicable to wholesalers in other products

o. v. Pennsylvania, 13

S. 59, 62 (1912). See also Hammond Pack

& Light Co. v. Seattle,

Harvey, 296 U.S.

S. 400, 417 (1910); Quaker City Cab Co.

525, 536 (1912); State Tax Comrs.

Tiernan, 148 U.S.

7 U.S. 32, 37 (1928). See also Bell's Gap R.

4 U.S. 550 (1935). See also Valentine v.

Co. v. Lee, 288

b Co. v. Pennsylvania

rs. v. Jackson, 283

Harvey, 296 U.S.

0, 398 (1912); Farmers & M. Sav. Bank

ingaman, 298 U.S

U.S. 68, 88 (1913). See also Cheney Bros. C

ladelphia v. New York, 1

. Co. v. Harding, 272

Co. v. Greene, 216

Ins. Co. v. Illinois

ife Ins. Co. v. Read,

orp. v. Glander, 337 U.

o Co. v. Virginia,

, 56, 57 (1920); Travis v. Yale & T.

. Henry, 305 U

Trust & Sav. Bank, 170 U

v. Illinois, 188

v. California, 2

ate Tax Commission,

cation v. Illinois,

v. Bugbee, 250

king Co. v. Woodring,

o. v. State Revenue Commiss

. Johnson, 282

Lines v. Riley,

Bingaman, 298 U

aul Gray, Inc., 3

milton v. Snook, 2

Co. v. Georgia Pub. Serv. Co

v. Suttles, 302

Co. v. Virginia, 253

v. Dockery, 191

Co. v. Kentucky, 219

., 247 U.S. 350 (1918); Raymond v. Chicago U

96 U.S. 599 (1905). See also Chicago, B. &

4 U.S. 182 (1945). Nashville, C. & St.

Co. v. Dakota County, 2

v. Cromwell, 326 U

isco R. Co. v. Middlekamp,

.R. Co. v. Pace, 2

rov. Dist., 256 U.S. 658 (1921); Thomas v. Kan

st. v. Missouri P.R. C

v. Bush, 251

.R. Co. v. Miller,

Bell, 274 U.S.

ice regulations have been held v

the owner, and not used mainly for advertising, Fifth Ave. Coach Co. v. New York, 221 U.S. 467 (1911); prohibition of advertising on motor vehicles except notices or advertising of products of the owner, Railway Express Inc.

except in case of hotels having twenty-five or more rooms for

ecessity or charity, and specifically forbidding the keeping

ulation restricting the use of public lands for grazing. Bacon v. Walker,

e association distributing profits ratably to members and nonmembers does not deny other persons operating gins equal protection when there is

n of fish to flour or meal than of canning. Bays

on, New York ex rel. Lieberman v. Van De Carr, 199 U.S. 552 (1905); vendors producing milk outside city may be classified separately, Adams v. Milwaukee, 228 U.S. 572 (1913); producing and nonproducing vendors may be distinguished in milk regulations, St. John v. New York, 201 U.S. 633 (1906); different minimum and maximum milk prices may be fixed for distributors and storekeepers; Nebbia v. New York, 291 U.S. 502 (1934); price dif

rohibiting a particular business in certain sections of a municipality, Hadacheck v. Sebastian, 239 U.S. 394 (1915); statute authorizing a municipal commission to limit the height of buildings in commercial districts to 125

having over fifty guests employ night watch

); different requirements imposed upon reciprocal insurance associations than upon mutual companies, Hoopeston Canning Co. v. Cullen, 318 U.S. 31

rers from regulation. Ohio ex rel. Lloyd v. Dollison, 194

ction is valid as applied to such a building which is safeguarded by a fire alarm system, constant w

ivate market within six squares of public ma

gulations applicable to drugless physicians, Crane v. Johnson, 242 U.S. 339 (1917); exclusion of osteopathic physicians from public hospitals, Hayman v. Galveston, 273 U.S. 414 (1927); requirement that persons who treat eyes without use of drugs be licensed as optometrists with excep

limitations on hours of labor for drivers of motor vehicles of carriers of property for hire, of those not principally engaged in transport of property for hire, and carriers operating wholly in metropolitan areas, Welch Co. v. New Hampshire, 306 U.S. 79 (1939); exemption of busses and temporary movements of farm implements and machinery and trucks making short hauls from common carriers from limitations in net load and length of trucks, Sproles v. Binford, 286 U.S. 374 (1932);

(1914); prohibit drumming or soliciting on trains for business for hotels, medical practitioners, etc., Williams v. Arkansas, 217 U.S. 79 (1910); or solicitation of employment to prosecute or collect claims, McCloskey

trees to protect apple orchards from cedar

k & N.E.R. Co. v. Bristol, 151 U.S. 556 (1894); makes them responsible for fire communicated by their engines, St. Louis & S.F.R. Co. v. Mathews, 165 U.S. 1 (1897); requires cutting of certain weeds, Missouri, K. & T.R. Co. v. May, 194 U.S. 267 (1904); create a presumption against a railroad failing to give prescribed warning signals, Atlantic Coast Line R. Co. v. Ford, 287 U.S. 502 (1933); require use of locomotive headlights of a spec

ulk sale applicable only to retail dealer

sons, where the class regulated has a tendency to make the secrecy of its purpose and membership a cloak for conduct inim

for future delivery which is not applicable to other objects of sp

t to violent and unlawful methods as a means of changing industrial and political conditions while not penalizing t

ery of interstate message, which did not forbid express companies and other common carriers to limit

Inspection & Ins. Co. v. Ha

. Cahoon, 283

arms v. Ten Eyck,

. Bell, 274 U

. Oklahoma, 316

v. Hopkins, 118

St. Louis, 194

v. Fox, 274 U.

Eureka City, 17

v. Chicago, 177

ilot Comm'rs., 33

erican citizens of Japanese ancestry on the ground that in this case the fact of origin might reasonably be deemed to have some substantial relation

Clarke v. Deckebach,

Pennsylvania, 23

U.S. 175 (1915); Crane v. N

. Raich, 239 U

Fish & Game Comm'n.,

. Thompson, 263

2 U.S. 63

Ibid. 6

v. Hardy, 169

v. Oregon, 243

. Kansas, 191

234 U.S. 224 (1914); see also Knoxville

. Arkansas, 211

surance Co. v. Cheek

& P.R. Co. v. Perry

er Co. v. Washington

7); Middleton v. Texas Power & Light Co., 249 U.S. 1

bor Union v. Northwestern

U.S. 373 (1915); Bosley v. Mc

. Oregon, 208 U

tel v. Arizona, 24

. New York, 264

37); overruling Adkins v. Children's Hospital, 261 U.S.

v. Cleary, 335

] Ibi

l Works v. Missouri ex rel.

r Co. v. Missouri ex rel. Att

(1940), overruling Connolly v. Unio

v. Tennessee ex rel. Cat

reenwich Ins. Co.,

S. 176 (1935). See also Slaughter-House Cases, 16 Wall.

Alabama, 106

502, 510 (1915); Pennsylvania ex rel.

901). See also Moore v. Missouri, 159 U.S. 673 (1

v. New York, 23

v. Armstrong, 20

x rel. Sullivan v. As

California, 222

. Probate Court, 3

Alabama, 106

. Resweber, 329

5 (1942). Cf. Buck v. Bell, 274 U.S. 20

v. Warley, 245

v. Buckley, 271

(1948), where the Court held that a restrictive covenant was unenforceable

, 95 U.S. 485 (1878), where a State law forbidding steamboats on the Mississippi to segregate passengers according to race was held unconstitutional under the commerce clause, and Bob-Lo Excursion Co. v. Michigan, 333 U.S. 28 (1948), where a Michigan statute fo

ison, T. & S.F.R. Co.

nty Board of Educatio

m v. Rice, 275

5 U.S. 33

. Oklahoma, 332

v. Hurst, 333

9 U.S. 62

9 U.S. 63

98, 200 (1849), for an excellent account of which see the article by Leonard W. Levy and Harlan B. Phillips in 56 Americ

rolina which required separate schools for the two races did not of themselves violate the Fourteenth Amendment, but ordered the school officials to proceed at once to furnish equal educational facilities and to report to the court within six months as to the action taken. On appeal to the

lina Law School in terms which flatly rejected the thesis of separate but equal facilities. "It is a definite handicap to the colored student to confine hi

nited States, 238

. Mississippi, 17

Harris, 189 U.S.

ilson, 307 U.S.

ee p. 11

Herndon, 273 U

Condon, 286 U.

. Townsend, 295

tes v. Classic, 3

1 U.S. 64

Williams, 193 U

21 U.S.

e Black dissented on the ground that th

nd Murphy concurred, dissented saying that the statute lacked "the equality to wh

. Peters, 339

Rogers, 281 U.S

Missouri, 120

ut. F. Ins. Co. v. Glidde

, 82 (1911); see also Mobile, J. & K.C.R. Co. v. Turnipseed,

icial Loan Corp., 337

Duncan v. Missouri, 152 U.S. 377 (1894); Ohio ex rel. B

181 U.S. 589 (1901); see also Bowm

Corrigan, 257

v. Kansas, 316

Co. v. Pinson, 28

t, 207 U.S. 541 (1908). See also Hammond Pa

Co. v. Saunders, 2

p. v. Paramount Auto Exch.

185 U.S. 308, 325 (1902). See also Manhatt

Kansas, 163 U

33 U.S. 642 (1914); see also Missouri, K.

. Co. v. Larabee, 2

S.F.R. Co. v. Matthe

U.S. 150 (1897). See also Atchison, T. &

336 (1875); 8 U.

. 400, 404 (1942); Smith v. Texas, 311 U.S. 128 (1940); Pierre v. Lo

Rives, 100 U.S. 3

Texas, 325 U.S.

U.S. 463 (1947). See also Shephe

Mississippi, 16

v. Georgia, 201

2 U.S. 26

ibit discrimination on account of race in the selection of jurors, so that such discrimination would violate the due process clause of the same Amendment." Ibid. 284. Earlier cases dealing with

] Ibi

Ibid. 2

] Ibi

juries receive unequal protection." "In addition, as illustrated in this case, the distinction that is drawn in fact between 'blue ribbon' jurors and general jurors is often of such a character as to destroy the representative nature of the 'blue ribbon' panel. There is no constitutional right to a jury drawn from a group of uneducated and unintelligent persons. Nor is there any right to a jury chosen solely from those at the lower end of the economic and social scale. But there is a constitutional right to a jury drawn from a group which represents a cross-section of the

U.S. 94,

School, The Position of the American Indian in the Law of

p. Atty. Ge

; 55 Stat. 761; 2

Cong., 1st sess., vol. 8

6 U.S. 1 (1892); Ex parte Yarbr

(1945); certiorari denied, 328 U.S. 870 (1

2d) 235, 237-238, citing Willoughby,

s by persons in office before promulgation of the Fourteenth Amendment was not unlawful. (Griffin's Case, 11 Fed. Cas. No. 5815 (1869)). Nor were persons who had taken part in the Civil War a

he mere holding of a commission of justice of the peace under the Confederate government was not viewed as involving, of itself, "adherence or countenance to the Rebellion," action by such officer in furnishing a substitute for himself to the Confederate Army amounted to such part

t the Joint Resolution of June 5, 1933, insofar as it attempted to override" the gold-cla

held that inasmuch as bonds issued by the Confederate States were rendered illegal by section four, a contract for the sale and delivery before Oc

ubsequent loss of the vessels; and the order of the Alien Property Custodian vesting in himself, for the United States, under authority of the Trading with the Enemy Act and Executive Order, all rights of claimants in the vessels and to the fund substituted therefor was held not to be a violation of section four. An attorney for certain of the claimants, who had asserted a personal right to a lien upon the f

to punish infractions by individuals of the right of citizen to reside peacefully in the several States, and to have free ingress into and egress from such States. Au

. 313, 318 (1880); Strauder v. We

irginia, 100 U.S.

U.S. 629 (1883). See also Baldwin

25 U.S.

8 U.S.C.

ng their victim of his right to a fair trial in accordance with due process of law, that this was the force of the word, "willfully," in section 20, and that any other construction of section 20 would be void for want of laying down an "ascertainable standard of guilt." To avoid a stalemate on the Court, Justice

U.S. 339,

U.S. 299,

. But see Barney v. City of New Yo

is proposition was not the same majority as the

41 U.S.

Ibid. 1

342 U

Ibid. 8

DMEN

CITIZEN

a

e interpre

ion; the "Grandfa

to party p

cemen

-RIGHT OF CIT

dmen

all not be denied or abridged by the United States or by any Sta

have power to enforce this art

ive Inte

r, in Ex parte Yarbrough,[2] the Court ventured to read into the amendment an affirmative as well as a negative purpose. Conceding "that this article" had originally been construed as giving "no affirmative right to the colored man to vote," and as having been "designed primarily to prevent discrimination against him," Justice Miller, in behalf of his colleagues, disclosed their present ability "to see that under some circumstances it may operate as the immediate source of a right to vot

ation; the "Gra

Unable because of the date to avail themselves of the same exemption, Negroes were thus left exposed to disfranchisement on grounds of illiteracy while whites no less illiterate were enabled to become permanent voters. With the achievement of this intended result, most States permitted their laws to lapse; but Oklahoma's grandfather clause was enacted as a permanent amendment to the State constitution; and when presented with an opportunity to pass on its validity, a unanimous Court condemned the standard of voting thus established as recreating and perpetuating "the very conditions which the [Fifteenth] Amendment was intended to destroy."[3] Nor, when Oklahoma followed up this defeat with a statute of 1916 which provided that all persons, except those who voted in 1914, who were qualified to vote in 1916 but who failed to register between April 30 and May 11, 1916 (sick persons and persons absent had a second oppor

n to Party

like exclusion by limiting voting in primaries to members of State political parties as determined by the central committees thereof.[9] When exclusion of Negroes was thereafter perpetuated by political parties acting not in obedience to any statutory command, this discrimination was for a time viewed as not constituting State action and therefore not prohibited by either the Fourteenth o

nth Amendment.[12] More recently, the Boswell amendment to the constitution of Alabama, which provided that only persons who understood and could explain the Constitution of the United States to the reasonable satisfaction of boards of registrars was found, both in its object as well as in the manner of its administration, to

orc

sues were made very early; and the Court thus far has manifested no disposition to depart from them, although their compatibility with more recent holdings may be doubtful. Thus, when the Enforcement Act of 1870,[15] which penalized State officers for refusing to receive the vote of any qualified citizen, was employed to support a prosecution of such officers for having prevented a qualified Negro from voting, the Court held it to be in excess of the authority conferred upon Congress.[16] The Fifteenth Amendment, Chief Justice Waite maintained

o

214, 217-218 (1876); United States v

U.S. 370, 389 (1881). This affirmative view was later rei

States, 238 U.S. 347

ilson, 307 U.

Ibid

d issues are also discussed under t

313 U.S. 299 (1941); Smith v.

erndon, 273 U.

ondon, 286 U.S

ownsend, 295 U.S

ed as a private club and for that reason exempt from the constitutional prohibitions against racial discrimination contained in the Fifteenth Amendment. Rice v. Elmore, 165 F. (2d) 387 (1947); certiorari denied, 333 U.S. 875 (1948). See also Brown v. Baskin, 78 F. Supp. 933, 940 (1948) w

ississippi, 170 U.

Supp. 872, 878, 880 (1949); a

tes v. Amsden,

6 Stat

v.. Reese, 92 U.S

, 136 (1903) See also Karem v. Uni

DMEN

OME

a

urpose of the

as distinguished

nds: when taxabl

dividends

ngs or receipts: when

real estate: when t

f bequests: when ta

of loss: no

in computation of

exemptions

ains as i

OME

dmen

s, from whatever source derived, without apportionment among the

Purpose of t

x on incomes derived from property,[3] the Court declared, was a "direct tax" which Congress under the terms of article I, section 2, clause 3, and section 9, clause 4, could impose only by the rule of apportionment according to population; although sc

direct tax" or, and more especially, by emphasizing, virtually to the exclusion of the former, the history of excise taxation. Thus, in a series of cases, notably Nicol v. Ames,[7] Knowlton v. Moore[8] and Patton v. Brady[9] the Court held the following taxes to have been levied merely upon one of the "incidents of ow

Pollock Case. Indeed, in its initial appraisal[11] of the amendment it classified income taxes as being inherently "indirect." "The command of the amendment that all income taxes shall not be subject to apportionment by a consideration of the sources from which the taxed income may be derived, forbids the application to such taxes of the rule applied in the Pollock Case by which alone such taxes were removed from th

me" as Distingui

ved from capital, from labor, or from both combined," inclusive of the "profit gained through a sale or conversion of capital assets";[15] and in th

DENDS: WHEN TA

l to 24% of the par value of outstanding stock and made possible largely by the conversion into money of assets earned prior to the adoption of the amendment, was income taxable to the stockholder for the year in which he received it, notwithstanding that such an extraordinary payment might appear "to be a mere realization in possession of an inchoate and contingent interest * * * [of] the stockholder * * * in a s

CK DIVID

income taxation to "the category of indirect taxation to which it inherently belonged," Justice Pitney, who delivered the opinion in the Eisner Case, indicated that the sole purpose of the Sixteenth Amendment was merely to "remove the necessity which otherwise might exist for an apportionment among the States of taxes laid on inco

n transferred from surplus to capital, and no longer is available for actual distribution. * * * not only does a stock dividend really take nothing from * * * the corporation and add nothing to that of the shareholder, but * * * the antecedent accumulation of profits evidenced thereby, while indicating that the shareholder is richer because of an increase of his capital, at the same time shows [that] he has not realized or received any income in" what is no more than a "bookkeeping transaction." But conceding that a stock dividend represented a gain, the

h the aggregate market value of those shares plus the dividend shares immediately after, the dividend showed that the stockholders experienced no increase in aggregate wealth was declared not to be a proper test for determining whether taxable income had been received by these stockholders.[21] On the other hand, no taxable income was held to have been produced by the mere receipt by a stockholder of rights to subscribe for shares in a new issue of capital stock, the intrinsic value of which was assumed to be in excess of the issuing price. The right to subscribe was declared t

INGS OR RECEIPTS: WH

lvering v. Northwest Steel Mills,[26] this appraisal of the constitutionality of the undistributed profits tax was buttressed by the following observation: "It is true that the surtax is imposed upon the annual income only if it is not distributed, but this does not serve to make it anything other than a true tax on income within the meaning of the Sixteenth Amendment. Nor is it true, * * *, that because there might be an impairment of the capital stock, the tax on the current annual profit would be the equivalent of a tax upon capital. Whether there was an impairment of the capital stock or not, the tax * * * was imposed on profits earned during * * *-a tax year-and therefore on profits constituting income within the meaning of the Sixteenth Amendment."[27] Likening a cooperative to a corporation, federal courts have also declared to be taxable income the net earnings of a farmers' cooperative, a portion of which was used to pay dividends on c

were not taxable income but were to be viewed as having been received by the railroad as a reimbursement for capital expenditures in completing such project. On the other hand, sums paid out by the Federal Government to fulfil its guarantee of minimum operating revenue to railroads during the six month

OF REAL ESTATE; WH

* * * [Nor is it necessary] to recognition of taxable gain that * * * [the landlord] should be able to sever the improvement begetting the gain from his original capital." Hence, the taxpayer was incorrect in contending that the amendment "does not permit the taxation of such [a] gain without apportionment amongst the states."[32] Consistently with this holding the Court has also ruled that when an apartment house was acquired by bequest subject to an unassumed mortgage, and several year

OF BEQUESTS; WHE

4] Moreover, "the receipt in cash or property * * * not [being] the only characteristic of realization of income to a taxpayer on the cash receipts basis," it follows that one who is normally taxable only on the receipt of interest payments cannot escape taxation thereon by giving away his right to such income in advance of payment. When "the taxpayer does not receive payment of income in money or property, realization may

OF LOSS,

marks and who subsequently lost said money in a business transaction cannot be taxed on the curtailment of debt effected by using depreci

IN COMPUTATION

l and not merely an apparent gain, said gain is taxable. Thus, one who purchased stock in 1912 for $500 could not limit his taxable gain to the difference between $695, the value of the stock on March 1, 1913 and $13,931, the price obtained on the sale thereof in 1916; but was obliged to pay tax on the entire gain, that is, the difference between the original purchase price and the proceeds of the sale.[37] Conversely, one who acquired stock in 1912 for $291,600 and who sold the same in 1916 for only $269,346, incurred

S; EXEMPT

1928, from taxing all the gain attributable to increase in value after March 1, 1913 which such a company realized from a sale of property in 1928. The constitutional power of Congress to tax a gain being well established, Congress, was declared competent to choose "the moment of its realization and the amount realized"; and "its failure to impose a tax upon the increase in value in the earlier years * * * [could not] preclude it from taxing the gain in the year when realized * * *"[41] Congress is equally well equipped with the "power t

GAINS

ing the taxes that if lawful it would have to pay."[47] But in Commissioner v. Wilcox,[48] decided in 1946, Justice Murphy, speaking for a majority of the Court, held that embezzled money was not taxable income to the embezzler, although any gain he derived from the use of it would be. Jus

o

n & Trust Co., 157 U.S. 429

8 Sta

erefore valid. The entire statute, however, was voided on the ground that Congress never intended to permit the entire "burden of the tax to b

nited States, 102

tat. 223

of the Pollock deci

U.S. 509

U.S. 4

U.S. 608

ne Tracy Co., 220

); Stanton v. Baltic Min. Co., 240 U.S. 103 (1916)

nion P.R. Co., 240

tic Min. Co., 240 U

rt, 231 U.S. 399 (1914); Doyle v. Mit

. 189 (1920); Bowers v. Kerbaugh

e intrinsic value of the latter earned prior to the effective date of the amendment, and hence was not taxable as income to the shareholder in the year in which actually received. Similarly, in Southern P. Co. v. Lowe, 247 U.S. 330 (1918) dividends paid out of surplus accumulated bef

U.S. 34

S. 189, 206

nced difficulty in understanding how a tax on income which has been severed from capital can continue to be labeled a "direct" tax on the capital from which the severance has thus been made. Finally, the contention has been made that in stressing the separate identities of a corporation and its stockholders, the Cou

efused in Helvering v. Gri

; Rockefeller v. United States, 257 U.S. 176 (1921

in the same general enterprise. Weiss v. Stearn, 265 U.S. 242 (1924), in which the additional value in new securities was held not taxable, was likened to Eisner v. Macomber, and distinguished from the aforementioned cases on the ground of preservation of corporate identity. Although the "new corporation had * * * been organized to take over the assets and business of the old * * *, the corpor

eposit & Trust Co.,

. Helvering, 29

v. Gowran, 302

d from a fraudulent intent to evade the income tax amounted to the imposition of a criminal penalty. The Court, however, described the additional sum as a civil and not a criminal sanction, and one which could be constitutionally emp

also Crane-Johnson Co. v. H

eign personal holding company to be included in the gross income of citizens or residents who are share

. Commissioner of Int. Rev., 9

il Asso. v. Hopkins,

U.S. 62

U.S. 285, 289 (1932); Continental Tie & Lumb

(1940). See also Hewitt Realty Co. v. Commissio

missioner, 331 U.

he right of the sovereign to take part of any increase in its value when separated through s

Horst, 311 U.S. 11

baugh-Empire Co.,

. Edwards, 255

Walsh v. Brewster,

lexander, 279 U

ncome produced by such settlement, that portion of his claim which had accrued prior to March 1, 1913. Income within the meaning of the amendment was interpreted to be the fruit that is born of capital, not t

to coal passes immediately to the lessee on execution of such leases. To the Court, on the other hand, such leases were not to be viewed "as a 'sale' of the mineral content of the soil" inasmuch as minerals "may or may not be present in the leased premises and may or may not be found [therein]. * * * If found, their abstraction * * * is a time consuming operation and th

Union Pac. R. Co.,

lliance Ins. Co., 286

Co., 292 U.S. 371, 381 (1934); Helveri

a direct tax on the land and must be apportioned.-Helverin

arranty of the character of the material to be dredged, must include the amount thereof in the gross income of the year in which it was received, rather than of the years during which the contract was performed, even though it merely represents a return of expenditures made in performing the contract and resulting in a loss. The gain or profit

U.S. 25

tat. 227,

274 a

U.S. 40

U.S. 13

DMEN

LECTION O

a

cal ori

ote for Se

LECTION O

dmen

the people thereof, for six years; and each Senator shall have one vote. The electors in each State sh

shall issue writs of election to fill such vacancies: Provided That the legislature of any State may empower the executi

to affect the election or term of any Senator chosen

rical

legislative selection by corrupt political organizations and special interest groups through purchase of legislative seats, and the neglect of duties by legislators as a consequence of protracted electoral contests. Prior to ratification, however, many States had perfected arrangements calculated to afford the voters more effective control over the selection of Senators. State laws regulating direct primaries were amended so as to enable voters participating in primaries to designate their preference for one of several party candidates for a senatorial seat: and nominations unofficially effected thereby were transmitted to th

Vote fo

declared that when local party authorities, acting pursuant to regulations prescribed by a party's State executive committee, refused to permit a Negro, on account of his race, to vote in a primary to select candidates for the office of United States Senator, they deprived him of a right secured to him by the Constitution and laws, in violation of this amendment.[2] An Illinois statute, on t

o

F. 917 (1915), citing Ex parte

(2d) 460 (1946); certiorari

v. Green, 335 U

DMEN

OF INTOXIC

a

of adop

cemen

eal

OF INTOXIC

dmen

of intoxicating liquors within, the importation thereof into, or the exportation thereof from the Unite

ates shall have concurrent power to enforc

nt to the Constitution by the legislatures of the several States, as provided in the Constitu

ty of

estion are presented and

orc

Amendments Four and Five are considered in the d

pe

by the act of August 27, 1935.[2] Federal prohibition laws effective in various Districts and Territories were repealed as follows: District of Columbia

ate of repeal, had to be dismissed for want of jurisdiction. Only final judgments of conviction rendered while the National Prohibition Act was in force remained unaffected.[7] Likewise a heavy "special excise tax," insofar as it could be construed as part of the machinery for enforcing the Eighteenth Amendment, was deemed to have become inapplicable automatically upon the latter's repeal.[8] However, liability on a bond condition

o

1 Sta

9 Sta

28, § 12; 4

8 Sta

8 Sta

Stat.

Twenty-first Amendment containing "no saving clause as to prosecutions for offenses theretofore committed," these holdings were rendered unavoidable by virtue of the well-established principle that after "the expiration or repeal

cumulative penalties above and beyond those specified by State law for infractions of * * * [a] State's criminal code by its own citizens." Justice Cardozo, with whom Justices Brandeis and Stone were associated, dissented on the ground that, on its face, the statute levying this "tax" was "an appropriate instrument of * * * fiscal policy * * * Classification by Congress according to the nature of the calling affected by a tax * * * does not cease to be permissible because the line of division between callings to b

es v. Mack, 295

DMEN

L SU

a

the amen

of adop

f amendm

L SU

dmen

States to vote shall not be denied or abridged by

power to enforce this articl

he Nineteen

meager. Beginning in 1838, Kentucky did authorize women to vote in school elections, and its action was later copied by a number of other States. Kansas in 1887 even granted women unlimited rights to vote in municipal elections. Not until 1869, however, when Wyoming, as a territory, accorded women suffrage on terms of equality with men and continue

ty of

estion are presented and

of Am

that a Georgia statute levying on inhabitants of the State a poll tax payment of which is made a prerequisite for voting but exempting females who do not register for voting, in any way abri

o

e right to vote but only prohibits discrimination against them in the drafting and administration of laws relating to suffrage qualifications and the conduct of elections. Like the Fifteenth Amendment, the Nineteenth Amendment, according to these State tribunals, is self-executing and by its own force and effect legally expunged the word, "male," and

DMEN

THE PRESIDENT, VICE PRESIDENT

a

Presidential

THE PRESIDENT, VICE PRESIDENT

dmen

the terms of Senators and Representatives at noon on the 3d day of January, of the years in which such term

y year, and such meeting shall begin at noon on the 3d day o

g of his term, or if the President elect shall have failed to qualify, then the Vice President elect shall act as President until a President shall have qualified; and the Congress may by law provide for the case wherein neither a President elect

tives may choose a President whenever the right of choice shall have devolved upon them, and for the case of the death of an

effect on the 15th day of October fol

fied as an amendment to the Constitution by the legislatures of three-fourt

Presidentia

Succession Act of 1948[1] to meet the situation which would arise from the failure of both President elect an

o

, 677; 3 U.S.C.A

DMEN

EIGHTEENTH

a

of repe

ory power conferred

tween domestic and i

portation and "thro

rts destined for a

ederal regu

EIGHTEENTH

dmen

f amendment to the Constitution of

or possession of the United States for delivery or use therein of into

ment to the Constitution by conventions in the several States, as provided in the Constitut

t of

pealing the Eighteenth Amendment, is

atory Power Confer

BETWEEN DOMESTIC A

qualization v. Young's Market Co.[1] a California statute was upheld which exacted a $500 annual license fee for the privilege of importing beer from other States and a $750 fee for the privilege of manufacturing beer; and in Mahoney v. Triner Corp.[2] a Minnesota statute was sustained which prohibited a licensed manufacturer or wholesaler from importing any brand of intoxicating liquor containing more than 25% of alcohol by volume and ready for

iness," the Court proclaimed that this amendment "abrogated the right to import free, so far as concerns intoxicating liquors." Inasmuch as the States were viewed as having acquired therefrom an unconditioned authority to prohibit totally the importation of intoxicating beverages, it logically followed that any discriminatory restriction falling short of total exclusion was

NSPORTATION AND "

uor obtained from Kentucky distillers to consignees in Illinois; but licensed only as a contract carrier under the Federal Motor Carriers Act. After acknowledging that "the Twenty-first Amendment sanctions the right of a State to legislate concerning intoxicating liquors brought from without, unfettered by the Commerce Clause,"[8] the Court then proceeded to found its ruling largely upon decisions antedating the amendment which sustained similar State regulations as a legitimate exercise of the police power not unduly burdening interstate commerce. In the light of the cases enumerated in the pre

PORTS DESTINED F

ery and use therein" within the meaning of section 2 of this amendment. The importation having had as its objective delivery and use in a federal area over which the State retained no jurisdiction, the increased powers which the latter acquired from t

Federal

kfurter took the position that if the State of Colorado had in fact "* * * authorized the transactions here complained of, the Sherman Law could not override such exercise of state power. * * * [Since] the Sherman Law, * * *, can have no greater potency than the Commerce Clause itself, it must equally yield to state power

o

U.S. 5

U.S. 401

U.S. 391

U.S. 395

.S. 59, 6

ions. The contention that discriminatory regulation of imported liquors violated the due process clau

U.S. 132

Ibid

U.S. 390

lidge v. Rainey, 168 F. (2d) 841 (1948)

uired carriers engaged in similar through-shipments to use the most direct route, carry a bill of lading describing that route, and post a $1000 bond conditioned on la

mite Park, 304 U.S.

fort Distilleries, Inc., 32

bid. 3

denied, 326 U.S. 766 (1945); Dowling Bros. Distilling Co. v. United States, 153 F. (2d) 353, 357 (1946), ce

DMEN

ENTIAL

ected President shall be elected to the office of the President more than once. But this Article shall not apply to any person holding the office of President when this Article was proposed by Congress, and shall not prevent any

amendment to the Constitution by the legislatures of three-fourths of the several St

IONAL IN WHOLE OR IN PART BY THE

24, 1789 (1 Stat. 81

g office, under authority of the United States" as applied to the issue of mandamus to the Secretary of State requiring him to deliver to plaintiff a commission (duly signed by

on, 1 Cr. 137 (F

ry 20, 1812 (2 S

ions made * * * by the governors of the Northwest * * * territory", held not to authorize annulment of title confirmed

s, 6 Wallace 160

1820 (3 Stat. 548

36° 30', except Missouri, held not warranted as a regulation of Territory belonging

ford, 19 Howard 39

1); July 11, 1862 (12 Stat. 532, sec. 1); March

ic and private", so far as applied to debts contracted before passage of the act, held not within express or impli

y 7, 1870); overruled in Knox v. Lee (Legal

1863 (12 Stat. 75

in which the cause was tried by a jury to the circuit court of the United States for a retrial on

rray, 9 Wallace 27

1863 (12 Stat. 76

urther provision (sec. 14) requiring an estimate by the Secretary of the Treasury before payment of

ion; the grounds upon which this decision was made were stated in a posthumous opinion by

1864 (13 Stat. 311,

* be transferred by that court to the Supreme Court * * *", as applied in a case where no action had been taken in the C

Wallace 571 (J

y 24, 1865 (13 S

urt by virtue of any previous admission, held invalid as applied to an attorney who had been pardoned by the President for all offenses

4 Wallace 333 (J

138), amending act of June 30, 186

may be payable", as applied to railroad bonds held by a municipal corporation

ore & O.R. Co., 17 Wall

, ch. 169, sec. 13), amending act of J

d from * * * salaries * * * or from any source whatever * * *", as applied to income of

Day, 11 Wallace 1

1867 (14 Stat. 484

ess temperature than 110° F., held invalid "except so far as the section named operates with

witt, 9 Wallace 41

870 (16 Stat. 140, c

rsons offering to qualify under State laws, applicable to any citizens; and (2) hind

se et al., 92 U.S. 2

12, 1870 (16 Sta

ppeals, and requiring dismissal of appeals by the Supreme Court in cases where proof of loyalty had been made otherwise than as prescribed by

ein, 13 Wallace 128

22, 1874 (18 Sta

e laws (the allegations expected to be proved thereby to be taken as proved, on failure to produce such documents), held as a

tes, 116 U.S. 616

1977 (act of May 31

e the same right in every State and Territory to make and enforce contracts * * *

States, 203 U.S.

of July 8, 1870, 16 Stat. 210), and

designed solely for the protection of rights defined in the earlier measure, held not supportable by art

, 100 U.S. 82 (N

subdivision 9 (act of Mar

ings in bankruptcy, under the false color and pretense of carrying on business and dealing in the ordinary course of trade, obtains on credit from

Fox, 95 U.S. 670

07 (act of May 31, 1870

* * * the right of suffrage, to whom that right is guaranteed by the Fifteenth Amendment to the Constitut

n, 190 U.S. 12

(act of April 20, 1871, 17

n of the laws * * * or for the purpose of preventing or hindering the constituted authorities of any State * * * from giving or securing to all persons within such St

rris, 106 U.S. 629

distinguish the Harris case, and apply it to conspiracy against aliens, th

Columbia, section 1064 (act of June 17

on under oath, without indictment by grand jury or trial by petit jury," as applied to punishment fo

n, 127 U.S. 540

1, 1875 (18 Stat.

nveyances on land or water, theaters, and other places of public amusement; subject only to the conditions and limitations established by law, and applicable alike to ci

. 3 (October 15, 1883), as

tation Co., 230 U.S. 126 (June 16, 191

1875 (18 Stat. 479

judgment against him shall be conclusive evidence in the prosecution against [the] receiver that the property of t

tates, 174 U.S. 4

, 1876 (19 Stat. 8

be removed by the President by and with the advice and consent of the Senate

ates, 272 U.S. 52

19 Stat. 141, trademark act)

ust 11, 1888 (

ver, that "* * * in estimating the sum to be paid by the United States, the franchise of said corporati

. v. United States, 148 U

1892 (27 Stat. 2

States shall be imprisoned at hard labor for a period not exceeding 1 year and thereafter removed from the United States * * *" (such convict

d States, 163 U.S.

of August 4, 1894 (28

Minnesota (granted to lessor's ancestor by art. 9 of a treaty with the Chippewa Indians), held an interference wit

, 175 U.S. 1 (O

7, 1894 (28 Stat. 5

of personal property, being a direct tax within the meaning of the Constitution, and, therefore, unconstitutional and void because not apportioned accordin

., 157 U.S. 429 (April 8, 1895) and r

y 30, 1897 (29 St

the title to the same shall be held in trust by the Government * * *," held a police regulation i

l 10, 1905) overruled in United St

ne 1, 1898 (3

ership in * * * a labor corporation, association, or organization" (the act being applicable "to any common carrier * * * engaged in the transportation of pass

ates, 208 U.S. 161

13, 1898 (30 S

ding, held a tax on exports in v

States, 181 U.S. 28

(30 Stat.

vely from ports in United States to foreign ports, held

voslef, 237 U.S. 1

(30 Stat.

insurance during voyage to foreign ports, held a

urance Co. v. United States,

6, 1900 (31 Stat

jury in trials for misdemeanors, held repugnant to t

d States, 197 U.S.

3, 1901 (31 Stat.

es or the District of Columbia as to the defendant, but providing that a verdict was not to be set aside for erro

vans, 213 U.S. 297

11, 1906 (34 Sta

its employees * * * for all damages which may result from the negligence of any of its officers * * * or by reason of any defect * * * due to its negligence in its

the District of Columbia in Hyde v. Southern R. Co., 31 App. D.C. 466 [1908]; and as

16, 1906 (34 Sta

f the State capital prior to 1913, held not supportable by

(Smith), 221 U.S.

ry 20, 1907 (34 S

, for the purpose of prostitution * * * any alien woman or girl, within 3 years after she shall have entered the United States," held an exercis

tates, 213 U.S. 13

rch 1, 1907 (

1902, insofar as said acts * * * attempt to increase or extend the restrictions upon alienation * * * of allotments of lands of Cherokee citizens * * *," and

wn and Gritts v. United States,

27, 1908 (35 St

or shall be removed," held a violation of the Fifth Amendment, in view of the Atoka Agreement, embodied in the Curtis A

, 224 U.S. 665

gust 19, 1911

Senator "in any campaign for his nomination and election," as applied to a primary election, held not supported by ar

States, 256 U.S.

18, 1912 (37 Sta

n of desertion cases (which were, by law, misdemeanors punishable by fine or imprisonment in the workhouse at hard labor for

reland, 258 U.S. 43

1913 (37 Stat. 988

crees of the District of Columbia Court of Appeals modifying valuation decisions of the Utilities Commission, held an attempt to

ic Power Co. et al., 261

1, 1916 (39 Stat. 6

duct of any mill * * * in which within 30 days prior to the removal of such product therefrom children under the age of 14 years have been emp

art, 247 U.S. 25

8, 1916 (39 Stat. 757

amount of its cash value," held invalid (in spite of the Sixteenth Amendment) as an attempt to tax

er, 252 U.S. 189

secs. 4, 303, secs. 201 and 333, sec. 12

9 (40 Stat. 1075, secs.

corporation from leases of land granted by the United States to a State, for the support of com

l & Gas Co., 285 U.S.

Stat. 316,

* * sold by the manufacturer, producer, or importer * * *" as applied to articles sold by a manufacturer to

Edwards, 262 U.S.

6, 1917 (40 Stat. 3

laimants the rights and remedies under the workmen's compensation law of any State," held an attempt to transfer legislative power

. v. Stewart, 253 U.

er 19, 1918 (40 St

of minimum wages for women in any occupation within the District of Columbia, and what wages are inadequate to supply the necessary cost of living to any

. Lyons, 261 U.S. 525 (April 9, 1923)-overruled in West

1919 (40 Stat. 1065, ch.

ncome derived from salaries, wages, or compensation for personal service (including in the case of * * * judges of the Supreme and inferior courts of the United States * * * th

253 U.S. 245

, held it invalid as applied to a judge taki

24, 1919 (40 Stat.

created a trust, in contemplation of or intended to take effect in possession or enjoyment at or after his death (whether such transfer or trust is made or created before or after the passage of this act), except in case of a bona fide sale * * *

idge et al., Executors, 27

1919, title XII (40 St

rmitted to work * * * shall pay * * * in addition to all other taxes imposed by law, an excise tax equivalent to 10 percent of the entire net profits received * * * for such y

Co. (Child Labor Tax Case),

t. 298, sec. 2), amending act of Au

nable rate or charge in handling or dealing in or with any necessaries * * *" and fixing a penalty, held invalid to support an indictment f

Grocery Co., 255 U.S.

Sa

e with any other person to * * * exact excessive prices for any necessaries" and fixin

d States, 255 U.S. 10

921 (42 Stat. 187, ch.

f sale of grain for future delivery, except * * * where such contracts are made by or through a member of a board of trade which has be

e, 259 U.S. 44

per bushel on each bushel involved therein, whether the actual commodity is intended to be delivered or only nominally refer

s, 269 U.S. 475

23, 1921 (42 Stat. 2

life-insurance companies in general by the amount of interest on their tax-exempts, and so according no relative

Co. v. United States, 27

10, 1922 (42 Sta

mants for compensation for injuries to or death of persons other than the master or members of the crew of a vessel, their rights a

ia v. Rolph et al., and Washington v. Daws

ne 2, 1924 (4

, held invalid under the Fifth Amendment as applie

erson, 276 U.S. 4

e 2, 1924 (43 Stat. 32

ically, "(2) * * * motorcycles * * * 5 per centum"]-as applied to sale of motorcycle to a municipal

v. United States, 283

26, 1926 (44 Stat.

302 in part (

t full consideration in money or money's worth, "within 2 years prior to his death but after the enactment of this act", although "not admitted or shown to have been made in contemplation of or inten

, 285 U.S. 312 (

701 in part (

in States where such business is illegal, held a penalty, without

stantine, 296 U.S. 2

, 1933 (48 Stat. 11

yearly renewable term insurance are hereby repealed", held invalid to abrogate an outs

tates, 292 U.S. 5

ay 12, 1933

cultural commodities and benefit payments therefrom to farmers, he

al., Receivers of Hoosac Mills C

of June 5, 1933 (48

ney (art. I, sec. 8, clause 2), and within the prohibition of the Fourteenth Amendment, against questioning the validity

94 U.S. 330 (Feb

Stat. 195, ch. 90, the Nati

I, except

President in his discretion "to effectuate the policy" of the act, held invalid as

v. United States, 295

ction

merce of petroleum * * * produced or withdrawn from storage in excess of the amount permitted * * * by any State law *

and Amazon Petroleum Corp., et al. v. Ry

16, 1933 (48 Sta

nstitution, have been diminished)", as applied to circuit or district judges retired from active service, but still subject to perform judic

with Amidon v. United States),

646, sec. 6), amending section 5 (

ociations, upon vote of 51 percent of the votes cast at a meeting of stockholders

an Association v. Cleary, 29

4, 1934 (48 Stat

held invalid, though "adequately related" to the bankr

r Improvement District No. 1,

1934 (48 Stat. 128

tem for employees of carriers subject to the Interstate Commerce Act, held, no

v. Alton R.R. et al., 29

28, 1934 (48 Sta

rm property and providing specifically, in paragraph 7, that a bankrupt left in possession has the option at any time within 5 years of buying at the apprai

and Bank v. Radford, 295

, 1935 (49 Stat. 750

Act amendments, held not

Fontenot, 297 U.S. 1

30, 1935 (49 Sta

impose not a tax within article I, section 8, bu

oal Co., 298 U.S.

1938 (52 Stat. 1251,

uilt based on a prior conviction and present possession of a firearm

ates, 319 U.S. 4

5, 1943 (57 Stat. 450

e paid to certain, named Federal employees out of moneys appropriated, held to violate arti

Lovett, 328 U.S.

E OF

he 223 U.S. 1

Bryan 282 U.S. 76

How. 506 (1859) 55

s 250 U.S. 616 (1919)

merica Assn. 303 U

ates 208 U.S. 161

3 U.S. 59 (1904) 5

Stamping Co. 141 U

ee 228 U.S. 572

rk 192 U.S. 585

1 Fed. Cas. No

er 244 U.S. 5

tates 317 U.S. 26

Croninger 226 U.S.

v. Kentucky 238

Ohio 165 U.S. 194 (

. v. Ohio 166 U.

toren 304 U.S. 307

6 (1947) 752, 971, 1104, 1115, 1

. United States 175 U.S. 21

v. New York 176

261 U.S. 525 (1923) 303, 561

Education 342 U.

s, The 295 U.S

er Co. v. Jackson 287

. v. Board of R.R. Commrs

Georgia Pub. Serv. Commissio

v. Hyde 275 U.S

. Kennedy 301 U.

o. v. Dunken 266

Haworth 300 U.S. 227 (1

. v. Tremblay 223

ay 105 U.S.

States 269 U.S.

man 198 U.S. 5

onsin 195 U.S.

s 325 U.S. 39

v. United States 261

zona 291 U.S.

& Boozer 314 U

Southern R. Co. 341

Ickes 302 U.S. 464

abor v. McAdory 325 U.S. 450

oy 258 U.S.

y-Products Co. v. Smith

ndustrial Acci. Commissio

dustrial Acci. Commission

d States 273 U.S.

ed States 329 U.

er Co. v. Wisconsin 3

any Co. 196 U.S

& O.R. Co. 114 U.S.

a 166 U.S. 138

1 Fed. Cas. No

Palace Car Co. 191

rsity System of Georgia 3

ey 203 U.S.

th 173 U.S.

. v. Union 325 U

mployment Relations Boar

iana 165 U.S. 578

ken-Detroit Axle Co.

nia 24 How. 169

v. Massachusetts 268 U.S

nited States 224

inois Comm'n. 305 U

eeman 319 U.S.

on 282 U.S. 509

ons Asso. v. Douds 3

. Jacksonville T. & K.W.R.

. Caldwell 244 U.S. 61

v. Mullins 212 U.S. 3

v. American Sash Co. 335 U.S.

of Labor v. Swing 31

. v. King Lumber Co.

Canter 1 Pet. 511 (

. v. Zeiss 219 U

Co. v. St. Louis 250 U.

. v. United States 31

American Surety Co.

ecurities & Exchange Commission

Co. v. Fisher 166

etic Healing v. McAnnul

ine Co. v. Kentucky 2

re Co. v. Speed 192

ng Co. v. Louisiana 1

Baldwin 287 U.S. 156

graph Co. v. United State

v. United States 32

v. Werckmeister 207

Railroad Com. of California

l. Johnston 111 U.S.

States 255 U.S.

nn 6 Wheat. 20

ta Anna 116 U.S

ckett 321 U.S. 233 (1944

States 333 U.S. 7

188 U.S. 14 (1903

rtz 156 U.S. 2

all 3 How. 5

ngton 330 U.S.

. P.M. & O.R. Co. 15

o. v. Davis Provision Co.

les Corp. v. Alabama 288

. v. Davis 301 U

e 10 Wheat.

tee v. McGrath 341

nhow 107 U.S.

c. v. United States 2

falo 221 U.S.

aney 271 U.S.

sachusetts 203 U

a 283 U.S. 423 (1931

fornia 292 U.S.

(Arizona Employers' Liability

v. St. Louis S.W.R. Co

T.C. Co. & S.F.R. 1

tle Co. v. Mann 130

v. Dept. of Public Utilit

o. v. Fant 278 U.

Dakota 240 U.S. 510

Virginia 246 U

Wantock 323 U.

o. v. Lacy 200 U

United States 209 U.

ted States 13 Wa

v. United States 6

cCarthy 254 U.

134 U.S. 316 (

Gleason 129 U.

ctive Draft Law Cases) 245 U

sas 209 U.S.

ass County 326 U.S.

ssee 322 U.S. 143

nessee 327 U.S.

s ex rel. Valotta 27

as 128 U.S.

ter Improvement Dist 298 U.

ority 297 U.S. 288 (1936) 132, 291

al Oil Co. 252 U.S.

k v. Dolley 219 U

al Labor Relations Board 3

. United States 32

R. Co. v. Harold 24

. Co. v. Matthews 17

o. v. O'Connor 223 U.S.

v. Railroad Commission 28

Co. v. Sowers 213 U.

. Co. v. Vosburg 238

herton 181 U.S

191 U.S. 207 (

re 212 U.S. 2

x Commission 303 U.S

Co. v. Philadelphia 1

, Inc. v. United States 2

R. Co. v. Daughton 2

. Co. v. Ford 287 U.S

Co. v. Georgia 234 U.

R. Co. v. Glenn 239

. Goldsboro 232 U.S. 548 (19

. North Carolina Corp. Commi

R. Co. v. Phillips 3

. Commissioner 298 U.

. v. Virginia 302 U.

v. Brady 107 U.

rn Union P. Co. 21

. Kies v. Lowrey 199 U.

feldt 181 U.S.

den 137 U.S. 310

essee 179 U.S.

d States 155 U.

s v. O'Brien 339

d 336 U.S. 245 (1919) 252

States 266 U.S

a 308 U.S. 444

v. Kentucky 202

3 U.S. 443 (1887)

Domenech 311 U.

siana 232 U.S.

lson 204 U.S.

anon 11 N.H.

Port Street Union Depot Co

ard 20 How.

nois 227 U.S.

as 163 U.S.

04 U.S. 311 (1907

Martin 305 U.S

d States 240 U.S

nett 255 U.S.

derick 13 Pet.

19 U.S. 219 (1911)

rson 326 U.S.

o. (Child Labor Tax Case) 25

te 121 U.S.

v. Pinson 282 U.

35 U.S. 403 (

v. Span 281 U.S.

Ex parte 279 U.S. 43

E. & Co. 242 U.S

ce 169 U.S.

on 12 Wall. 1

den 101 U.S.

ivers v. Wohl 315

120 U.S. 678 (18

aveling Men's Assoc. 283

uri 281 U.S. 586

G.A.F.) 294 U.S. 511

4 U.S. 241 (1907) 10

assachusetts 231 U.S

. Redman 295 U.S. 654

. State Tax Comm'n. 2

Co. v. Baugh 149

. v. Hostetter 240

erstate Commerce Comm. 221

Co. v. Nesbit 10

Dry Dock Co. v. Baltimo

Rico 258 U.S. 29

v. Superior Court 284

rk L. Ins. Co. 178

v. Dalton 9 Ho

Earle 13 Pet. 519 (

v. Wister 2 Pet

. Clement 256 U.

s v. Deveaux 5 Cr. 6

es v. Halstead 10 W

s v. Planters' Bank of G

. Pennsylvania 222

oal Co. v. Burnet 28

. Blodgett 260 U.S.

ber 21 How. 5

ber 323 U.S.

lly 113 U.S. 27

rgia 249 U.S.

8 Jones L. 53 (N.

les 151 F. (2d

les 326 U.S. 7

imore 6 Wall.

New York 193 U.S

erly 163 U.S.

ana 299 U.S. 26

York 232 U.S.

more 7 Pet. 243

side 121 U.S.

v. Kane 170 U.

rte 2 How. 6

cein 5 How.

ex rel. Cunningham 27

d States 334 U.

States 167 F. (

d States 227 U.S

Iowa 18 Wall.

bour 104 U.S.

ppard 299 U.S.

4 Dall. 37 (1

State Tax Commission 266 U

y 208 U.S. 386

ie 245 U.S.

d States 209 U.

167 U.S. 548

ed States 322 U.S.

rs' Ins. Co. 113

Gentry 297 U.S. 422 (1936)

acific R. Co. 312

ex rel. Griffin 16

linois 343 U.S. 2

ubert 198 U.S

nkel 194 U.S.

io 269 U.S. 1

v. Cummings 296 U

d States 192 U.S

e Cutters Assn. 274

lina Tax Commission 2

v. Riley 280 U.

v. Boon 7 Wall

ld 161 U.S. 10

181 U.S. 17

327 U.S. 678

nnsylvania 134 U.S. 232

ylvania Public Util. Co

rter 9 How.

erworth 11 How.

d States 146 U.

ntucky 211 U.S. 45

acker 157 U.S.

v. S.S. Pesaro 271

onverse 206 U.S

Conkey Co. 194 U.

axwell 311 U.S.

orp. v. Flynt 256

w York Labor Relations Bd

U.S. 455 (1942) 109

ice Comr. 245 U.

ich 274 U.S. 48

ee 148 U.S. 1

pper Min. & S. Co. 225 U.S

linois 188 U.S

States 232 U.S. 2

Tod 263 U.S.

Colorado 239 U.S. 4

e Exchange 263 U

le Western Lines 297 U

dge, The 3 Wal

g 299 U.S. 28

tates 194 U.S. 48

d States 197 U.

. v. Brown & Yellow Taxicab &

States 284 U.S. 4

ler 188 U.S. 189

ago 201 U.S.

72 U.S. 239 (1898)

States 103 U.S

States 340 U.S.

States 340 U.S.

n Lithographing Co. 1

son 222 U.S.

256 U.S. 135

lden 275 U.S.

n 277 U.S. 1 (1928)

ewan 14 How. 53

linger 1 Wall.

rov. Co. v. Pub. Serv. Com

Curtis Pub. Co. 252

New York L. Ins. Co. 2

v. Seber 318 U.S

nkfort v. State National B

arnette 319 U.S. 624 (1

v. Illinois 203 U

v. McComb 92 U.S. 531

. Columbia College 17 W

v. Michigan 333 U.S

(1807) 313, 314, 315, 512,

A.R. Co. 3 Fed. Cas.

x Court 104 U.S

243 U.S. 15 (

tterson 98 U.S

ois 184 U.S. 4

ana 237 U.S.

Industrial Commission

. Borella 325 U.

s Co. v. Ten Eyck 297

man 119 U.S.

on 111 U.S. 2

gore 177 U.S.

hlin 236 U.S. 38

ssachusetts 97 U.S. 2

& Silver Mining Co. v. Montana Ore

tis 9 How. 3

ee-Mears Co. 275

nguez 130 U.S. 2

Chapman 301 U.S. 1

ling 327 U.S.

ston 306 U.S.

mpire Co. 271 U.S. 1

mith 243 U.S.

321 U.S. 503 (1944) 7

W.R. Co. 125 U.S. 465 (

al Oil Co. 256 U.S.

is 101 U.S. 2

s v. Grundy 3 Pe

rel. Thayer 143 U.S.

tes 116 U.S. 616 (

States 142 U.S.

te 109 U.S. 6

nson Gas Co. 291

States 330 U.S

mes 246 U.S.

oberts 175 U.S

t Co. v. Clapper 286 U

ghtcap 195 U.

ies Commission 289 U.S.

nois 16 Wall. 13

t S.S. Co. 317 U.

51 U.S. 57 (1919)

aas 16 F. 5

ark 342 U.S.

parte 310 U.S.

sh 251 U.S. 1

a ex rel. Stoeser 15

ler 260 U.S. 110

. West Virginia 208 U.

igan 241 U.S.

dria 341 U.S. 62

302 U.S. 277 (1937)

d States 226 U.

ntas County 257 U.

ville 153 U.S. 2

quor Comm'n. 305

v. Hoboken Co. 1

14 U.S. 252 (1941) 517,

he 9 Cr. 28

, The 28 Fed. Cas.

The 7 Cr. 382

ott 342 U.S. 3

Insurance Co. 316 U.

n 138 U.S. 78 (1

States 338 U.S. 1

t & Sav. Co. v. Hill 2

Kentucky 11 Pet.

olph 221 U.S.

gton County 177 U

outh Carolina ex rel. Dani

ner 294 U.S. 629

uri 219 U.S. 285

States 236 U.S. 2

ghn 280 U.S. 124

nzie 1 How. 3

folk 277 U.S.

States 267 U.S. 4

States 147 F. (

d States 324 U.

Railroad Commission 25

n 78 F. Supp.

esne 19 How.

ott 225 U.S.

210 U.S. 82 (1908)

nt 116 U.S.

114 U.S. 622 (1

(1827) 107, 175, 177, 178, 182,

297 U.S. 278 (1936) 1

y 175 U.S. 172 (18

cot Bank 8 Mass

er 91 U.S. 3

rt 145 U.S.

d States 8 Cr.

States 263 U.S.

1 U.S. 591 (1896)

. Co. of Alabama 33

Co. v. Feldman 256 U.

rode 5 Cr. 3

oper 269 U.S.

ross 233 U.S. 16

. 308 U.S. 2

Co. 240 U.S. 1 (1916) 105, 1

Fed. Cas. No.

w York 319 U.S.

ey 245 U.S. 60 (

h 206 U.S. 3

.S. 200 (1927) 984

ornia 342 U.S

h 3 Wall. 334

dall 267 U.S.

se v. McKinley 308

143 U.S. 517 (1

ams 228 U.S. 585

yees Union v. Gazzam 3

onsin 240 U.S.

243 U.S. 426 (19

nst 232 U.S.

ell 256 U.S. 465

States 236 U.S.

parte 3 Cr.

on 97 U.S. 381

gman 107 U.S. 2

sso. v. Hopkins 269

v. Duncan 265 U

il & Gas Co. 285 U.S

mel 287 U.S.

& B. Co. 282 U.S

v. Bryan 264 U.

ted States 290 U

aphic Co. v. Sarony

Inc. v. Wilson 343

es 202 U.S. 344 (1906

nsin Board 340 U.S. 38

v. Maloy 267 U.S

. Crescent City Co. 1

s 333 U.S. 640

avannah S.S. Co. 130

eley 146 U.S.

ylvania 10 How.

y 240 U.S. 328

McColgan 315 U.S

Co. v. Baker 196

land 263 U.S.

Hoe 112 U.S. 50

anahan 192 U.S.

ston 119 U.S.

ates 273 U.S. 28 (

souri 8 Pet.

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